Category Archives: German Imperialism

The Greek Debt Crisis: A Misnomer for the European Imperialist Crisis

Anti-austerity demonstration before the Greek Parliament, July 3, 2015

Anti-austerity demonstration before the Greek Parliament, July 3, 2015

August 2015
Hari Kumar

1. An Introduction to Greece
2. The Truman Doctrine – Greece becomes dependent upon the USA after the Second World War
3. The Greek Junta – Greece by now fully a client state of the USA
4. Capitalist Class of Greece Moves to “Democracy” and Europe
5. The USA Makes Its Move to Become the World Imperialist Leader – The Character of the European Union – from pro-USA states to anti-USA coalition
6. The Greek Economic Crisis 2009-2015
7. The Marxist View of “National Debt” under capitalism
8. The Debt Crisis leads to increasing struggle of the growing Greek working class and gives rise to The United Front of Syriza – the political parties of the left
9. What was the elected programme of Syriza?
10. Elections of 2015 and Negotiations with the Troika
11. Conclusion
APPENDIX: Select Chronology 1975 to 2015

Synopsis:
After the Second World War, Greece was a client state in the Mediterranean of the USA. The revisionist collapse of the Yugoslav communists in the neighbouring state of Yugoslavia was key in this development. Tito’s degeneration into revisionism deprived the minority of the Marxist-Leninist forces in the Communist Party of Greece (KKE) of crucial support. We describe this in a subsequent more detailed article.

This article is restricted to the post Second World War development of Greece, up to the present-day debt crisis. It argues that the entire post-war history of Greece was effectively that of a neo-colonial state serving initially the interests of USA imperialism and British imperialism. The Greek people did not have a non-revisionist proletarian leadership that could develop an independent democratic path. The Junta and the imperialist machinations in Cyprus of the island further retarded the people of Greece. Both Greece and Cyprus – endured military oligarchic dictatorships sponsored by the USA.

The later history of Greece became inextricably entwined with the slow but sure evolution of the European imperialist bloc. This bloc took multiple only slowly coalesced, and eventually it later became the European Community. However during its coming into being, it took several class forms. The post-Marshall Plan in Europe had ushered in a dominant USA which fostered the first steps towards a federal Europe. In its hopes to control the European content as a market, the USA was at first successful. During this period the elements of a united Europe adopted a pro-USA comprador position.

This is also characterised the initial European Economic Union (EEC). But the Euronationlists finally, and haltingly, moved to release Europe to some extent, from the USA embrace. Following the fall of the former Comecon countries, Germany was able to move into a new market itself. This began a new phase. Now the rising German imperialists used their industrial superiority and new market share to re-vitalise their hegemonic ambitions.

Such events were milestones on the road to today’s debacle in Greece. They were the pre-history of the chronic indebtedness of the Greek state.

After the Junta “democratised” itself, Greece swopped the USA master for that of the EU. The EU progressed to be firmly dominated by the unified single unitary state of Germany, where German capitalists became the dominant faction. German capital exported both capital and industrial exports, including… to Greece. Over-riding the total market share of Greece accruing to Germany, are the huge debts of Italy and France to Germany – both at risk of potential default. This underlies the harshness of the German ruling class towards the Greek capitalist representatives in Greece today. Finally, current differences between the International Monetary Fund leader Christine Lagard (representing the USA interests) and the German leaders Angela Merkel and Schauble, show the continuing inter-imperial contradictions. This has engulfed Greece today.

1. An Introduction to Greece

Greece is set in the Eastern corner of the Mediterranean Sea and surrounded by the Aegean Sea:

“Greece has more than 2,000 islands, of which about 170 are inhabited; some of the easternmost Aegean islands lie just a few miles off the Turkish coast. The country’s capital is Athens, which expanded rapidly in the second half of the 20th century. Attikí (ancient Greek: Attica), the area around the capital, is now home to about one-third of the country’s entire population.

(http://www.britannica.com/place/Greece)”

In the modern era industrialisation has been slow, leaving Greece dependent upon agriculture, fishing and tourism. The only segment of industry that could be considered substantial is shipbuilding and related industries:

“The manufacturing sector in Greece is weak. …. In the 1960s and ’70s Greek shipowners took advantage of an investment regime that benefited from foreign capital by investing in such sectors as oil refining and shipbuilding. Shipping continues to be a key industrial sector—the merchant fleet being one of the largest in the world—(but) are extremely vulnerable to downturns in international economic activity, as they are principally engaged in carrying cargoes between developing countries.”

(http://www.britannica.com/place/Greece/Demographic-trends#toc26455)

As far as agriculture is concerned, produce is hampered by small peasant holdings, resulting from an early restriction on large land holdings:

“large landowners appeared relatively late (with the annexation of Thessaly in 1881) and only lasted till the agrarian reforms of 1917, which abolished big landed property in Greece irreversibly.”

(Mouzelis, Nicols. ‘Capitalism and Dictatorship in Post-war Greece”; New Left Review; I/96, March-April 1976).

In addition dry conditions and poor soil make agriculture at times tenuous.
In recent years the European Community has helped with various grant subsidies. Overfishing has hampered that other resource:

“Greece’s agricultural potential is hampered by poor soil, inadequate levels of “precipitation, a landholding system that has served to increase the number of unproductive smallholdings, and population migration from the countryside to cities and towns. Less than one-third of the land area is cultivable, with the remainder consisting of pasture, scrub, and forest. Only in the plains of Thessalía, Makedonía, and Thráki is cultivation possible on a reasonably large scale. There corn (maize), wheat, barley, sugar beets, peaches, tomatoes, cotton (of which Greece is the only EU producer), and tobacco are grown. Other crops grown in considerable quantities are olives (for olive oil), grapes, melons, potatoes, and oranges, all of which are exported to other EU countries. … Although inefficient, Greek agriculture has benefited substantially from EU subsidies… In general, however, the importance of the agricultural sector to the economy is diminishing…
Greece’s extensive coastline and numerous islands have always supported intensive fishing activity. However, overfishing and the failure to conserve fish stocks properly, a problem throughout the Mediterranean, have reduced the contribution of fishing to the economy.
Greece has few natural resources. Its only substantial mineral deposits are of nonferrous metals, notably bauxite.”

(http://www.britannica.com/place/Greece/Demographic-trends#toc26455) (http://www.britannica.com/place/Greece/Agriculture-forestry-and-fishing)

The early development of modern-day Greek capitalism was that of a merchant capital that weaved itself into the matrix of the Ottoman Empire. Both these traders and arising shipping magnates, were based outside of Greece. Being non-resident they could not transfer easily all their capital resources for later industrialisation needed to keep pace with the rest of the European economies:

“The development of the Greek bourgeoisie must be traced back to the sixteenth century when Greece was under Ottoman rule…. Greek merchants… accumulated vast fortunes and control (over) Balkan trade and most of the Ottoman empire’s commercial transactions with the industrialising West. …..
With the decline of the Ottoman empire in the eighteenth and nineteenth centuries, the Greek bourgeoisie….contributed to the development of Balkan nationalism. It thus played a crucial role in the Greek war of independence against the Turks (1821). For while the Greek peasantry constituted the main revolutionary force in the war, the bourgeoisie and the intellectuals managed to direct this force towards nationalist goals. ….
The first Greek constitutions, for instance, were inspired by the French experience; and although Capo d’Istria and later King Otto tried to implement an absolutist model of government, their efforts were ultimately frustrated.
Of course, it is true that in the nineteenth century the autochthonous merchant class was rather weak. But its counterpart living abroad, the Greek diaspora merchants and ship-owners, with their formidable financial power, greatly influenced the shaping of most institutions in nineteenth-century Greece itself… .. these (Greek) merchant communities.. were flourishing both in colonial centres (Alexandria, Cairo, Khartoum, etc.), in the major capitals of ninteenth- century Europe and in Constantinople and Asia Minor.”

(Mouzelis, Nicols. ‘Capitalism and Dictatorship in Post-war Greece”; New Left Review; I/96, March-April 1976).

This large overseas Greek bourgeoisie was already prone to comprador positions. Although it helped transfer some capital to Greece itself, this was largely in the mercantile and finance sectors:

“Although relatively small by international standards, the Greek diaspora bourgeoisie, by exploiting inter-imperialist rivalries and playing the role of intermediary between metropolitan and colonial centres, managed to master formidable financial resources, some of which were channelled into mainland Greece. However, given its cosmopolitan and mercantile character, as well as the weakness of the indigenous bourgeoisie, these resources contributed to the development of a top-heavy state and a parasitic tertiary sector, geared to support a mercantile and finance capital, rather than to the development of industry and agriculture.”

(Mouzelis, Nicols. ‘Capitalism and Dictatorship in Post-war Greece”; New Left Review; I/96, March-April 1976).

By the end of the Second World War, the population of Greece can be characterised in the following break-down:

  • A very small working class, of whom the most militant were in the tobacco industry; also some in shipping (often overseas for long periods) and fishing;
  • A substantial number of small to medium petit-bourgeoisie in the urban areas (artisans, small businesses) and an even larger number of small peasants in the rural areas
  • A small but dominant comprador bourgeoisie with significant financial overseas capital – based in the shipping industry and in bank capital – with many connections to foreign traders
  • A much smaller but ambitious section of industrial capital anxious to develop their ‘home’ base of Greek production.

The first two sections of society in particular, had suffered enormous losses and hardships under the Italian-German fascist occupation; and then in the ravages of the Civil War. A good summary of the position of the Greek people following the Second World War can be taken from Enver Hoxha:

“When our people are rebuilding their country which was devastated during the war, when our country is working with all its might to strengthen the people’s democracy and advance on its peaceful and progressive course, Greek monarcho-fascism is employing a thousand and one of the basest methods to inflict harm on our people. You know what a terrible tragedy is occurring in Greece. The unfortunate but heroic Greek people are fighting against monarcho- fascists and the foreign intervention. The progressive and democratic world is profoundly indignant when it sees the great tragedy of that people who deserve to live free and sovereign, but who, unfortunately, are being mercilessly oppressed and killed by collaborators of Italo-German fascism who are now under the direct orders of Anglo-American reaction.”

(Hoxha, Enver; “We Sympathize With the Efforts of the Greek People for Freedom and Democracy.” Speech 3 October 1947; In: “Two Friendly Peoples
Excerpts from the political diary and other documents on Albanian—Greek relations
1941 — 1984”. Marx, Engels, Lenin, Stalin Institute Toronto, 1985; pp. 47-48. http://www.enverhoxha.ru/Archive_of_books/English/enver_hoxha_two_friendly_peoples_eng.pdf

2. The Truman Doctrine – Greece becomes dependent upon the USA after the Second World War

The USA implemented an overall strategy known as ‘The Truman Doctrine’ – to counter the ideological threat of the USSR after the victories led by the Marxist-Leninists had inspired the world proletariat. In the Aegean the Truman Doctrine aimed to:

“Prevent Greece and Turkey from passing under Soviet Control.”

(Woodhouse C.M. “Modern Greece, A Short History”; London 3rd Edition
1984; p. 258).

Both the USA Marshall Plan and the creation of NATO, were tactical instruments of the Truman Doctrine. They were used in Greece to build and develop a modern capitalist state structure. But before they were deployed, first the potential proletarian victory of the Greek Civil War had to be stopped.

While the British General Scopus and his forces had defeated the combined forces of the Greek Communist Party (KKE) and their military wing (ELAS), significant distrust remained in the population against British imperialism. So, after the battle of Athens (Dec 3rd 1949) was won by the British, a democratic façade was placed onto the imperialist proceedings. By this stage all leftist opposition had been essentially neutralized and no longer posed any threat to the Greek capitalist class.

When the British imperial chief Winston Churchill understood the degree of Greek popular distrust – he reversed his prior opposition to a plebiscite. The plebiscite following the defeat of left forces enabled the return. The ensuing Plebiscite supported the return of King George II to Greece. (Woodhouse C.M. “Modern Greece” Ibid; p. 254).

The Americans also dropped their previous support of the King, and become “ostentatiously neutral” (Woodhouse C.M Ibid; p. 254) – they tacitly supported the British crushing of the communist forces. Archibishop Damaskinos was appointed a Regent in the King’s stead and General Plasitiras (head of EDS) was appointed Prime Minister and head of government in lieu of George Papandreuou. Papandreuou had previously “approved” the British suppression of the mutiny of 1944 (Woodhouse C.M Ibid; p. 252).

Both the American covert support, and the British repudiation of the King’s intent – enabled the predominantly capitulationist ELAS some pretext to accede to British overlordship. Accordingly ELAS now agreed to the infamous Varizka Agreement of February 1945. Only Aris Veloukhiotis and the Political Committee of National Liberation (PEEA) had resisted Varizka – and these forces were simply hunted down and eliminated.

A succession of shaky governments was capped by the first post-war General Election of March 1946. The Communist Party of Greece (KKE) abstained and the Populist party of Constantine Taldaris, formed a government. This election:

“Marked a watershed in Greece’s foreign relations. For the first time the Government of the USA was directly involved in Greek affairs alongside Britain, though occupation in the Allied Mission for observing the Greek elections. It was a first step towards the Truman Doctrine”. (Woodhouse C.M Ibid; p. 257).

The defeat of left and communist forces at Athens had decimated left resistance.
Behind both the King and the Parliament lay the Army, and the most right-wing section of the army – the group known as IDEA (Sacred Bond of Greek Officers):

“After 1949, the ruling class was no longer threatened. … their enemies had been effectively destroyed for a generation.…..
After its victory, the Right imposed a quasi-parliamentary régime on the country: a régime with ‘open’ franchise, but systematic class exclusions. The Communist Party was outlawed and an intricate set of legal and illegal mechanisms of repression institutionalized to exclude left-wing forces from political activity. The job of guaranteeing this régime fell to the agency which created it: the army. The state was nominally headed by the monarchy and political power was supposedly vested in parliament. In reality, however, the army, and more specifically a powerful group of anti-communist officers within it, played the key role in maintaining the whole structurally repressive apparatus… in particular IDEA (Sacred Bond of Greek Officers), which was to play a key role in post-war politics.”

(Mouzelis, Nicols. ‘Capitalism and Dictatorship in Post-war Greece”; New Left Review; I/96, March-April 1976).

The Tsildardis government gave way to the more right wing Demetrios Maiximos with General Zervas (Formerly of EEDS) as Minister of Public Order. Brutal repressions of left forces continued despite both international protests and the presence of a United Nations observership. We will examine the Civil war and the Varzika Agreement in detail in a subsequent article.

By October 1948, martial law was imposed. Under this direct attack by the right-wing forces, and the simultaneous Yugoslav revisionist turn and exposure by the Marxist-Leninist Cominform of 1948:

“The rebel leaders admitted defeat by proclaiming a ‘temporary cessation of hostilities’… a caretaker government.. lifting of martial law, .. withdrawal of the British service missions and the renewal of friendly relations with Yugoslavia.”

(Woodhouse C.M Ibid p. 260)

The Greek government joined NATO in 1951, as well as the Council of Europe; and the Security Council of the UN.

Although throughout this period numerous governments based on varying participation of right-wing forces were only able to hold power for brief periods. The National Progressive Union of the Center (EPEK) – led by General Plastiras and Emmanuel Tsouderous held power until displaced by the virulently anti-communist General Papagos leading the Greek Rally:

“The days of Plastiras’ government were clearly numbered when not only the Greek public but also the US authorities became impatient … Under pressure from the US Embassy the government resigned in 1952… (leading) to electoral overwhelming victory for the Greek Rally.”

(Woodhouse C.M Ibid pp.261-263).

Army vicious actions purged all state structures – which was key to the state through the immediate post-War period:

“Military reaction established firm control over the whole of Greek territory and consolidated a system of ‘repressive parliamentarism’ or ‘guided democracy’. This was controlled by a triarchy of throne, army and bourgeois parliament. Within this power bloc it was the army, the victor of the civil war, which played the dominant role.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976)

Industrial Policy of the Greek Capitalists in this Period

For the next 11 years, both the Army (Marshall Papagos) representatives, or parliamentary figures (George Papandreou before the coup and later Constantine Karamanlis) wanted to consolidate the neo-colonial status to the USA. This started with an economy based on agriculture, tourism and a small manufacturing base.

“the country was far from self-sufficient. .. the chief market for tobacco was revived (West Germany).. expenditure of tourists which came to take second place only to agricultural products as a source of foreign exchange. The development of manufacturing industry and mining with indigenous capital, in place of foreign concessions, (was) a healthy trend. But the lack of home produced source of energy was a severe handicap. It remained true that Greece was still dependent upon foreign aid and there was no end to this condition in sight.”

(Woodhouse C.M Ibid p. 267)

Five special features of the Greek state’s path to modernisation, can be seen:

1. The political and organisational strength of the working class and peasantry was weak, having been decimated during the second world war and after by the brutality of the state. The KKE was almost devoid of leadership, with key leaders in exile.
2. The small native capitalist class was out-numbered by the many Greek capitalist who were based overseas (shipping) – and did not have the necessary local capital to invest. Hence the small resident Greek capitalists used the State machinery to develop. This state machinery swelled the size of the bureaucracy who became a large state dependent stratum. They aspired to ‘middle-class’ status but were objectively privileged sections of a growing working class.
3. The state still needed the heavy investment of the overseas imperialists. They first aligned themselves to the USA, and then by the 1970s to Europe.
4. These strategies effectively left Greece a dependent state with the beginnings of large overseas debt.
5. An immiseration – poverty and desperation – of the working peoples, led to increasing emigrations to both the USA, Canada and Europe

After the devastation of the Second World War there had been an impressive return to Greek per-war levels of production:

“The Second World War and the civil war had devastating effects on the Greek economy. For instance, at the end of the Second World War, 9,000 villages and 23 per cent of all buildings had been destroyed. It was partially a sign of the vitality of Greek capitalism that by the middle fifties, pre-war levels of output had been reached again and the economy was growing at a fast rate (the average rate of growth in the fifties was 6 per cent).”

(Mouzelis, Nicols. ‘Capitalism and Dictatorship in Post-war Greece”; New Left Review; I/96, March-April 1976).

However, despite this growth, manufacturing industry remained undeveloped. Nor did the rise of the shipping industry enable Greek capitalists to retain revenues within Greece to more easily enable a home manufacturing base to be built up:

“the Greek economy of the fifties did not manage to overcome a major feature of its underdevelopment: its weak manufacturing sector. Greek capital, whether in its mercantile, industrial or finance form, was unable to orient itself towards the manufacturing sector—especially in those key branches (chemicals, metallurgy) which, through their multiplying effects and their great transformative powers, can contribute most to a rapid growth of the industrial sector”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

“shipping… assumed colossal proportions in the post-war period. …..Greek seamen helped the economy by reducing unemployment and by providing valuable foreign currency through their remittances home. On the other hand, since shipping capital lies outside the effective control of the Greek state (it can always move elsewhere if the state bothers it with heavy taxes or other restrictions), it becomes increasingly an avenue of escape for Greek merchant capital. In this way, if migration robs Greece of its most valuable human resources, shipping plays a similar role with respect to the country’s financial resources..”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

“Greece’s age-old specialization within the inter- national economy had gradually given rise to a spectacular concentration of capital among a handful of shipping magnates, mainly based in London or New York, whose aggregate holdings are widely reckoned to exceed the GNP of Greece.”

(Petras, James. “The Contradictions of Greek Socialism“: New Left Review; I/163, May-June 1987)

In conclusion, Greece did not break out of the strait-jacket of a dependent economy. Despite large state structure support, Greek capitalists did not establish an effective manufacturing base:

“from a ‘under-developed’ economy: i.e. a fast-growing, highly parasitic tertiary sector, a weak and more or less stagnant manufacturing sector with a low labour absorption capacity, and a large but inefficient agricultural sector……Whereas in 1938 manufacturing output amounted to 85·6 per cent of all industrial output, it declined to 79·7 per cent in 1948–9 and to 73 per cent during the 1959–60 period.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

“Thus in the late fifties more than half the labour force was still employed in agriculture, whereas the contribution of the industrial sector to the GNP was only around 25 per cent.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

Correspondingly foreign investors ensured that favourable legislation was passed in 1953, and by the 1960s a large scale influx of foreign capital flowed in. This was concentrated in the heaviest key sectors, and by the mid 60’s the industrial development had qualitatively changed with heavy industry capital making goods predominating:

TABLE 1 Flow of Foreign Capital into Greece (Dollars)

1960 11,683,700
1961 13,509,809
1962 16,764,758
1963 50,026,290
1964 59,716,887
1965 111,596,368
1966 157,606,242
1967 32,265,000
1969 64,000,000
1970 70,000,000

By the end of 1973, foreign capital invested in Greece had risen to a total of approximately $725 million…. not very impressive if one takes into account that in a single year (1969) $2,504 million went to the gross formation of fixed capital in the Greek economy.

Nevertheless, as foreign capital was mainly directed to-wards the key manufacturing sectors, its impact on the economy was much greater than its relatively small size would suggest. In fact, especially during and after the years 1962–3, when the metallurgical, chemical and metal construction industries experienced a great boost due to foreign investments, one can speak of a qualitative break in the growth of Greek industry. Not only did the industrial sector start expanding at a much faster rate, but there was an important shift in investment from light consumer goods to capital goods and durables.

Whereas in the period 1948–50 light industry represented 77·5 per cent of total manufacturing output, its share went down to 60·9 per cent in 1963–70.31 This important shift is clearly reflected in the changing structure of the Greek export trade.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

Correspondingly, there was shift away from agriculture in the economy. And by the 1970s the economy had become qualitatively industrialised:

“In 1960 agricultural products constituted 80 per cent of the country’s exports, but this figure went down to 54 per cent in 1966 and to 42 per cent in 1971, as Greece was more able to export industrial goods. … Despite the dramatic decrease of the agricultural population during the fifties and sixties, the agrarian structure does not show any signs of basic change: there is no marked tendency towards land concentration or the emergence of large-scale capitalist enterprises in agriculture.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

There was a major qualitative change by the 60s, towards industrial development. But it did not eliminate ‘under-development’:

“Thus the sixties saw a qualitative advance in the industrialization of modern Greece. There can be little doubt that the ability of the Greek economy to reap the benefits from concentrated foreign investment in manufacturing was due to its own pre-existing capitalist development. This was not able to generate a significant industrial sector autonomously, but it could adapt itself to, and consolidate one with exceptional rapidity. Yet this type of capitalist development not only failed to eliminate some fundamental aspects of Greek under-development, but on the contrary accentuated them, creating disruptions and dislocations which are directly relevant to an understanding of developments in the political superstructure.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

There ensued an enormous state monopoly centralized economy in the industrial sector:

“The intrusion of foreign capital, in close collaboration with Greek capital and the Greek state, reinforced the already impressive degree of capital concentration in the economy. A first rough intimation of this is conveyed by the enormous size (in terms of assets) of such giants as ESSO-Pappas or Pechiney, or the fact that out of the 200 largest companies in terms of fixed capital, seventeen were fully foreign-owned and in another thirty-nine foreign capital had a degree of participation varying from 10 to 90 per cent. As the share of foreign capital in the GNP steadily increased (from 2·15 per cent in 1962 to 8·15 per cent in 1972), the monopolistic tendencies of the Greek economy were markedly accentuated. If in the fifties monopoly or oligopoly were due mainly to indiscriminate and nepotistic state protectionism, in the sixties they were due rather to the capital intensive nature of the new industries and the small size of the Greek market.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

But the working class was still small. This is reflected in the predominance of small artisanal or petit-bourgeois production:

“This impressive concentration of industrial capital did not eliminate the plethora of small industrial units, which for the most part have a family-oriented, artisanal character. Indeed, one of the most striking characteristics of Greek industry is the persistence, especially in the more traditional sectors of the economy (footwear, clothing, leather, wood products), of small, low-productivity units side by side with large firms that exercise a quasi-monopolistic control of the market. The extent to which small firms persisted in the Greek manufacturing sector can be seen by the fact that whereas in 1930 93·2 per cent of manufacturing establishments were employing fewer than five persons, by 1958 this percentage had only gone down to 84·9 per cent. In 1958 the percentage of firms employing more than twenty persons was 2·1 per cent.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

The working class and peasantry of Greece became progressively more squeezed:

“Gross per capita in- come, approximately $500 at the beginning of the sixties, had reached the $1,000 level by the end of the decade.38 But the few rough calculations which have been made in the absence of complete data leave us in no doubt as to the inequities which disfigure this spectacular gain. For instance, according to a relatively recent estimate, 40
per cent of the lowest income groups receive 9·5 per cent of the national income (after deduction of taxes and social security benefits), whereas the 17 per cent in the top income brackets receive 58 per cent. From 1954 to 1966, when the national income approximately doubled, profits tripled (banking profits between 1966 and 1971 quadrupled).
Obviously, as the relative share of big capital increases, the relative share of all other income decreases. Those engaged in agriculture are, as usual, the worst off. Thus in 1951 agricultural income amounted to 83·3 per cent of the average national income; the proportion dropped to 60·3 per cent in 1962 and 51·1 per cent in 1971… in 1950 independent cultivators and their working family-members constituted 92·39 per cent of the agricultural labour force.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

In summary, there was an unusual dual character to the industrial landscape in Greece. It was one of a state sponsored heavy industry tied into foreign capital, while the petit-bourgeois remained very active:

“the capitalist mode of production, dominant in the Greek social formation, is linked to the mode of simple commodity production (agriculture, artisanal industry) in such a way as to keep growing continuously at the expense of the latter—neither destroying it completely, nor helping it to develop. And it is precisely here that the most crucial difference lies between the western European and the Greek models of industrialization. The former involved either the destruction of simple commodity production in agriculture and industry, or its articulated incorporation into the capitalist mode of production through a specialization which established a positive complementarity with big industry. As a result, the effects of technical progress, which originated in the dynamic sectors, spread fairly quickly to the rest of the economy, with beneficial consequences for income distribution, the expansion of internal markets and so on. In the Greek social formation, by contrast, capital intensive industrial production has taken an ‘enclave’ form. Despite its rapid growth in the sixties, it has not succeeded in expanding or even transferring its dynamism and high productivity to the backward sectors of the economy. Thus simple commodity production looms large within the Greek economy. It gives a lot (directly and indirectly) to the capitalist mode of production, but takes very little in return—just enough to reproduce itself. As a consequence, inequalities in Greece are much greater than those found in the West. For in addition to the usual inequalities between labour and capital in the sectors where the capitalist mode is dominant, Greece has inequalities resulting from the persistence of vast productivity differentials between ‘modern’ and ‘backward’ sectors of the economy.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

As the Greek countryside was becoming depopulated, many peasants emigrated. This deprived the Right wing forces in the countryside of support. The on-going immiseration-depression of the living standards of the working people led to a resurgence of left support. After some electoral gains of the left, the RIght wing army faction decided to set aside the triarchy of Army, parliamentary forces and Monarchy – and to become the sole power base.

How Cyprus Became the Focus of Imperialism and Heated Up Greek Battles

During this time, the relations between the Greek and Turkish pro-USA client states became strained with the Cyprus crisis. The Cyprus struggle had initially started as a war of liberation against the Ottoman Empire and Turkish oppression. It now pitched a small weak Cypriot national bourgeoisie against both the pro-Greek compradors and the pro-Turk compradors.

“The movement for liberation began under Turkish rule among the Greek Cypriots, who suffered particular oppression, and its main demand was for “Hellenic unity”, for “enosis” (that is, union with Greece). The movement continued to develop under British rule, and with the development of a weak Cypriot national bourgeoisie this class came to lead the liberation struggle. The effective leader of the movement was the Ethnarch of the Greek Orthodox Church, Mihail Mouskos — Archbishop Makarios — and embraced two organization
1) the National Organisation for Cypriot Struggle (EOKA), a right-wing body sponsored by the Greek government and led for many years by Greek General Georgios Grivas; and by

2) the Progressive Party of the Working People of Cyprus (AKEL) a body representing more directly the interests of the Cypriot national bourgeoisie, and presenting a left-wing image to appeal to the workers, peasants and urban petty bourgeoisie; it was led by Ezekias Papaioannou.”

(Marxist Leninist Organisation of Britain (MLOB) “THE CARVE-UP OF CYPRUS” “Class Against Class”; No.7, 1974. (http://ml-review.ca/aml/MLOB/CYPRUS_Fin.htm)

The fortunes of the Cyprus liberation movement were inextricably tied to the turn of events in Greece. Here the US imperialists held dominant sway:

“By 1966 Greece had become a semi-colony of US imperialism, and this position of dependence was reinforced by the military coup of 1967 which established a military dictatorship in Greece subservient to US imperialism. From now on the demand of the Cypriot national bourgeoisie (represented by the Makarios government) for national independence had the overwhelming 
support of the mass of the Greek Cypriots, while enosis became the demand only of the pro-imperialist Greek Cypriot comprador bourgeoisie.“

(MLOB, “The carve-up of Cyprus” Ibid)

What was the character of the ‘Independent’ state of Cyrus? In reality it was a neo-colony of Britain:

“In December 1959, prior to the granting of “independence”, elections were held for a Provisional President of Cyprus, Makarios stood on a platform of acceptance, with reservations, of the British imperialists’ plan and was elected by a large majority.
Despite the fact that Makarios represented the interests of the Cypriot national bourgeoisie, the British imperialists felt it safe to hand over “power” to a government headed by him by reason of the antagonisms artificially built up between the Greek Cypriot and Turkish Cypriot communities on the island, believing that these antagonisms and other “safeguards” could be effective in preventing the Makarios government from taking any steps to end the neo-colonial status of the island.
The “independent” Republic of Cyprus which came into being on August l6th, 1960 was, in reality a neo-colony of British imperialism.”

(MLOB “The carve-up of Cyprus” Ibid)

While Archbishop Makarios was a representative of the Cypriot national bourgeois, he was unwilling to launch a struggle that unleashed the power of the working class and peasantry. Thus he was left to resort to intrigue and maneuvers aimed at “seeking advantage of the contradictions between various powers” (MLOB). However this was ineffective as the USA blocked shipped arms from the USSR.

3. The Greek Junta – Greece by now fully a client state of the USA

As noted, the 1967 Greek military dictatorship was established by a coup backed by the USA. It was precipitated by the increasing working class struggles against the poor economic situation of the neo-colonial state of Greece, whereby:

“US civil aid came to an end in 1962; Greece was admitted as an Associate to the European Economic Community; and partial settlement was reached of Greece’s long-standing indebtedness to creditors in the USA and to private creditors in Britain. In each case the result was to add to the strain on the balance of payments..…. nearly one third of the budget was still devoted to defence… The stringency of the economic state of the country led to a number of ugly demonstrations. Strikes became increasingly frequent..”

Woodhouse C.M Ibid p. 282-283.

The then King, Constantine II was the Commander-in-chief of the army.
That the right wing forces were loosing support became clear from the 1958 electoral gains by left wing party EDA. The right wing section of the army – IDEA – launched the “Pericles” Plan:

“devised for the purpose of neutralizing the communists in case of war, this was used instead by the Right to achieve victory in the 1961 elections.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

This move by the extreme right-wing of the army, prompted George Papandreou
to start “Anendotos” — a “fight against the repressive policies of the Right.” His party was the “Center Union.”

“In the 1964 elections, Papandreou’s Centre Union successfully challenged the electoral dominance of reaction. In the elections of the following year, it further consolidated its position by gaining an unprecedented 53 per cent majority. Meanwhile, a strong left wing emerged within the Centre Union, under the leadership of Papandreou’s son Andreas.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

Although George Papandreou tried to move against IDEA. He also tried to improve some aspects of working peoples lives. Together this prompted the Army and the Monarchy to plot against Center Union by slandering his son Andreas, as a traitor who shared state secrets. An interim coalition government of centrists was formed but fell quickly. Panagiotis Kanellopoulos formed a ‘Service Government’, prior to an election. However, the Army remained determined to sweep away any opposition:

“In 1967, the Greek military seized power in a coup d’état, overthrew the centre right government of Panagiotis Kanellopoulos. It established the Greek military junta of 1967-1974 which became known as the Régime of the Colonels.”
https://en.wikipedia.org/wiki/History_of_Greece

The Colonels did not change the economic direction of Greece, they made it simpler – they suppressed both workers, peasants and small petit-bourgeoisie – in support of the capitalists:

“The colonels, by following the logic of the economic model they had inherited, gave their unlimited support to big capital, foreign and indigenous. They made sure through repression that the ensuing growing inequalities would be accepted unconditionally, without protests or strikes to frighten capital away. After a short period of hesitation… private investment rose again and foreign capital continued its penetration of the Greek economy. The rate of growth soon surpassed pre-dictatorial levels and sustained an impressive acceleration. This achievement was a clear indication of the ‘fit’ between rapid capital accumulation and the dictatorship. Moreover… despite growing inequalities, the standard of living grew steadily during the period of the dictatorship. The colonels brought to fruition a process of dependent industrialization that had started before them. They did not initiate it, they merely pursued it with vigour and consistency.”

(Mouzelis, Nicols. Ibid; New Left Review; 1976).

Although Mouzelis is sceptical that the USA supported the coup, it most likely they did. Much later on, USA President Clinton – admitted that the USA had backed the Junta:

“When US President Clinton visited Greece in 1999, he obliquely offered what sounded like an apology when talking about a “painful” aspect of their recent history.
“When the junta took over in 1967 here, the United States allowed its interests in prosecuting the Cold War to prevail over its interests — I should say, its obligation — to support democracy, which was, after all, the cause for which we fought the Cold War.” Clinton said in his conciliatory remark,
“It’s important that we acknowledge that.”

Remarks By President Bill Clinton and Prime Minister Simitis of Greece to the Government of Greece, Business and Community leaders. Inter-Continental Hotel Athens, Greece – November 20, 1999.
Anti-Revisionism in Greece ‘The Rule of the Colonels’
– the military Junta 1967-1974 https://www.marxists.org/history//erol/greece/junta-note.pdf

But there was never any serious threat to the Parliamentary section of the Triarchy. The working class had simply been resisting the economic pressures.

They had not been organised into a meaningful communist resistance.

The Junta soon became led by George Papadopoulos, who instituted a reign of terror against leftists and communists. The King tried in 1967 to establish himself as a sole dictator, but was rebuffed and fled to exile.

As Prime Minister, Papadopoulos continued a brutal dictatorship overseen by the dreaded Military Service Police (ESA) of Ioannides. The crude overthrow of any democratic norms even led the Council of Europe to demand Greece’s resignation. But:

“The Western Alliance as a whole continued to tolerate the dictatorship, on the grounds that Greece formed an essential part of NATO….. The US went still further.. American policy became one of active support. American and Soviet strategists were engaged in a duel in the eastern Mediterranean. It became even more intense after the ‘Six-Day War’ of June 1967 between Israel and the Arab states… In September 1972, an agreement was signed by which the US Sixth Fleet would enjoy home-port facilities at Piraeus.”

(Woodhouse C.M Ibid pp.298-99)

Repressions continued and provoked even a Mutiny in the Navy in 1973. In an infamous incident, the students at Athens Polytechnic were brutally assaulted in November 1973. Using tanks to suppress a sit-in, more than 20 students died. This allowed Brigadier Ioannidis to seize power for himself, behind a puppet General Grivkas (Woodhouse Ibid p. 305). Formal martial law was again installed.

Ioannidis now also moved to oust Archbishop Makarios from Cyprus in a coup d’etat. Moreover this was coordinated with the imperialists in order to ensure the partition of Cyprus into a ‘Greek” area and a “Turkish” area. Events unfolded as follows:

“The pretext for action was a note from Makarios to Greek President Phaedon Gizikis on July 2nd., demanding the recall of the Greek officers of the National Guard on the grounds that they had been collaborating with EOKA-B (the terrorist Organisation formed by Grivas following his return to Cyprus in 1979 and continuing in existence after Grivas’s death in January 1974) in attempts to assassinate him and overthrow the government. The note set the deadline of July 20th. for compliance with the demand.

So, on July 16th, on the orders of their Greek officers, units of the (Greek Cypriot)–National Guard, in full collaboration with EOKA-B and with the Greek troops stationed on the island, staged a military coup and established a military dictatorship over the part of the island outside the enclaves under the control of the Turkish Cypriot comprador bourgeoisie’s “Transitional Administration”. A new puppet “President” was installed, one Nicos Sampson, a curfew imposed and thousands of supporters of the Makarios government arrested.

The Greek government recognised its puppet regime almost immediately. while the Turkish government threatened that unless the situation in Cyprus were reversed it would order its troops to invade Cyprus under the Treaty of Guarantee.

For four days the US imperialists and their allies in London, not only took no action, they deliberately obstructed the calling of the Security Council of the United Nations which could have taken some action. As Lord Caradon put it bluntly in a letter to the press:

“Due to the deliberate delay of the United States and the United Kingdom, it was not until after the invasion (i.e. of Cyprus by Turkish troops — Ed.) that the Security Council passed any resolution at all.”

(Lord Caradon: Letter to “The Guardian” 11 July 31st, 1974; p. 12).

Meanwhile, Makarios had managed to escape from Cyprus. He was received by the British government with formal, but non-committal, protocol, but the United States government talked with him only in his ecclesiastical capacity”:

“The President (i.e., Makarios — Ed.) had been given the chilly US reception of — in Dr. Kissinger’s terms — ‘a loser’, without hope of a comeback”.
(“The Observer”, July 28th.9 1974; p. 9).

On July 20th., therefore, some thousands of Turkish troops invaded northern Cyprus according to plan, occupying the principal area inhabited by Turkish Cypriots from the port of Kyrenia to the outskirts of the capital, Nicosia.

Later the same day, the US and British imperialists brought the Security Council into action, and it passed a resolution calling for an immediate cease-fire on Cyprus. And Greece and Turkey — despite being, according to the world press “on the verge of war” – dutifully obeyed.”

(MLOB; Ibid).

As Woodhouse rightly comments:

“The US was legitimately suspected of having backed Ioannidis”

(Woodhouse Ibid p.305)

4. Capitalist Class of Greece Moves to “democracy” and Europe

The work of the overt and now discredited dictatorship of the generals was done, they had suppressed any internal left opposition. The stage was set for the partition of Cyprus. Now under an international odium, the Colonels “took off their uniforms” – again under pressure again from the USA imperialists. As the MLOB put it:

“The Colonels Take Off Their Uniforms

On July 23rd 1967. The military junta that had exercised a military dictatorship suddenly stepped into the background over the people of Greece since 1967, and announced that they had invited civilian politician Konstantinos Karamanlis to form a civilian Cabinet.

Karamanlis is mainly remembered for his role as Prime Minister in arranging the murder (and its subsequent cover-up) of rival politician Gregori Lambrakis (portrayed in the film “Z“). While in exile in Paris, he was in June 1965 voted into Karamanlis’ party ‘New Democracy’. He was committed for trial by an investigating committee of the Greek Parliament for “bribery, dereliction of duty and maladministration”.

Due to an unfortunate error, the “democratic revolution” in Athens was announced by US Secretary of State Henry Kissinger the day before it actually happened. Even the capitalist press was compelled to treat the “revolution” with some cynicism:

“Dr. Kissinger and his emissary Mr. Joseph Sisco have played a key role in promoting governmental change in Gioecell.”

(“The Guardian”, July 24th., 1974; p. 2).

And in fact, little fundamental in Athens seemed to be changed. True, a considerable number of political prisoners were released (a necessary step in order to obtain enough politicians to form a government). But Brigadier-General Dimtrios Ioannides remained in office as head of the hated military police, martial law continued and in his Message to the Nation Karamanlis was careful not to mention the word “democratisation.”

(Marxist Leninist Organisation of Britain (MLOB) “THE CARVE-UP OF CYPRUS” “Class Against Class”; No.7, 1974. (http://ml-review.ca/aml/MLOB/CYPRUS_Fin.htm)

Nonetheless Karamanlis did restore the Constitution of 1952 (making it again a monarchy) and released all political prisoners and “legalised the CP for the first time since 1947”. (Woodhouse; Ibid; p. 305). In actual fact he had no real choice as the prior alliance that had formed the Triarchy (Army, right-wing parliamentarians, and Monarchy) had been totally discredited.

“When Constantinos Karamanlis, the grand old man of the Greek Right, stepped into the breech and formed the first post-junta government in 1974, it was immediately apparent that there could be no simple reversion to the old model of repressive parliamentarism… (But) his freshly formed New Democracy party retained and expanded the electoral support that had previously gone to the parties of the Right. But the political discrediting of both the army and the throne—which had, in any case, regarded with suspicion Karamanlis’s sixties project of modernizing the monarchy—left him with little choice but to seek the consolidation of right-wing hegemony through a populist inflection of internal and external policy… Within months of coming to power, the National Unity Government headed by Karamanlis had withdrawn from NATO’s military command structures, legalized the Communist Party for the first time since the civil war, organized relatively free general elections, and called a referendum that produced a 69 per cent majority in favour of the republic. Subsequent trials of junta leaders—in some cases leading to sentences of life imprisonment—underlined the subordination of the officer caste in ‘normal’ political activity…”

(Petras, James. “The Contradictions of Greek Socialism“: New Left Review; I/163, May-June 1987)

By November 1974, elections had elected Karamanlis’ ‘New Democracy’ party. A further plebiscite confirmed a popular rejection of the monarchy. Karamanlis tellingly revealed his government’s objective nature:

“Karamanlis once remarked that he was himself the Americans’ only friend in Greece, and he dared not admit it.”

(Woodhouse Ibid p. 308).

Where was the economic development of Greece by now?
The hopes of the Greek capitalists had in fact not been fulfilled:

“In Greece… the early seventies already witnessed a rise in the specific weight of food, clothing and construction industries, and in the latter half of the decade manufacturing as a whole was contributing less than fifteen per cent of the annual increase in GDP, while fully three-quarters of GNP growth came from the inflated services sector. Manufacturing exports, given the small size of the internal market, had originally been conceived as one of the principal keys to success, and at first a number of important openings were found in this area. However, the recessionary tides of the seventies, together with the intense competition of low-wage economies precisely in textiles and other such goods, led to a loss of Greece’s market share everywhere except in the Middle East. By 1980, when PASOK was preparing to take over the reins of government, it was possible to talk of an actual tendency of deindustrialization, as the import/export ratio of manufacturing goods had risen to 3.2:1 from 2.5:1 in 1974.”

(Petras, James. “The Contradictions of Greek Socialism“: New Left Review; I/163, May-June 1987)

While Karamanlis was not anti-American, he was moving Greece towards Europe. Relations with Europe, in order to join the European Economic Community (EEC), became the focus. Karamanlis had spent 15 years as an exile in France, and the French government had sent him back to Greece on a government plane.

On 1 January 1981, Greece joined the EEC becoming its tenth member.
But Karamanlis was struggling to withstand the growing resistance as inflation drove a left shift. The by now openly revisionist Communist party of Greece (KKE) had begun to capture a portion of the electorate:

“At the left end of the spectrum, the Communist Party of Greece (KKE) rapidly consolidated a strong position in industry and a ten-per-cent bloc of the electorate”;

(Petras Ibid New Left Review 1987)

A new façade to divert the masses was urgently needed. The prior ‘centrist’ party of George Papandreou had been the ‘Centre Union’. After the Junta dissolved itself, this won 20% in the first elections, and supported Karamanlis in government. Consequently it soon disintegrated. George’s son, Andreas Papandreou had been trained as an economist in the USA. He had been instrumental in the pre-Junta parliamentary government, in attempting to curb the most right-wing elements of the Army (IDEA). He had fled into exile after the coup, and from there organised a resistance grouping – Pan-Hellenic Liberation Movement (PAK).

After the Karamanlis return to parliamentary rule, Papandreou organised the
Pan-Hellenic Socialist Movement (PASOK). Within 7 years it had won the in the Greek elections of 1981. It was an explicitly social-democratic formation proposing:

“full-scale nationalization and ‘an end to the exploitation of man by man’. …. And an all-round modernization of Greece’s productive system that would bring to the fore hi-tech industries employing local and expatriate skilled labour and producing for internal consumption and export. In foreign policy, Papandreou retained his reputation as an intransigent opponent of NATO and of any Greek involvement in the EEC .. All these themes came together in skillful and insistent propaganda centred on the need for comprehensive change or allaghi.”

(Petras Ibid New Left Review 1987)

By October, Andreas Papandreou was elected into power for the PASOK party.
It is true that early progressive moves were made during its government including early secularisation and improvements in the role of women:

“The more general secularization of Greek society, and the introduction of divorce by consent, civil marriage and equal rights for children born out of wedlock.. the Greek parliament has abolished various repressive laws from the fifties as well as some of the extreme powers given to the police, and although the military has largely remained a world apart, subject to no fundamental restructuring or parliamentary scrutiny, it has been deprived of the means of direct intervention that used to be provided by its own radio station. .. the EAM/ELAS Resistance was officially rehabilitated.”

(Petras Ibid New Left Review 1987)

However PASOK retreated quickly upon attempts to tax urban real estate, and did not try seriously to ever move on this front again. Industry remained at a comparatively low level against other countries of Europe. PASOK did not base itself on the working class, and thus never proposed any resolve to deal with either the Greek capitalists, or the petit-bourgeois small business. Corruption was a real problem and Petras proposes the term ‘kleptocrats’ to describe a stratum of especially corrupt business:

“Most of the ‘industrialists’ continued to accumulate wealth by borrowing huge amounts of capital from the state banks, investing a fraction and diverting the rest to overseas bank accounts. The debt/ capital-investment ratio remained one of the highest in the world because industry was directed not by the usual kind of entrepreneur but by a highly distinctive stratum of kleptocrats. Agriculture too suffered from underinvestment, irrational and costly marketing systems, with a multiplicity of small farms divorced from organized credits or from productive systems capable of providing cheap inputs or processing outputs.”

(Petras Ibid New Left Review 1987)

The preponderance of petit-bourgeois ownership of small businesses had bred its brand of tax evasion and corruption:

“In Greece, …the pervasiveness of petty-bourgeois ideology and the ability of the non-productive classes to evade taxes and acquire multiple sources of income. Until Greek society recognizes the working class as its most valuable asset in the drive for industrialization, it will be doomed to stagnation and crisis.”

(Petras Ibid New Left Review 1987)

PASOK would not move against the capitalist class. Instead it resorted to short term loans to head off worker and petit bourgeois discontent. PASOK rule led to inflation and the start of the debt. At the same time debt increased. Meanwhile
The financial sectors were bolstered whilst manufacturing was neglected:

“PASOK’s early spending spree… increase(d) the consumption of nearly all sections of the population without creating any new industrial capacity to meet that demand. The government raised wage income, partially offsetting the inflationary erosion in Karamanlis’s final two years; private capital responded by slowing investment to the merest trickle. Exports stagnated, while imports mushroomed and invisible earnings (the mainstay of the external sector) began a sharp decline. To secure the populist compromise the regime had turned to foreign loans, fiscal deficits and EEC subsidies; ….

Public sector borrowing soared from 12–1 per cent of GDP in 1983 to 17–1 per cent in 1985, without having any effect on domestic output; and particularly in the run-up to the June 1985 elections it was increasingly used to finance current expenditures, which rose from 39 per cent of GDP in 1984 to 41 percent in 1985. As one study has noted:

‘The fastest-growing category was employment in services, almost exclusively led by continuing substantial increases at around 3 per cent per annum in employment in the public sector and in banks . . . In the three years to 1985 employment in manufacturing declined by around 2–1 per cent.’ Table Two (below) sets out the still sharper fall in output during
the first PASOK term.

Table 2: Greek Industry, 1981–1984: 1970 =100

                                         1981 1982 1983 1984
Consumer goods 195     191      188      192
Capital goods        180     163      167      172
Source: OECD Report on Greece, 1985/86.”

(Petras Ibid New Left Review 1987)

Agriculture also saw falling production:

“Agricultural growth for its first term was as follows:
_1.6, 1981; _2.4, 1982; _6.8, 1983; _6.4, 1984; _0.5, 1985.
The reason for these meagre results was that only a small part of the funds were actually used in agriculture. The remainder were employed to ‘finance consumption, to be redeposited with banks at much higher rates, and to be used for the acquisition of real estate in urban areas.’”

(Petras Ibid New Left Review 1987)

In fact, while the now infamous external Debt of Greece, became a ballooning problem under PASOK. Petras cites figures from the OECD:

“PASOK has also increased Greece’s role as a subordinate debtor nation beyond the worst period of the old Right… (See Table 3 Below.) The foreign debt stands at 45 per cent of GDP and payments account for close to a quarter of export earnings. Given the phasing- out of EEC balance of payments assistance, commercial borrowing will soon have to increase more than twofold, on terms dictated by the foreign banks: namely, the closure of unprofitable public enterprises; greater freedom for employers to hire and fire workers; tough anti- strike legislation, relaxation of price controls, an expansion of public– private ventures, and an open door to foreign investment.

Table 3:

Greece’s External Debt (in billions of $)
                       1981 1982 1983 1984 1985 1986
Total Debt         7.9      9.5      10.6   12.3    14.8    17.0”

(Petras Ibid New Left Review 1987)”

In fact – all this is very similar to today, and the same demands for ‘austerity’ were raised then by the European banks.

This social-democratic party, now more openly objectively played the role of a pro-European comprador:

“Papandreou .. freely engaged in anti-American rhetoric… contending that the American imperialism was the most serious threat to humanity, Papandreou unnecessarily antagonised Washington.”

(Kofas JV; “Under the Eagle’s Claw – Exceptionalism in Postwar US-Greek Relations”; Westport 2003; p.184)

Meanwhile Papandreou was moving Greece firmly into dependency to the EEC:

“Dependency results from the growing EEC domination of the Greek economy. While the EEC has increased the transfer of loans and grants to Greece, this has been more than offset by the takeover of internal markets and the displacement of Greek manufacturers and farmers. To quote again from the OECD report: ‘Whereas Greek manufacturing output has remained broadly stagnant in the three years to 1985, import volume of manufactures may have risen by roughly one fourth in the same period.”

(Petras Ibid New Left Review 1987)”

Neither PASOK nor the party New Democracy (Led by Kostas Karamanlis, the nephew of the former President) – differed substantially in their political orientation towards Europe. Both were realigning from the USA to Europe:

“Greece evolved from a client-patron relationship with the US to being an EU member, subordinating its national sovereignty to the community….
With increased competition of the regional economic blocs.. after the Cold War Greece drifted further from the US, because Europe was drifting as it strengthened and expanded its own sphere economically financially, politically, and militarily…”

(Kofas JV; “Under the Eagle’s Claw – Exceptionalism in Postwar US-Greek Relations”; Westport 2003; p.248)

Greece’s leaders also did not appreciate the USA more overtly favouring Turkey as its vassal state of choice in the Aegean and Mediterranean. But in fact, Papandreou was posturing – and perhaps to the populist base that PASOK had bult, that he was ant-USA. After all, Papanadreous signaled to the USA that were better terms given to Greece, that this re-orientation could be re-visited. Correspondingly during the 1984-1985 year, the total US military aid to Greece actually went up (Kofas, p.200 Ibid). Moreover he renewed Greece’s allegiance to NATO, and enabled the US fleet continued facilities.

This hesitation of Greece’s capitalist leader to completely cut the USA off as their pay-master, reflects that of the European powers themselves (see below). The determination of the EEC to sharply diverge, reject its subordinate status and openly challenge the USA, was still to come.

By 1985, PASOK reversed all its earlier progressive steps for workers wages and trade unions. It increased unemployment to doubled its rate (it was now above 10%). It enabled employers to revert to arbitrary practices of hiring and firing, and empowered them to break strikes.

Greece’s path was set by the refusal to tackle the core problem: Refusing an independent path and adopting a pro-European comprador path – just as before it had been a pro-USA comprador path. What did this mean? Essentially it mean chronic indebtedness with no possible release. Warnings that were later to be echoed in 2014 – began to sound:

“Interest payments on the external debt have been undergoing a geometric progression (up from $466 million in 1980 to $1.1 billion in 1984), while exports have fallen from $4.7 billion in 1981 to $4.4 billion in 1984. … Capital flight has increased significantly in the 1980s, as it has done in other indebted rentier states. ….. a positive $15 million balance of payments in 1980 became a negative $312 million in 1984. For these reasons—together with the overwhelming predominance of speculative over entrepreneurial capital—it is clear that the financing of further growth is virtually excluded. Far from inducing the inflow of new resources for development, Greece’s ‘opening to the outside’ or ‘liberalization of the economy’ will facilitate the outflow of resources, thereby deepening underdevelopment. Nor will the device of lowering wages make Greek capital competitive, so long as industrial capital acts principally as a financial intermediary and fails to innovate and invent.”

(Petras Ibid New Left Review 1987)

The details of individual governmental changes up to the 2010 financial crisis in Greece, are beyond the scope of this article. In fact, they do not substantially alter the analysis. The trajectory of Greece was now set. While the political leaders were acting in the interests of the dependent capitalists (in essence all of Greek capital) – the compact with foreign imperialism would ensure the Greece crisis became a financial chain-reaction.

We must briefly examine the politics of the European coalition at this point.

The Appendix carries a detailed chronology describing the history of Greece from 1981 up to 2010.

5. The USA Moves to Become the World Imperialist Leader – The Character of the European Union – from pro-USA states to anti-USA coalition

Moving to a meaningful trans-national coalition of European capitalist states – took several steps and forms. The coalition morphed from a post-war Europe wish to re-build, through to the European Economic Community (EEC) and then to the European Union (EU):

“The Community’s initial aim was to bring about economic integration, including a common market and customs union, among its six founding members: Belgium, France, Italy, Luxembourg, the Netherlands and West Germany. It gained a common set of institutions along with the European Coal and Steel Community (ECSC) and the European Atomic Energy Community (EURATOM) as one of the European Communities under the 1965 Merger Treaty (Treaty of Brussels). In 1993, a complete single market was achieved allowing for the free movement of goods, capital, services, and people within the EEC…

Upon the entry into force of the Maastricht Treaty in 1993, the EEC was renamed the European Community to reflect that it covered a wider range than economic policy. This was also when the three European Communities, including the EC, were collectively made to constitute the first of the three pillars of the European Union, which the treaty also founded. The EC existed in this form until it was abolished by the 2009 Treaty of Lisbon, which incorporated the EC’s institutions into the EU’s wider framework and provided that the EU would “replace and succeed the European Community.”

(Wikipedia: https://en.wikipedia.org/wiki/European_Economic_Community)

Through these steps, the class alliances of the countries of the European alliance changed in its essential character.

Immediately post-Second World War, the European countries, were formed into a pro-USA formation. However over time they became anxious to attain autonomy from the USA. This fight-back reached a climax after the USA launched its financial attack in launching the Dollar Hegemony in the Plaza Agreement of Richard Nixon in August 1971. This act finally precipitated the formation of the Eurozone. This section traces the course of the changing class character of Europe in the post-Second World War decades.

At the end of the Second World War, the USA planned to rebuild European capitalism through the USA Marshall Plan for its own ends. This was facilitated by the fact that the Second World War had physically devastated Europe, and that many countries were in debt to the USA. Britain, for example was now completely beholden to its major competitor – the USA:

“When sales of foreign investments and of gold and dollars are added in, the net change on capital account between the outbreak of war and the end of 1945 amounted to no less than Pounds Sterling 4,700 million. The United Kingdom ended the war with the largest debt in history.”

(A.Cairncross. Years of Recovery, British Economic Policy. 1945-51. London, 1985. p.7). 

American imperialists recognised that Europe needed to be re-built as a bulwark against further socialist upheavals. Especially as the USSR successful battles, had become an inspiration across the world. The USA imperialists – as personified by James Warburg (part owner of the House of Morgan, a controller of USA international finance and industrial and utility trusts) – remarked:

“Germany was the hub of the weak German economy ‘the largest single compact mass of skilled labour on the Continent’, it should be transformed from ‘the present poor-house and plague-center’.. ‘into a powerhouse for a rapid reconstruction of Europe, without letting the powerhouse acquire too broad a permanent franchise and – above all – without letting the powerhouse ever again become an arsenal’…. ‘The Westward thrusting of communism will not be stopped by an physical frontier. It can be only stopped only a planned, US-Aided reconstruction so liberal and even revolutionary as to meet the challenge on its own grounds, and to strike the meaning from the accusation of American “dollar diplomacy.”

(Van Der Pijl, K. ‘The making of an Atlantic ruling class”; pp. 42-43,146; London 2012).

As time would show, once Europe had been rebuilt as a bulwark, the USA could not restrain European capitalists wanting their own dominance.

In postwar Europe – the Marshall Plan was one of the three trade and economic tactical instruments by which the USA imperialists wished to take advantage of the post-Second World War crippling of the European powers. The other two were the creation of the International Monetary Fund (IMF) and the creation of the General Agreement of Trades and Tariffs (GATT). The military instrument to back these up was of course the North Atlantic Treaty Organization (NATO). The Marshall Plan was conceived as an anti-communist and anti-nationalist weapon and a means to erode European independence:

“The establishment of American hegemony in the North Atlantic area was directed simultaneously against the spread of planned economy and social revolution beyond the Soviet-controlled area in Europe and against the national, self-contained reconstruction programs pursued by most West European states in the immediate post-war period. These programs in which local Communists parties participated, were judged unsuited for maintaining capitalist rule in the long run. ‘Europe would have been Communistic if it had not been for the Marshall Plan, Marshall Aid administrator Paul Hoffman claimed in February 1950.”

(Van Der Pijl, K. Ibid; p.148-9)

Van Pijil summarises that:

“Through the Marshall offensive, the Pax American was imposed on the economic ruins of the defunct Pax Britannica in Europe.”

(van Pijl Ibid p. 167) .

But the formation of the IMF was another key strand of the USA design.

“Bretton Woods.. Shorthand for the system, designed by the US and Britain, that governed international monetary and economic relations in the decades following the Second World War. … (It was) the launch of the post-war phase of super-dominance of the US and the dollar. .. All member countries pledged themselves to play by an internationally agreed set of rules…these rules were quite strict, and enforced by a new world economic policeman, the International Monetary Fund (IMF). Countries had to declare a ‘par value’ – an exchange rate – of their currency in terms of the American dollar and/or gold, and change it only in consultation with the IMF. Various forms of currency manipulation were named … to prevent a return to the competitive devaluations and currency chaos of the 1930s. While countries could keep some controls on movements of capital, they basically undertook gradually to dismantle the wartime systems of exchange and trade controls and to move towards the free convertibility of their currencies… they also pledged themselves to adhere to the rules of the multilateral trades and payments scheme”;

(Dean, Marjorie & Pringle, Robert “The Central Banks”; London 1994 p.75).

In return for this agreement, the USA agreed to take over the position as “lender of last resort” – whereby it would honour those creditors who wished to remove gold in exchange for dollar. It would:

“Submit to discipline by its agreement to convert into gold any dollar balances presented to it by overseas central banks at the fixed price of $35 an ounce. The US was the only country to accept such a gold convertibility obligation and the only one in a position to do so, having ended the war owning about two-fifths of the world’s stock of monetary gold”;

Dean and Pringle; Ibid p. 76.

This in effect took over the dominant position of lender of last resort that the British government had previously held from 1924 to September 1931 (Dean and Pringle Ibid p. 63). The US was anxious to see this agreement effected as it would enable the USA to control international monetary policy:

“In these countries (Ed -ie. those agreeing to join the IMF) national central banks of countries other than the US had little influence on policy decisions. Domestic and economic policy came to be dominated by one objective – the maintenance of the fixed exchange rate against the dollar – and exchange rate policy, was of course entirely a matter for government…. For the most part, a government would respond to an impending payments deficit by tightening fiscal policy (Ed-i.e. dropping the printing of money) or putting up interest rates; and a country with a surplus would ease fiscal policy or lower interest rates. Of the major countries only France resorted regularly to devaluation as way of maintaining its export competitiveness and growth.”

(Dean and Pringle; Ibid p. 76).

This meant that the USA did not need to try to maintain its currency value. All countries had to acquire the dollar; there was no need for the dollar to be defended at any particular rate of exchange. By 1949 the US had acquired 72 % of the world’s gold. The Bretton Woods Proposal had been resisted by Lord Maynard Keynes of Britain, but to no avail. This Agreement eased the post war period for the USA, because all other Central Banks had to have a dollar reserve:

“Making the dollar a reserve currency meant that central bankers round the world had to have dollars. They had to buy dollars in the marketplace which pushed up the price of the dollar up, threatening the parity of the currency with the dollar. Thus they could only buy when the dollar was weak… This suited the US and the US Federal Reserve which could follow a very lax monetary policy to make sure that there were always dollars to go around. It worked wonders for post-war US domestic policy, helping promote the wartime dream of full employment.”

(Bose, Mihir “The Crash” London, 1988. p.135).

The USA was in an unusual position of dominance. It had funded the war for the Western capitalist allies, detonated the Atom bomb thereby showing its military dominance, and had a home base that was unaffected to a large extent by the war. It proceeded to further dictate terms, to ensure its vote in the IMF on decisions, was a veto:

“In order to finance European and other foreign purchases from America, that is to ensure adequate financial resources to sustain US exports, (“world trade”) the US Government had taken the lead in 1944 at Bretton Woods to establish the International Monetary Fund (IMF) and the World Bank. Loans were provided by the U.S. Government and US credit markets via the World Bank to European governments, which used them mainly to pay for goods supplied by American exporters. The source of the original loan funds provided by the IMF came from foreign currency and gold subscriptions by the participating nations. America’s subscription amounted to almost $3 billion and entitled it to nearly 30% of the voting power. The member nations agreed that an 80% majority vote would be required for most rulings, thus conceding unique veto power to the US… Europe was fully aware that it was ceding to America the option of determining its own currency values and tariffs. The US was the only nation with sufficient foreign exchange to finance a program of overseas investments, long term financing and foreign aid…”

(Hudson, Michael. Global Fracture, the new international Economic Order. New York, 1977. p.11-12).

Such a ceding of power to the USA was self-evident as any debts to the USA were only made payable in dollars or gold. The Bretton Woods Agreement had after all made the dollar “as good as gold.” The USA actively hoarded gold. Until 1958 and the Korean war the gold stocks of the USA remained exceedingly high, in correspondence with the USA stipulations on repayment). The USA also ensured that the major European powers joined the Gold Pool. This served:

“To ensure that the gold parity of the dollar would be supported by the central banks, the European ones mainly, who would thus have to sell central bank’s stocks of gold as the occasion demanded. The price of gold was kept artificially low at a time when the price of goods was rising. The dollar thus stayed as good as gold and the US was freed from the threat of having to support the gold parity of the dollar by itself, or of seeing gold overtake the dollar as an international reserve instrument which remained a theoretical possibility in the framework of the Bretton Woods Agreement. The US spared no efforts in its campaign to impose and maintain the Gold Standard.”

(Fiit,Yann, Faire, Alexandre, and Vigier, Jean-Pierre; (“The World Economic Crisis, US imperialism at Bay”; London, 1980; p.76.;p.83).

Britain was being firmly eclipsed by the USA as the foremost imperialist. The pivotal point forcing even the most stubborn British imperialists to recognise this, came in the Suez disaster of 1956 (these events were described in “The Gulf war – the USA Imperialists Bid To Recapture World Supremacy” at
http://ml-review.ca/aml/allianceissues/alliance2-gulfwar.htm)

Meanwhile the other European capitalists searched for ways to move into more independence. This was a slow process. The USA continued to exert major obstruction to real independence for some time. Within each of the major European states, some elements were more inclined towards the USA (i.e. compradors – the so-called pro-‘Atlantic’ bourgeoisie), some were more interested in maintaining an independent sovereignty (the so-called ’Euro-nationalists’). These tensions played out over decades, spanning three “waves” of USA offensives:

“Three successive strategies of Atlantic unity .. corresponded to the different offensives periods of American capitalism. The first was Roosevelt’s concept of Atlantic universalism, which derived its specific Atlantic dimension from the American focus of World War Two and the key position of the British Empire in the world America wanted to expand into. The second version of Atlantic unity was the Atlantic Union idea, which surfaced at the time of the Marshall Plan and combined a status quo approach to control of the periphery with a high-pitched Cold War unity against the Soviet Union. The third Atlantic strategy was the Atlantic partnership scheme promulgated by President Kennedy in an attempt to restore unity of purpose to an Atlantic world in which the establishment of a restrictive EEC demonstrated the degree to which Western European capital had emancipated itself from American tutelage and was intent on carving out a sphere-of-interest of its own.”

(Van Der Pijl, K; Ibid; p.xxxiv; London 2012).

The so-called Atlanticists (the comprador bourgeoisie for the USA – a term usually reserved for countries of colonial or semi-colonial status) were largely representatives of finance capital. These were interested in the freedom of shipping capital reserves freely across international boundaries. They are also termed “liberal internationalists” by van der Pijil.

In contrast the “Euro-nationalists” represented industrial capital – and were interested in ensuring reinvestment in and redeveloping a European heavy industrial base. They supported single ‘sovereign’ or independent, state funding of heavy industry and can be termed state monopolists .

As an internal intra-European battle between these two segments of capital occurred, the USA imperialists initially favoured steps to a pan-European supra-national state. Of course this single supra-national state, has still not been achieved. However between 1945-1998 – there were periods where the European Euronationalist capitalist powers waxed and waned, as USA imperialism counter attacked.

Regardless of whose interests it served, the overall tendency was towards a move for unity of the smaller European countries. Only later was directed against the USA hegemony. The class character of the European coalescing would shift form a pro-USA vassal coalition to an anti-USA coalition. Ultimately this would end up being dominated by the German bourgeoisie.

Through this period, the fading British imperialists continued to rely and favour USA imperialism. In fact it was actually Ernest Bevin, British Foreign Secretary who first proposed the NATO alliance:

“The actual initiative to found a North Atlantic military alliance was taken by Ernest Bevin in 1948 following a series of defence treaties between Western European states… Bevin .. in early 1948, urged … formal Atlantic cohesion of a political nature.. to USA Ambassador Lew Douglas.. the treaty establishing the NATO was concluded in April 1949”

(Van Pijl Ibid p. 157).

Early on French imperialism, as represented by General De Gaulle, wished to utilise USA strength to stand against the USA. The early events were summarised as below:

“The war encouraged a proliferation of new schemes for European regional organisation. De Gaulle for instance repeatedly voiced the idea that European unity might be a bulwark against both the Soviet Union and the United States, and comparable arguments were heard in various segments of the German, Italian, and Dutch bourgeoisie Resistances….

Churchill’s proposal for a Council of Europe provides probably the best example of the (Atlanticist) concept of European unity… coupled to Britain’s desire to maintain its special link with the Commonwealth and the United States.. “

(Van Der Pijl, K. Ibid; p26; London 2012).

In contrast:

“The Euronational concept combined a number of state-monopolisitic attributes like a strong emphasis on a “European” economic policy with a distinct rejection of Atlantic unity” ;

(Van Der Pijl, K. Ibid; p26; London 2012).

The first USA steps to infiltrate Europe were actually before the Second World War. In most accounts, Jean Monnet the post-war Finance Minster of France figures prominently:

“Jean Monnet… was perhaps one of the foremost in the European postwar leaders to see the necessity of a coalition of European countries…. As early as 1921 Monnet had advised Eduard Benes: To address the problem of the weakness of Central European economic by establishing a “federation because of the region formed a “natural economic unit.”

(James Laxer. “Inventing Europe”; Toronto, 1991.p. 27).

Later in the Second World War: 


“Writing on behalf of the French Committee of National Liberation, Monnet for the first time advocated the formation of a federation of European states to be established following the conflict..”

(Laxer, Ibid, p. 27).

But Jean Monnet was in reality, a pro-USA comprador. He had spent many years working in banking in the USA and had married a scion of the US ruling classes. Ultimately he saw not a rivalry between the USA and pan-Europe, but a partnership, which later USA President Kennedy was also to espouse (van Pijl p. 29):

“The most important representative of the Atlantic Partnership, or Euramerican concept in France was Jean Monnet. 1962 was Monnet’s year of triumph, in which he thought the partnership of equals between the US and the EEC, by which the Soviet union could be effectively checked, was actually materializing. In Monnet’s view this would entail European military autonomy as well. ‘Equal partnership must also apply to the responsibilities of common defense, it requires amongst other things, the organisation of a European atomic force including Britain and in partnership with the US.”

(Van der Pijl: Ibid; P. 225).

Monnet’s relationship with the USA ruling class representatives of capital was close at even a personal level:

“There is no doubt.. Monnet’s initiatives .. owed much to American encouragement. His decisive advantage was the closeness of his association with the USA political elite.. the Dulles brothers, Acheson, Harriman, McCloy, Ball and Brice and others.. he was to become widely distrusted in his own country because of it..”

(Anderson, Perry. “The New Old World”; London 2009 p.15)

“Monnet’s strength as an architect of integration (i.e. of Europe – ed) did not lie in any particular leverage with European cabinets… but in his direct line to Washington.”

(Anderson, Perry. Ibid; p. 17)

By May 1949, the first concrete post-war steps for uniting Europe into a pro-Atlantic (i.e. pro-USA) bloc led to the Statute of the Council of Europe.

On 9 May 1950, the French Foreign Minister Robert Schuman proposed to integrate the coal and steel industries of Europe. The Schumann Proposal for the European Iron and Steel Community, was designed to form a competitive market in iron and steel, using substantial public sector capital. Britain refused to join at that stage. By 1958, trade in the ECSC in steel had increased by 157% and steel output by 65% (Laxer, p. 38).

In “Alliance Marxist-Leninist” of October 1992, the Schumann Plan was portrayed as an anti-American move; and Jean Monnet as a Euronationalist. Alliance was incorrect in this analysis. (Alliance Marxist-Leninist ALLIANCE (MARXIST-LENINIST (Number 3, October 1992) “Crisis In Capital And Their Solution – Free Trade And Protectionism In Developed Countries” http://ml-review.ca/aml/AllianceIssues/ALLIANCE3ECONOMICS.html

The reality was far more complex. In fact the USA had argued that the Schumann Plan was of use since:

“Secretary of State Acheson in 1951 estimated that the Schumann Plan was useful.. since it would “pull Germany, certainly Western Germany into economic relationship with Europe. It will tie it in and lay a foundation which will ally fears the Germany might come loose and go off on an independent or pro-Russian policy.”

(van Pijl Ibid p. 157) .

The USA imperialists with their European stooges – and even with the Euro-nationalists – at this stage all continued to agree that Europe needed to unite. The vision of many planners of USA strategy, was akin to that of Paul Hoffman – leading member of the Committee headed by Averell Harriman secretary of Commerce – speaking to the Senate Foreign Relations Committee in 1950:

“We know that there is no possibility of Europe becoming the kind of an economy that will make it a great force of strength in the Atlantic community unless we break down the barriers between those 17 political subdivisions with which we are working… so that you have a single market, or something close to it, in which you will have large-scale manufacturing because you have a large market in which to sell it.”

(Van Pijl Ibid p. 197)

Britain and France after Suez, had to accept that in the immediate future, their only role on the world stage would be as a junior partner to USA imperialism. They threw their lot in with the Americans. The USA used their influence with the British to disrupt attempts at a defence force independent of the US.

But as the USA became ever more hegemonic in Europe, De Gaulle and others turned to resist USA incursion. This was forseen by J.V.Stalin:

“Britain and France .. are imperialist countries.. Can it be assumed that they will endlessly tolerate the present situation in which.. Americans are penetrating into the economies of Britain and France and trying to convert them into adjuncts of the USA economy?

…Would it not be truer to say that capitalist Britain and France will be 
compelled in the end to break from the embrace of the USA and enter into conflict with it in order to secure an independent position and of course high profits?”

(J.V. Stalin, “Economic problems of the Socialism in the USSR”; Moscow, 1952. p. 38).

The loosening of the dependency chains on European nations formed by the credit of the USA Marshall Plan would take several interim steps.

By 1957, the Treaty of Rome was signed which established the European Economic Community (EEC). Consistent with its overall European strategy, the formation of the EEC was supported by the USA. In fact:

Eisenhower (said) .. that the Treaty of Rome would be one of the finest days in the history of the free world, perhaps even more so than winning the war”;

(Anderson; Ibid; p. 18).

There was now a dramatic opening of the European market for financial penetration – to take over European industries, as well as their markets:

“The shift from commercial to financial penetration (ie of Europe – by the USA -ed) was confirmed by the formation of the EEC. The Common Market dramatically changed American prospects for expansion in this respect.“

(Van der Pijil; Ibid, p.193)

In reply to De Gaulle, the USA attempted to weaken the development of the future European Union, by using its stooge the weak British imperialists. Thereupon French General De Gaulle later on vetoed the entry of Great Britain into the EEC for precisely this reason.

By the time of Nixon and Kissinger, the situation had shifted. Now the USA perceived the threat in the now built up European Community:

“(they) started to perceive the potential for a rival great power in Western Europe”;

(Anderson Ibid p. 21).

How had things changed so dramatically? The balance of power between the Euronationalists and the pro-US Atlanticists had changed after the rise of the dollar hegemony. To recap, the Bretton Woods Agreement of 1944 to stay on a gold convertibility was simply put aside by the USA. By the 1960s, under USA President Johnson, inflation was created by printing more dollars. This enabled the USA to fund the Vietnam War and its limited social reforms of the so-called ‘Great Society” (Dean & Pringle Ibid p.80; Palmer Ibid p.61). This had dire consequences:

“The net result in the succeeding decades was a scale of Federal domestic budget deficit and increasingly, balance of payments deficit without precedent in US history. At first the deficits and consequential outflow of dollars into the world economy had been regarded as benign.. The deficits initially helped to finance the mutual economic recovery of Americans’ allied (and client) economies. But as the outflow of dollars turned into a might flood, American control over banks grew by leaps and bounds, Between 1970 and 1975 the assets of overseas branches of US banks grew from $47 billion to $166 billion. The over-valued US dollar came to be seen as the means by which European industry was being acquired cheaply by US interests… fears were expressed that Western Europe was being turned into a fiefdom of US multinationals.. By the late 1960s the gap between the US dollar’s internal purchasing power and its international value had widened alarmingly. The Europeans were faced with the choice of either accepting these depreciating dollars (and thus, in effect, of subsidizing the American economy and worldwide military and political commitments) or exploiting America’s Bretton Woods commitment to swap dollars for gold at the fixed prices.”

(Palmer Ibid p. 62).

De Gaulle remarked early on, that this was a USA attack using dollarization of the world economy, and warned that:

“The Americans only used the atom device twice on Asia. … but they use the dollar on Europe every day”

(Cited Palmer, John: “Europe without America? The crisis in Atlantic Relations”; Oxford; 1988; p.62)

Essentially the USA was pursuing a policy of financial export to drive acquisition of European industrial and financial companies. Simultaneously it unwittingly began the financialization driving world inflation – from ‘hot money’. European nationalist leaders of many countries objected. As well as De Gaulle, French President Giscard d’Estaing objected:

“It is rather remarkable that the war in Vietnam, a localized conflict of a very special nature involving a great power and a small power could have such a far reaching effects on world economic equilibrium.. Any other country that was faced with a balance-of-payment deficit of this magnitude would have been obliged to take steps to restore balance whereas the US was not obliged to do so; the method of financing its deficit exempted it from having to restore equilibrium and it was therefore a system which caused considerable inequality in the interplay of monetary power…”

(Hudson, Michael, Global Fracture, the new international Economic Order. New York, 1977; p.31).

In another more serious threat to USA hegemony, the German state had become more pro-independent. Earlier leaders (Konrad Ardenauer Chancellor [1949-1962] and Ludwig Erhard [Chancellor 1963-1965]) of post-war West Germany had been resolutely pro-USA. The attitude of later German leaders can be gauged from a remark made by Chancellor Helmut Schmidt (Chancellor 1974-1982) when he decried:

“The misuse of the dollar as an instrument of US foreign policy.”

(Cited Palmer John: “Europe without America? The crisis in Atlantic Relations”; Oxford; 1988; p. 10)

This reaction against the USA had its counterpart in Britain in the Westland Helicopter crisis, where Defence Minister Michael Hesletine revolted against Mrs Thatcher. He was soon despatched by the stalwart pro-USA Mrs Thatcher. This was pointed out by the Communist League at the time.

The salient point is that the USA fiscal policies prompted the Euronationalists to move towards the European Monetary System (EMS) and before that the Snake. This then became the European Monetary Union (EMU):

“European Community alarm at the misuse of the dollar’s privileged position in the world currency system encouraged the EEC states to distance themselves in monetary policy from the US in the late 1970’s. President Valery Giscard D’Estaing of France led – despite British opposition – to the creation of … the EMS.. the breakup of the dollar-dominated monetary system also marked the end of the earlier Atlantic consensus enshrined in the Bretton Woods Agreement of 1944”;

(Palmer J ibid p. 11).

In Alliance Marxist-Leninist Number 3, 1992, we traced the rise of the European Union and the emerging hegemonic role of the unified single German State – after the disintegration of the Comecon states including former East Germany.

We concluded Alliance 3 by characterising the then inter-imperial rivalries as follows:

The current crisis of capital forces formation of blocs.

The current epoch is one of a disintegration of the power of the USA imperialists and an increase in power of the German and thereby European imperialists and the Japanese imperialists. Each of these competitors strive to create a super trading bloc; within whose borders free trade (or ‘ freer trade’) occurs. Outside of the bloc, protectionism is the policy.

These policies result from the major crisis of over-production that the world is experiencing. The final rupture of the Comecon capitalist block offers the only untapped market; and so the Blocs are trying to extend themselves into the ex-Comecon markets.

In the case of the USA Free Trade Bloc being set up between Mexico, the USA and Canada; the Block is clearly under the domination of the USA. Here there is no effective balance between opposing international imperialism. The differences between the European imperialists do allow for a certain balance; this is not achievable between the USA and Canada; and less so between USA and Mexico.

….. The European Economic Community is more delicately balanced between the competing imperialists. Of the nations within the fold, only Britain (now a junior partner) has significant allegiance to the USA. The others are far more committed to the EEC; even risking domination by Germany.

In the Far East, it is likely that a massive trading bloc between Japan and China is going to make it impossible for many of the Pacific basin nations not to enter an alliance dominated by the Japanese imperialists.

These maneuvers are the first salvoes of the next World War.”

(Alliance 3: Ibid: http://ml-review.ca/aml/AllianceIssues/ALLIANCE3ECONOMICS.html)

We believe that these assessments – overall – remain correct. They are also, consistent with Stalin’s famous prediction that under capitalism competitive wars for markets were inevitable, and that sooner or later – Europe would chafe under USA domination:

“Inevitability of Wars between Capitalist Countries”; Some comrades think that owing to the development of new international conditions since the Second World War, wars between capitalist countries have ceased to be inevitable. These comrades are mistaken. Outwardly everything would seem to be going well; the USA has put Western Europe, Japan, and other capitalist countries on rations; Germany (Western), Britain, France, Italy & Japan have fallen into the clutches of the USA and are meekly obeying its commands. But it would be mistaken to think that things can continue to “go well” for ” all eternity”, that these countries will tolerate the domination and oppression of the United States endlessly, that they will not endeavor to tear loose from American bondage and take the part of independent development.”

(Stalin; ‘Economic Problems of the USSR”: Peking; p.33).

Now in 2015, as we update the picture in 2015, the basic rhythm of inter-imperialist struggle has not changed dramatically but become even more intense. The final crumbling of the ex-Comecon countries postponed the ‘final reckoning’ of the European and USA rivalries. And yet rivalries have sharpened with the entry of China into the leading echelons of imperialist rivalry. In this period:

i) Germany has benefited the most and now become the leading (if not yet quite hegemonic) partner of the imperialist coalition of the EU.

ii) The EU has expanded enormously to now include the so-called Southern fringe (including Greece, Portugal, Spain, with continuing discussion with Turkey); and the ex-Comecon countries.

iii) There has been a renewed attempt of the Russian bourgeoisie led by Putin to recreate its own imperial zone.

iv) China has dramatically enhanced its imperial might and come to near logger-heads with the neighboring Pacific Oceanic states – in particular those nations most tied to the USA (Japan, Philippines).

v) The most advanced of the former under-developed colonised world (Brazil, India) have been organized by the renewed Chinese imperialists into conglomerates that pose increasing challenges to both the USA and EU hegemony. Namely BRIC (Brazil, Russia, India, China) and the newly created International Bank.

The still unresolved contradiction at the heart of the European Community

Of course the EU has a major problem: Even now, it is not a unitary state with unitary fiscal policies. Although the leaders of the EU wish to concentrate power against the USA, they are unwilling to cede complete national autonomy to a Supra-European force – (namely the European Union based at Brussels). However while EU leaders can attempt to combine the monetary resources, unless there is a complete political unity – there are centrifugal forces they cannot control. For this would require to be overcome, a single unitary Bank.

This is far from a new realisation. The insoluble contradiction was pointed out by astute economists long ago such as Lord Nicholas Kaldor (1908-1986). Kaldor was a Keynesian, who polemicized against both Milton Friedman and Mrs. Thatcher’s worship of monetarism. He cited Keynes to say:

“Keynes (a pamphlet far ahead of the times and ahead of much of his own future writing on the subject), in which he branded monetary policy as ‘simply a campaign against the standard of life of the working classes’, operating through the ‘deliberate intensification of unemployment . . . by using the weapon of economic necessity against individuals and against particular industries — a policy which the country would never permit if it knew what was being done’.

(J. M. Keynes, The Economic Consequences of Mr. Churchill (London, 1925), reprinted in the Collected Writings of John Maynard Keynes Vol. IX (London, 1972), pp. 207-30; Cited Foreword Second edition; Kaldor, N: The Scourge of Monetarism”; Oxford 1986. https://www.questia.com/read/13674203/the-scourge-of-monetarism

In 1971, Kaldor pointed out that in the proposed Eurozone, there would be a tendency for some countries “to acquire increasing (and unwanted surpluses) in their trade with other members, whilst others face increasing deficits”. This could only be overcome he foresaw, by fuller political union:

“The events of the last few years … have demonstrated that the Community is not viable with its present degree of economic integration. The system presupposes full currency convertibility and fixed exchange rates among the members, whilst leaving monetary and fiscal policy to the discretion of the individual member countries. Under this system, as events have shown, some countries will tend to acquire increasing (and unwanted surpluses) in their trade with other members, whist others face increasing deficits. This has two unwelcome effects. It transmits inflationary pressures emanating from some members to other members; and it causes the surplus countries to provide automatic finance on an increasing scale to the deficit countries.

Since exchange-rate adjustments or “floating rates” between members are held to be incompatible with the basic aim of economic integration (and are incompatible also with the present system of common agricultural prices fixed in international units) the governments of the Six, at their Summit meeting in The Hague in December 1969, agreed in principle to the creation of a full economic and monetary union, and appointed a high-level committee (the so-called “Werner Committee”) to work out a concrete programme of action..”

(Nicholas Kaldor On European Political Union Cited by Ramanan, 6 November 2012; in The Case For Concerted Action Post-Keynesian Ideas For A Crisis That Conventional Remedies Cannot Resolve; at http://www.concertedaction.com/2012/11/06/nicholas-kaldor-on-european-political-union/)

Those planning a momentary union explicitly recognised that in the ultimate “third phase” the “individual central beings (being) would be abolished altogether, or reduced to the state of the old colonial “Currency Boards”:

“The realisation of economic and monetary union, as recommended in the Werner Report, involves three kinds of measures, each introduced in stages: monetary union, tax harmonisation, and central community control over national budgets.  It envisages a three-stage programme, with each stage lasting about three years, so that the whole plan is designed to be brought into operation by 1978-80.

In the monetary field in the first stage the interest and credit policy of each central bank is increasingly brought under common Community surveillance and permitted margins of variations between exchange rates are reduced or eliminated. In the second stage exchange rates are made immutable and “autonomous parity adjustments” are totally excluded. In the third stage the individual central banks are abolished altogether, or reduced to the status of the old colonial “Currency Boards” without any credit creating power.”

(Nicholas Kaldor Ibid)

Other political issues would also pose problems including the harmonisation of tax differences and differing budget polices requiring “fiscal standardisation” between countries:

“In the field of tax harmonisation it is envisaged that each country’s system should be increasingly aligned to that of other countries, and that there should be “fiscal standardisation” to permit the complete abolition of fiscal frontiers, which means not only identical forms but also identical rates of taxation, particularly in regard to the value added tax and excise duties.

In the field of budgetary control the Werner Report says “the essential elements of the whole of the public budgets, and in particular variations in their volume, the size of balances and the methods of financing or utilizing them, will be decided at the Community level.”

(Nicholas Kaldor Ibid)

However, ominously for the proponents of a single currency – responsibilities to have individual country Budgets and tax polices set centrally – were not envisaged as necessary. This was according to Kaldor, “the basic contradiction”:

“What is not envisaged is that the main responsibility for public expenditure and taxation should be transferred from the national Governments to the Community. Each member will continue to be responsible for raising the revenue for its own expenditure (apart from the special taxes which are paid to finance the Community’s own budget but which will remain a relatively small proportion of total public expenditure and mainly serve the purposes of the Agriculture Fund and other development aid).

And herein lies the basic contradiction of the whole plan.”

(Nicholas Kaldor Ibid)

Kaldor argued this had to have harsh implications for inequity in the well-being of the peoples of different countries. It was clear that unless “harmonisation” of country provision of benefits paid through by taxation – was ensured, there would be rising inequity:

“For the Community also envisages that the scale of provision of public services (such as the social services) should be “harmonised” – i.e., that each country should provide such benefits on the same scale as the others and be responsible for financing them by taxation raised from its own citizens. This clearly cannot be done with equal rates of taxation unless all Community members are equally prosperous and increase their prosperity at the same rate as the other members. Otherwise the taxation of the less prosperous and/or the slower-growing countries is bound to be higher (or rise faster) than that of the more prosperous (or faster-growing) areas.”

(Nicholas Kaldor Ibid)

In turn, this rising inequity in the poorer countries would likely need to be countered by spiraling taxes, in order to maintain a “fiscal balance” with the remained of “the Community.” But this would then become the source of “vicious circle” as these higher taxes would lead to a further compromise of the less “competitive” countries. Worsening of the inter-country inequity would need for distributing relief funds from the center:

“The Community will control each member country’s fiscal balance – i.e., it will ensure that each country will raise enough in taxation to prevent it from getting into imbalance with other members on account of its fiscal deficit. To ensure this the taxes in the slow growing areas are bound to be increased faster; this in itself will generate a vicious circle, since with rising taxation they become less competitive and fall behind even more, thereby necessitating higher social expenditures (on unemployment benefits, etc.) and more restrictive fiscal policies. A system on these lines would create rapidly growing inequalities between the different countries, and is bound to break down in a relatively short time. …

This is only another way of saying that the objective of a full monetary and economic union is unattainable without a political union; and the latter pre-supposes fiscal integration, and not just fiscal harmonisation. It requires the creation of a Community Government and Parliament which takes over the responsibility for at least the major part of the expenditure now provided by national governments and finances it by taxes raised at uniform rates throughout the Community. With an integrated system of this kind, the prosperous areas automatically subside the poorer areas; and the areas whose exports are declining obtain automatic relief by paying in less, and receiving more, from the central Exchequer. The cumulative tendencies to progress and decline are thus held in check by a “built-in” fiscal stabiliser which makes the “surplus” areas provide automatic fiscal aid to the “deficit” areas.

(Kaldor, Nicholas “On European Political Union Ibid)

Kaldor concluded that the Community’s present plan was like the house which “divided against itself cannot stand” and that “it was “dangerous error: to have a “full economic and monetary union” preceding a political union”:

“The Community’s present plan on the other hand is like the house which “divided against itself cannot stand.” Monetary union and Community control over budgets will prevent a member country from pursuing full employment policies on its own – from taking steps to offset any sharp decline in the level of its production and employment, but without the benefit of a strong Community government which would shield its inhabitants from its worst consequences.

Some day the nations of Europe may be ready to merge their national identities and create a new European Union – the United States of Europe. If and when they do, a European Government will take over all the functions which the Federal government now provides in the U.S., or in Canada or Australia. This will involve the creation of a “full economic and monetary union”. But it is a dangerous error to believe that monetary and economic union can precede a political union or that it will act (in the words of the Werner report) “as a leaven for the evolvement of a political union which in the long run it will in any case be unable to do without”. For if the creation of a monetary union and Community control over national budgets generates pressures which lead to a breakdown of the whole system it will prevent the development of a political union, not promote it.”

(Nicholas Kaldor Ibid)

We believe that the current crisis in Greece, fully confirms these warning. However Kaldor being a representative of the ruling capitalist class in Britain, could hardly envisage a political solution of benefit to the goals of achieving a socialist Europe. It is in this backdrop, that the Greek Crisis plays out.

6. The Greek Economic Crisis 2009-2015 – How did it get to this stage?

Throughout the turn towards Europe, the ruling class of Greece faced the hostility of the Greek working class and the rural small peasants. Nonetheless the ruling class allied itself firmly to the European imperialist bloc of the European Union (Previously the EEC). To recap: the Greek state opened the doors to foreign debt. From the viewpoint of a small capitalist class, who were not about to enter a left policy – there was no alternative. In doing so they also built a bureaucratic state machine, packed with protégés of the states. In addition the overwhelming strength of petit-bourgeois production – combined to allow a nepotistic and corrupt state. In this period, the Greek capitalist economy did not do very well.

In reality profits for the leading elite of the Greek capitalist class were immense. While the international financial capitalists are a giant leech on the back of the people, the main enemy of working people, remains the Greek capitalist class.

A common complaint from European bankers is that the Greek people are lazy and inherently corrupt. This propaganda has found resonance in otherwise progressive and people – who are themselves hard-pressed by capital. It is therefore important to refute the slander on “the lazy Greek people” – and attach the charge of laziness and parasitism to where it belongs – to the ruling capitalist class of Greece. The propaganda often cites the “lax tax laws” and the ‘pampered pension clauses’. Let us examine these aspects first.

i) Tax and Pensions in Greece

The capitalist class structured the tax system to its advantage, and also enabled the petit-bourgeois:

“Greek taxation is a mess (there are six different bands and the wealthiest band of shipping is often referred to as a “tax-free zone”) and over 133 separate pension funds.” Buchanan, Rose T; “Greece debt crisis explained: A history of just how the country landed itself in such a mess”; The Independent 4 July 2015; http://www.independent.co.uk/news/world/europe/greece-debt-crisis-explainer-a-history-of-how-the-country-landed-itself-in-such-a-mess-10365798.html

“Data from one of Greece’s ten largest banks, (allowed) economists Nikolaos Artavanis, Adair Morse and Margarita Tsoutsoura..to (estimate lost tax revenue)…. The economists’ conservatively estimate that in 2009 some €28 billion in income went unreported. Taxed at 40%, that equates to €11.2 billion — nearly a third of Greece’s budget deficit.
Why hasn’t Greece done more to stop tax evasion? The economists were also able to identify the top tax-evading occupations — doctors and engineers ranked highest — and found they were heavily represented in Parliament”.

“Greeks Hide Tens of Billions From Tax Man”; Wall St Journal 9 July 2012.

http://blogs.wsj.com/economics/2012/07/09/greeks-hide-tens-of-billions-from-tax-man/?mod=WSJBlog&utm_source=feedburner&utm_medium=feed&utm_campaign=Feed%3A+wsj%2Feconomics%2Ffeed+%28WSJ.com%3A+Real+Time+Economics+Blog%29

The scandal of refusal to take action on the “Lagarde List”, makes the responsibility of the Greek ruling class for the “tax imbroglio” even more clear:

“The Greek government has not completed an investigation of a list of 1,991 persons purported to hold accounts with Swiss bank HSBC that it received in 2010 from former French finance minister Christine Lagarde. Initially, officials claimed at various times to have lost or misplaced the information. On 29 October 2012 the government changed its position saying it would not use stolen information to prosecute suspected offenders. Instead, Greek authorities arrested Kostas Vaxevanis, journalist and editor of the weekly magazine Hot Doc, who published the “Lagarde list.”

The list includes an advisor to former Greek prime minister Antonis Samaras, as well as a former minister and a member of Samaras’ New Democracy political party. The list also contains the names of officials in the finance ministry.
Mr. Vaxevanis said he thought the government had not acted on the list because it included friends of ministers, businessmen and powerful publishers.

(https://en.wikipedia.org/wiki/Tax_evasion_and_corruption_in_Greece)

ii) Pensions

First if examined by unadjusted numbers it does appear that the Greek pension system is the most expensive in the OECD countries. We follow the Wall Street Journal analysis of February 2015 (Dalton, Matthew: “Greece’s Pension System Isn’t That Generous After All”; February 27 2015; http://blogs.wsj.com/brussels/2015/02/27/greeces-pension-system-isnt-that-generous-after-all/):

Graphs 1-3 on Pensions In Greece
“First, how much does Greece spend as percentage of GDP on pensions? The data from Eurostat looks like this as of 2012, with Greece expenditure easily highest in the eurozone as a percentage of GDP:

Greece2

However – the Wall Street Journal goes on to break this down, first as a percent of GDP and then by the proportion of pensioners over the age of 65 years:

“But part of that is due to the collapse in GDP suffered by Greece during the crisis… look at pension expenditure as a percentage of potential GDP, the level of economic output were eurozone economies running at full capacity:

Greece3

“Greece is still near the top, though it’s not so far from the eurozone average. Moreover, Greece’s high spending is largely the result of bad demographics: 20% of Greeks are over age 65, one of the highest percentages in the eurozone. What if instead you attempt to adjust for that by looking at pension spending per person over 65 (graph below). Adjusting for the fact that Greece has a lot of older people, its pension spending is below the eurozone average.”

Greece4

And finally a large proportion of the population are pensioners over 65 and many households depend on the pension:

“First, demographics. About 20.5% of Greeks are over 65 – behind only Italy and Germany in the EU when it comes to an ageing population. And with the country’s youth unemployment rate still above 50%, its young people are not going to be able to pay for their grandparents pensions any time soon.

Second, Greek society has a dependency on pensioners. One in two households rely on pensions to make ends meet and the country has an old-age dependancy ratio above 30%, which means that for every 100 people of working age in Greece there are 30 people aged 65 or over.

Third, Greek pensions aren’t so generous. About 45% of pensioners receive pensions below what is considered the poverty limit of €665 per month.
Looking at the actual expenditure on beneficiaries, Greece’s figures don’t stand out as exceptional and are instead on par with the EU average.”

(Nardelli, Alberto: “ Unsustainable futures? The Greek pensions dilemma explained“; Guardian, 15 June 2015; at http://www.theguardian.com/business/2015/jun/15/unsustainable-futures-greece-pensions-dilemma-explained-financial-crisis-default-eurozone)

There is no doubt a large financial burden form the pension schemes – but they provide at an individual level a very modest income:

“What makes the country’s pension system unsustainable is not the specific size of each individual pension, but the overall cost of a grossly inefficient and badly funded system (yes, mainly due to of decades of endemic tax evasion that means as much tax revenue slips through Athens’ fingers as it collects). According to analysis by Macropolis, the average pension in Greece is roughly €700 per month, while the supplementary one is €169.
The same analysis also shows that nearly 90% (€2.07bn) of the total monthly expenditure (€2.35bn) on pensions in March went towards the main pension.
It also reveals that only 0.6% of supplementary pensions were above €500 a month.
For 60% of pensioners the total gross monthly intake is below €800. In addition, many retirees in Greece have already seen their pensions cut. Some by a third, others by nearly 50%.

(Nardelli,; Guardian, 15 June 2015; Ibid)

Moreover, although cutting them might shave off some debt – not only is this unable to repair the basic financial problem of a dependent economy:

“In 2012, pension funds, which were obliged under a law introduced in 1950 by the then king of Greece, Paul I, to keep a minimum of 77% of their assets in government bonds, took an €8.3bn hit following the restructuring of sovereign debt.
Nearly a third of what pension funds have lost since then is due to a fall in contributions on the back of surging unemployment. The unemployment rate is still painfully high (26.6%, while in 2009 it was 9.5%), and nearly eight out of 10 of the country’s jobless have been out of work for 12 months or more.
Any saving brought about by simply purging early retirees’ benefits, cutting supplementary pensions horizontally across the board, or revenue raised by squeezing a drastically depleted pool of taxpayers, would in the short-term allow Greece to unlock the €7bn tranche of bailout funds it needs to carry on servicing its debt (and not default).
However, it would do little to solve the underlying challenges in the longer term.”

(Nardelli,; Guardian, 15 June 2015; Ibid)

Debt and printing money drive Greek Inflation

As discussed in prior sections, the ruling class used inflationary funding to enable it to fool and quieten the working classes. The scale of this is shown below.

“Greece has had a tricky time with its finances. In the 1990s it consistently ran significant budget deficits while using the Drachma. As a result of this economic mismanagement it joined the Euro in 2001, rather than 1999 like many other EU nations.” (Buchanan, Rose T; “Greece debt crisis explained: A history of just how the country landed itself in such a mess”; The Independent 4 July 2015; http://www.independent.co.uk/news/world/europe/greece-debt-crisis-explainer-a-history-of-how-the-country-landed-itself-in-such-a-mess-10365798.html)

The following Graph 4, from the ‘Michael Roberts Blog,” tracks the inflation to the deflation tipping point, after the debt crisis became evident:

Greece5

(Roberts M; ‘Greece Cannot Escape”; 2nd Nov 2014: https://thenextrecession.wordpress.com/2014/02/11/greece-cannot-escape/)

However, once it was in the Eurozone, Greece’s government could no longer so easily use inflationary economics to easily boost living standards, as it was bound by the Eurozone and the single currency.

The alternative of devaluing its currency to boost its exports was also not possible. This left only loans. Since it was now the era of financial ‘hot money’ and rampant money-speculation had become standard, this was easy at first, and the inflation graph shows that even the loan-injection money fueled a degree of inflation. But the spigot was soon to be turned off with the Wall Street crash:

“Shortly after joining the single currency, Greece enjoyed a period of growth (2001-2007). However, economist and analysts have retrospectively labeled this boom as “unsustainable,” pointing out that Greece (very broadly speaking) profited off the cheap loans available from the EU. This house of cards came tumbling down with the financial crash of 2008. Like many other countries in the EU Greece was seriously affected, but it was unable to climb out of the hole as it had in the past by printing more currency (thus boosting the economy) as the Euro was controlled by the European Central Bank (ECB). Unemployment spiraled to 28 per cent.”

(Buchanan, Rose T; “Greece debt crisis explained: A history of just how the country landed itself in such a mess”; The Independent 4 July 2015; http://www.independent.co.uk/news/world/europe/greece-debt-crisis-explainer-a-history-of-how-the-country-landed-itself-in-such-a-mess-10365798.html)

Greece’s relationship to the EU was as a dependent colony to the leading capitalist countries of the EU. These were of course Germany and also France.
International agencies progressively lent Greek governments large amounts of money. Consequently, Greece progressively developed an external debt of gigantic proportions as seen below in the brown/dark red line (Graph 5):

Greece6

What is the nature of these debt burdens that the Greek government faces?
The German locomotive pushing the EU economy – needed markets. The “under-developed” Southern perimeter of the EU was one of the natural “new” markets:

“Economist Paul Krugman wrote in February 2012:

“What we’re basically looking at…is a balance of payments problem, in which capital flooded south after the creation of the euro, leading to overvaluation in southern Europe.”

He continued in June 2015:

“In truth, this has never been a fiscal crisis at its root; it has always been a balance of payments crisis that manifests itself in part in budget problems, which have then been pushed onto the center of the stage by ideology.”

The translation of trade deficits to budget deficits works through sectoral balances. Greece ran current account (trade) deficits averaging 9.1% GDP from 2000–2011. By definition, a trade deficit requires capital inflow (mainly borrowing) to fund; this is referred to as a capital surplus or foreign financial surplus. This can drive higher levels of government budget deficits, if the private sector maintains relatively even amounts of savings and investment, as the three financial sectors (foreign, government, and private) by definition must balance to zero.
While Greece was running a large foreign financial surplus, it funded this by running a large budget deficit. As the inflow of money stopped during the crisis, reducing the foreign financial surplus, Greece was forced to reduce its budget deficit substantially. Countries facing such a sudden reversal in capital flows typically devalue their currencies to resume the inflow of capital; however, Greece cannot do this, and has suffered significant income (GDP) reduction, another form of devaluation.”

(https://en.wikipedia.org/wiki/Greek_government-debt_crisis#/media/File:HellenicOeconomy(inCurrentEuros).png)

Lord Kaldor’s warnings about this developing were discussed above.

Who owns this debt?

Graph 6: Current account imbalances in the European Union (1997–2014)

The graph below (from Wikipedia at: https://en.wikipedia.org/wiki/File:Current_account_imbalances_EN_(3D).svg)
shows that one of the major owners is Germany. In more detail, the ‘Economist Online” of October 2011 described the major ownership of the Greek debt. The main institutions owning the Greek debt are the IMF, the European Central Bank (ECB) and various European governments:

“Greece has total debts of €346.4bn. About a third of this debt is in public hands (34.8% is attributable to the IMF, ECB and European governments), roughly another third is in Greek hands (28.8%, essentially for banks) with the remainder (36.4%) held by non-Greek private investors.
(http://economistonline.muogao.com/2011/10/who-owns-greek-debt.html)

Greece7

And the New York Times Business news cites similar data:

“Almost two-thirds of Greece’s debt, about 200 billion euros, is owed to the eurozone bailout fund or other eurozone countries. Greece does not have to make any payments on that debt until 2023”. (Editor: Graph 7: below graphically displays the ownership of the debt.)

Greece8

Greece’s debt crisis explained” – International Business; New York Times updated July 27, 2015 http://www.nytimes.com/interactive/2015/business/international/greece-debt-crisis-euro.html?_r=0

During this period, Greece’s finances were monitored by external agencies, largely those who had loaned monies to Greece. These were the International Monetary Fund (IMF), the European Community (EU) and the European Central Bank (ECB). These formed the so-called Troika. The Troika was to become hated by the Greek peoples as they plunged Greece into major social chaos and forced the living standards of the Greek people down.

As the New York Times comments, in many ways the “crisis” can be considered as a manufactured one as only a portion of debt is coming due in the short term:

“The International Monetary Fund has proposed extending the grace period until mid-century. So while Greece’s total debt is big—as much as double the country’s annual economic output—it might not matter much if the government did not need to make payments for decades to come. By the time the money came due, the Greek economy could have grown enough that the sum no longer seemed daunting.
In the short term, though, Greece has a problem making payments due on loans from the International Monetary Fund and on bonds held by the European Central Bank. Those obligations amount to more than 24 billion euros through the middle of 2018, and it is unlikely that either institution would agree to long delays in repayment.”
Greece’s debt crisis explained” – International Business; New York Times updated July 27, 2015 http://www.nytimes.com/interactive/2015/business/international/greece-debt-crisis-euro.html?_r=0

Two additional problems have conspired to make the “original sin” of debt – of even more enormous consequence.
Firstly, quite early on during this crisis, it was clear to the Troika lenders that the Greek government was in trouble in repaying any significant fraction of this debt. However this was ignored. In fact the IMF – despite its own rules and despite the worries about “default” – continued to fuel the fire of debt by giving more loans.

Then secondly, to worsen matters, the Greek government falsified data about the extent of its debt, and was helped by the greed of USA banking capital.

As early as 2004, in its negotiations with the EU, the ruling class of Greece falsified the degree of its debt. Goldman Sachs – the giant stockbroker and trader bank of Wall Street, aided the Greek government in doing this:

“In 2001, Greece was looking for ways to disguise its mounting financial troubles. The Maastricht Treaty required all Eurozone member states to show improvement in their public finances, but Greece was heading in the wrong direction. Then Goldman Sachs came to the rescue, arranging a secret loan of 2.8 billion euros for Greece, disguised as an off-the-books “cross-currency swap”—a complicated transaction in which Greece’s foreign-currency debt was converted into a domestic-currency obligation using a fictitious market exchange rate.

As a result, about 2 percent of Greece’s debt magically disappeared from its national accounts. Christoforos Sardelis, then head of Greece’s Public Debt Management Agency, later described the deal to Bloomberg Business as “a very sexy story between two sinners.” For its services, Goldman received a whopping 600 million euros ($793 million), according to Spyros Papanicolaou, who took over from Sardelis in 2005. That came to about 12 percent of Goldman’s revenue from its giant trading and principal-investments unit in 2001—which posted record sales that year. The unit was run by Blankfein.

Then the deal turned sour. After the 9/11 attacks, bond yields plunged, resulting in a big loss for Greece because of the formula Goldman had used to compute the country’s debt repayments under the swap. By 2005, Greece owed almost double what it had put into the deal, pushing its off-the-books debt from 2.8 billion euros to 5.1 billion. In 2005, the deal was restructured and that 5.1 billion euros in debt locked in. Perhaps not incidentally, Mario Draghi, now head of the European Central Bank and a major player in the current Greek drama, was then managing director of Goldman’s international division.”

(Robert B. Reich ‘How Goldman Sachs Profited From the Greek Debt Crisis”; The Nation16th July 2015; http://www.thenation.com/article/goldmans-greek-gambit/)

Such was the pervasive greed, that of course such ‘creative’ financing’ was standard, as explained by Robert Reich:

“Greece wasn’t the only sinner. Until 2008, European Union accounting rules allowed member nations to manage their debt with so-called off-market rates in swaps, pushed by Goldman and other Wall Street banks. In the late 1990s, J.P.Morgan enabled Italy to hide its debt by swapping currency at a favorable exchange rate, thereby committing Italy to future payments that didn’t appear on its national accounts as future liabilities. But Greece was in the worst shape, and Goldman was the biggest enabler. Undoubtedly, Greece suffers from years of corruption and tax avoidance by its wealthy. But Goldman wasn’t an innocent bystander: It padded its profits by leveraging Greece to the hilt—along with much of the rest of the global economy. Other Wall Street banks did the same. When the bubble burst, all that leveraging pulled the world economy to its knees.”

(Robert B. Reich ‘How Goldman Sachs Profited From the Greek Debt Crisis”; The Nation16th July 2015; http://www.thenation.com/article/goldmans-greek-gambit/)

Of course such greed driven lying enabled the Greek Government to gain more loans. This was of itself a problem since the country was developing intractable recession.

The Crisis heats up and the infamous Troika Memorandum

By 2009, significant fears that Greece would default on its loans prompted alarm. The Troika made moves to yet another loan – this time of $110 billion – but only if there were significant “austerity measures.” Of course this was intended to be an “austerity” for the working classes and not for the ruling classes:

“From late 2009, fears of a sovereign debt crisis developed among investors concerning Greece’s ability to meet its debt obligations due to strong increase in government debt levels. This led to a crisis of confidence, indicated by a widening of bond yield spreads and risk insurance on credit default swaps compared to other countries, most importantly Germany. Downgrading of Greek government debt to junk bonds created alarm in financial markets.

“On 2 May 2010, the Eurozone countries and the International Monetary Fund agreed on a €110 billion loan for Greece, conditional on the implementation of harsh austerity measures. In October 2011, Eurozone leaders also agreed on a proposal to write off 50% of Greek debt owed to private creditors, increasing the EFSF to about €1 trillion and requiring European banks to achieve 9% capitalization to reduce the risk of contagion to other countries. These austerity measures have proved extremely unpopular with the Greek public, precipitating demonstrations and civil unrest.”

(https://en.wikipedia.org/wiki/Greek_government-debt_crisis#/media/File:HellenicOeconomy(inCurrentEuros).png)

It was the collapse of the international financial and banking industries from the USA sub-prime crisis which rapidly became an international financial crisis, that mushroomed the Greek situation into a crisis. Greece had no choice but to reveal a truer picture of its deficit financing to the world’s creditors to seek more credit:

“Greece became the epicenter of Europe’s debt crisis after Wall Street imploded in 2008. With global financial markets still reeling, Greece announced in October 2009 that it had been understating its deficit figures for years, raising alarms about the soundness of Greek finances. Suddenly, Greece was shut out from borrowing in the financial markets. By the spring of 2010, it was veering toward bankruptcy, which threatened to set off a new financial crisis.”

“Greece’s debt crisis explained” – International Business; New York Times updated July 27, 2015 http://www.nytimes.com/interactive/2015/business/international/greece-debt-crisis-euro.html?_r=0

Up to around 2011, the loan monies in Greece continued to drive an inflation.
But then a sharp deflation began, as the Troika turned the screw on Greece. The Troika insisted on marked cuts in the living standards of the Greek people the working lass and peasantry. Not the standard of the ruling class of course who has moved its savings out of reach of the Greek state or the Troika. The Troika’s conditions are noted here:

“The so-called troika — the International Monetary Fund, the European Central Bank and the European Commission — issued the first of two international bailouts for Greece, which would eventually total more than 240 billion euros, or about $264 billion at today’s exchange rates. The bailouts came with conditions. Lenders imposed harsh austerity terms, requiring deep budget cuts and steep tax increases. They also required Greece to overhaul its economy by streamlining the government, ending tax evasion and making Greece an easier place to do business.”

“Greece’s debt crisis explained” – International Business; New York Times updated July 27, 2015 http://www.nytimes.com/interactive/2015/business/international/greece-debt-crisis-euro.html?_r=0

Of course the Greek capitalists complied, and drove down and depressed the wage rates of the Greek people:

“It’s true that the crushing of the living standards and wage earnings of Greek households is making Greek industry more ‘competitive’ – labour costs per unit of (falling) production have dropped 30% since 2010 (See Graph 8 below).

Greece9

((Roberts M; ‘Greece Cannot Escape”; 2nd Nov 2014: https://thenextrecession.wordpress.com/2014/02/11/greece-cannot-escape/)

Again – the burden of ‘austerity’ – was laid only on the working class of Greece:

“When Greece did cut some of its spending, the EU and ECB asked for a reduction in wages rather than a cut in spending. So – for example – while the military budget remains intact, soldiers have seen their wages fall by 40 per cent. Their experience is replicated across other public sector fields – notably in nurses and doctors”. Buchanan, Rose T; “Greece debt crisis explained: A history of just how the country landed itself in such a mess”; The Independent 4 July 2015; http://www.independent.co.uk/news/world/europe/greece-debt-crisis-explainer-a-history-of-how-the-country-landed-itself-in-such-a-mess-10365798.html

An external – German – research agency found that indeed, it was the poor that had suffered disproportionate cuts as compared to the rich:

“The poorest households in the debt-ridden country lost nearly 86% of their income, while the richest lost only 17-20%.  The tax burden on the poor increased by 337% while the burden on upper-income classes increased by only 9% This is the result of a study that has analyzed 260.000 tax and income data from the years 2008 – 2012.
– The nominal gross income of Greek households decreased by almost a quarter in only four years.
– The wages cuts caused nearly half of the decline.
– The net income fell further by almost 9 percent, because the tax burden was significantly increased
–  While all social classes suffered income losses due to cuts, tax increases and the economic crisis, particularly strongly affected were households of low- and middle-income. This was due to sharp increase in unemployment and tax increases, that were partially regressive.
– The total number of employees in the private sector suffered significantly greater loss of income, and they were more likely to be unemployed than those employed in the public sector.
-From 2009 to 2013 wages and salaries in the private sector declined in several stages at around 19 percent. Among other things, because the minimum wage was lowered and collective bargaining structures were weakened. Employees in the public sector lost around a quarter of their income.

Unemployment & Early Retirement
Unemployment surged from 7.3% in the Q2 2008 to 26.6% in the Q2 2014. among youth aged 15-24, unemployment had an average of 44%.
Early retirement in the Private Sector increased by 14%.
Early retirement in the Public Sector* increased by 48%
The researchers see here a clear link to the austerity policy, that’s is the Greek government managed to fulfill the Troika requirements for smaller public sector. However, this trend caused a burden to the social security funds.
* Much to KTG’s knowledge public servants with 25 years in the public administration rushed to early retirement in 2010 out of fear of further cuts in their wages and consequently to their pension rights.

Taxes
Taxes were greatly increased, but they had a regressive effect.
Since beginning of the austerity, direct taxes increased by nearly 53%, while indirect taxes increased by 22 percent.
The taxation policy has indeed contributed significantly to the consolidation of the public budget, but by doing so the social imbalance was magnified.

Little has been done against tax avoidance and tax evasion, however, the tax base was actually extended “downwards” with the effect that households with low-income and assets were strongly burdened.
Particularly poorer households paid disproportionately more in taxes and the tax burden to lower-income rose by 337%. In comparison, the tax burden to upper-income households rose by only 9%.
In absolute euro amounts, the annual tax burden of many poorer households increased “only” by a few hundred euros. However, with regards to the rapidly declining of incomes and rampant unemployment, this social class was over-burdened with taxes.

The Poor suffered more
On average, the annual income of Greek households before taxes fell from €23,100 euros in 2008 to just below €17,900 euros in 2012. This represents a loss of nearly 23 percent.
The losses were significantly different to each income class with the poorest households to have suffered the biggest losses.
Almost one in three Greek household had to make it through 2012 with an annual income below €7,000”.
(Research of the “German Institute for Macroeconomic Research (IMK) affiliated with the Hans Böckler Foundation”; given blog ‘Keep Talking Greece’; by 20 March 2015; at http://www.keeptalkinggreece.com/2015/03/20/shocking-austerity-greeces-poor-lost-86-of-income-but-rich-only-17-20/

Both the Greek ruling class and the Troika saw that this squeeze on the poor and working class, was creating such a social upheaval, as to be potentially pre-revolutionary. Yet they were caught, since the alternatives were dismal for the international capitalist. Even the IMF’s own rules were flouted. In 2010 the situation was as follows in Michael Roberts telling:

“The irony is that while austerity in Greece continues to be applied mercilessly, the IMF recently issued a report that concluded that the Troika’s approach was mistaken in imposing severe fiscal retrenchment back in May 2010 when Greece could no longer finance its spending through borrowing in bond markets (http://www.imf.org/external/pubs/ft/scr/2013/cr13156.pdf).

Back then, the Troika had three options. First, it could have provided a massive fiscal transfer to the Greek government to tide it over without demanding massive cuts in public spending that eventually led to a fall in Greek real GDP of nearly 20%, unemployment of over 25% and government debt to GDP of 170%, with economic depression likely to continue out to the end of the decade.  Or it could have allowed the Greek government to ‘default’ on its debts to the banks, pension funds and hedge funds and negotiate an ‘orderly haircut’ on those debts.  But the Troika did neither and opted instead for a third way.  It insisted that in return for bailout funds the Greek government meet its obligations in full to all its creditors by switching all its available revenues to paying its debts at the expense of jobs, health, education and other public services.

The Troika insisted on this because it reckoned 1) that austerity would be shortlived and economic growth would quickly return and 2) if the banks and others took a huge hit on their balance sheets from a Greek default it would put European banks in danger of going bust (Greek banks first).  There could be ‘contagion’ if other distressed Eurozone governments also opted not to pay their debts, using Greece as the precedent.  Of course, economic growth has not returned and despite huge efforts on the part of Greek governments to meet fiscal targets through unprecedented austerity, government debt has increased rather than fallen and the economy has nosedived.

Eventually, the Troika had to agree that the private sector took a ‘haircut’ after all, massaged as it was with cash sweeteners and new bonds with high yields.  Now the IMF in its report admits that austerity was too severe and debt ‘restructuring’ should have happened from the beginning.  The IMF, now in its semi-Keynesian mode, tries to put the blame for the failure to do this on the EU leaders and the ECB, which has not made the latter too happy, especially as the current IMF chief, Lagarde was strongly in favour of the austerity plan when she was French finance minister in 2010.

“If Greeks had defaulted back in 2010, that could have led to other defaults and Europe’s banks were in no state to absorb such losses.  As a recent study shows http://www.voxeu.org/article/ez-banking-union-sovereign-virus), German banks were heavily overleveraged back in 2010 and they are not much better even now.  There was no way the German government was going to put German banks in jeopardy and allow the ‘profligate’ Greeks to get a huge handout of German taxpayers money to boot.  No, the Greeks had to pay their debts, just as the Germans had to pay their reparations to the French after 1918, even if it meant Germany was plunged into permanent depression.  Ironically, the Germans did not and have not paid promised billions in reparations to the Greeks after 1945 – something the Greeks are pursuing in negotiations!”

(Michael Roberts Blog: “Greece, the IMF and debt default; 16th June 2013;“https://thenextrecession.wordpress.com/2013/06/16/greece-the-imf-and-debt-default/)

As noted before, this fueling of the debt by new loans, was against even the principles of the International Monetary Fund (IMF), and senior strategists in the IMF warned that the polices of the IMF in regards to Greece were seriously in error, from the year 2010.

As stated above, one underlying reason on insisting that the Greek Government paid its debt fully, was simply the usurer’s wish to ensure that debts owed by Greece to both France and Germany would be honoured. German and French banks had become vulnerable by over-leveraging themselves. (i.e they had loaned so much money that their actual capital holdings were unable to support them if there was a “run” on their deposits). The Eurozone banks had become very vulnerable:

“The Table below shows the degree of ‘domestic leverage’ of the systemically important banks in major Eurozone countries .. in most countries the domestic banking system would not survive a Greek-style ‘haircut’ on public debt. (In March 2012, holders of Greek bonds had to accept a nominal haircut of over 50%, and on a mark-to-market basis the haircut was over 80%. It is apparent that no bank that has a sovereign exposure worth over 100% of its capital would survive such a loss).

Table 4: Domestic sovereign debt leverage (sovereign exposure/capital)

Greece Table

Source: CEPS database. (From Roberts 16 June 2013; “Greece, the IMF and debt default ibid) Michael Roberts Blog: “Greece, the IMF and debt default; 16th June 2013; https://thenextrecession.wordpress.com/2013/06/16/greece-the-imf-and-debt-default/)

Amazingly, the IMF policy remained unchanged – new loans were issued to Greece – at least up till May 2015:

“Greece’s onerous obligations to the IMF, the European Central Bank and European governments can be traced back to April 2010, when they made a fateful mistake. Instead of allowing Greece to default on its insurmountable debts to private creditors, they chose to lend it the money to pay in full.
At the time, many called for immediately restructuring privately held debt, thus imposing losses on the banks and investors who had lent money to Greece. Among them were several members of the IMF’s board and Karl Otto Pohl, a former president of the Bundesbank and a key architect of the euro. The IMF and European authorities responded that restructuring would cause global financial mayhem. As Pohl candidly noted, that was merely a cover for bailing out German and French banks, which had been among the largest enablers of Greek profligacy.

Ultimately, the authorities’ approach merely replaced one problem with another: IMF and official European loans were used to repay private creditors. Thus, despite a belated restructuring in 2012, Greece’s obligations remain unbearable — only now they are owed almost entirely to official creditors.

Five years after the crisis started, government debt has jumped from 130 percent of gross domestic product to almost 180 percent. Meanwhile, a deep economic slump and deflation have severely impaired the government’s ability to repay.
Almost everyone now agrees that pushing Greece to pay its private creditors was a bad idea. The required fiscal austerity was simply too great, causing the economy to collapse. The IMF acknowledged the error in a 2013 report on Greece. In a recent staff paper, the fund said that when a crisis threatens to spread, it should seek a collective global solution rather than forcing the distressed economy to bear the entire burden. The IMF’s chief economist, Olivier Blanchard, has warned that more austerity will crush growth.

Oddly, the IMF’s proposed way forward for Greece remains unchanged: Borrow more money (this time from the European authorities) to repay one group of creditors (the IMF) and stay focused on austerity. The fund’s latest projections assume that the government’s budget surplus (other than interest payments) will reach 4.5 percent of GDP, a level of belt-tightening that few governments have ever sustained for any significant period of time.

Following Germany’s lead, IMF officials have placed their faith in so-called structural reforms — changes in labor and other markets that are supposed to improve the Greek economy’s longer-term growth potential. They should know better. The fund’s latest World Economic Outlook throws cold water on the notion that such reforms will address the Greek debt problem in a reliable and timely manner. The most valuable measures encourage research and development and help spur high-technology sectors. All this is to the good, but such gains are irrelevant for the next five years. The priority must be to prevent Greece from sinking deeper into a debt-deflation spiral. Unfortunately, some reforms will actually accelerate the spiral by weakening demand.

On April 9, Greece repaid 450 million euros ($480 million) to the IMF, and must pay another 2 billion in May and June. The IMF’s managing director, Christine Lagarde, has made clear that delays in repayments will not be tolerated.

“I would, certainly for myself, not support it,” she told Bloomberg Television.”

Ashoka Mody; Bloomberg 81 April 21 2015; The IMF’s Big Greek Mistake; http://www.bloombergview.com/articles/2015-04-21/imf-needs-to-correct-its-big-greek-bailout-mistake

Recall – Lagarde was once the Minister of Finance for France:

Graph number 5 (see above) displays that it is not only Greece in
hock” to Germany, but there are several leading Eurozone states in debt to Germany. In especial note the deficits of France and of Italy.

This is the second reason – at least for German imperialism – on insisting that the Greek Government paid its debt fully.
If the Greeks are allowed to default, what happens to the other loans that are outstanding? It has long been recognised that Germany has been running a huge trade surplus, and it has been under pressure to alleviate this for some time:

“For years, Germany has been running a large current account surplus, meaning that it sells a lot more than it buys. The gap has only grown since the start of the crisis, reaching a new record of 215.3 billion euros ($244 billion) in 2014. Such insufficient German demand weakens world growth, which is why the U.S. Treasury and the International Monetary Fund have long prodded the country to buy more. Even the European Commission has concluded that Germany’s current-account imbalance is “excessive.”

(Ashoka Mody, Bloomberg188 July 17, 2015, ‘Germany, Not Greece, Should Exit the Euro’)

Any lifting of the restrictions upon Greece will lead to repercussions as to what happens to the debts of these other leading countries. It is no doubt, for this reason, that both Italy and France have been trying to ease pressures from Germany, arguing that there must be a debt restructuring.

This fits with the later 2015 U-Turn of Cristine Lagarde and the IMF (Discussed in section 9 below) – who are now at the last moment – urging the German government to reduce the obligations of the Greek government of Tsipras. We believe also, that this U-Turn supports the USA wish to attack the German government’s current rising economic strength.

Moreover, the USA government itself – suffers from an astronomical debt.

7. The Marxist View of ‘National Debt’ under capitalism

What do Marxists and other informed economists make of the notion of a national Debt? Falling into debt of a country – or large institutions – has been a historical feature of the growth of capital. Karl Marx pointed this out in ‘Capital’, saying that the “only part of the so-called national wealth that actually enters the possession of modern people is their national debt.” In full:

“The system of public credit, i.e., of national debts, whose origin we discover in Genoa and Venice as early as the Middle Ages, took possession of Europe generally during the manufacturing period. The colonial system with its maritime trade and commercial wars served as a forcing-house for it. … National debts, i.e., the alienation of the state – whether despotic, constitutional or republican – marked with its stamp the capitalistic era. The only part of the so-called national wealth that actually enters into the collective possessions of modern peoples is their national debt. Hence, as a necessary consequence, the modern doctrine that a nation becomes the richer the more deeply it is in debt. Public credit becomes the credo of capital. And with the rise of national debt-making, want of faith in the national debt takes the place of the blasphemy against the Holy Ghost, which may not be forgiven.

The public debt becomes one of the most powerful levers of primitive accumulation. As with the stroke of an enchanter’s wand, it endows barren money with the power of breeding and thus turns it into capital, without the necessity of its exposing itself to the troubles and risks inseparable from its employment in industry or even in usury. The state creditors actually give nothing away, for the sum lent is transformed into public bonds, easily negotiable, which go on functioning in their hands just as so much hard cash would. But further, apart from the class of lazy annuitants thus created, and from the improvised wealth of the financiers, middlemen between the government and the nation – as also apart from the tax-farmers, merchants, private manufacturers, to whom a good part of every national loan renders the service of a capital fallen from heaven – the national debt has given rise to joint-stock companies, to dealings in negotiable effects of all kinds, and to agiotage, in a word to stock-exchange gambling and the modern bankocracy.

At their birth the great banks, decorated with national titles, were only associations of private speculators, who placed themselves by the side of governments, and, thanks to the privileges they received, were in a position to advance money to the State. Hence the accumulation of the national debt has no more infallible measure than the successive rise in the stock of these banks, whose full development dates from the founding of the Bank of England in 1694. The Bank of England began with lending its money to the Government at 8%; at the same time it was empowered by Parliament to coin money out of the same capital, by lending it again to the public in the form of banknotes. It was allowed to use these notes for discounting bills, making advances on commodities, and for buying the precious metals. It was not long ere this credit-money, made by the bank itself, became. The coin in which the Bank of England made its loans to the State, and paid, on account of the State, the interest on the public debt. It was not enough that the bank gave with one hand and took back more with the other; it remained, even whilst receiving, the eternal creditor of the nation down to the last shilling advanced. Gradually it became inevitably the receptacle of the metallic hoard of the country, and the centre of gravity of all commercial credit. What effect was produced on their contemporaries by the sudden uprising of this brood of bankocrats, financiers, rentiers, brokers, stock-jobbers, &c., is proved by the writings of that time, e.g., by Bolingbroke’s”

(Marx, Karl: Capital Volume One Chapter Thirty-One: Genesis of the Industrial Capitalist; at: https://www.marxists.org/archive/marx/works/1867-c1/ch31.htm)

Not only is “National Debt” crucial for the capitalist, but it was coincident with the ‘credit system’, and this in turn was associated with an international trade of capital (i.e. money) and systems of “modern taxation”:

“With the national debt arose an international credit system, which often conceals one of the sources of primitive accumulation in this or that people. Thus the villainies of the Venetian thieving system formed one of the secret bases of the capital-wealth of Holland to whom Venice in her decadence lent large sums of money. So also was it with Holland and England. By the beginning of the 18th century the Dutch manufactures were far outstripped. Holland had ceased to be the nation preponderant in commerce and industry. One of its main lines of business, therefore, from 1701-1776, is the lending out of enormous amounts of capital, especially to its great rival England. The same thing is going on today between England and the United States. A great deal of capital, which appears today in the United States without any certificate of birth, was yesterday, in England, the capitalised blood of children.”

(Marx, Karl: Capital Volume One Chapter Thirty-One: Genesis of the Industrial Capitalist; at: https://www.marxists.org/archive/marx/works/1867-c1/ch31.htm)

Moreover, Marx points out that governments want loans for “extraordinary expenses”. This is because they do not want to tax the people too heavily lest it anger them. But eventually these loans will need an increase in taxes to pay the loan off. Then a vicious circle begins, where even more loans are needed to off-set the higher taxation burden:

“As the national debt finds its support in the public revenue, which must cover the yearly payments for interest, &c., the modern system of taxation was the necessary complement of the system of national loans. The loans enable the government to meet extraordinary expenses, without the tax-payers feeling it immediately, but they necessitate, as a consequence, increased taxes. On the other hand, the raising of taxation caused by the accumulation of debts contracted one after another, compels the government always to have recourse to new loans for new extraordinary expenses. Modern fiscality, whose pivot is formed by taxes on the most necessary means of subsistence (thereby increasing their price), thus contains within itself the germ of automatic progression. Overtaxation is not an incident, but rather a principle. In Holland, therefore, where this system was first inaugurated, the great patriot, DeWitt, has in his “Maxims” extolled it as the best system for making the wage labourer submissive, frugal, industrious, and overburdened with labour. The destructive influence that it exercises on the condition of the wage labourer concerns us less however, here, than the forcible expropriation, resulting from it, of peasants, artisans, and in a word, all elements of the lower middle class. On this there are not two opinions, even among the bourgeois economists. Its expropriating efficacy is still further heightened by the system of protection, which forms one of its integral parts.

(Marx, Karl: Capital Volume One Chapter Thirty-One: Genesis of the Industrial Capitalist; at: https://www.marxists.org/archive/marx/works/1867-c1/ch31.htm)

What were these “extraordinary expenditures” the state wished to fund? Even bourgeois economists recognise that wars were one key such expenditures:

“The Bank of England was created… explicitly,, to finance wars, in its case the Nine Years War with France which started in 1688……The Bank of France .. having been started with that name in 1800 specifically to satisfy Napoleon’s wartime financial needs”. (Dean and Pringle Ibid; ‘Central banks”; pp38; p. 42).

Modern bourgeois economists have of course long supported the principle of national debts. Maynard Keynes recognised the utility of deficit financing for the capitalist control of the state, as he stated:

“’Loan expenditure.. may .. enrich the community on balance”; ref 31: (Cited Van Der Pijl, K. ‘The making of an Atlantic ruling class”; p.17; London 2012).

While we cannot dwell further on the subject in this article, the amount of the USA current debt is astonishingly large. So there is nothing reprehensible about the Greek Debt per se. What is at issue is an international lack of confidence that the Greek state would be able to pay it back. There is no underlying manufacturing or trading base to support the debt, and will not be. Unless – a complete break with the past – is offered. However thus far, a meaningful solution has never been on offer by the Greek or international merchants of capital, to the Greek working people.

8. The Debt Crisis leads to an increasing struggle of the growing Greek working class and gives rise to the United Front of Syriza – the political parties of the left

By the time of the current era in 2000-2015, the Greek social and class structure had changed dramatically. Despite the absence of a major manufacturing sector, unemployment was rising, and the urban-rural divide was widening – even before the austerity moves of the Troika:

“Greece is still low on competitiveness and this undermines self-sustaining growth, with low employment rates, low R&D, high levels of poverty, especially in rural and remote areas. The Greek economy grew by 0.7 per cent in the 1980s, compared with 2.4 per cent in other EU states. Demographically, the number of over 65-year-olds, set to increase by 30 per cent between 2010 and 2050, with fewer people in employment, will create a massive dependency on social security and health care. Greece has the largest agricultural population in the EU, with a low capacity to attract foreign direct investment (FDI). The collapse of the Soviet Union and opening of markets in the Balkans means that many investors have relocated their activities in neighbouring countries.

Since 2004 there has been a drop in most manufacturing output (textiles, leather goods, paper, office equipment, furniture), steadily constant production of food, beverages, oil, with the only growth in tobacco, chemicals and plastic goods. Therefore, long-term stagnation in manufacturing has led the state to adopt ‘rescue’ interventions or public loans. Shipping and tourism contributes 17 per cent to gross domestic product (GDP) and employs 18 per cent of the working population. The uneven rural/urban divide is particularly acute as some areas, notably the islands and the farming communities, benefited more from Euro-funds for tourism or agridevelopment than others. Athens, in particular has had massive infrastructure developed.”

(Liddle, Joyce. “Regeneration and Economic Development in Greece:
De-industrialisation and Uneven Development “p.340; Local Government Studies; Vol. 35, No. 3, 335–354, June 2009)

Nonetheless, the weight of the working class had risen between 1991 and 2011, as had a class polarisation:

“Based on the Greek Statistic Service data for the fourth trimester of 2011 in comparison to those of 1991 consists in
1. an increase of the bourgeois class (3.4% from 1.4%) and of the rich rural strata (0.6% from 0.3%),
2. a huge decline of the traditional petit-bourgeois class (15.2% from 13.2%), and of the middle rural strata (2.2% from 3%),
3. a small increase of the new petit-bourgeois class (15.2% from 13.2%), due to the increasing demand of their abilities for the achievement of capital profitability, in parallel to an effort of their submission to the most direct capital exploitation and domination,
4. An important increase of the working class (62.2% from 47.5%), and
an important decrease of the poor rural strata (6% from 47.5%).
*In any case, what is clear is the tendency of intensification of class polarisation, which leads to the adoption of a social structure akin to that of other European countries (small number of farmers and of the traditional petit-bourgeois class, stable presence of the new petit-bourgeois class as the executive organizer of the productive process, broader bourgeoisie and heterogeneous uneven but
numerous working class”.

(Eirini Gaitanou. An examination of class structure in Greece, its tendencies of transformation amid the crisis, and its impacts on the organisational forms and structures of the social movement. At: http://www.academia.edu/9400998/An_examination_of_class_structure_in_Greece_its_tendencies_of_transformation_amid_the_crisis_and_its_impacts_on_the_organisational_forms_and_structures_of_the_social_movement).

Under these enormous burdens, the now sizeable working classes of Greece mounted serious struggles to resist “austerity.” The ruling classes struggled to implement their commitments to the EU and the IMF. Consequently a series of short lived coalition governments took power.

“Following the May 2012 legislative election where the New Democracy party became the largest party in the Hellenic Parliament, Samaras, leader of ND, was asked by Greek President Karolos Papoulias to try to form a government. However, after a day of hard negotiations with the other parties in Parliament, Samaras officially announced he was giving up the mandate to form a government. The task passed to Alexis Tsipras, leader of the SYRIZA (the second largest party) who was also unable to form a government. After PASOK also failed to negotiate a successful agreement to form a government, emergency talks with the President ended with a new election being called while Panagiotis Pikrammenos was appointed as Prime Minister in a caretaker government.
Voters once again took to the polls in the widely-watched June 2012 election. New Democracy came out on top in a stronger position with 129 seats, compared to 108 in the May election. On 20 June 2012, Samaras successfully formed a coalition with PASOK (now lead by former Finance Minister Evangelos Venizelos) and DIMAR. The new government would have a majority of 58, with SYRIZA, Independent Greeks (ANEL), Golden Dawn (XA) and the Communist Party (KKE) comprising the opposition. PASOK and DIMAR chose to take a limited role in Samaras’ Cabinet, being represented by party officials and independent technocrats instead of MPs.”

(https://en.wikipedia.org/wiki/Antonis_Samaras)

We discuss these parties below. The coalition government led by Samaras, proved to be another short lived and contentious government, as it toed the line of Troika conditions. As such it was unable to disguise its nature from the increasingly militant and impoverished working class of Greece.

By the time of the January 2015 elections, the situation had become even more parlous for Greece’s working people:

“Greece saw official unemployment rising up to 27% – and youth unemployment up to 50% – suffered a cumulative contraction of almost 25%, saw a massive reduction in wages and pensions, and witnessed the passage of massive legislation oriented towards privatizations, labor market liberalization, and neoliberal university reform.”

(Panagiotis Sotiris; https://viewpointmag.com/2015/01/28/a-strategy-of-ruptures-ten-theses-on-the-greek-future/)

A more credible “left” bulwark against the masses was necessary for the Greek ruling class. This coincided with a reformation of the Greek left. At this point we must discuss Syriza in more detail.

As seen, PASOK had fallen into rank opportunism and open betrayal of the working class. After ensuing scandals of corruption implicated the leader, Andreas Papandreou, its appeal to the workers and poor of Greece was falling fast:

“The socialist Prime Minister Andreas Papandreou and his key associates were under accusation of scandal, which involved party funding from illicit sources and revealed the extensive clientelistic linkages between business interests and politics which had been built up under PASOK’s eight-year rule.”

(Tsakatika, Myrto and Eleftheriou, Costas: “The Radical Left’s Turn towards Civil Society in Greece: One Strategy, Two Paths”; South European Society and Politics, 2013; p.3; http://dx.doi.org/10.1080/13608746.2012.757455)

The space on the left had opened up again. Who was there to fill it?
We reprise the main outlines of events, focusing on analyses by Syriza, the revisionist KKE, and the pro-Hoxha Anasintaxi.

After the destruction of many of its cadre after the Battle of Athens in 1949, the KKE slowly reformed, after having adopted some mistaken sectarian paths during the Second World War. The KKE went through several splits, summarized below:

“There have been a series of splits throughout the party’s history, the earliest one being the Trotskyist Organisation of Internationalist Communists of Greece.
In 1956, after the 20th Congress of the Communist Party of the USSR….
a faction created the Group of Marxist-Leninists of Greece (OMLE), which split from party in 1964, becoming the Organisation of Marxists-Leninists of Greece. In 1968, amidst the Greek military junta of 1967–1974 and the Soviet invasion of Czechoslovakia, a relatively big group split from KKE, forming KKE Interior, a Greek Nationalist Communist Party claiming to be directed from within Greece rather than from the Soviet Union.
In 1988 KKE and Greek Left (the former KKE Interior), along with other left parties and organisations, formed the Coalition of the Left and Progress.
Also in 1988, the vast majority of members and officials from Communist Youth of Greece (KNE), the KKE’s youth wing, split to form the New Left Current (NAR), drawing mainly youth in major cities, especially in Thessaloniki.
In the early 2000s, a small group of major party officials such as Mitsos Kostopoulos left the party and formed the Movement for the United in Action Left (KEDA), which in the 2007 legislative election participated in the Coalition of the Radical Left, which was to win the 2015 national elections with a plurality.”

(https://en.wikipedia.org/wiki/Communist_Party_of_Greece) and also see Tsakatika, Myrto and Eleftheriou, Costas: “The Radical Left’s Turn towards Civil Society in Greece: One Strategy, Two Paths”; South European Society and Politics, 2013; p.3; http://dx.doi.org/10.1080/13608746.2012.757455)

The Marxist Leninist party supporting Hoxha in Greece is ‘Αναρτήθηκε από’ or ‘Anasintaxi Organization’ (reorganization). They are also known as “The Movement for the Reorganization of the Communist Party of Greece 1918–55” – or KKE 1918-55. They characterize the KKE disintegration post-war as follows:

“The old revolutionary KKE, under the leadership of the then General Sceretary Nikos Zachariadis, was the only communist party from a capitalist not to have accepted Krushchevian revisionism. For this reason, it was eliminated by the brutal intervention of the soviet Krushchevian revisionists in 1955-1956 and replaced by the Greek Krushchevian revisionist party (“K”KE), a bourgeois, party of social-democratic type. More than 90% of the party members led by Nikos Zachariadis opposed and fiercely resisted Krushchevian revisionism and many tens of cadres were sent to exile in Siberia including Nikos Zachariadis himself who has murdered by the social-fascist clique of Brezhnev (CPSU) – Florakis (“K”KE) in August of 1973, in Sorgut, Siberia after of 17 years of exile. In 1968, “K”KE was split into two parties: the euro-communist part known as “K”KE (interior) and the Krushchevian-Brezhnevite part known as “K”KE. SYRIZA originates from the first part and, consequently, is a social-democratic and reformist party guided by a right opportunist general line and characterized by petty bourgeois class features”

Αναρτήθηκε από Anasintaxi Organization ‘Some questions and answers about the current situation in Greece’; Article to be published in “Unity & Struggle” (Extended version of an interview given to the comrades of Iran); march 30; 2015; at http://anasintaxi-en.blogspot.ca/2015/02/some-questions-and-answers-about.html)

The revisionist KKE’s attitude to the European Union is characterised as follows:

“It is important to clarify that, despite its verbal attacks against EU and the Eurozone, “K”KE does not put forward (not even for the sake of demagogy) the question of Greece’s immediate exit neither from the EU nor the Eurozone. In relation to Euro, the leadership of “K”KE has stated: “A solution outside the euro and return to the drachma in the present circumstances would be catastrophic” (30/5/2011), i.e. a position that is similar to the one expressed by the president of the Union of Greek Industrialists (20/3/2012)…: “Europe or chaos” This is also evident in the party’s program that was approved by its last congress). Since some time now, “K”KE has expressed the view that “the term “national dependence” is not applicable in contemporary conditions” (1/2/2005). After the 19th Congress, it has openly adopted Trotskyite positions that mention “imperialist Greece”, “imperialist Second World War” etc and are evident in the “Program” approved in the last party Congress: “the capitalism in Greece is in the imperialist stage of development” (“K”KE Program, p. 12, Athens 2013). Concerning the character of the Second World War it is claimed that: “the problem was not only with KKE but the overall strategy of the international communist movement before and during the Second World War. In 1941, another negative point was added when the correct assessment of the war as imperialist – with respect to both sides of capitalist states – was replaced by the position that it was only anti-fascist” (“Rizospastis,” 21/12/2104)”

Αναρτήθηκε από Anasintaxi OrganizationSome questions and answers about the current situation in Greece’; Article to be published in “Unity & Struggle” (Extended version of an interview given to the comrades of Iran); march 30; 2015; at http://anasintaxi-en.blogspot.ca/2015/02/some-questions-and-answers-about.html)

As PASOK had been fully exposed, a general disillusion enabled the formation of Synaspismo (Coalition of the Left and Progress) in 1991:

“Synaspismos emerged initially as an electoral coalition at the late 1980s, with the pro-Soviet Communist Party of Greece (KKE) and the Greek Left, one of the successors of the eurocommunist KKE Interior, as its largest constituents. The Party of Democratic Socialism, a splinter from the Union of the Democratic Centre which occupied a similar position to PASOK, was the largest non-Communist member party.”

(https://en.wikipedia.org/wiki/Synaspismos).

The many parties of the left are displayed in the diagram below, which helps to show the umbrella nature of the Syriza United front. Beneath the figure itself (at the site “Lenin’s Tomb”) is a potted history of these factions. (Seymour, R. ‘Map of the Greek Radical Left’ February 9, 2015; http://www.leninology.co.uk/2015/02/map-of-greek-radical-left.html). However the figure does not explain include the currents of the Marxist-Leninist left. The OMLE was a pro-Maoist party. We further discuss at points, the positions of Αναρτήθηκε από Anasintaxi Organization, the pro-Hoxha Marxist-Leninists. Here we continue to trace the currents of Syriza.

The revisionist KKE joined Synaspismo, which contested three national elections (June 1989, November 1989, 1990). For a period they joined in Government alliances with mainstream centre-right New Democracy, ND under the premiership of Tzannis Tzannetakis. This collaboration was not viewed kindly by the increasingly politicised Greek working class and petit-bourgeois:

“The government’s official purpose was to send the former prime minister to trial and impose a clean-up of the corrupt clientelistic politics of the time… (But) leftist voters did not appreciate the decision of the left parties’ leaderships to engage in government cooperation with the centre-right; moreover, the stated aim of the Tzannetakis government was not achieved: after a long judicial process there was ultimately very little ‘cleaning up’.. the KKE pulled out of the coalition and lost 40 per cent of its cadres after a major party split in the party’s 13th Congress (February 1991). The former coalition was re-established as a unified party… In the first part of the 1990s, the Greek left as a whole was thus delegitimised in the eyes of its traditional electorate, bruised by participation in government with the centre-right and experienced internal strife and extensive demobilisation of party members, while the collapse of the Soviet Union (USSR) added an identity crisis to its woes”. (Tsakatika, and Eleftheriou, Ibid; 2013).

Greece10

The United Front of Synapsimos – or Syn as it is known – tried to appeal to a broad front, and one that explicitly crossed class lines:

“SYN.. in 2001… established a political and electoral alliance with a host of smaller parties, groups and networks of the extra-parliamentary left in the context of the Synaspismo Pizospastikh Aristra (Coalition of the Radical Left [SYRIZA])… SYN was and remained (until 2012) the largest party in the SYRIZA coalition, representing at least 80 per cent of its cadres, activists and voters. SYRIZA was one of the core choices of the party’s new leadership after 2000.. ”
(Tsakatika, and Eleftheriou, Ibid; 2013).

“SYN.. defined itself as a pluralist left party of democratic socialism, neither orthodox communist nor social democratic, supporting a mixed economy and placing a fresh emphasis on ‘new issues’, particularly feminism, democratic rights and the environment. SYN’s original core consisted of cadres whose political origins lay in the party of the Ellhnikh Aristra ́ (Greek Left [EAR]) founded in 1987 (in turn established after the KKE-es leadership’s decision to dissolve the party and contribute to the foundation of a non-communist left party) and a large group of dissidents who broke ranks with the KKE in 1991. It also incorporated a number of individuals and small groups coming from left social democracy, ecologism and the extra-parliamentary left, as well as independents.

The party’s founding document appealed to ‘the men and women of work and culture, the young and the excluded’. This was explicitly not a class appeal, since SYN effectively presented itself as a catch-all party throughout the 1990s, one that aimed to be present in ‘every nook and cranny of Greek society’. There was also an explicit trans-class appeal to groups affected by gender inequality and environmental degradation. In practice, most of its vote share, membership and cadres have mainly been from among the ranks of highly educated employees in the public sector, professionals and small employers. However, as a result of changes in internal factional dynamics, with the radical, protest-oriented

moderate (and sympathetic to government cooperation with PASOK) Anan vtikh ryga (Renewal Wing) in the party leadership after 2000, SYN shifted to a broadly defined class appeal aimed at targeting, primarily, younger cohorts and, secondarily, precariously employed workers in the services sector, social categories that were politically under-represented”
(Tsakatika, and Eleftheriou, Ibid; 2013).

The later creation of Syriza, was also a United Front. The word commonly means “coalition of the radical left”; or originally “coming from the roots” (Wikipedia):

“The Coalition of the Radical Left (Greek: Synaspismós Rizospastikís Aristerás), mostly known by its acronym, Syriza which signifies a Greek adjective meaning “from the roots”, is a left-wing political party in Greece, originally founded in 2004 as a coalition of left-wing and radical left parties. It is the largest party in the Hellenic Parliament…
The coalition originally comprised a broad array of groups (thirteen in total) and independent politicians, including social democrats, democratic socialists, left-wing patriots, feminists and green leftist groups, as well as Maoist, Trotskyist, Eurocommunist but also Eurosceptic components. Additionally, despite its secular ideology, many members are Christians who, like their atheistic fellow members, are opposed to the privileges of the state-sponsored Orthodox Church of Greece. From 2013 the coalition became a unitary party, although it retained its name with the addition of “United Social Front.”
http://en.wikipedia.org/wiki/Syriza

Syriza between 2004-8 was led by Alekos Alavanos. They created a vigorous youth movement in the driving force of the Ellhniko ́ Koinvniko ́ Foroym (Greek Social Forum [EKF]) which later organised the 4th European Social Forum (ESF) that took place in Athens in 2006. The Syriza United Front did undergo some splinters:

“In March 2009, some 10 small groups and parties formed another coalition, Antarsya (literally, the Anti-Capitalist Left Cooperation for the Overthrow). Composed primarily of university student activists in various communist organizations of orthodox Marxist, Trotskyist and Maoist backgrounds, as well of members of the relatively new rank-and-file unions outside the established bureaucracies of the official union structure of the country, it proved effective for activism in a broad range of mobilizations, but it never managed to achieve anything more than 1.8 per cent in the regional or general elections.

(Spourdalakis, Michalis; “Left strategy in the Greek cauldron: explaining syriza’s success. Socialist Register 2013; p. 105)

By 2010, Alex Tspiras was leading the Syriza party, after a section (The Renewal Wing’) split to form DIMAR (‘Renewal Wing’):

“The exit of the ‘Renewal Wing’ faction from SYN (which evolved into DIMAR) in the summer of 2010 curtailed political disagreement and factional infighting within SYN and resulted in the effective dominance of Alexis Tsipras’s leadership in both SYN and SYRIZA.”
(Tsakatika, and Eleftheriou, Ibid; 2013).

“The “social democratic” wing of Synaspismos definitely lost control of the party in 2006 when Alekos Alavanos was elected its president. This right wing, led by Fotis Kouvelis, almost exclusively originating in the Eurocommunist right group coming from EAR, ultimately left Synaspismos and set up another party called Democratic Left (Dimar): a formation that claims to be a sort of halfway house between Pasok and the radical left.”

(Stathis Kouvelakis interview with Sebastien Budgen: Greece: Phase One https://www.jacobinmag.com/2015/01/phase-one/)

But the revisionist KKE left Syn early on, and adopted a sectarian approach. Later on the KKE did not join the Greek Social Forum (EKF). Much of the KKE’s broad front work was instead performed through a Trade Union organisation – “Panrgatiko Agvnistiko Mtvpo (All Workers’ Militant Front, PAME) formed in the late 1990s. Insisting on this tactic, the KKE lost ground amongst much of the youth. For example those joining the ‘Indignants’ movement – who rejected all parties.

“Also indicative of the qualitative new dimension of the Greek people’s resistance were the now famous mobilizations of the ‘aganaktismeni’, i.e. the ‘frustrated or indignant in the squares’. These movements, which appeared in almost every major city nationwide, used new means of political mobilization (including the internet) and developed a political language which was clearly hostile to the previously existing patronizing practices of the party system. In fact this hostility was frequently displayed by spontaneous verbal and even physical attacks on politicians of the governmental parties, which at times extended to representatives of the established trade unions and the KKE.”

(Spourdalakis, Michalis;“Left strategy in the Greek cauldron: explaining syriza’s success. Socialist Register 2013; p. 108)

Stathis Kouvelakis, is a member of the central committee of Syriza and a leading member of its Left Platform. Kouvelakis pointed to the post-1968 divisions of the Greek left as “two poles.” Supposedly bridged by Syriza: the first bridge to factions of the KKE:

“Since 1968, the radical Left had been divided into two poles. The first was the Greek Communist Party (KKE), which (after splits)… (had) a rightist wing (that) constituted the Greek Left (EAR) and joined Synaspismos from the outset, and the leftist one reforming as the AKOA. The KKE that remained after these two splits was peculiarly traditionalist… It managed to win a relatively significant activist base among working-class and popular layers, as well as among the youth, particularly in the universities.” (Stathis Kouvelakis interview with Sebastien Budgen: Greece: Phase One https://www.jacobinmag.com/2015/01/phase-one/)

Kouvelakis describes Synaspsimos, as a second ‘pole’, seeding the later Syriza:

“The other pole, Synaspismos, opened out in 2004 with the creation of Syriza, which itself came from the joining together of the two previous splits from the KKE. Synaspismos has changed considerably over time. At the beginning of the 1990s, it was the kind of party that could vote for the Maastricht Treaty, and it was mainly of a moderate left coloration.” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

Actually the Marxist-Leninist pro-Hoxha party – (Αναρτήθηκε από Anasintaxi Organization) – is more emphatic. It places Syriza as directly deriving from the revisionist KKE, and as having taken over the KKE “social-democratic and reformist” character. Although Syriza is “socially” anti-fascist, it has “contradictions” – that impede it:

“In 1968, “K”KE was split into two parties: the euro-communist part known as “K”KE (interior) and the Krushchevian-Brezhnevite part known as “K”KE. Syriza originates from the first part and, consequently, is a social-democratic and reformist party guided by a right opportunist general line and characterized by petty bourgeois class features.

Syriza has pledged to implement a kind of neo-Keynesian economic program with the aim, at best, of relieving the burden of the consequences coming from the economic crisis of over-production and extreme neo-liberal economic policy without, however, touching the capitalist system and the imperialist dependence of Greece. Nevertheless, the implementation of this program has met negative reactions from the representatives of the imperialist organizations Commission – ECB – IMF that continue to interfere in the internal affairs of the country provocatively and without any pretext. This attitude amounts to the annulment of the recent (editor: January 2105) elections in our country.

In the sphere of social questions, Syriza is an anti-fascist party suffering from inconsistencies and contradictions as it is evident from the fact that it formed an alliance with the bourgeois nationalist party of ANEL and the nomination of Prokopis Pavlopoulos for President of the Republic, a right-wing politician from Nea Demokratia who was responsible, as Minister of Public Order in the Karamanlis government, for the bloody police violence unleashed on the country’s school youth after the murder of Alexis Grigoropoulos in December of 2008.”

(Αναρτήθηκε από Anasintaxi OrganizationSome questions and answers about the current situation in Greece’; Article to be published in “Unity & Struggle” (Extended version of an interview given to the comrades of Iran); march 30; 2015. At http://anasintaxi-en.blogspot.ca/2015/02/some-questions-and-answers-about.html)

Syriza was always an electoral alliance:

“Syriza was set up by several different organizations in 2004, as an electoral alliance. Its biggest component was Alexis Tsipras’s party Synaspismos — initially the Coalition of the Left and Progress, and eventually renamed the Coalition of the Left and of the Movements …. It emerged from a series of splits in the Communist movement. Some (smaller parties also – Editor) came out of the old Greek far left. In particular, the Communist Organization of Greece (KOE), one of the country’s main Maoist groups. This organization had three members of parliament (MPs) elected in May 2012. That’s also true of the Internationalist Workers’ Left (DEA), which is from a Trotskyist tradition, as well as other groups mostly of a Communist background. For example, the Renewing Communist Ecological Left (AKOA), which came out of the old Communist Party (Interior).” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

The United Front of Syriza, had almost electoral immediate success:

“It managed to get into parliament, overcoming the 3 percent minimum threshold.” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

Syriza went on to replace PASOK as increasingly, Syriza candidates won in the ballot boxes. By this stage a number of other new parties had emerged, including a fascist party – Golden Dawn:

“After three years of political instability, the system collapsed in the dual elections of May and June 2012. New Democracy’s strength was halved and PASOK’s vote share diminished by 75 per cent. Three new political actors emerged, each winning around seven per cent of the vote, namely the party of the Dhmokratikh Aristra (Democratic Left, DIMAR), a recent split from SYN, Anya rthtoi Ellhn(Independent Greeks), a recent split from ND, and the extreme-right Xrysh Aygh (Golden Dawn). (Tsakatika, and Eleftheriou, Ibid; 2013).

A short lived coalition government in 2012 was formed by ND, PASOK and DIMAR in June 2012

What does Syriza represent? According to its own leaders it is an “anti-capitalist coalition” – as “class-struggle parties – but both emphasising “electoral alliances”:

“Syriza is an anti-capitalist coalition that addresses the question of power by emphasizing the dialectic of electoral alliances and success at the ballot box with struggle and mobilizations from below. That is, Syriza and Synaspismos see themselves as class-struggle parties, as formations that represent specific class interests.” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

In another description, it is a “hybrid party”:

“That is, it is a political front, and even within Syriza there is a practical approach allowing the coexistence of different political cultures. I would say that Syriza is a hybrid party, a synthesis party, with one foot in the tradition of the Greek Communist movement and its other foot in the novel forms of radicalism that have emerged in this new period.” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

In 2012 there were about 16,000 members in Synaspismos, and the Maoist KOE had about 1-1500 members. But in the ensuring period of a year, Syriza grew rapidly further – to 35,000–36,000. By May 2012, it became the second party in Greece with 16.7 percent of the vote, beating Pasok. It relied largely on a trade union base, and pulled its voters away from the KKE. There were 3 reasons why strategists feel they did so well in the 2012 elections:

“First, The violence of the social and economic crisis in Greece and the way it developed from 2010 onward, with the austere-ian purge .. inflicted under the infamous memorandums of understanding (the agreements the Greek government signed with the troika in order to secure the country’s ability to pay off its debts). The second factor resides in the fact that Greece — and now also Spain — are the only countries where this social and economic crisis has transformed into a political crisis. .. The third factor is popular mobilization.… The real breakthrough came when Tsipras focused his discourse on the theme of constituting an “anti-austerity government of the Left” now, which he presented as an alliance proposal reaching out to the KKE, the far left, the parliamentary left, and the small dissident elements of Pasok. “ (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

Within the United Front of Syriza itself, there are two main wings (See Diagram above): The Left Platform and the majority. The Left Platform is also a United Front – of the “Left Current” mainly influenced by the KKE and a Trotskyist component:

“The Left Platform has two components, the Left Current, which is a kind of traditional communist current — essentially constituted by trade unionists and controlling most of the trade union sector of Syriza. These people in their vast majority come from the KKE, so they are those who broke with the KKE in the last split of the party in 1991. And then there is the Trotskyist component (DEA and KOKKOINO, recently fused).” (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

In turn, this Left wing has formed a sub-group – the “Platform of the 53”:

“The left of the majority has coalesced around the “Platform of the Fifty-Three,” signed by fifty-three members of the central committee and some MPs in June 2014, immediately after the European elections. They strongly criticized Tsipras’s attempts to attract establishment politicians, and for leading a campaign that didn’t give a big enough role to social mobilizations and movements”. (Stathis Kouvelakis interview with Sebastien Budgen; Ibid).

From quite early on, Tsipras had been criticised from his Left – on charges along the lines of opportunism. What Programme did Syriza put forth?

9. What was the elected programme of Syriza?

The Thessalonika Conference is accepted as being the progaramme of the United Front of Syriza. (Syriza – The Thessalonika Programme” at http://www.syriza.gr/article/id/59907/SYRIZA—THE-THESSALONIKI-PROGRAMME.html#.VQSgEChOTdl

In broadest terms the Programme calls for cessation of “the Nazi Occupation forced loan from the Bank of Greece” – and lifting of the Greek Public Debt: A slogan “No sacrifice of the Euro” was often heard:

  • “Write-off the greater part of public debt’s nominal value so that it becomes sustainable in the context of a «European Debt Conference». It happened for Germany in 1953. It can also happen for the South of Europe and Greece.
  • Include a «growth clause» in the repayment of the remaining part so that it is growth-financed and not budget-financed.
  • Include a significant grace period («moratorium») in debt servicing to save funds for growth.
  • Exclude public investment from the restrictions of the Stability and Growth Pact.
  • A «European New Deal» of public investment financed by the European Investment Bank.
  • Quantitative easing by the European Central Bank with direct purchases of sovereign bonds.
  • Finally, we declare once again that the issue of the Nazi Occupation forced loan from the Bank of Greece is open for us. Our partners know it. It will become the country’s official position from our first days in power.
    On the basis of this plan, we will fight and secure a socially viable solution to Greece’s debt problem so that our country is able to pay off the remaining debt from the creation of new wealth and not from primary surpluses, which deprive society of income.
    With that plan, we will lead with security the country to recovery and productive reconstruction by:
  • Immediately increasing public investment by at least €4 billion.
  • Gradually reversing all the Memorandum injustices.
  • Gradually restoring salaries and pensions so as to increase consumption and demand.
  • Providing small and medium-sized enterprises with incentives for employment, and subsidizing the energy cost of industry in exchange for an employment and environmental clause.
  • Investing in knowledge, research, and new technology in order to have young scientists, who have been massively emigrating over the last years, back home.
  • Rebuilding the welfare state, restoring the rule of law and creating a meritocratic state.
    We are ready to negotiate and we are working towards building the broadest possible alliances in Europe.”

In this document it further says that “within our first days in power,” after “negotiations end” with the Troika (And on its Memorandum)– they will begin enacting the following “National Reconstruction Plan” What does this embody? There are Four Pillars to this, which we recap briefly.

The 1st Pillar is “Confronting the humanitarian crisis at an estimated Total estimated cost of €1,882 billion

“Our program…. amounts to a comprehensive grid of emergency interventions, so as to raise a shield of protection for the most vulnerable social strata. Free electricity (Total cost: €59,4 million).

  • Programme of meal subsidies to 300.000 families without income. Total cost: €756 million.
  • Programme of housing guarantee. The target is the provision of initially 30.000 apartments (30, 50, and 70 m²), by subsidizing rent at €3 per m². Total cost: €54 million.
  • Restitution of the Christmas bonus, as 13th pension, to 1.262.920 pensioners with a pension up to €700. Total cost: €543,06 million.
  • Free medical and pharmaceutical care for the uninsured unemployed. Total cost: €350 million.
  • Special public transport card for the long-term unemployed and those who are under the poverty line. Total cost: €120 million.
  • Repeal of the leveling of the special consumption tax on heating and automotive diesel. Bringing the starting price of heating fuel for households back to €0,90 per lt, instead of the current €1,20 per lt. Benefit is expected.”

The 2nd Pillar is “Restarting the economy and promoting tax justice” Total estimated cost: €6,5 billion; Total estimated benefit: €3,0 billion

“This second pillar is centered on measures to restart the economy. Priority is given to alleviating tax suppression on the real economy, relieving citizens of financial burdens, injecting liquidity and enhancing demand.

Excessive taxation on the middle class as well as on those who do not tax-evade has entrapped a great part of citizens in a situation which directly threatens their employment status, their private property, no matter how small, and even their physical existence, as proved by the unprecedented number in suicides.

  • Settlement of financial obligations to the state and social security funds in 84 installments. Estimated benefit: €3 billion

The revenue which we expect to collect on an annual basis (between 5% and 15% of the total owed) will be facilitated by the following measures:

  • The immediate cease of prosecution as well as of confiscation of bank accounts, primary residence, salaries, etc, and the issuance of tax clearance certificate to all those included in the settlement process.
  • A twelve-month suspension of prosecution and enforcement measures against debtors with an established zero income, included in the settlement process.
  • Repeal of the anti-constitutional treatment of outstanding financial obligations to the state as offence in the act (in flagrante delicto).
  • Abolition of the mandatory 50% down payment of the outstanding debt as a prerequisite to seek a court hearing. The down payment will be decided by a judge. It will be around 10%-20%, according to the financial circumstances of the debtor.
  • Immediate abolition of the current unified property tax (ENFIA). Introduction of a tax on large property. Immediate downward adjustment of property zone rates per m². Estimated cost: €2 billion.

That tax will be progressive with a high tax-free threshold. With the exception of luxurious homes, it will not apply on primary residence. In addition, it will not concern small and medium property.

  • Restitution of the €12000 annual income tax threshold. Increase in the number of tax brackets to ensure progressive taxation. Estimated cost: €1.5 billion.
  • Personal debt relief by restructuring non-performing loans («red loans») by individuals and enterprises.

This new relief legislation will include: the case-by-case partial write-off of debt incurred by people who now are under the poverty line, as well as the general principle of readjusting outstanding debt so that its total servicing to banks, the state, and the social security funds does not exceed ⅓ of a debtor’s income.

  • Establishment of a public development bank as well as of special-purpose banks: Starting capital at €1 billion.
  • Restoration of the minimum wage to €751. Zero cost.

The 3rd Pillar is “Regaining employment” Estimated cost: €3 billion

A net increase in jobs by 300,000 in all sectors of the economy – private, public, social – is expected to be the effect of our two-year plan to regain employment. …Restitution of the institutional framework to protect employment rights that was demolished by the Memoranda governments…. Restitution of the so-called «after-effect» of collective agreements; of the collective agreements themselves as well as of arbitration….. Abolition of all regulations allowing for massive and unjustifiable layoffs as well as for renting employees.

Zero cost: Employment programme for 300000 new jobs. Estimated first-year cost: €3 billion

The 4th Pillar is: “Transforming the political system to deepen democracy”

Total estimated cost: €0

From the first year of SYRIZA government, we set in motion the process for the institutional and democratic reconstruction of the state. We empower the institutions of representative democracy and we introduce new institutions of direct democracy.

Regional organization of the state. Enhancement of transparency, of the economic autonomy and the effective operation of municipalities and regions. We empower the institutions of direct democracy and introduce new ones.

Empowerment of citizens’ democratic participation. Introduction of new institutions, such as people’s legislative initiative, people’s veto and people’s initiative to call a referendum.

Empowerment of the Parliament, curtailment of parliamentary immunity, and repeal of the peculiar legal regime of MPs’ non-prosecution.

Regulation of the radio/television landscape by observing all legal preconditions and adhering to strict financial, tax, and social-security criteria. Re-establishment of ERT (Public Radio and Television) on a zero basis.”

(Thessalalonkia Programme; Ibid)

This is viewed by significant leaders of the Syriza as a “transitional programme,” as explained in an interview with Efklidis Tsakalotos, a member of Parliament with SYRIZA and responsible for the economic policy of Syriza. (An Interview With Syriza’s Efklidis Tsakalotos Syriza’s Moment; by E. AHMET TONAK” JANUARY 23-25, 2015; http://www.counterpunch.org/2015/01/23/syrizas-moment/) :

“Syriza’s programme is a transitional one. It wants to start the process of not only reversing the policies of austerity but also dismantling some of the central pillars of the neo-liberal order. As with all transitional programmes the goal is to open up fissures for more radical polices. Whether we in Europe can achieve this depends on the extent that social movements are inspired to make use of the opportunities that arise to broaden the agenda in favour of a more participatory, institutionally-diverse, and socially just economy. Left-wing governments can do only so much. Social transformations, especially in the modern era, need the active engagement of millions. Parties and governments of the Left must see their role as catalysts of these wider developments. What is certain is that we are living in interesting times!”

(Interview with Tsakalotos Ibid).

In truth, the programme that was put forward by Syriza entirely stays within the confines of the EU. Instead of breaking that mould, it attempts to lay a negotiating position to lessen the burdens that are being demanded of the Greek peoples. It is correct that Syriza has never claimed to be a Leninist type party. Nonetheless, this perspective put above, is the antithesis of Leninism. As explained by Lenin in ‘State and Revolution” “trasnational forms” are needed. Both Marx and Lenin certainly agreed that a “special stage” – or a stage of transition from capitalism to communism was needed:

“The first fact that has been established most accurately by the whole theory of development, by science as a whole–a fact that was ignored by the utopians, and is ignored by the present-day opportunists, who are afraid of the socialist revolution–is that, historically, there must undoubtedly be a special stage, or a special phase, of transition from capitalism to communism.” https://www.marxists.org/archive/lenin/works/1917/staterev/ch05.htm

However, crucially, this transition needed to be a revolutionary transition:

“Between capitalist and communist society lies the period of the revolutionary transformation of the one into the other. Corresponding to this is also a political transition period in which the state can be nothing but the revolutionary dictatorship of the proletariat.”

Previously the question was put as follows: to achieve its emancipation, the proletariat must overthrow the bourgeoisie, win political power and establish its revolutionary dictatorship.

Now the question is put somewhat differently: the transition from capitalist society–which is developing towards communism–to communist society is impossible without a “political transition period”, and the state in this period can only be the revolutionary dictatorship of the proletariat. What, then, is the relation of this dictatorship to democracy? We have seen that the Communist Manifesto simply places side by side the two concepts: “to raise the proletariat to the position of the ruling class” and “to win the battle of democracy”. On the basis of all that has been said above, it is possible to determine more precisely how democracy changes in the transition from capitalism to communism. In capitalist society, providing it develops under the most favourable conditions, we have a more or less complete democracy in the democratic republic. But this democracy is always hemmed in by the narrow limits set by capitalist exploitation, and consequently always remains, in effect, a democracy for the minority, only for the propertied classes, only for the rich. Freedom in capitalist society always remains about the same as it was in the ancient Greek republics: freedom for the slave-owners. Owing to the conditions of capitalist exploitation, the modern wage slaves are so crushed by want and poverty that “they cannot be bothered with democracy,” “cannot be bothered with politics”; in the ordinary, peaceful course of events, the majority of the population is debarred from participation in public and political life.”

Lenin State & Revolution: Experience of the Paris Commune of 1871. Marx’s Analysis (https://www.marxists.org/archive/lenin/works/1917/staterev/ch03.htm)

Lenin points out that there is a “hemming in by narrow limits” of democracy. How much “narrower” is it when not only the single state “hems it in” – but the imperialists of the EU also “hem it in?” The next period, following the January elections of 2015, would answer this question.

10. Elections of 2015 and Negotiations with the Troika

The short-lived governments could not maintain credibility, as they were always accomodating to the new Troika demands. The mass movement shifted to the left, as shown by the huge demonstrations in the central Square. The elections of January 25 2015, sealed the rise to power of Syriza:

“After the Hellenic Parliament failed to elect a new President of State by 29 December 2014, the parliament was dissolved and a snap 2015 legislative election was scheduled for 25 January 2015. Syriza had a lead in opinion polls, but its anti-austerity position worried investors and eurozone supporters. The party’s chief economic advisor, John Milios, has downplayed fears that Greece under a Syriza government would exit the eurozone, while shadow development minister George Stathakis disclosed the party’s intention to crack down on Greek oligarchs if it wins the election. In the election, Syriza defeated the incumbent New Democracy and went on to become the largest party in the Hellenic Parliament, receiving 36.3% of the vote and 149 out of 300 seats.”

http://en.wikipedia.org/wiki/Syriza

“January 25th marks a historic turning point in recent Greek history. After five years of devastating austerity, a social crisis without precedent in Europe, and a series of struggles that at some points, especially in 2010-2012, took an almost insurrectionary form, there has been a major political break. The parties that were responsible for putting Greek society under the disciplinary supervision of the so-called Troika (EU-ECB-IMF) suffered a humiliating defeat. PASOK, which in 2009 won almost 44% of the vote, now received only 4.68%; and the splinter party of Giorgos Papandreou, the PASOK Prime Minister who initiated the austerity programs, got 2.46%. New Democracy came in at 27.81%, almost 9% below SYRIZA. The electoral rise of the fascists of Golden Dawn has been halted, although they still maintain a worrying 6% of the vote. Another pro-austerity party, the RIVER, representing the neoliberal agenda (although nominally coming from the center-left) took only 6.05%, despite intensive media hype.”

(Panagiotis Sotiris; https://viewpointmag.com/2015/01/28/a-strategy-of-ruptures-ten-theses-on-the-greek-future/)

Rapidly, by 26 January 2015, Tsipras and Independent Greeks (ANEL) leader Panos Kammenos agreed on a coalition government between Syriza and ANEL. Tsipras would be the Prime Minister of Greece, with the academic economist Yanis Varoufakis as his Minister of Finance.

Yet, in a graphic display of its intended response to the rebuke that the Troika and especially the German imperialists had received, the official line was hard:

“German government official Hans-Peter Friedrich however said: “The Greeks have the right to vote for whom they want. We have the right to no longer finance Greek debt.” http://en.wikipedia.org/wiki/Syriza

The Greek pro-Hoxha Marxist-Leninist view is that the Greek people took a stand against both the Troika and the Greek capitalists:

“By voting for SYRIZA, the majority of the Greek people rejected and condemned the cruel economic measures that were imposed, the neoliberal economic policy, in general, and the great-bourgeois parties of ND and PASOK that implemented these measures with the outmost servility. The victory of SYRIZA is also explained by the people’s resentment towards the fascist re-modeling of social life promoted by the government of the fascist scoundrel Samaras”. (January 24, 2015; “BOYCOTT the elections–The elections do not solve the problem of imperialist DEPENDANCE (economic-political-military, NATO bases etc.), nor repel-cancel ongoing EU politics against the people http://anasintaxi-en.blogspot.ca/2015/01/boycott-electionsthe-elections-do-not_24.html)

However Anasintaxi also had called for abstention from the elections of 2015, arguing that:

“In contrary ALL the bourgeois parties are in favor of Greece’s STAY in imperialist European Union, and in EURO-EMU and propagate consciously, serve the interests of the EU imperialists with misleading MYTH-fantasies about “equal participation” (!) of the country in the “pit of lions” of the powerful European monopolies. At the same time they propagate that Greece leaving the Euro-EMU-EU will be a “major disaster” (!).

ALL the reformist social democratic parties (“K” KE-SYRIZA, etc.) and the extra-parliamentary organizations follow the same strategic choice of the EU monopolies and the local capital.

It is not only SYRIZA which supports the country STAY (in) EURO-EMU-EU, but also the “K” KE: “A solution outside the euro and return to the drachma in the present circumstances would be catastrophic” (A. Papariga, “Rizospastis” 31/5/2011, p.6) Moreover: the leaders of the “K” KE definitively renounced the anti-imperialist struggle for the overthrow of dependence”

(January 24, 2015; “BOYCOTT the elections–The elections do not solve the problem of imperialist DEPENDANCE (economic-political-military, NATO bases etc.), nor repel-cancel ongoing EU politics against the people http://anasintaxi-en.blogspot.ca/2015/01/boycott-electionsthe-elections-do-not_24.html)

After the election, Anasintaxi warned that Syriza had entered into coalition with right-wing ANEL. However early on, the government had taken some progressive steps:

“During the first three weeks following the elections, the SYRIZA government has taken a series of actions in order to implement its program that has won the support of wide popular strata, an attitude that is unfortunately accompanied by certain illusions. At the same time, the government’s actions have met a very negative reception from Commission – ECB – IMF whose pressure and constant interference in the country’s internal affairs is condemned by the Greek people. We think that, up to a certain extent, SYRIZA’s victory creates favorable conditions for the strengthening of class struggles. Whether this possibility becomes a reality depends, of course on many factors the most important of which is the organization of the majority of the working masses in independent and united trade unions and the influence exerted on these and, the society in general, by the consistent left-wing, anti-imperialist and revolutionary communists.”

(Αναρτήθηκε από Anasintaxi Organization ‘Some questions and answers about the current situation in Greece’; Article to be published in “Unity & Struggle” (Extended version of an interview given to the comrades of Iran); march 30; 2015. At http://anasintaxi-en.blogspot.ca/2015/02/some-questions-and-answers-about.html)

At this early point, both Tsipras and Varoufakis were apparently determined to negotiate hard, with the threat to leave the EU if the Troika did not back down:

“Greece’s finance minister Yanis Varoufakis has spelled out the negotiating strategy of the Syriza government with crystal clarity.
“Exit from the euro does not even enter into our plans, quite simply because the euro is fragile. It is like a house of cards. If you pull away the Greek card, they all come down,” he said.
“Do we really want Europe to break apart? Anybody who is tempted to think it possible to amputate Greece strategically from Europe should be careful. It is very dangerous. Who would be hit after us? Portugal? What would happen to Italy when it discovers that it is impossible to stay within the austerity straight-jacket?”
“There are Italian officials – I won’t say from which institution – who have approached me to say they support us, but they can’t say the truth because Italy is at risk of bankruptcy and they fear the consequence from Germany. A cloud of fear has been hanging over Europe over recent years. We are becoming worse than the Soviet Union,” he told the Italian TV station RAI.
This earned a stiff rebuke from the Italian finance minister, Pier Carlo Padoan. “These comments are out of place. Italy’s debt is solid and sustainable,” he said.
Yet the point remains. Deflationary conditions are causing interest costs to rise faster than nominal GDP in Italy, Spain, and Portugal, automatically pushing public debt ratios ever higher.
Berkeley economist Barry Eichengreen warns that Grexit would be “Lehman squared”, setting off a calamitous chain reaction with worldwide consequences. Syriza’s gamble is that the EU authorities know this, whatever officials may claim in public.
Premier Alexis Tsipras is pushing this to the wire. Rightly or wrongly, he calculates that Greece holds the trump card – the detonation of mutual assured destruction, to borrow from Cold War parlance – and that all the threats from EMU power centres are mere bluster.
His cool nerve has caught Brussels, Frankfurt, Berlin, and the markets off guard. They assumed that this 40-year neophyte would back away from exorbitant demands in his landmark policy speech to the Greek parliament on Sunday night. Instead they heard a declaration of war.
He vowed to implement every measure in Syriza’s pre-electoral Thessaloniki Programme “in their entirety” with no ifs and buts. This even includes a legal demand for €11bn of war reparations from Germany, a full 71 years after the last Wehrmacht soldier left Greek soil.
There is no possible extension of Greece’s bail-out programme with the EU-IMF Troika, for that would be an “extension of mistakes and disaster”, a perpetuation of the debt-deflation trap. “The People have abolished the Memorandum. We will not negotiate our sovereignty,” he said.
Macropolis said every item was in there: a pension rise for the poorest; no further rises in the retirement age; an increase in the minimum wage to €751 a month by 2016; a return to collective bargaining; an end to privatisation of utilities; cancellation of a new property tax (ENFIA); a rise in tax-free thresholds from €5,000 to €12,000; and a rehiring of 10,000 public workers fired “illegally.”

(Ambrose Evans-Pritchard. “Greece’s leaders stun Europe with escalating defiance”. ‘The Telegraph’; 09 Feb 2015; http://www.telegraph.co.uk/finance/economics/11400778/Greeces-leaders-stun-Europe-with-escalating-defiance.html)

However in a foretaste of the future intransigence of the German imperialists, led by Wolfang Schauble the German Finance Minister – Greece’s first counter-offer was rejected out of hand:

“Schauble continues to insist that Greece sticks to the bailout conditions agreed with previous governments under which financial support will be given only in exchange for substantial structural reforms.
The finance ministry’s position risks deepening splits within Europe over how to deal with Greece as an end of February deadline nears at which the previous bailout agreement with its creditors and the European Central Bank runs out, leaving Greece facing bankruptcy.
In contrast to Berlin, the EU commission president Jean-Claude Juncker welcomed the Greek application, saying in his opinion it could pave the way for a “sensible compromise in the interest of financial stability in the Eurozone as a whole”.
But experts said Greece was merely playing for time, and that its application had indeed contained no new commitments. “The Greeks have simply tried to pass the buck back to the middle,” Matthias Kullas from the Centre for European Politics in Freiburg told The Guardian.
He stressed the German reaction was not a rejection over reaching a compromise with Greece, but did mean that expectations of an agreement on Friday when finance ministers from the eurogroup meet again, were now “slim”.
“If an agreement is reached, it will be at the last minute,” he said. “It’s in the interest of both sides to stick to their guns. The earlier one of them diverts from his course, the weaker his position becomes and the more elbow room he leaves for the other.”

(Kate Connolly. “Germany rejects Greek bailout plan – as it happened”. The Guardian 19 February 2015; http://www.theguardian.com/business/blog/live/2015/feb/19/greece-to-seek-bailout-extension-after-33bn-lifeline)

A furious cycle of media reports and counter reports paralleled a back and forth between the European Union and the Greek negotiating team of Tsipras and Varoufakis. In essence no counter-offer by the Greek team was deemed acceptable. It is true that the initial efforts of the Greek team to counter the demands were insubstantial. However even when substantial retreats had been offered, they were humiliatingly rejected. While the European team was overall untied, strains emerged. It was apparent that the Germans were the most stout in the rejections. However both the French and the Italians were wavering. Nonetheless even the IMF initially firmly supported the German position:

“Last week Greece received a four-month extension of its $277 billion bailout program. The parliaments of Finland, Estonia and, most importantly, Germany, as well as Greece’s other EU partners, approved the bailout program that was agreed to Feb. 20, provided that Greece submit a list of planned reforms. Greece submitted six pages of reforms last Monday, but not all of Greece’s creditors think they are sufficient.

Christine Lagarde, managing director of the International Monetary Fund (IMF), wrote a letter to Dutch Finance Minster Jeroen Dijsselbloem, who is also president of the Eurogroup of eurozone finance ministers, expressing her concern that Greece’s proposed reforms were not specific enough, nor did they contain sufficient assurances on their design and implementation. The letter is the most recent, and public, indication of the IMF’s hesitancy toward Greece and its bailout program.

(Maria Savel. “IMF Stands Firm, Forcing Greece and Syriza to Accept Hard Concessions” Politics Review, March 3, 2015, http://www.worldpoliticsreview.com/trend-lines/15210/imf-stands-firm-forcing-greece-and-syriza-to-accept-hard-concessions)

By March, Tsipras was still assuming the EU would not want to have a member leave:

“SPIEGEL: Many experts now fear a “Graccident” — Greece’s accidental exit from the euro. If the ECB doesn’t agree to your T-Bills, that’s exactly what might happen.
Tspiras: I cannot imagine that. People won’t risk Europe’s disintegration over a T-Bill of almost €1.6 billion. There is a saying for this in Greece: A wet man does not fear the rain.”

(Der Spiegel Interview Conducted By Manfred Ertel, Katrin Kuntz and Mathieu von Rohr: Greek Prime Minister Tsipras: ‘We Don’t Want to Go on Borrowing Forever’; March 7 2015; at http://www.spiegel.de/international/europe/spiegel-interview-with-greek-prime-minister-tsipras-a-1022156.html)

As time went on, the Greek banks were forced to put restrictions on withdrawals. The EU allowed some further liquidity in Greece by allowing Greece to print more T-Bills, but purely for internal use. This was violated by Greece. More and more comments were heard that Greece might have to exit the EU – a so called Grexit or Greccident:

“The current money-go-round is unsustainable. Euro-region taxpayers fund their governments, which in turn bankroll the European Central Bank. Cash from the ECB’s Emergency Liquidity Scheme flows to the Greek banks; they buy treasury bills from their government, which uses the proceeds to … repay its International Monetary Fund debts! …
There’s blame on both sides for the current impasse. Euro-area leaders should be giving Greece breathing space to get its economic act together. But the Greek leadership has been cavalier in its treatment of its creditors. It’s been amateurish in expecting that a vague promise to collect more taxes would win over Germany and its allies. And it’s been unrealistic in expecting the ECB to plug a funding gap in the absence of a political agreement for getting back to solvency. ……Greece’s three-year bond yield is back above 20 percent, double what it was just before Alexis Tsipras was elected prime minister on an anti-austerity platform in January. At that level, there’s no way Greece can end its reliance on its bailout partners anytime soon.
German Finance Minister Wolfgang Schaeuble was scathing yesterday about Greece’s efforts to balance its election promises with its bailout obligations, and about its standing with international investors:
“None of my colleagues, or anyone in the international institutions, can tell me how this is supposed to work. Greece was able to sell those treasury bills only in Greece, with no foreign investor ready to invest. That means that all of the confidence was destroyed again.”
Every day’s delay in cutting a deal pushes Greece a little closer to leaving the common currency. That would be a shame, since it’s an outcome no one — apart from Schaeuble — seems to desire. The mutability of euro membership could also unleash contagion and a domino effect. But it looks increasingly inevitable.”

(Mark Gilbert; “Greece’s Euro Exit Seems Inevitable”: 17 March 2015; http://www.bloombergview.com/articles/2015-03-17/greece-s-euro-exit-seems-inevitable)

By April 2015, reports circulated that secret plans were being drawn up to revive the Drachma and go into default (Evans-Pritchard A, 2 April 2015; Telegraph at http://www.telegraph.co.uk/finance/economics/11513341/Greece-draws-up-drachma-plans-prepares-to-miss-IMF-payment.html).

On May 4th the BBC reported that Greek banks were not allowing pensioners to withdraw more than a small amount, and that public sector workers were nto being paid regularly (http://www.bbc.com/news/world-europe-32580919). However on May 6th however Greece paid back $200 million to the IMF and avoided insolvency. At that time the European Central Bank (ECB) granted further liquidity to Greece. (Phillip Inman and Helena Smith; 6 May, The Guardian; at http://www.theguardian.com/world/2015/may/06/greek-debt-default-avoided-after-200m-payment-to-imf)

By June the situation was still not resolved, and Greece’s peoples were in an even more precarious position. By this time, Syriza had retreated substantially more. Michael Roberts summarises to June:

“The IMF representative in the negotiations, Poul Thomsen, has “pushed the austerity agenda with a curious passion that shocks even officials in the European Commission, pussy cats by comparison” (here are the latest demands of the Troika Greece – Policy Commitments Demanded By EU etc Jun 2015). The IMF is demanding further sweeping measures of austerity at a time when the Greek government debt burden stands at 180% of GDP, when the Greeks have already applied the biggest swing in budget deficit to surplus by any government since the 1930s and when further austerity would only drive the Greek capitalist economy even deeper into its depression. As the Daily Telegraph summed it up: “six years of depression, a deflationary spiral, a 26pc fall GDP, 60pc youth unemployment, mass exodus of the young and the brightest, chronic hysteresis that will blight Greece’s prospects for a decade to come.”

The Syriza government has already made many and significant retreats from its election promises and wishes.  Many ‘red lines’ have been crossed already. It has dropped the demand for the cancellation of all or part of the government debt; it has agreed to carry through most of the privatisations imposed under the agreement reached with the previous conservative New Democracy government; it has agreed to increased taxation in various areas; it is willing to introduce ‘labour reforms’ and it has postponed the implementation of a higher minimum wage and the re-employment of thousands of sacked staff.

But the IMF and Eurogroup wanted even more. The Troika has agreed that the original targets for a budget surplus (before interest payments on debt) could be reduced from 3-4% of GDP a year up to 2020 to 1% this year, rising to 2% next etc. But this is no real concession because government tax revenues have collapsed during the negotiation period. At the end of 2014, the New Democracy government said that it would end the bailout package and take no more money because it could repay its debt obligations from then on as the government was running a primary surplus sufficient to do so. But that surplus has now disappeared as rich Greeks continue to hide their money and avoid tax payments and small businesses and employees hold back on paying in the uncertainty of what is going to happen. The general government primary cash surplus has narrowed by more than 59 percent to 651 million euros in the 4-month period of 2015 from 1.6 billion in the corresponding period last year
The Syriza government has only been able to pay its government employees their wages and meet state pension outgoings by stopping all payments of bills to suppliers in the health service, schools and other public services. The result is that the government has managed to scrape together just enough funds to meet IMF and ECB repayments in the last few months, while hospitals have no medicines and equipment and schools have no books and materials; and doctors and teachers leave the country.

Even Ashoka Mody, former chief of the IMF’s bail-out in Ireland, has criticised the attitude of his successor in the Greek negotiations: “Everything that we have learned over the last five years is that it is stunningly bad economics to enforce austerity on a country when it is in a deflationary cycle. Trauma patients have to heal their wounds before they can train for the 10K.”

The final red lines have been reached. What the Syriza leaders finally balked at was the demand by the IMF and the Eurogroup that the government raise VAT on electricity by 10 percentage points, directly hitting the fuel payments of the poorest; and also that the poorest state pensioners should have their pensions cuts so that the social security system could balance its books. Further down the road, the Troika wants major cuts in the pensions system by raising the retirement ages and increasing contributions. The Syriza leaders were even prepared to agree to some VAT rises and pension ‘reforms’, but the two specific demands of the Troika appear to have been just too much.”

(Roberts, Michael Blog; June 15, 2015;: “Ten minutes past midnight”; https://thenextrecession.wordpress.com/2015/06/06/ten-minutes-past-midnight/)

Increasingly leading economists including Nobel Laureates Joseph Stiglitz and Paul Krugman, Amartya Sen and others – warned about a new “Versailles moment”, and insisted that German stubbornness was actually bad for Europe as a whole, and that a “hair-cut” to the debt was necessary – i.e. a dramatic waiver-cut of the debt (Simon Wren-Lewis. “Why Amartya Sen Is Right About What Is Being Done To Greece”; 12 June 2015; in ‘Social Europe’ at http://www.socialeurope.eu/2015/06/why-amartya-sen-is-right-about-what-is-being-done-to-greece/). President Obama of the USA had already agreed that:

“”You cannot keep on squeezing countries that are in the midst of depression.”
“At some point, there has to be a growth strategy in order for them to pay off their debts to eliminate some of their deficits,” (Aurelia End; Obama joins ally list on Greek austerity relief http://news.yahoo.com/obama-joins-ally-list-greek-austerity-relief-033040983.html )

As the Left inside Syriza resisted Tsipras’s slippery slope of acceptance of new demands, they increasingly pointed to the example of Iceland who had defaulted on international debts in a similar situation. They got substantial agreement from even the ANSEL coalition party members also. (Ambrose Pritchard-Evans. “Syriza Left demands ‘Icelandic’ default as Greek defiance stiffens”.14 June ‘Daily Telegraph’; http://www.telegraph.co.uk/finance/11673989/Syriza-Left-demands-Icelandic-default-as-Greek-defiance-stiffens.html ).

In a twist to the pre-July series of negotiations, as even more demands were made of the package being offered by Tsipras and Varoufakis, Tsipras called a snap referendum, saying he needed to have a further mandate form the Greek people, in order to agree to the latest demands and obtain the new tranche of bail-out funds. Bizarrely however, he then wrote to the Imperialists saying he would accept – only to find that the imperialists had withdrawn their offer. Tsipras had to go on to the snap Referendum:

“Tsipras infuriated eurozone finance ministers by calling a snap referendum on proposals to agree a deal to release the €7.2bn in bailout funds it needed to meet an IMF repayment. His argument was that the concessions still being demanded by creditors, including VAT rises and rapid reform of the unaffordable pension system, and the lack of any serious prospect of debt relief, meant he could not sign up without a fresh public mandate – and, indeed, he and Varoufakis immediately urged their countrymen to vote “No”.

Yet it emerged that while publicly lambasting the troika, the very same Tsipras had dispatched a two-page letter to Brussels that caved into many of the demands he had angrily rejected a few days earlier – and continued to insist on putting to the public vote. It was too late: his exasperated creditors, and Germany in particular, in the person of Berlin’s implacable finance minister, Wolfgang Schäuble, decided enough was enough and the offer was no longer on the table. Amid the storm of political recriminations, the European Central Bank capped financial support to the Greek banking sector, forcing the government to impose capital controls, to stem the relentless slow-motion bank run that has been leaching the life out of the country’s financial system for months. And last Tuesday, as it warned it would, Athens defaulted on its payment to the IMF. To all intents and purposes, the country is bust.

So Greek voters now face trudging to the polls today, either to vote Yes to a set of proposals that are no longer on the table – presumably ushering in a new, more emollient government that would get straight back to the negotiating table – or to send a defiant no to further austerity. Tsipras and Varoufakis insist that “No” would not mean plunging out of the eurozone, let alone the EU. Instead, they say they would re-enter talks as if brandishing a petition. Yet last time they were handed a stock of political capital by the Greek public, in January’s general election, they quickly squandered it. Both Tsipras and Varoufakis have forged their political reputations by rejecting consensus and overturning the received wisdom. But international diplomacy means understanding that everyone at the table, whatever your grievances against them, has their own mandate and their own domestic audience to placate.

Instead of opening up ways for the troika to save face, Tsipras and Varoufakis have used every means available – from provocative tweets to spiky speeches in Syntagma Square – to heighten the divisions between Greece and its eurozone partners, accusing them of trying to blackmail and humiliate the Greek people into submission.”

(Observer Editorial. “The Observer view on Greece’s referendum “5 July 2015; http://www.theguardian.com/commentisfree/2015/jul/05/greece-let-down-by-partners-and-leaders).

In the midst of this circus, before the Referendum – the USA and the IMF (in the person of Christine Lagarde) exerted further pressure on the Germans to bend. Already calls had been made by many economists, that Germany had been granted a waiver on the demands at the end of the First Word war (the Versailles treaty). These had been firmly ignored by the German imperialists. Now the IMF threw a spanner into the erst-while United Front of the imperialists:

“The International Monetary Fund has electrified the referendum debate in Greece after it conceded that the crisis-ridden country needs up to €60bn (£42bn) of extra funds over the next three years and large-scale debt relief to create “a breathing space” and stabilise the economy.
With days to go before Sunday’s knife-edge referendum that the country’s creditors have cast as a vote on whether it wants to keep the euro, the IMF revealed a deep split with Europe as it warned that Greece’s debts were “unsustainable”.
Fund officials said they would not be prepared to put a proposal for a third Greek bailout to the Washington-based organisation’s board unless it included both a commitment to economic reform and debt relief.
According to the IMF, Greece should have a 20-year grace period before making any debt repayments and final payments should not take place until 2055. It would need €10bn to get through the next few months and a further €50bn after that.
The Greek prime minister Alexis Tsipras welcomed the IMF’s intervention saying in a TV interview that what the IMF said was never put to him during negotiations.”

(Philipp Inman, Larry Elliot, Alberto Nardelli; IMF says Greece needs extra €60bn in funds and debt relief”; The Guardian 2 July 2015; at http://www.theguardian.com/business/2015/jul/02/imf-greece-needs-extra-50bn-euro).

The Referendum was held on 5th July 2015. The result was a defiant “NO!” to the European imperialists:

“The final result in the referendum, published by the interior ministry, was 61.3% “No”, against 38.7% who voted “Yes.”
Greece’s governing Syriza party had campaigned for a “No”, saying the bailout terms were humiliating.
Their opponents warned that this could see Greece ejected from the eurozone, and a summit of eurozone heads of state has now been called for Tuesday.
Greek Prime Minister Alexis Tsipras said late on Sunday that Greeks had voted for a “Europe of solidarity and democracy”.
“As of tomorrow, Greece will go back to the negotiating table and our primary priority is to reinstate the financial stability of the country,” he said in a televised address.
“This time, the debt will be on the negotiating table,” he added, saying that an International Monetary Fund assessment published this week “confirms Greek views that restructuring the debt is necessary.”

(Mark Lowen; “Greece debt crisis: Greek voters reject bailout offer”; 6th July; BBC http://www.bbc.com/news/world-europe-33403665).

Strangely – Tsipras appeared not too happy. It became clear that he had been expecting a ‘Yes’ vote, which would enable him to cave in to the EU demands. He had relied on the often remarked on “wish of the Greek peoples to see themselves as European” and thus not to risk leaving the EU. But the Greek people had seen the callous manipulations of the EU leaders.

On the same day the results were announced, Yanis Varoufakis resigned – saying that this would help the negotiations going forward, but that this resignation had been essentially, at the request of Tsipras.

Proponents of the logical outcome of the “No” Vote – such as Yanis Varoufakis – were simply told to drop alternative plans. Varoufakis had been drawing up “Plan B” – whereby if the Troika did not retreat to any key extent – Greece would resurrect the pre-Euro currency of the Drachma.

Astonishingly, given this pledge by the Greek people to stand fast, in the final run of negotiations with the EU, Tsipras – then completely capitulated to Eurozone, primarily German imperialists. Unsurprisingly, in the renewed negotiations – the European leaders and most sections of banking capital – had simply turned their backs on the Greek populations views and demanded even harsher terms:

“The Greek government capitulated on Thursday to demands from its creditors for severe austerity measures in return for a modest debt write-off, raising hopes that a rescue deal could be signed at an emergency meeting of EU leaders on Sunday….Athens has put forward a 13-page document detailing reforms and public spending cuts worth €13bn with the aim of securing a third bailout from creditors that would raise €53.5bn and allow it to stay inside the currency union.
A cabinet meeting signed off the reform package after ministers agreed that the dire state of the economy and the debilitating closure of the country’s banks meant it had no option but to agree to almost all the creditors terms.”

(Phillip Inman, Graeme Wearden and Helena Smith: ”; 9 July 2015 Greece debt crisis: Athens accepts harsh austerity as bailout deal nears “Greek cabinet backs a 13-page package of reforms and spending cuts worth €13bn to secure third bailout and modest debt writeoff http://www.theguardian.com/business/2015/jul/09/greece-debt-crisis-athens-accepts-harsh-austerity-as-bailout-deal-nears)

As even the Guardian concluded: “Generally, Tsipras appears to have finally capitulated in the face of threats that Greece would be ejected from the eurozone:

“Greece and the rest of the eurozone have finally reached an agreement that could lead to a third bailout and keep the country in the eurozone.
Greek PM Alexis Tsipras conceded to a further swathe of austerity measures and economic reforms after more than 16 hours of negotiations in Brussels. He has agreed to immediately pass laws to further reform the tax and pension system, liberalise the labour market, and open up closed professions. Sunday trading laws will be relaxed, and even milk producers and bakers will be deregulated.
The Financial Times has dubbed it:
‘The most intrusive economic supervision programme ever mounted in the EU’.
Greece was forced to accept these measures after Germany piled intense pressure, as a price for a new deal. EU officials told us that Tsipras was subjected to “mental waterboarding” in closed-door meetings with Angela Merkel, Donald Tusk and Francois Hollande.
The plan must now be approved by the Athens parliament by Wednesday, and then voted through various national parliaments. If agreement is reached, talks can then begin towards a a new three-year bailout worth up to €86bn (£61bn), accompanied by further monitoring by Greece’s creditors.
The deal appears to end Greece’s five-month battle with its creditors, which has gripped the eurozone, dominated the political agenda and alarmed the markets.
Emerging from the summit, Tsipras admitted it had been tough – but insisted he had won concessions on debt relief (sometime in the future) as well as the medium-term funding plan.
He also managed to persuade the eurozone that a new investment fund, that will manage and sell off €50bn Greek assets, would be based in Athens not Luxembourg.
But generally, Tsipras appears to have finally capitulated in the face of threats that Greece would be ejected from the eurozone.”

(Graeme Wearden and Helen Davidson. “Greek debt crisis: deal reached after marathon all-night summit – as it happened”. The Guardian 13 July 2015;
http://www.theguardian.com/business/live/2015/jul/12/greek-debt-crisis-eu-leaders-meeting-cancelled-no-deal-live)

Yanis Varoufakis summed the story up to that point as a “coup”:

“The recent Euro Summit is indeed nothing short of the culmination of a coup. In 1967 it was the tanks that foreign powers used to end Greek democracy. In my interview with Philip Adams, on ABC Radio National’s LNL, I claimed that in 2015 another coup was staged by foreign powers using, instead of tanks, Greece’s banks. Perhaps the main economic difference is that, whereas in 1967 Greece’s public property was not targeted, in 2015 the powers behind the coup demanded the handing over of all remaining public assets, so that they would be put into the servicing of our un-payble, unsustainable debt.”

(Varoufakis, Y. “On the Euro Summit’s Statement on Greece: First thoughts”; 14 July 2015. http://yanisvaroufakis.eu/2015/07/14/on-the-euro-summits-statement-on-greece-first-thoughts/)

While the Referendum gave a clear signal that the Greek people had rejected the spirit of compromise being forced by the Western Banks – the questions had been framed deliberately imprecisely. It did not ask the Greek people to consider the option of leaving the Eurozone as such. This allowed the Tsipras government to posture it did “not have a mandate” to reject the harsh terms of the Troika and move Greece to leave the Eurozone.

Inevitably this will lead to a rupture of the Syriza United Front:

“…. Syriza, which is in coalition with the rightwing populist Independent party, is expected to meet huge opposition from within its own ranks and from trade unions and youth groups that viewed the referendum as a vote against any austerity.

Panagiotis Lafazanis, the energy minister and influential hard-leftist, who on Wednesday welcomed a deal for a new €2bn gas pipeline from Russia, has ruled out a new tough austerity package. Lafazanis represents around 70 Syriza MPs who have previously taken a hard line against further austerity measures and could yet wreck any top-level agreement.”

(Phillip Inman, Graeme Wearden and Helena Smith: Guardian Ibid; 9 July 2015)

The concession made by Greece in accepting the further round of “austerity” measures is huge:

“The new proposals include sweeping reforms to VAT to raise 1% of GDP and moving more items to the 23% top rate of tax, including restaurants – a key battleground before. Greece has also dropped its opposition to abolishing the lower VAT rate on its islands, starting with the most popular tourist attractions. Athens also appears to have made significant concessions on pensions, agreeing to phase out solidarity payments for the poorest pensioners by December 2019, a year earlier than planned. It would also raise the retirement age to 67 by 2022. And it has agreed to raise corporation tax to 28%, as the IMF wanted, not 29%, as previously targeted.
Greece is also proposing to cut military spending by €100m in 2015 and by €200m in 2016, and implement changes to reform and improve tax collection and fight tax evasion. It will also press on with privatisation of state assets including regional airports and ports. Some government MPs had vowed to reverse this.
In return, Greece appears to be seeking a three-year loan deal worth €53.5bn…….
Several EU leaders said the troika of creditors – the European commission, the International Monetary Fund and the European Central Bank – must also make concessions to secure Greece’s future inside the eurozone.
Donald Tusk, who chairs the EU summits, said European officials would make an effort to address Greece’s key request for a debt write-off. …
On Thursday, the German finance minister, Wolfgang Schäuble said the possibility of some kind of debt relief would be discussed over coming days, although he cautioned it may not provide much help.
“The room for manoeuvre through debt reprofiling or restructuring is very small,” he said.
Greece has long argued its debt is too high to be paid back and that the country requires some form of debt relief. The IMF agrees, but key European states such as Germany have resisted the idea…..
German ECB governing council member Jens Weidmann argued Greek banks should not get more emergency credit from the central bank unless a bailout deal is struck.
 He said it was up to eurozone governments and Greek leaders themselves to rescue Greece.
The central bank “has no mandate to safeguard the solvency of banks and governments,” he said in a speech.
The ECB capped emergency credit to Greek banks amid doubt over whether the country will win further rescue loans from other countries. The banks closed and limited cash withdrawals because they had no other way to replace deposits.
Weidmann said he welcomed the fact that central bank credit “is no longer being used to finance capital flight caused by the Greek government.”
http://www.theguardian.com/business/2015/jul/09/greece-debt-crisis-athens-accepts-harsh-austerity-as-bailout-deal-nears

11. CONCLUSION

At the time of writing the final scenes in the disintegrating Syriza “United Front’ parliament have yet to be played out.

However the shrewdest elements of the non-Marxist-Leninist left recognize that the time is long due, for Greece to exit the European Union to regain its own measure of independence. Many on the left agree that this will be hard.

The leading proponent of this has been Costas Lapavitas – a MP in the Greek Parliament but not a member of Syriza – and radical economist. His view has been put in several books and articles for example these cited here: ([1], Lapvitas, C. Interview with Sebastien Budgen: ‘Greece: Phase Two”; in Jacobin. At https://www.jacobinmag.com/2015/03/lapavitsas-varoufakis-grexit-syriza/ [2] Costas Lapavitsas: The Syriza strategy has come to an end’. Interview with Press Project and Der Spiegel; http://www.thepressproject.gr/details_en.php?aid=74530. [3[ The crisis of the Eurozone”, July 10, 2010 ; Greek Left Review. At https://greekleftreview.wordpress.com/2010/07/10/the-crisis-of-the-eurozone/)

Although this view has certainly been challenged (Bach, Paula. “Exit the Euro? Polemic with Greek Economist Costas Lapavitsas.” Left Voice News Project, at: http://leftvoice.org/Exit-the-Euro-Polemic-with-Greek-Economist-Costas-Lapavitsas).

Marxist-Leninists argue that leaving the imperialist bloc of the EU – would be the correct policy for the working class, peasantry and poor sections of Greece.

When asked on how the Anasintaxi Organization sees the future events, they replied:

“Both reformist parties (“K”KE and SYRIZA) have accepted the Greek capital’s present strategic choice to maintain the country in the EU and the Eurozone… In order to contribute to the growth of the working class struggles and the rise of the revolutionary movement, the Movement for Reorganization of KKE (1918-1955) is striving, under very unfavorable conditions, to achieve the following:

A) Together with the reorganization, the re-birth of KKE (1918-1955) and the ideological-political-organizational unity of the Greek communists on basis of Marxism-Leninism-Stalinism and the dissemination of the Marxist conception of socialism-communism;
it actively supports and participates in the struggle of the working class and all the toilers against the reduction of salaries and pensions, against the deterioration of their position in general and supports all demands that aim to defend their (economic, trade-union, social and political) class interests in opposition to the foreign and Greek capital and in particular, the EU monopolies which impose directly the current austerity measures.

B) The formation of united, massive and truly independent trade unions whose aim will be the resistance to the extreme neo-liberal policy of austerity and the further development of the workers’ and people’s struggles combined with the struggle against nationalism-racism-fascism-Nazism (all very dangerous enemies of the working class and the people) as well as “anti-Germanism” and “anti-Hellenism” (the two sides of the bourgeois nationalism) incited, during this period, by the nationalist circles of the two countries. At the same time, these new trade unions will put forward the demand for the exit of the country from the imperialist EU not only because of the increasing dependence and the deterioration of the Greece-EU relations at the expense of our country but also because of the fact that the economic policy and the hard, anti-popular measures are directly imposed by Brussels.

C) The cooperation between the consistent left-wing, anti-imperialist and anti-fascist forces that will aim at the formation of a massive, anti-fascist, popular, front that will fight against the dependence on imperialism, in general, and the exit of Greece from the EU, the Eurozone and NATO.”

(Αναρτήθηκε από Anasintaxi Organization ‘Some questions and answers about the current situation in Greece’; Article to be published in “Unity & Struggle” (Extended version of an interview given to the comrades of Iran); march 30; 2015. At http://anasintaxi-en.blogspot.ca/2015/02/some-questions-and-answers-about.html

APPENDIX: Select Chronology 1975 to 2015:
Amended from BBC version at: http://www.bbc.com/news/world-europe-17373216

1975 – New constitution declares Greece a parliamentary republic with some executive powers vested in a president.
1980 – Conservative Constantine Karamanlis elected president.
1981 – Greece joins EU. Andreas Papandreou’s Socialist Party (Pasok) wins elections.
1985 – President Karamanlis resigns in protest at government plans to reduce powers of president. Christos Sartzetakis becomes head of state.
1990 – Centre-right New Democracy party forms government under party leader Constantine Mitsotakis
1993 – Election returns Papandreou to power for PASOK.
2004 March – Conservative New Democracy party led by Costas Karamanlis wins general election, ending over a decade of Pasok government.
2005 April – Parliament ratifies EU constitution.
2005 December – Amid protest strikes by transport workers, parliament approves changes to labour laws, including an end to jobs for life in the public sector. The plans sparked industrial action in June.
2006 March – Public sector workers strike over pay and in protest at government plans to scrap job security laws and intensify privatisation.
2007 September – Minister Karamanlis wins a narrow majority in the poll. He says he now has a mandate for more reforms but also pledges to make national unity a priority.
2008 March – Parliament narrowly passes government’s controversial pension reform bill in face of general public sector strike and mass protests.
2008 December – Students and young people take to city streets in nationwide protests and riots over the police killing of a 15-year-old boy in Athens. Major public-sector strikes coincide to increase pressure on the government over its economic policies.

Economic meltdown
2002 January – Euro replaces drachma.
2004 December – European Commission issues formal warning after Greece found to have falsified budget deficit data in run-up to joining eurozone.
2009 October – Opposition Pasok socialist party wins snap election called by PM Karamanlis. George Papandreou takes over as new prime minister.

Debt crisis
2009 December – Greece’s credit rating is downgraded by one of world’s three leading rating agencies amid fears the government could default on its ballooning debt. PM Papandreou announces programme of tough public spending cuts.
2010 January- March – Government announces two more rounds of tough austerity measures, and faces mass protests and strikes.
2010 April/May – Fears of a possible default on Greece’s debts prompt eurozone countries to approve a $145bn (110bn euros; £91bn) rescue package for the country, in return for a round of even more stringent austerity measures. Trade unions call a general strike.
2011 June – 24-hour general strike. Tens of thousands of protesters march on parliament to oppose government efforts to pass new austerity laws.

Crisis deepens
2011 July – European Union leaders agree a major bailout for Greece over its debt crisis by channelling 109bn euros through the European Financial Stability Facility.
All three main credit ratings agencies cut Greece’s rating to a level associated with a substantial risk of default.
2011 October – Eurozone leaders agree a 50% debt write-off for Greece in return for further austerity measures. PM George Papandreou casts the deal into doubt by announcing a referendum on the rescue package.
2011 November – Faced with a storm of criticism over his referendum plan, Mr Papandreou withdraws it and then announces his resignation.
Lucas Papademos, a former head of the Bank of Greece, becomes interim prime minister of a New Democracy/Pasok coalition with the task of getting the country back on track in time for elections scheduled provisionally for the spring of 2012.

New bailout plan
2012 February – Against a background of violent protests on the streets of Athens, the Greek parliament approves a new package of tough austerity measures agreed with the EU as the price of a 130bn euro bailout.
2012 March – Greece reaches a “debt swap” deal with its private-sector lenders, enabling it to halve its massive debt load.
2012 May – Early parliamentary elections see support for coalition parties New Democracy and Pasok slump, with a increase in support for anti-austerity parties of the far left and right. The three top-ranking parties fail to form a working coalition and President Papoulias calls fresh elections for 17 June. The far-right Golden Dawn party based its 2012 election campaign on hostility towards immigrants
2012 June – Further parliamentary elections boost New Democracy, albeit leaving it without a majority. Leader Antonis Samaras assembles a coalition with third-placed Pasok and smaller groups to pursue the austerity programme.

Anti-austerity protests
2012 September – Trade unions stage 24-hour general strike against government austerity measures. Police fire tear gas to disperse anarchist rally outside parliament.
2012 October – Parliament passes a 13.5bn-euro austerity plan aimed at securing the next round of EU and IMF bailout loans; the package – the fourth in three years – includes tax rises and pension cuts.
2013 January – Unemployment rises to 26.8% – the highest rate in the EU.
2013 April – Youth unemployment climbs to almost 60%.
Public broadcaster closed
2013 June – The government announces without warning that it is suspending the state broadcaster ERT in a bid to save money. The decision gives rise to mass protests and a 24-hour strike.
2013 August – New state broadcaster EDT is launched.
2013 September – Government launches crackdown on far-right Golden Dawn party. Party leader Nikolaos Michaloliakos and five other Golden Dawn MPs are arrested on charges including assault, money laundering and belonging to a criminal organisation.
2013 December – Parliament passes 2014 budget, which is predicated on a return to growth after six years of recession. Prime Minister Samaras hails this as the first decisive step towards exiting the bailout.
2014 February – Greek unemployment reaches a record high of 28%.
2014 March – Parliament narrowly approves a big reform package that will open more retail sectors to competition, part of a deal between Greece and its international lenders.
2014 April – Eurozone finance ministers say they’ll release more than 8bn euros of further bailout funds to Greece.
Greece raises nearly four billion dollars from world financial markets in its first sale of long-term government bonds for four years, in a move seen as an important step in the country’s economic recovery.

Left in power
2014 May – Anti-austerity, radical leftist Syriza coalition wins European election with 26.6% of the vote.
2014 December – Parliament’s failure to elect a new president sparks a political crisis and prompts early elections.
2015 January – Alexis Tsipras of Syriza becomes prime minister after winning parliamentary elections, and forms a coalition with the nationalist Independent Greeks party.
2015 February – The government negotiates a four-month extension to Greece’s bailout in return for dropping key anti-austerity measures and undertaking a eurozone-approved reform programme.
2015 June – European Central Bank ends emergency funding. Greece closes banks, imposes capital controls and schedules referendum on European Union bailout terms for 5 July.Government reinstates former state broadcaster ERT as promised in Syriza manifesto.
2015 July – Greece becomes first developed country to miss a payment to the International Monetary Fund, having already delayed it

Anasintaxi (KKE 1918-55): The New Bailout Agreement

 

20150617-antiee

  • Crude, barbarous trampling on the national sovereignty of the country by the EU imperialists
  • Violent enslavement of the Greek people with the support of the subservient bourgeois class and its parties (great-bourgeois, reformist, fascist)

The new bailout agreement constitutes a complete surrender to the fascist extortion of the EU representatives (primarily of Germany and its satellite states) and is in total opposition to the will of the Greek people expressed with the NO vote in the recent referendum; in the name of the detrimental membership of the country in the Eurozone.

It cannot be left unnoticed that there were and there still are plans made by the EU imperialists to remove the elected government and replace it with another one without elections as it was the case with the government led by the former banker Papadimos in 2011.

The only path for the working class and the people is the one of class struggle against the imperialist intervention in the internal affairs of the country and the new harsh, barbarous, anti-popular measures.  At the same time, the plans of forming a government without elections, clearly a fascist constitutional violation, should be disrupted.  The central slogan of this struggle cannot be any other than the immediate exit from EU-EMU-Eurozone.

Movement for the Reorganisation of KKE 1918-55

Source

Compilation of Interviews and Correspondence with J.V. Stalin

joseph-stalin-1949

TABLE OF CONTENTS

Reply to the Letter of Mr. Richardson, Representative of the Associated Press News Agency
The Importance and Tasks of the Complaints-Bureaus
Marxism versus Liberalism: An Interview with H.G. Wells
Interview Between J. Stalin and Roy Howard
Replies to the Questions of Ralph V. Barnes
Talk With the German Author Emil Ludwig
Mr. Campbell Stretches the Truth
Talk With Colonel Robins
Greetings to the Red Army on its Fifteenth Anniversary
Reply to A Letter From Mr. Barnes

Reply to the Letter of Mr. Richardson, Representative of the Associated Press News Agency

To Mr. Richardson,

This is not the first time that false rumours that I am ill are circulating in the bourgeois press. Obviously, there are people to whose interest it is that I should fall ill seriously and for a long time; if not worse. Perhaps it is not very tactful of me, but unfortunately I have no data capable of gratifying these gentlemen.

Sad though it may be, nothing will avail against facts, viz., that I am in perfect health. As for Mr. Zondeck, he can attend to the health of other comrades, which is why he has been invited to come to the U.S.S.R.

J. Stalin

* In a letter dated March 25, 1932, addressed to J.V.Stalin, Mr Richardson , representative of Associated Press news agency asked if about the truth of the rumors in the foreign press that the Berlin physician m Zondeck, had been invited to Moscow to treat J.V.Stalin

The Importance and Tasks of the Complaints-Bureaus

The work of the Complaints Bureaus (1) is of tremendous importance in the struggle to remove shortcomings in our Party, Soviet, economic, trade-union and Komsomol apparatuses, in improving our administrative apparatus.

Lenin said that without an apparatus we should have perished long ago, and that without a systematic, stubborn struggle to improve the apparatus we should certainly perish. This means that resolute and systematic struggle against conservatism, bureaucracy and red tape in our apparatus is an essential task of the Party, the working class and all the working people of our country.

The tremendous importance of the Complaints Bureaus consists in their being a serious means of carrying out Lenin’s behest concerning the struggle to improve the apparatus.

It is indisputable that the Complaints Bureaus have considerable achievements to their credit in this field.

The task is to consolidate the results attained and to achieve decisive successes in this matter. There can be no doubt that if the Complaints Bureaus rally around them all the more active sections of the workers and collective farmers, drawing them into the work of administering the state and attentively heeding the voice of the working people both within and without the Party, these decisive successes will be won.

Let us hope that the five-day review of the work of the Complaints Bureaus will serve as a stimulus for further expansion of their work along the line indicated by our teacher Lenin.

Notes

(1) The Complaints Bureau was set up in April 1919 under the People’s Commissariat of State Control, which in 1920 was changed to the Peoples’ Commissariat of Workers’ And peasant’ Inspection. The tasks and scoop of the work of the Central Bureau of Complaints & Applications were defined by a regulation dated May 4, 1919, and those of the local departments the Central Bureau by a regulation dated May 24th, 1919, published over the signature of Stalin, People’s Commissar of State Control. From the day they were formed the Central and local bureaus did much work in investigating and checking complaints and statements of working people, enlisting in this work an extensive active of workers and peasants. From February 1934 the Bureau of Complaints and Applications was included in the system of the Soviet Control Commission under the Council of People’s Commissariats, and from September 1940 it has formed a department of the Peoples Commissariat (subsequently Ministry) of State Control of the USSR.

Stalin’s article, “The Importance of the USSR Complaints Bureaus” was written in connection with the all-Union five-day review and checking of the work of the bureaus carried out on April 9-14th, 1932, by a decision of the Presidium of the Central Control Commission of the CPSU(B), and the Collegium of the People’s Commissariat of the USSR.

Marxism versus Liberalism: An Interview with H.G. Wells

23 July 1934

Wells: I am very much obliged to you, Mr. Stalin, for agreeing to see me. I was in the United States recently. I had a long conversation with President Roosevelt and tried to ascertain what his leading ideas were. Now I have come to ask you what you are doing to change the world. . .

Stalin: Not so very much.

Wells: I wander around the world as a common man and, as a common man, observe what is going on around me.

Stalin: Important public men like yourself are not “common men”. Of course, history alone can show how important this or that public man has been; at all events, you do not look at the world as a “common man.”

Wells: I am not pretending humility. What I mean is that I try to see the world through the eyes of the common man, and not as a party politician or a responsible administrator. My visit to the United States excited my mind. The old financial world is collapsing; the economic life of the country is being reorganized on new lines. Lenin said : “We must learn to do business, learn this from the capitalists.”

Today the capitalists have to learn from you, to grasp the spirit of socialism. It seems to me that what is taking place in the United States is a profound reorganisation, the creation of planned, that is, socialist, economy. You and Roosevelt begin from two different starting points. But is there not a relation in ideas, a kinship of ideas, between Moscow and Washington? In Washington I was struck by the same thing I see going on here; they are building offices, they are creating a number of state regulation bodies, they are organising a long-needed Civil Service. Their need, like yours, is directive ability.

Stalin: The United States is pursuing a different aim from that which we are pursuing in the U.S.S.R.

The aim which the Americans are pursuing, arose out of the economic troubles, out of the economic crisis. The Americans want to rid themselves of the crisis on the basis of private capitalist activity, without changing the economic basis. They are trying to reduce to a minimum the ruin, the losses caused by the existing economic system. Here, however, as you know, in place of the old, destroyed economic basis, an entirely different, a new economic basis has been created. Even if the Americans you mention partly achieve their aim, i.e., reduce these losses to a minimum, they will not destroy the roots of the anarchy which is inherent in the existing capitalist system. They are preserving the economic system which must inevitably lead, and cannot but lead, to anarchy in production. Thus, at best, it will be a matter, not of the reorganisation of society, not of abolishing the old social system which gives rise to anarchy and crises, but of restricting certain of its excesses. Subjectively, perhaps, these Americans think they are reorganising society; objectively, however, they are preserving the present basis of society.

That is why, objectively, there will be no reorganisation of society.

Nor will there be planned economy. What is planned economy? What are some of its attributes? Planned economy tries to abolish unemployment. Let us suppose it is possible, while preserving the capitalist system, to reduce unemployment to a certain minimum.

But surely, no capitalist would ever agree to the complete abolition of unemployment, to the abolition of the reserve army of unemployed, the purpose of which is to bring pressure on the labour market, to ensure a supply of cheap labour. Here you have one of the rents in the “planned economy” of bourgeois society. Furthermore, planned economy presupposes increased output in those branches of industry which produce goods that the masses of the people need particularly. But you know that the expansion of production under capitalism takes place for entirely different motives, that capital flows into those branches of economy in which the rate of profit is highest. You will never compel a capitalist to incur loss to himself and agree to a lower rate of profit for the sake of satisfying the needs of the people. Without getting rid of the capitalists, without abolishing the principle of private property in the means of production, it is impossible to create planned economy.

Wells: I agree with much of what you have said.

But I would like to stress the point that if a country as a whole adopts the principle of planned economy, if the government, gradually, step by step, begins consistently to apply this principle, the financial oligarchy will at last be abolished and socialism, in the Anglo-Saxon meaning of the word, will be brought about. The effect of the ideas of Roosevelt’s “New Deal” is most powerful, and in my opinion they are socialist ideas. It seems to me that instead of stressing the antagonism between the two worlds, we should, in the present circumstances, strive to establish a common tongue for all the constructive forces.

Stalin: In speaking of the impossibility of realising the principles of planned economy while preserving the economic basis of capitalism, I do not in the least desire to belittle the outstanding personal qualities of Roosevelt, his initiative, courage and determination. Undoubtedly, Roosevelt stands out as one of the strongest figures among all the captains of the contemporary capitalist world. That is why I would like, once again, to emphasize the point that my conviction that planned economy is impossible under the conditions of capitalism, does not mean that I have any doubts about the personal abilities, talent and courage of President Roosevelt. But if the circumstances are unfavourable, the most talented captain cannot reach the goal you refer to. .

Theoretically, of course, the possibility of marching gradually, step by step, under the conditions of capitalism, towards the goal which you call socialism in the Anglo-Saxon meaning of the word, is not precluded. .

But what will this “socialism” be? At best, bridling to some extent, the most unbridled of individual representatives of capitalist profit, some increase in the application of the principle of regulation in national economy. That is all very well. But as soon as Roosevelt, or any other captain in the contemporary bourgeois world, proceeds to undertake something serious against the foundation of capitalism, he will inevitably suffer utter defeat. The banks, the industries, the large enterprises, the large farms are not in Roosevelt’s hands. All these are private property. The railroads, the mercantile fleet, all these belong to private owners. And, finally, the army of skilled workers, the engineers, the technicians, these too are not at Roosevelt’s command, they are at the command of the private owners; they all work for the private owners. We must not forget the functions of the State in the bourgeois world.

The State is an institution that organises the defence of the country, organises the maintenance of “order”; it is an apparatus for collecting taxes. The capitalist State does not deal much with economy in the strict sense of the word; the latter is not in the hands of the State. On the contrary, the State is in the hands of capitalist economy. That is why I fear that in spite of all his energies and abilities, Roosevelt will not achieve the goal you mention, if indeed that is his goal. Perhaps, in the course of several generations it will be possible to approach this goal somewhat; but I personally think that even this is not very probable. .

Wells: Perhaps, I believe more strongly in the economic interpretation of politics than you do. Huge forces driving towards better organisation, for the better functioning of the community, that is, for socialism, have been brought into action by invention and modern science. Organisation, and the regulation of individual action, have become mechanical necessities, irrespective of social theories. If we begin with the State control of the banks and then follow with the control of transport, of the heavy industries of industry in general, of commerce, etc., such an all-embracing control will be equivalent to the State ownership of all branches of national economy. This will be the process of socialisation. Socialism and individualism are not opposites like black and white. .

There are many intermediate stages between them. .

There is individualism that borders on brigandage, and there is discipline and organisation that are the equivalent of socialism. The introduction of planned economy depends, to a large degree, upon the organisers of economy, upon the skilled technical intelligentsia, who, step by step, can be converted to the socialist principles of organisation. And this is the most important thing. Because organisation comes before socialism. It is the more important fact. .

Without organisation the socialist idea is a mere idea. .

Stalin: There is no, nor should there be, irreconcilable contrast between the individual and the collective, between the interests of the individual person and the interests of the collective. There should be no such contrast, because collectivism, socialism, does not deny, but combines individual interests with the interests of the collective. Socialism cannot abstract itself from individual interests. Socialist society alone can most fully satisfy these personal interests. More than that; socialist society alone can firmly safeguard the interests of the individual. In this sense there is no irreconcilable contrast between “individualism” and socialism. But can we deny the contrast between classes, between the propertied class, the capitalist class, and the toiling class, the proletarian class?

On the one hand we have the propertied class which owns the banks, the factories, the mines, transport, the plantations in colonies. These people see nothing but their own interests, their striving after profits.

They do not submit to the will of the collective; they strive to subordinate every collective to their will. On the other hand we have the class of the poor, the exploited class, which owns neither factories nor works, nor banks, which is compelled to live by selling its labour power to the capitalists which lacks the opportunity to satisfy its most elementary requirements. How can such opposite interests and strivings be reconciled? As far as I know, Roosevelt has not succeeded in finding the path of conciliation between these interests. And it is impossible, as experience has shown. Incidentally, you know the situation in the United States better than I do as I have never been there and I watch American affairs mainly from literature. But I have some experience in fighting for socialism, and this experience tells me that if Roosevelt makes a real attempt to satisfy the interests of the proletarian class at the expense of the capitalist class, the latter will put another president in his place. The capitalists will say : Presidents come and presidents go, but we go on forever; if this or that president does not protect our interests, we shall find another. What can the president oppose to the will of the capitalist class?

Wells: I object to this simplified classification of mankind into poor and rich. Of course there is a category of people which strive only for profit. But are not these people regarded as nuisances in the West just as much as here? Are there not plenty of people in the West for whom profit is not an end, who own a certain amount of wealth, who want to invest and obtain a profit from this investment, but who do not regard this as the main object? They regard investment as an inconvenient necessity. Are there not plenty of capable and devoted engineers, organisers of economy, whose activities are stimulated by something other than profit? In my opinion there is a numerous class of capable people who admit that the present system is unsatisfactory and who are destined to play a great role in future socialist society. During the past few years I have been much engaged in and have thought of the need for conducting propaganda in favour of socialism and cosmopolitanism among wide circles of engineers, airmen, military technical people, etc. It is useless to approach these circles with two-track class war propaganda. These people understand the condition of the world. They understand that it is a bloody muddle, but they regard your simple class-war antagonism as nonsense.

Stalin: You object to the simplified classification of mankind into rich and poor. Of course there is a middle stratum, there is the technical intelligentsia that you have mentioned and among which there are very good and very honest people. Among them there are also dishonest and wicked people, there are all sorts of people among them, But first of all mankind is divided into rich and poor, into property owners and exploited; and to abstract oneself from this fundamental division and from the antagonism between poor and rich means abstracting oneself from the fundamental fact. I do not deny the existence of intermediate middle strata, which either take the side of one or the other of these two conflicting classes, or else take up a neutral or semi-neutral position in this struggle. But, I repeat, to abstract oneself from this fundamental division in society and from the fundamental struggle between the two main classes means ignoring facts. The struggle is going on and will continue. The outcome will be determined by the proletarian class, the working class.

Wells: But are there not many people who are not poor, but who work and work productively?

Stalin: Of course, there are small landowners, artisans, small traders, but it is not these people who decide the fate of a country, but the toiling masses, who produce all the things society requires.

Wells: But there are very different kinds of capitalists. There are capitalists who only think about profit, about getting rich; but there are also those who are prepared to make sacrifices. Take old Morgan for example. He only thought about profit; he was a parasite on society, simply, he merely accumulated wealth. But take Rockefeller. He is a brilliant organiser; he has set an example of how to organise the delivery of oil that is worthy of emulation. Or take Ford. Of course Ford is selfish. But is he not a passionate organiser of rationalised production from whom you take lessons? I would like to emphasise the fact that recently an important change in opinion towards the U.S.S.R. has taken place in English speaking countries. The reason for this, first of all, is the position of Japan and the events in Germany. But there are other reasons besides those arising from international politics. There is a more profound reason namely, the recognition by many people of the fact that the system based on private profit is breaking down. Under these circumstances, it seems to me, we must not bring to the forefront the antagonism between the two worlds, but should strive to combine all the constructive movements, all the constructive forces in one line as much as possible. It seems to me that I am more to the Left than you, Mr. Stalin; I think the old system is nearer to its end than you think.

Stalin: In speaking of the capitalists who strive only for profit, only to get rich, I do not want to say that these are the most worthless people, capable of nothing else. Many of them undoubtedly possess great organising talent, which I do not dream of denying. We Soviet people learn a great deal from the capitalists. And Morgan, whom you characterise so unfavourably, was undoubtedly a good, capable organiser. But if you mean people who are prepared to reconstruct the world, of course, you will not be able to find them in the ranks of those who faithfully serve the cause of profit. We and they stand at opposite poles. You mentioned Ford. Of course, he is a capable organiser of production. But don’t you know his attitude to the working class?

Don’t you know how many workers he throws on the street? The capitalist is riveted to profit; and no power on earth can tear him away from it. Capitalism will be abolished, not by “organisers” of production not by the technical intelligentsia, but by the working class, because the aforementioned strata do not play an independent role. The engineer, the organiser of production does not work as he would like to, but as he is ordered, in such a way as to serve the interests of his employers. There are exceptions of course; there are people in this stratum who have awakened from the intoxication of capitalism. The technical intelligentsia can, under certain conditions, perform miracles and greatly benefit mankind. But it can also cause great harm. We Soviet people have not a little experience of the technical intelligentsia.

After the October Revolution, a certain section of the technical intelligentsia refused to take part in the work of constructing the new society; they opposed this work of construction and sabotaged it.

We did all we possibly could to bring the technical intelligentsia into this work of construction; we tried this way and that. Not a little time passed before our technical intelligentsia agreed actively to assist the new system. Today the best section of this technical intelligentsia are in the front rank of the builders of socialist society. Having this experience we are far from underestimating the good and the bad sides of the technical intelligentsia and we know that on the one hand it can do harm, and on the other hand, it can perform “miracles.” Of course, things would be different if it were possible, at one stroke, spiritually to tear the technical intelligentsia away from the capitalist world. But that is utopia.

Are there many of the technical intelligentsia who would dare break away from the bourgeois world and set to work reconstructing society? Do you think there are many people of this kind, say, in England or in France? No, there are few who would be willing to break away from their employers and begin reconstructing the world.

Besides, can we lose sight of the fact that in order to transform the world it is necessary to have political power? It seems to me, Mr. Wells, that you greatly underestimate the question of political power, that it entirely drops out of your conception.

What can those, even with the best intentions in the world, do if they are unable to raise the question of seizing power, and do not possess power? At best they can help the class which takes power, but they cannot change the world themselves. This can only be done by a great class which will take the place of the capitalist class and become the sovereign master as the latter was before. This class is the working class. Of course, the assistance of the technical intelligentsia must be accepted; and the latter in turn, must be assisted. But it must not be thought that the technical intelligentsia can play an independent historical role. The transformation of the world is a great, complicated and painful process. For this task a great class is required. Big ships go on long voyages.

Wells: Yes, but for long voyages a captain and navigator are required.

Stalin: That is true; but what is first required for a long voyage is a big ship. What is a navigator without a ship? An idle man, Wells : The big ship is humanity, not a class.

Stalin: You, Mr. Wells, evidently start out with the assumption that all men are good. I, however, do not forget that there are many wicked men. I do not believe in the goodness of the bourgeoisie.

Wells: I remember the situation with regard to the technical intelligentsia several decades ago. At that time the technical intelligentsia was numerically small, but there was much to do and every engineer, technician and intellectual found his opportunity. That is why the technical intelligentsia was the least revolutionary class. Now, however, there is a superabundance of technical intellectuals, and their mentality has changed very sharply. The skilled man, who would formerly never listen to revolutionary talk, is now greatly interested in it. Recently I was dining with the Royal Society, our great English scientific society. The President’s speech was a speech for social planning and scientific control. Thirty years ago, they would not have listened to what I say to them now. Today, the man at the head of the Royal Society holds revolutionary views and insists on the scientific reorganisation of human society. Mentality changes. Your class-war propaganda has not kept pace with these facts.

Stalin: Yes, I know this, and this is to be explained by the fact that capitalist society is now in a cul-de sac. The capitalists are seeking, but cannot find a way out of this cul-de-sac that would be compatible with the dignity of this class, compatible with the interests of this class. They could, to some extent, crawl out of the crisis on their hands and knees, but they cannot find an exit that would enable them to walk out of it with head raised high, a way out that would not fundamentally disturb the interests of capitalism. This, of course, is realised by wide circles of the technical intelligentsia. A large section of it is beginning to realise the community of its interests with those of the class which is capable of pointing the way out of the cul-de-sac.

Wells: You of all people know something about revolutions, Mr. Stalin, from the practical side. Do the masses ever rise? Is it not an established truth that all revolutions are made by a minority?

Stalin: To bring about a revolution a leading revolutionary minority is required; but the most talented, devoted and energetic minority would be helpless if it did not rely upon the at least passive support of millions.

Wells: At least passive? Perhaps sub-conscious?

Stalin: Partly also the semi-instinctive and semiconscious, but without the support of millions, the best minority is impotent.

Wells: I watch communist propaganda in the West and it seems to me that in modern conditions this propaganda sounds very old-fashioned, because it is insurrectionary propaganda. Propaganda in favour of the violent overthrow of the social system was all very well when it was directed against tyranny. But under modern conditions, when the system is collapsing anyhow, stress should be laid on efficiency, on competence, on productiveness, and not on insurrection.

It seems to me that the insurrectionary note is obsolete. The communist propaganda in the West is a nuisance to constructive-minded people.

Stalin: Of course the old system is breaking down and decaying. That is true. But it is also true that new efforts are being made by other methods, by every means, to protect, to save this dying system.

You draw a wrong conclusion from a correct postulate.

You rightly state that the old world is breaking down.

But you are wrong in thinking that it is breaking down of its own accord. No, the substitution of one social system for another is a complicated and long revolutionary process. It is not simply a spontaneous process, but a struggle, it is a process connected with the clash of classes. Capitalism is decaying, but it must not be compared simply with a tree which has decayed to such an extent that it must fall to the ground of its own accord. No, revolution, the substitution of one social system for another, has always been a struggle, a painful and a cruel struggle, a life and death struggle. And every time the people of the new world came into power they had to defend themselves against the attempts of the old world to restore the old power by force; these people of the new world always had to be on the alert, always had to be ready to repel the attacks of the old world upon the new system.

Yes, you are right when you say that the old social system is breaking down; but it is not breaking down of its own accord. Take Fascism for example.

Fascism is a reactionary force which is trying to preserve the old system by means of violence. What will you do with the fascists? Argue with them? Try to convince them? But this will have no effect upon them at all. Communists do not in the least idealise the methods of violence. But they, the Communists, do not want to be taken by surprise, they cannot count on the old world voluntarily departing from the stage, they see that the old system is violently defending itself, and that is why the Communists say to the working class : Answer violence with violence; do all you can to prevent the old dying order from crushing you, do not permit it to put manacles on your hands, on the hands with which you will overthrow the old system. As you see, the Communists regard the substitution of one social system for another, not simply as a spontaneous and peaceful process, but as a complicated, long and violent process. Communists cannot ignore facts.

Wells: But look at what is now going on in the capitalist world. The collapse is not a simple one; it is the outbreak of reactionary violence which is degenerating to gangsterism. And it seems to me that when it comes to a conflict with reactionary and unintelligent violence, socialists can appeal to the law, and instead of regarding the police as the enemy they should support them in the fight against the reactionaries. I think that it is useless operating with the methods of the old insurrectionary socialism.

Stalin: The Communists base themselves on rich historical experience which teaches that obsolete classes do not voluntarily abandon the stage of history.

Recall the history of England in the seventeenth century. Did not many say that the old social system had decayed? But did it not, nevertheless, require a Cromwell to crush it by force?

Wells: Cromwell acted on the basis of the constitution and in the name of constitutional order.

Stalin: In the name of the constitution he resorted to violence, beheaded the king, dispersed Parliament, arrested some and beheaded others!

Or take an example from our history. Was it not clear for a long time that the tsarist system was decaying, was breaking down? But how much blood had to be shed in order to overthrow it?

And what about the October Revolution? Were there not plenty of people who knew that we alone, the Bolsheviks, were indicating the only correct way out?

Was it not clear that Russian capitalism had decayed?

But you know how great was the resistance, how much blood had to be shed in order to defend the October Revolution from all its enemies, internal and external.

Or take France at the end of the eighteenth century.

Long before 1789 it was clear to many how rotten the royal power, the feudal system was. But a popular insurrection, a clash of classes was not, could not be avoided. Why? Because the classes which must abandon the stage of history are the last to become convinced that their role is ended. It is impossible to convince them of this. They think that the fissures in the decaying edifice of the old order can be repaired and saved. That is why dying classes take to arms and resort to every means to save their existence as a ruling class.

Wells: But there were not a few lawyers at the head of the Great French Revolution.

Stalin: Do you deny the role of the intelligentsia in revolutionary movements? Was the Great French Revolution a lawyers’ revolution and not a popular revolution, which achieved victory by rousing vast masses of the people against feudalism and championed the interests of the Third Estate? And did the lawyers among the leaders of the Great French Revolution act in accordance with the laws of the old order? Did they not introduce new, bourgeois revolutionary laws?

The rich experience of history teaches that up to now not a single class has voluntarily made way for another class. There is no such precedent in world history. The Communists have learned this lesson of history. Communists would welcome the voluntary departure of the bourgeoisie. But such a turn of affairs is improbable; that is what experience teaches. That is why the Communists want to be prepared for the worst and call upon the working class to be vigilant, to be prepared for battle. Who wants a captain who lulls the vigilance of his army, a captain who does not understand that the enemy will not surrender, that he must be crushed? To be such a captain means deceiving, betraying the working class. That is why I think that what seems to you to be old-fashioned is in fact a measure of revolutionary expediency for the working class.

Wells: I do not deny that force has to be used, but I think the forms of the struggle should fit as closely as possible to the opportunities presented by the existing laws, which must be defended against reactionary attacks. There is no need to disorganise the old system because it is disorganising itself enough as it is. That is why it seems to me insurrection against the old order, against the law, is obsolete; old-fashioned. Incidentally, I deliberately exaggerate in order to bring the truth out more clearly. I can formulate my point of view in the following way :

first, I am for order; second, I attack the present system in so far as it cannot assure order; third, I think that class war propaganda may detach from socialism just those educated people whom socialism needs.

Stalin: In order to achieve a great object, an important social object, there must be a main force, a bulwark, a revolutionary class. Next it is necessary to organise the assistance of an auxiliary force for this main force; in this case this auxiliary force is the Party, to which the best forces of the intelligentsia belong. Just now you spoke about “educated people.” But what educated people did you have in mind? Were there not plenty of educated people on the side of the old order in England in the seventeenth century, in France at the end of the eighteenth century, and in Russia in the epoch of the October Revolution? The old order had in its service many highly educated people who defended the old order, who opposed the new order. Education is a weapon the effect of which is determined by the hands which wield it, by who is to be struck down.

Of course, the proletariat, socialism, needs highly educated people. Clearly, simpletons cannot help the proletariat to fight for socialism, to build a new society. I do not underestimate the role of the intelligentsia; on the contrary, I emphasize it. The question is, however, which intelligentsia are we discussing?

Because there are different kinds of intelligentsia.

Wells: There can be no revolution without a radical change in the educational system. It is sufficient to quote two examples: The example of the German Republic, which did not touch the old educational system, and therefore never became a republic; and the example of the British Labour Party, which lacks the determination to insist on a radical change in the educational system.

Stalin: That is a correct observation.

Permit me now to reply to your three points.

First, the main thing for the revolution is the existence of a social bulwark. This bulwark of the revolution is the working class.

Second, an auxiliary force is required, that which the Communists call a Party. To the Party belong the intelligent workers and those elements of the technical intelligentsia which are closely connected with the working class. The intelligentsia can be strong only if it combines with the working class.

If it opposes the working class it becomes a cipher.

Third, political power is required as a lever for change. The new political power creates the new laws, the new order, which is revolutionary order.

I do not stand for any kind of order. I stand for order that corresponds to the interests of the working class. If, however, any of the laws of the old order can be utilised in the interests of the struggle for the new order, the old laws should be utilised.

I cannot object to your postulate that the present system should be attacked in so far as it does not ensure the necessary order for the people.

And, finally, you are wrong if you think that the Communists are enamoured of violence. They would be very pleased to drop violent methods if the ruling class agreed to give way to the working class. But the experience of history speaks against such an assumption.

Wells: There was a case in the history of England, however, of a class voluntarily handing over power to another class. In the period between 1830 and 1870, the aristocracy, whose influence was still very considerable at the end of the eighteenth century, voluntarily, without a severe struggle, surrendered power to the bourgeoisie, which serves as a sentimental support of the monarchy. Subsequently, this transference of power led to the establishment of the rule of the financial oligarchy.

Stalin: But you have imperceptibly passed from questions of revolution to questions of reform. This is not the same thing. Don’t you think that the Chartist movement played a great role in the Reforms in England in the nineteenth century?

Wells: The Chartists did little and disappeared without leaving a trace.

Stalin: I do not agree with you. The Chartists, and the strike movement which they organised, played a great role; they compelled the ruling class to make a number of concessions in regard to the franchise, in regard to abolishing the so-called “rotten boroughs,” and in regard to some of the points of the “Charter.”

Chartism played a not unimportant historical role and compelled a section of the ruling classes to make certain concessions, reforms, in order to avert great shocks. Generally speaking, it must be said that of all the ruling classes, the ruling classes of England, both the aristocracy and the bourgeoisie, proved to be the cleverest, most flexible from the point of view of their class interests, from the point of view of maintaining their power. Take as an example, say, from modern history, the general strike in England in 1926. The first thing any other bourgeoisie would have done in the face of such an event, when the General Council of Trade Unions called for a strike, would have been to arrest the trade union leaders.

The British bourgeoisie did not do that, and it acted cleverly from the point of view of its own interests.

I cannot conceive of such a flexible strategy being employed by the bourgeoisie in the United States, Germany or France. In order to maintain their rule, the ruling classes of Great Britain have never foresworn small concessions, reforms. But it would be a mistake to think that these reforms were revolutionary.

Wells: You have a higher opinion of the ruling classes of my country than I have. But is there a great difference between a small revolution and a great reform? Is not a reform a small revolution?

Stalin: Owing to pressure from below, the pressure of the masses, the bourgeoisie may sometimes concede certain partial reforms while remaining on the basis of the existing social-economic system.

Acting in this way, it calculates that these concessions are necessary in order to preserve its class rule. This is the essence of reform. Revolution, however, means the transference of power from one class to another. That is why it is impossible to describe any reform as revolution. That is why we cannot count on the change of social systems taking place as an imperceptible transition from one system to another by means of reforms, by the ruling class making concessions.

Wells: I am very grateful to you for this talk which has meant a great deal to me. In explaining things to me you probably called to mind how you had to explain the fundamentals of socialism in the illegal circles before the revolution. At the present time there are only two persons to whose opinion, to whose every word, millions are listening : you, and Roosevelt. Others may preach as much as they like; what they say will never be printed or heeded.

I cannot yet appreciate what has been done in your country; I only arrived yesterday. But I have already seen the happy faces of healthy men and women and I know that something very considerable is being done here. The contrast with 1920 is astounding.

Stalin: Much more could have been done had we Bolsheviks been cleverer.

Wells: No, if human beings were cleverer. It would be a good thing to invent a five-year plan for the reconstruction of the human brain which obviously lacks many things needed for a perfect social order.

(Laughter.)

Stalin: Don’t you intend to stay for the Congress of the Soviet Writers’ Union?

Wells: Unfortunately, I have various engagements to fulfil and I can stay in the USSR only for a week.

I came to see you and I am very satisfied by our talk. But I intend to discuss with such Soviet writers as I can meet the possibility of their affiliating to the PEN club. This is an international organisation of writers founded by Galsworthy; after his death I became president. The organisation is still weak, but it has branches in many countries, and what is more important, the speeches of the members are widely reported in the press. It insists upon this free expression of opinion – even of opposition opinion.

I hope to discuss this point with Gorky. I do not know if you are prepared yet for that much freedom here.

Stalin: We Bolsheviks call it “self-criticism.” It is widely used in the USSR. If there is anything I can do to help you I shall be glad to do so.

Wells: (Expresses thanks.)

Stalin: (Expresses thanks for the visit.)

Interview Between J. Stalin and Roy Howard

(On March 1, 1936, Comrade Stalin granted an interview to
Roy Howard, President of Scripps-Howard Newspapers.)

Howard: What, in your opinion, would be the consequences of the recent events in Japan for the situation in the Far East?

Stalin: So far it is difficult to say. Too little material is available to do so. The picture is not sufficiently clear.

Howard: What will be the Soviet attitude should Japan launch the long predicted military drive against Outer Mongolia?

Stalin: If Japan should venture to attack the Mongolian People’s Republic and encroach upon its independence, we will have to help the Mongolian People’s Republic. Stomonyakov, Litvinov’s assistant, recently informed the Japanese ambassador in Moscow of this, and pointed to the immutable friendly relations which the U.S.S.R. has been maintaining with the Mongolian People’s Republic since 1921. We will help the Mongolian People’s Republic just as we helped it in 1921.

Howard: Would a Japanese attempt to seize Ulan- Bator make positive action by the U.S.S.R. a necessity?

Stalin: Yes.

Howard: Have recent events developed any new Japanese activities in this region which are construed by the Soviets as of an aggressive nature?

Stalin: The Japanese, I think, are continuing to concentrate troops on the frontiers of the Mongolian People’s Republic, but no new attempts at frontier conflicts are so far observed.

Howard: The Soviet Union appears to believe that Germany and Poland have aggressive designs against the Soviet Union, and are planning military cooperation.

Poland, however, protested her unwillingness to permit any foreign troops using her territory as a basis for operations against a third nation. How does the Soviet Union envisage such aggression by Germany? From what position, in what direction would the German forces operate?

Stalin: History shows that when any state intends to make war against another state, even not adjacent, it begins to seek for frontiers across which it can reach the frontiers of the state it wants to attack, Usually, the aggressive state finds such frontiers.

It either finds them with the aid of force, as was the case in 1914 when Germany invaded Belgium in order to strike at France, or it “borrows” such a frontier, as Germany, for example, did from Latvia in 1918, in her drive to Leningrad. I do not know precisely what frontiers Germany may adapt to her aims, but I think she will find people willing to “lend” her a frontier.

Howard: Seemingly, the entire world today is predicting another great war. If war proves inevitable, when, Mr. Stalin, do you think it will come?

Stalin: It is impossible to predict that. War may break out unexpectedly. Wars are not declared, nowadays. They simply start. On the other hand, however, I think the positions of the friends of peace are becoming stronger. The friends of peace can work openly. They rely on the power of public opinion. They have at their command instruments like the League of Nations, for example. This is where the friends of peace have the advantage. Their strength lies in the fact that their activities against war are backed by the will of the broad masses of the people. There is not a people in the world that wants war. As for the enemies of peace, they are compelled to work secretly. That is where the enemies of peace are at a disadvantage. Incidentally, it is not precluded that precisely because of this they may decide upon a military adventure as an act of desperation.

One of the latest successes the friends of peace have achieved is the ratification of the Franco-Soviet Pact of Mutual Assistance by the French Chamber of Deputies. To a certain extent, this pact is an obstacle to the enemies of peace.

Howard: Should war come, Mr. Stalin, where is it most likely to break out? Where are the war clouds the most menacing, in the East or in the West?

Stalin: In my opinion there are two seats of war danger. The first is in the Far East, in the zone of Japan. I have in mind the numerous statements made by Japanese military men containing threats against other powers. The second seat is in the zone of Germany. It is hard to say which is the most menacing, but both exist and are active. Compared with these two principal seats of war danger, the Italian-Abyssinian war is an episode. At present, the Far Eastern seat of danger reveals the greatest activity. However, the centre of this danger may shift to Europe. This is indicated, for example, by the interview which Herr Hitler recently gave to a French newspaper. In this interview Hitler seems to have tried to say peaceful things, but he sprinkled his “peacefulness” so plentifully with threats against both France and the Soviet Union that nothing remained of his “peacefulness.” You see, even when Herr Hitler wants to speak of peace he cannot avoid uttering threats. This is symptomatic.

Howard: What situation or condition, in your opinion, furnishes the chief war menace today?

Stalin: Capitalism.

Howard: In which specific manifestation of capitalism?

Stalin: Its imperialist, usurpatory manifestation.

You remember how the first World War arose. It arose out of the desire to re-divide the world. Today we have the same background. There are capitalist states which consider that they were cheated in the previous redistribution of spheres of influence, territories, sources of raw materials, markets, etc., and which would want another redivision that would be in their favour. Capitalism, in its imperialist phase, is a system which considers war to be a legitimate instrument for settling international disputes, a legal method in fact, if not in law.

Howard: May there not be an element of danger in the genuine fear existent in what you term capitalistic countries of an intent on the part of the Soviet Union to force its political theories on other nations?

Stalin: There is no justification whatever for such fears. If you think that Soviet people want to change the face of surrounding states, and by forcible means at that, you are entirely mistaken. Of course, Soviet people would like to see the face of surrounding states changed, but that is the business of the surrounding states. I fail to see what danger the surrounding states can perceive in the ideas of the Soviet people if these states are really sitting firmly in the saddle.

Howard: Does this, your statement, mean that the Soviet Union has to any degree abandoned its plans and intentions for bringing about world revolution?

Stalin: We never had such plans and intentions.

Howard: You appreciate, no doubt, Mr. Stalin, that much of the world has long entertained a different impression.

Stalin: This is the product of a misunderstanding.

Howard: A tragic misunderstanding?

Stalin: No, a comical one. Or, perhaps, tragicomic.

You see, we Marxists believe that a revolution will also take place in other countries. But it will take place only when the revolutionaries in those countries think it possible, or necessary. The export of revolution is nonsense. Every country will make its own revolution if it wants to, and if it does not want to, there will be no revolution. For example, our country wanted to make a revolution and made it, and now we are building a new, classless society.

But to assert that we want to make a revolution in other countries, to interfere in their lives, means saying what is untrue, and what we have never advocated.

Howard: At the time of the establishment of diplomatic relations between the U.S.S.R. and the U.S.A., President Roosevelt and Litvinov exchanged identical notes concerning the question of propaganda.

Paragraph four of Litvinov’s letter to President Roosevelt said that the Soviet government undertakes “not to permit the formation or residence on its territory of any organisation or group – and to prevent the activity on its territory of any organisation or group, or of representatives or officials of any organisation or group – which has as its aim, the overthrow, or preparation for the overthrow of, or the bringing about by force of a change in the political or social order of the whole or any part of its territories or possessions.” Why, Mr. Stalin, did Litvinov sign this letter if compliance with the terms of paragraph four is incompatible with the interests of the Soviet Union or beyond its control?

Stalin: The fulfilment of the obligations contained in the paragraph you have quoted is within our control; we have fulfilled, and will continue to fulfil, these obligations.

According to our constitution, political emigrants have the right to reside on our territory. We provide them with the right of asylum just as the United States gives right of asylum to political emigrants.

It is quite obvious that when Litvinov signed that letter he assumed that the obligations contained in it were mutual. Do you think, Mr. Howard, that the fact that there are on the territory of the U.S.A., Russian white guard emigrants who are carrying on propaganda against the Soviets, and in favour of capitalism, who enjoy the material support of American citizens, and who, in some cases, represent groups of terrorists, is contrary to the terms of the Roosevelt-Litvinov agreement? Evidently these emigrants enjoy the right of asylum, which also exists in the United States. As far as we are concerned, we would never tolerate on our territory a single terrorist, no matter against whom his criminal designs were directed. Evidently the right of asylum is given a wider interpretation in the U.S.A. than in our country. But we are not complaining.

Perhaps you will say that we sympathize with the political emigrants who come on to our territory.

But are there no American citizens who sympathize with the white guard emigrants who carry on propaganda in favour of capitalism and against the Soviets? So what is the point? The point is not to assist these people, not to finance their activities. The point is that official persons in either country must refrain from interfering in the internal life of the other country. Our officials are honestly fulfilling this obligation. If any of them has failed in his duty, let us be informed about it.

If we were to go too far and to demand that all the white guard emigrants be deported from the United States, that would be encroaching on the right of asylum proclaimed both in the U.S.A. and in the U.S.S.R. A reasonable limit to claims and counterclaims must be recognised. Litvinov signed his letter to President Roosevelt, not in a private capacity, but in the capacity of representative of a state, just as President Roosevelt did. Their agreement is an agreement between two states. In signing that agreement both Litvinov and President Roosevelt, as representatives of two states, had in mind the activities of the agents of their states who must not and will not interfere in the internal affairs of the other side. The right of asylum proclaimed in both countries could not be affected by this agreement.

The Roosevelt – Litvinov agreement, as an agreement between the representatives of two states, should be interpreted within these limits.

Howard: Did not Browder and Darcy, the American Communists, appearing before the Seventh Congress of the Communist International last summer, appeal for the overthrow by force of the American government?

Stalin: I confess I do not remember the speeches of Comrades Browder and Darcy; I do not even remember what they spoke about. Perhaps they did say something of the kind. But it was not Soviet people who formed the American Communist Party.

It was formed by Americans. It exists in the U.S.A. legally. It puts up its candidates at elections, including presidential elections. If Comrades Browder and Darcy made speeches in Moscow once, they made hundreds of similar, and certainly stronger speeches at home, in the U.S.A. The American Communists are permitted to advocate their ideas freely, are they not? It would be quite wrong to hold the Soviet government responsible for the activities of American Communists.

Howard: But in this instance, is it not a fact that their activities took place on Soviet soil, contrary to the terms of paragraph four of the agreement between Roosevelt and Litvinov?

Stalin: What are the activities of the Communist Party; in what way can they manifest themselves?

Usually their activities consist in organising the masses of the workers, in organising meetings, demonstrations, strikes, etc. It goes without saying that the American Communists cannot do all this on Soviet territory. We have no American workers in the U.S.S.R.

Howard: I take it that the gist of your thought then is that an interpretation can be made which will safeguard and continue good relations between our countries?

Stalin: Yes, absolutely.

Howard: Admittedly communism has not been achieved in Russia. State socialism has been built.

Have not fascism in Italy and National-Socialism in Germany claimed that they have attained similar results? Have not both been achieved at the price of privation and personal liberty, sacrificed for the good of the state?

Stalin: The term “state socialism” is inexact.

Many people take this term to mean the system under which a certain part of wealth, sometimes a fairly considerable part, passes into the hands of the state, or under its control, while in the overwhelming majority of cases the works, factories and the land remain the property of private persons. This is what many people take “state socialism” to mean. Sometimes this term covers a system under which the capitalist state, in order to prepare for, or wage war, runs a certain number of private enterprises at its own expense. The society which we have built cannot possibly be called “state socialism.” Our Soviet society is socialist society, because the private ownership of the factories, works, the land, the banks and the transport system has been abolished and public ownership put in its place. The social organisation which we have created may be called a Soviet socialist organisation, not entirely completed, but fundamentally, a socialist organisation of society.

The foundation of this society is public property : state, i.e., national, and also co-operative, collective farm property. Neither Italian fascism nor German National-“Socialism” has anything in common with such a society. Primarily, this is because the private ownership of the factories and works, of the land, the banks, transport, etc., has remained intact, and, therefore, capitalism remains in full force in Germany and in Italy.

Yes , you are right, we have not yet built communist society. It is not so easy to build such a society. You are probably aware of the difference between socialist society and communist society. In socialist society certain inequalities in property still exist. But in socialist society there is no longer unemployment, no exploitation, no oppression of nationalities. In socialist society everyone is obliged to work, although he does not, in return for his labour receive according to his requirements, but according to the quantity and quality of the work he has performed. That is why wages, and, moreover, unequal, differentiated wages, still exist. Only when we have succeeded in creating a system under which, in return for their labour, people will receive from society, not according to the quantity and quality of the labour they perform, but according to their requirements, will it be possible to say that we have built communist society.

You say that in order t o build our socialist society we sacrificed personal liberty and suffered privation.

Your question suggests that socialist society denies personal liberty. That is not true. Of course, in order to build something new one must economize, accumulate resources, reduce one’s consumption for a time and borrow from others. If one wants to build a house one saves up money, cuts down consumption for a time, otherwise the house would never be built.

How much more true is this when it is a matter of building a new human society? We had to cut down consumption somewhat for a time, collect the necessary resources and exert great effort. This is exactly what we did and we built a socialist society.

But we did not build this society in order to restrict personal liberty but in order that the human individual may feel really free. We built it for the sake of real personal liberty, liberty without quotation marks. It is difficult for me to imagine what “personal liberty” is enjoyed by an unemployed person, who goes about hungry, and cannot find employment.

Real liberty can exist only where exploitation has been abolished, where there is no oppression of some by others, where there is no unemployment and poverty, where a man is not haunted by the fear of being tomorrow deprived of work, of home and of bread. Only in such a society is real, and not paper, personal and every other liberty possible.

Howard: Do you view as compatible the coincidental development of American democracy and the Soviet system?

Stalin: American democracy and the Soviet system may peacefully exist side by side and compete with each other. But one cannot evolve into the other.

The Soviet system will not evolve into American democracy, or vice versa. We can peacefully exist side by side if we do not find fault with each other over every trifling matter.

Howard: A new constitution is being elaborated in the U.S.S.R. providing for a new system of elections. To what degree can this new system alter the situation in the U.S.S.R. since, as formerly, only one party will come forward at elections?

Stalin: We shall probably adopt our new constitution at the end of this year. The commission appointed to draw up the constitution is working and should finish its labours soon. As has been announced already, according to the new constitution, the suffrage will be universal, equal, direct and secret.

You are puzzled by the fact that only one party will come forward at elections. You cannot see how election contests can take place under these conditions. Evidently candidates will be put forward not only by the Communist Party, but by all sorts of public, non-Party organisations. And we have hundreds of these. We have no contending parties any more than we have a capitalist class contending against a working class which is exploited by the capitalists.

Our society consists exclusively of free toilers of town and country – workers, peasants, intellectuals.

Each of these strata may have its special interests and express them by means of the numerous public organisations that exist. But since there are no classes, since the dividing lines between classes have been obliterated, since only a slight, but not a fundamental, difference between various strata in socialist society has remained, there can be no soil for the creation of contending parties. Where there are not several classes there cannot be several parties, for a party is part of a class.

Under National-“Socialism” there is also only one party. But nothing will come of this fascist one party system. The point is that in Germany, capitalism and classes have remained, the class struggle has remained and will force itself to the surface in spite of everything, even in the struggle between parties which represent antagonistic classes, just as it did in Spain, for example. In Italy there is also only one party, the Fascist Party. But nothing will come of it there for the same reasons.

Why will our suffrage be universal? Because all citizens, except those deprived of the franchise by the courts, will have the right to elect and be elected.

Why will our suffrage be equal? Because neither differences in property (which still exist to some extent) nor racial or national affiliation will entail either privilege or disability. Women will enjoy the same rights to elect and be elected as men. Our suffrage will be really equal.

Why secret? Because we want to give Soviet people complete freedom to vote for those they want to elect, for those whom they trust to safeguard their interests.

Why direct? Because direct elections to all representative institutions, right up to the supreme bodies, will best of all safeguard the interests of the toilers of our boundless country. You think that there will be no election contests.

But there will be, and I foresee very lively election campaigns. There are not a few institutions in our country which work badly. Cases occur when this or that local government body fails to satisfy certain of the multifarious and growing requirements of the toilers of town and country. Have you built a good school or not? Have you improved housing conditions?

Are you a bureaucrat? Have you helped to make our labour more effective and our lives more cultured?

Such will be the criteria with which millions of electors will measure the fitness of candidates, reject the unsuitable, expunge their names from candidates’ lists, and promote and nominate the best.

Yes, election campaigns will be very lively, they will be conducted around numerous, very acute problems, principally of a practical nature, of first class importance for the people. Our new electoral system will tighten up all institutions and organisations and compel them to improve their work. Universal, direct and secret suffrage in the U.S.S.R. will be a whip in the hands of the population against the organs of government which work badly. In my opinion our new Soviet constitution will be the most democratic constitution in the world.

Pravda
5 March 1936

Replies to the Questions of Ralph V. Barnes

1st Question: Certain circles in America are intensely discussing at the present time the possibility of Bending to Moscow an unofficial American trade representative, accompanied by a staff of specialists, for promoting the establishment of closer trade connections between the United States and the USSR What would be the attitude of the Soviet Government to such a proposal?

Stalin: In general, the USSR gladly receives trade representatives and specialists of countries which maintain normal relations with it. As regards the USA, I believe the Soviet Government would look favorably upon such an undertaking.

2nd Question: If certain of the obstacles existing on the other side of the Atlantic Ocean to an expansion of Soviet-American trade were removed, what would be the approximate volume of orders that the USSR would be in a position to place in the United States?

Stalin: It is difficult to name a figure in advance without the risk of making a mistake. In any event the growing requirements of the USSR and the vast possibilities of the industry of the USA fully warrant the belief that the volume of orders would increase several times over.

3rd Question: Certain responsible circles in the USA are under the quite definite impression that obvious similarity has been revealed in the reaction of the Soviet and the American Governments to events in the Far East during the last seven months, and that in general as a consequence of this the divergence in policy between the Soviets and America has become less than hitherto. What is your opinion in this regard?

Stalin: It is impossible to say anything definite, since unfortunately it is very difficult to grasp the essentials of the Far Eastern policy of the USA As far as the Soviet Union is concerned, it has adhered, and will continue to adhere, to a firm policy of maintaining peace both with Japan and with Manchuria and China as a whole.

4th Question: There is a great difference between your country and mine, but there is also obvious similarity. Each occupies a vast territory in which there are no such obstacles to trade as tariff barriers. Stupid traditions, of course, interfere less with economic activity in the USSR and the United States than in other first-rate powers. The process of industrialization in the USSR is more like the same process in the United States than that in other West-European Powers. In my preceding question I already indicated that in some cases policy in Moscow and Washington is not so much at variance as might have been expected. Lastly, there is undoubtedly a deep friendly feeling between the American and Soviet peoples despite all the obvious difference between them. In view of these facts, would it not be possible to inspire the conviction in the minds of both peoples that no armed clash between the two countries should ever under any circumstances be allowed to occur?

Stalin: There can be nothing easier than to convince the peoples of both countries of the harm and criminal character of mutual extermination. But, unfortunately, questions of war and peace are not always decided by the peoples. I have no doubt that the masses of the people of the USA did not want war with the peoples of the USSR in 1918-19. This, however, did not prevent the USA Government from attacking the USSR in 1918 (in conjunction with Japan, Britain and France) and from continuing its military intervention against the USSR right up to 1919. As for the USSR, proof is hardly required to show that what its peoples as well as its government want is that “no armed clash between the two countries should ever under any circumstances” be able to occur.

5th Question: Contradictory reports have been spread in America concerning the real nature of the Second Five-Year Plan. Is it true that between January 1, 1933, and the end of 1937 the daily needs of the Soviet population will be satisfied to a greater extent than hitherto? In other words, will light industry really develop to a greater extent than before?

Stalin: Yes, light industry will develop to a much greater extent than before.

Talk With the German Author Emil Ludwig

Ludwig: I am extremely obliged to you for having found it possible to receive me. For over twenty years I have been studying the lives and deeds of outstanding historical personages. I believe I am a good judge of people, but on the other hand I know nothing about social-economic conditions.

Stalin: You are being modest.

Ludwig: No, that is really so, and for that very reason I shall put questions that may seem strange to you. Today, here in the Kremlin, I saw some relies of Peter the Great and the first question I should like to ask you is this: Do you think a parallel can be drawn between yourself and Peter the Great? Do you consider yourself a continuer of the work of Peter the Great?

Stalin: In no way whatever. Historical parallels are always risky. There is no sense in this one.

Ludwig: But after all, Peter the Great did a great deal to develop his country, to bring western culture to Russia.

Stalin: Yes, of course, Peter the Great did much to elevate the landlord class and develop the nascent merchant class. He did very much indeed to create and consolidate the national state of the landlords and merchants. It must he said also that the elevation of the landlord class, the assistance to the nascent merchant Class and the consolidation of the national state of these classes took place at the cost of the peasant serfs, who were bled white.

As for myself, I am just a pupil of Lenin’s, and the aim of my life is to be a worthy pupil of his. The task to which I have devoted my life is the elevation of a different class-the working class. That task is not the consolidation of some “national” state, but of a socialist state, and that means an international state; and everything that strengthens that state helps to strengthen the entire international working class. If every step I take in my endeavor to elevate the working class and strengthen the socialist state of this class were not directed towards strengthening and improving the position of the working class, I should consider my life purposeless.

So you see your parallel does not fit.

As regards Lenin and Peter the Great, the latter was hut a drop in the sea, whereas Lenin was a whole ocean.

Ludwig: Marxism denies that the individual plays an outstanding role in history. Do you not see a contradiction between the materialist conception of history and the fact that, after all, you admit the outstanding role played by historical personages?

Stalin: No, there is no contradiction here. Marxism does not at all deny the role played by outstanding individuals or that history is made by people. In Marx’s The Poverty of Philosophy and in other works of his you will find it stated that it is people who make history. But, of course, people do not make history according to the promptings of their imagination pr as some fancy strikes them. Every new generation encounters definite conditions already existing, ready-made when that generation was born. And great people are worth anything at all only to the extent that they are able correctly to understand these conditions, to understand how to change them. If they fail to understand these conditions and want to alter them according to the promptings of their imagination, they will land themselves in the situation of Don Quixote. Thus it is precisely Marx’s view that people must not be counterposed to conditions. It is people who make history, but they do so only to the extent that they correctly understand the conditions that they have found ready-made, and only to the extent that they understand how to change those conditions. That, at least, is how we Russian Bolsheviks understand Marx. And we have been studying Marx for a good many years.

Ludwig: Some thirty years ago, when I was at the university, many German professors who considered themselves adherents of the materialist conception of history taught us that Marxism denies the role of heroes, the role of heroic personalities in history.

Stalin: They were vulgarizers of Marxism. Marxism has never denied the role of heroes. On the contrary, it admits that they play a considerable role, hut with the reservations I have just made.

Ludwig: Sixteen chairs are placed around the table at which we are seated. Abroad people know, on the one hand, that the USSR is a country in which everything must he decided collectively, but they know, on the other hand, that everything is decided by individual persons. Who really does decide?

Stalin: No, individual persons cannot decide. Decisions of individuals are always, or nearly always, one-sided decisions. In every collegium, in every collective body, there are people whose opinion must be reckoned with. In every collegium, in every collective body, there are people who may express wrong opinions. From the experience of three revolutions we know that out of every 100 decisions taken by individual persons without being tested and corrected collectively, approximately 90 are one-sided. In our leading body, the Central Committee of our Party, which directs all our Soviet and Party organizations, there are about 70 members. Among these 70 members of the Central Committee are our best industrial leaders, our best co-operative leaders, our best managers of supplies, our best military men, our best propagandists and agitators, our best experts on state farms, on collective farms, on individual peasant farms, our best experts on the nations constituting the Soviet Union and on national policy. In this areopagus is concentrated the wisdom of our Party. Each has an opportunity of correcting anyone’s individual opinion or proposal. Each has an opportunity of contributing his experience. If this were not the case, if decisions were taken by individual persons, there would he very serious mistakes in our work. But since each has an opportunity of correcting the mistakes of individual persons, and since we pay heed to such corrections, we arrive at decisions that are more or less correct.

Ludwig: You have had decades of experience of illegal work. You have had to transport illegally arms, literature, and so forth. Do you not think that the enemies of the Soviet regime might learn from your experience and fight the Soviet regime with the same methods?

Stalin: That, of course, is quite possible.

Ludwig: Is that not the reason for the severity and ruthlessness of your government in fighting its enemies?

Stalin: No, that is not the chief reason. One could quote certain examples from history. When the Bolsheviks came to power they at first treated their enemies mildly. The Mensheviks continued to exist legally and publish their newspaper. The Socialist Revolutionaries also continued to exist legally and had their newspaper. Even the Cadets continued to publish their newspaper. When General Krasnov organized his counter-revolutionary campaign against Leningrad and fell into our hands, we could at least have kept him prisoner, according to the rules of war. Indeed, we ought to have shot him. But we released him on his “word of honor.” And what happened? It soon became clear that such mildness only helped to undermine the strength of the Soviet Government. We made a mistake in displaying such mildness towards enemies of the working class. To have persisted in that mistake would have been a crime against the working class and a betrayal of its interests. That soon became guile apparent. Very soon it became evident that the milder our attitude towards our enemies, the greater their resistance. Before long the Right Socialist-Revolutionaries—Golz and others—and the Right Mensheviks were organizing in Leningrad a counter-revolutionary action of the military cadets, as a result of which many of our revolutionary sailors perished.

This very Krasnov, whom we had released on his “word of honor,” organized the whiteguard Cossacks. He joined forces with Mamontov and for two years waged an armed struggle against the Soviet Government. Very soon it turned out that behind the whiteguard generals stood the agents of the western capitalist states—France, Britain, America—and also Japan. We became convinced that we had made a mistake in displaying mildness.

We learnt from experience that the only way to deal with such enemies is to apply the most ruthless policy of suppression to them.

Ludwig: It seems to me that a considerable part of the population of the Soviet Union stands in fear and trepidation of the Soviet power, and that the stability of the latter rests to a certain extent on that sense of fear. I should like to know what state of mind is produced in you personally by the realization that it is necessary to inspire fear in the interests of strengthening the regime. After all, when you associate with your comrades, your friends, you adopt quite different methods than those of inspiring fear. Yet the population is being inspired with fear.

Stalin: You are mistaken. Incidentally, your mistake is that of many people. Do you really believe that we could have retained power and have had the backing of the vast masses for 14 years by methods of intimidation and terrorization? No, that is impossible. The tsarist government excelled all others in knowing how to intimidate. It had long and vast experience in that sphere. The European bourgeoisie, particularly the French, gave tsarism every assistance in this matter and taught it to terrorize the people. Yet, in spite of that experience and in spite of the help of the European bourgeoisie, the policy of intimidation led to the downfall of Tsarism.

Ludwig: But the Romanovs held on for 300 years.

Stalin: Yes, hut how many revolts and uprisings there were during those 300 years! There was the uprising of Stepan Razin, the uprising of Yemelyan Pugachov, the uprising of the Decemberists, the revolution of 1905, the revolution of February 1917, and the October Revolution. That is apart from the fact that the present-day conditions of political and cultural life in the country are radically different from those of the old regime, when the ignorance, lack of culture, submissiveness and political downtroddenness of the masses enabled the “rulers” of that time to remain in power for a more or less prolonged period.

As regards the people, the workers and peasants of the USSR, they are not at all so tame, so submissive and intimidated as you imagine. There are many people in Europe whose ideas about the people of the USSR are old-fashioned: they think that the people living in Russia are, firstly, submissive and, secondly, lazy.

That is an antiquated and radically wrong notion. It arose in Europe in those days when the Russian landlords began to flock to Paris, where they squandered the loot they had amassed and spent their days in idleness. These were indeed spineless and worthless people. That gave rise to conclusions about “Russian laziness.” But this cannot in the least apply to the Russian workers and peasants, who earned and still earn their living by their own labor. It is indeed strange to consider the Russian peasants and workers submissive arid lazy when in a brief period of time they made three revolutions, smashed tsarism and the bourgeoisie, and are now triumphantly building socialism.

Just now you asked me whether everything in our Country was decided by one person.

Never under any circumstances would our workers now tolerate power in the hands of one person. With us personages of the greatest authority are reduced to nonentities, become mere ciphers, as soon as the masses of the workers lose confidence in them, as soon as they lose contact with the masses of the workers. Plekhanov used to enjoy exceptionally great prestige. And what happened? As soon as he began to stumble politically the workers forgot him. They forsook him and forgot him. Another instance: Trotsky. His prestige too was great, although, of course, it was nothing like Plekhanov’s. What happened? As soon as he drifted away from the workers they forgot him.

Ludwig: Entirely forgot him?

Stalin: They remember him sometimes—but with bitterness.

Ludwig: All of them with bitterness?

Stalin: As far as our workers are concerned, they remember Trotsky with bitterness, with exasperation, with hatred.

There is, of course, a certain small section of the population that really does stand in fear of the Soviet power, and fights against it. I have in mind the remnants of the moribund classes, which are being eliminated, and primarily that insignificant part of the peasantry, the kulaks. But here it is a matter not merely of a policy of intimidating these groups, a policy that really does exist. Everybody knows that in this ease we Bolsheviks do not confine ourselves to intimidation but go further, aiming at the elimination of this bourgeois stratum.

But if you take the laboring population of the USSR, the workers and the laboring peasants, who represent not less than 40 per cent of the population, you will find that they are in favor of Soviet power and that the vast majority of them actively support the Soviet regime. They support the Soviet system because that system serves the fundamental interests of the workers and peasants.

That, and not a policy of so-called intimidation, is the basis of the Soviet Government’s stability.

Ludwig: I am very grateful to you for that answer. I beg you to forgive me if I ask you a question that may appear to you a strange one. Your biography contains instances of what may be called acts of “highway robbery. Were you over interested in the personality of Stepan Razin? What is your attitude towards him as an “ideological highwayman”?

Stalin: We Bolsheviks have always taken an interest in such historical personalities as Bolotnikov, Razin, Pugachov, and so on. We regard the deeds of these individuals as a reflection of the spontaneous indignation of the oppressed classes, of the spontaneous rebellion of the peasantry against feudal oppression. The study of the history of these first attempts at such revolt on the part of the peasantry has always been of interest to us. But, of course, no analogy can be drawn here between them and the Bolsheviks. Sporadic peasant uprisings, even when not of the “highway robber” and unorganized type, as in the case of Stepan Razin, cannot lead to anything of importance. Peasant uprisings can be successful only if they are combined with uprisings of the workers and if they are led by the workers. Only a combined uprising headed by the working class can achieve its aim.

Moreover, it must never be forgotten that Razin and Pugachov were tsarists: they came out against the landlords, hut were in favor of a “good tsar.” That indeed was their slogan.

As you see, it is impossible to draw an analogy here with the Bolsheviks.

Ludwig: Allow me to put a few questions to you concerning your biography. When I went to see Masaryk he told me he was conscious of being a Socialist when only six years old. What made you a Socialist and when was that?

Stalin: I cannot assert that I was already drawn to socialism at the age of six. Not even at the age of ten or twelve. I joined the revolutionary movement when fifteen years old, when I became connected with underground groups of Russian Marxists then living in Transcaucasia. These groups exerted great influence on me and instilled in me a taste for underground Marxist literature.

Ludwig: What impelled you to become an oppositionist? Was it, perhaps, bad treatment by your parents?

Stalin: No. My parents were uneducated, but they did not treat me badly by any means. But it was a different matter at the Orthodox theological seminary which I was then attending. In protest against the outrageous regime and the Jesuitical methods prevalent at the seminary, I was ready to become, and actually did become, a revolutionary, a believer in Marxism as a really revolutionary teaching.

Ludwig: But do you not admit that the Jesuits have good points?

Stalin: Yes, they are systematic and persevering in working to achieve sordid ends. Hut their principal method is spying, prying, worming their way into people’s souls and outraging their feelings. What good can there be in that? For instance, the spying in the hostel. At nine o’clock the bell rings for morning tea, we go to the dining-room, and when we return to our rooms we find that meantime a search has been made and all our chests have been ransacked…. What good point can there be in that?

Ludwig: I notice that in the Soviet Union everything American is held in very high esteem, I might even speak of a worship of everything American, that is, of the Land of the Dollar, the most out-and-out capitalist country. This sentiment exists also in your working class, and applies not only to tractors and automobiles, but also to Americans in general. How do you explain that?

Stalin: You exaggerate. We have no especially high esteem for everything American, nut we do respect the efficiency that the Americans display in everythingÑin industry, in technology, in literature and in life. We never forget that the U.S.A. is a capitalist country. But among the Americans there are many people who are mentally and physically healthy who are healthy in their whole approach to work, to the job on hand. That efficiency, that simplicity, strikes a responsive chord in our hearts. Despite the fact that America is a highly developed capitalist country, the habits prevailing in its industry, the practices existing in productive processes, have an element of democracy about them, which cannot be said of the old European capitalist countries, where the haughty spirit of the feudal aristocracy is still alive.

Ludwig: You do not even suspect how right you are.

Stalin: Maybe I do; who can tell?

In spite of the fact that feudalism as a social order was demolished long ago in Europe, considerable relies survive in manner of life and customs. There are still technicians, specialists, scientists and writers who have sprung from the feudal environment and who carry aristocratic habits into industry, technology, science and literature. Feudal traditions have not been entirely demolished.

That cannot be said of America, which is a country of “free colonists,” without landlords and without aristocrats. Hence the sound and comparatively simple habits in American productive life. Our business executives of working-class origin who have visited America at once noted this trait. They relate, not without a certain agreeable surprise, that on a production job in America it is difficult to distinguish an engineer from a worker by outward appearance. That pleases them, of course.

But matters are quite different in Europe.

But if we are going to speak of our liking for a particular nation, or rather, for the majority of its citizens, then of course we must not fail to mention our liking for the Germans. Our liking for the Americans cannot he compared to that!

Ludwig: Why precisely the German nation?

Stalin: If only for the reason that it gave the world such men as Marx and Engels. It suffices to state the fact as such.

Ludwig: It has recently been noticed that certain German politicians are seriously afraid that the traditional policy of friendship between the USSR and Germany will be pushed into the background. These fears have arisen in connection with the negotiations between the USSR and Poland. Should the recognition of Poland’s present frontiers by the USSR become a fact as a result of these negotiations it would spell bitter disappointment for the entire German people, who have hitherto believed that the USSR is fighting the Versailles system and has no intention of recognizing it.

Ludwig: I know that a certain dissatisfaction and alarm may he noticed among some German statesmen on the grounds that the Soviet Union, in its negotiations or in some treaty with Poland, may take some step that would imply on the part of the Soviet Union a sanction, a guarantee, for Poland’s possessions and frontiers.

In my opinion such fears are mistaken. We have al- ways declared our readiness to conclude a non-aggression pact with any state. We have already concluded such pacts with a number of countries. We have openly declared our readiness to sign such a pact with Poland, too. When we declare that we are ready to sign a pact of non-aggression with Poland, this is not mere rhetoric. It means that we really want to sign such a pact.

We are politicians of a special brand if you like. There are politicians who make a promise or statement one day, and on the next either forget all about it or deny what they stated, and do so without even blushing. We cannot act in that way. Whatever we do abroad inevitably becomes known inside our country, becomes known to all the workers and peasants. If we said one thing and did another, we should forfeit our prestige among the masses of the people. As soon as the Poles declared that they were ready to negotiate a non-aggression pact with us, we naturally agreed and opened negotiations.

What, from the Germans’ point of view, is the most dangerous thing that could happen? A change for the worse in our relations with them. But there is no basis whatever for that. We, exactly like the Poles, must declare in the pact that we will not use force or resort to aggression in order to change the frontiers of Poland or the USSR, or violate their independence. Just as we make such a promise to the Poles, so they make the same promise to us. Without such a clause, namely, that we do not intend to go to war for the purpose of violating the independence or integrity of the frontiers of our respective states, no pact can he concluded. Without that a pact is out of the question. That is the most that we can do.

Is this recognition of the Versailles system? No. Or is it, perhaps, a guaranteeing of frontiers? No. We never have been guarantors of Poland and never shall become such, just as Poland has not been and will not be a guarantor of our frontiers. Our friendly relations with Germany will continue as hitherto. That is my firm conviction.

Therefore, the fears you speak of are wholly without foundation, They have arisen on the basis of rumors spread by some Poles and Frenchmen. They will disappear when we publish the pact, if Poland signs it. Everyone will then see that it contains nothing against Germany.

Ludwig: I am very thankful to you for that statement. Allow me to ask you the following question: You speak of “wage equalization,” giving the term a distinctly ironical shade of meaning in relation to general equalization. But, surely, general equalization is a socialist ideal.

Stalin: The kind of socialism under which everybody would get the same pay, an equal quantity of meat and an equal quantity of bread, would wear the same clothes and receive the same goods in the same quantities—such a socialism is unknown to Marxism.

All that Marxism says is that until classes have been finally abolished and until labor has been transformed from a means of subsistence into the prime want of man, into voluntary labor for society, people will be paid for their labor according to the work performed. “From each according to his ability, to each according to his work.” Such is the Marxist formula of socialism, i.e., the formula of the first stage of communism, the first stage of communist society.

Only at the higher stage of communism, only in its higher phase, will each one, working according to his ability, be recompensed for his work according to his needs. “From each according to his ability, to each according to his needs.”

It is quite clear that people’s needs vary and will continue to vary under socialism. Socialism has never denied that people differ in their tastes, and in the quantity and quality of their needs. Read how Marx criticized Stirner for his leaning towards equalitarianism; read Marx’s criticism of the Gotha Programme of 1875; read the subsequent works of Marx, Engels and Lenin, and you will see how sharply they attack equalitarianism. Equalitarianism owes its origin to the individual peasant type of mentality, the psychology of share and share alike, the psychology of primitive peasant “communism.” Equalitarianism has nothing in common with Marxist socialism. Only people who are unacquainted with Marxism can have the primitive notion that the Russian Bolsheviks want to pool all wealth and then share it out equally. That is the notion of people who have nothing in common with Marxism. That is how such people as the primitive “Communists” of the time of Cromwell and the French Revolution pictured communism to themselves. But Marxism and the Russian Bolsheviks have nothing in common with such equalitarian “Communists. “

Ludwig: You are smoking a cigarette. Where is your legendary pipe, Mr. Stalin? You once said that words and legends pass, but deeds remain. Now believe me, there are millions of people abroad who do not know about some of your words and deeds, but who do know about your legendary pipe.

Stalin: I left my pipe at home.

Ludwig: I shall now ask you a question that may astonish you greatly.

Stalin: We Russian Bolsheviks have long ceased to be astonished at anything.

Ludwig: Yes, and we in Germany too.

Stalin: Yes, you in Germany will soon stop being astonished.

Ludwig: My question is the following: You have often incurred risks and dangers. You have been persecuted. You have taken part in battles. A number of your close friends have perished. You have survived. How do you explain that? And do you believe in fate?

Stalin: No, I do not. Bolsheviks, Marxists, do not believe in “fate.” The very concept of fate, of “Schieksal,” is a prejudice, an absurdity, a relic of mythology, like the mythology of the ancient Greeks, for whom a goddess of fate controlled the destinies of men.

Ludwig: That is to say that the fact that you did not perish is an accident?

Stalin: There are internal and external causes, the combined effect of which was that I did not perish. But entirely independent of that, somebody else could have been in my place, for somebody had to occupy it. “Fate” is something not governed by natural law, something mystical. I do not believe in mysticism. Of course, there were reasons why danger left me unscathed. But there could have been a number of other fortuitous circumstances, of other causes, which could have led to a directly opposite result. So-called fate has nothing to do with it.

Ludwig: Lenin passed many years in exile abroad. You had occasion to be abroad for only a very short time. Do you consider that this has handicapped you? Who do you believe were of greater benefit to the revolution—those revolutionaries who lived in exile abroad and thus had the opportunity of making a thorough study of Europe, but on the other hand were cut off from direct contact with the people; or those revolutionaries who carried on their work here, knew the moods of the people, but on the other hand knew little of Europe?

Stalin: Lenin must be excluded from this comparison. Very few of those who remained in Russia were as intimately connected with the actual state of affairs there and with the labor movement within the country as Lenin was, although he was a long time abroad. Whenever I went to see him abroad—in 1906, 1907, 1912 and 1913—I saw piles of letters he had received from practical Party workers in Russia, and he was al- ways better informed than those who stayed in Russia. He always considered his stay abroad to be a burden to him. There are many more comrades in our Party and its leadership who remained in Russia, who did not go abroad, than there are former exiles, and they, of course, were able to be of greater benefit to the revolution than those who were in exile abroad. Actually few former exiles are left in our Party. They may add up to about one or two hundred out of the two million members of the Party. Of the seventy members of the Central Committee scarcely more than three or four lived in exile abroad.

As far as knowledge of Europe, a study of Europe, is concerned, those who wished to make such a study had, of course, more opportunities of doing so while living there. In that respect those of us who did not live long abroad lost something. But living abroad is not at all a decisive factor in making a study of European economies, technique, the cadres of the labor movement and literature of every description, whether belies letters or scientific. Other things being equal, it is of course easier to study Europe on the spot. But the disadvantage of those who have not lived in Europe is not of much importance. On the contrary, I know many comrades who were abroad twenty years, lived somewhere in Charlottenburg or in the Latin Quarter, spent years in cafes drinking beer, and who yet did not manage to acquire a knowledge of Europe and failed to understand it.

Ludwig: Do you not think that among the Germans as a nation love of order is more highly developed than love of freedom?

Stalin: There was a time when people in Germany did indeed show great respect for the law. In 1907, when I happened to spend two or three months in Berlin, we Russian Bolsheviks often used to laugh at some of our German friends on account of their respect for the law. There was, for example, a story in circulation about an occasion when the Berlin Social-Democratic Executive fixed a definite day and hour for a demonstration that was to be attended by the members of all the suburban organizations. A group of about 200 from one of the suburbs arrived in the city punctually at the hour appointed, but failed to appear at the demonstration, the reason being that they had waited two hours on the station platform because the ticket collector at the exit had failed to make his appearance and there had been nobody to give their tickets to. It used to be said in jest that it took a Russian comrade to show the Germans a simple way out of their fix: to leave the platform without giving up their tickets…. But is there anything like that in Germany now? Is there respect for the law in Germany today? What about the National Socialists, who one would think ought to be the first to stand guard over bourgeois legality? Do they not break the law, wreck workers’ clubs and assassinate workers with impunity? I make no mention of the workers, who, it seems to me, long ago lost all respect for bourgeois legality. Yes, the Germans have changed quite a bit lately.

Ludwig: Under what conditions is it possible to unite the working Glass finally and completely under the leadership of one party? Why is such a uniting of the working class possible only after the proletarian revolution, as the Communists maintain?

Stalin: Such a uniting of the working Class around the Communist Party is most easily accomplished as the result of a victorious proletarian revolution. But it will undoubtedly be achieved in the main even before the revolution.

Ludwig: Does ambition stimulate or hinder a great historical figure in his activities?

Stalin: The part played by ambition differs under different conditions. Ambition may he a stimulus or a hindrance to the activities of a great historical figure. It all depends on circumstances. More often than not it is a hindrance.

Ludwig: Is the October Revolution in any sense the continuation and culmination of the Great French Revolution?

Stalin: The October Revolution is neither the continuation nor the culmination of the Great French Revolution. The purpose of the French Revolution was to abolish feudalism in order to establish capitalism. The purpose of the October Revolution, however, is to abolish capitalism in order to establish socialism.

Mr. Campbell Stretches the Truth

A book in English entitled Russia — Market or Menace? written by Mr. Campbell, a well-known figure in the agricultural world, who had visited the USSR, recently made its appearance in America. In this book Mr. Campbell, among other things, gives an account of what he calls an “interview” with Stalin that took place in Moscow in January 1929. This “interview” is remarkable for the fact that its every sentence is either pure fiction or a sensational piece of trickery with the aim of gaining publicity for the book and its author.

It will not be amiss, in my opinion, to say a few words in order to expose these fictitious statements.

Mr. Campbell is obviously drawing on his imagination when he says that his talk with Stalin, which began at 1 p.m., “lasted until well after dark, in fact, until dawn.” Actually, the talk did not last more than two hours. Mr. Campbell’s imagination is truly American.

Mr. Campbell is stretching the truth when he asserts that Stalin “took my hand in both of his and said: ‘we can be friends.'” As a matter of fact, nothing of the kind happened or could have happened.

Mr. Campbell cannot but know that Stalin has no need of “friends” of the Campbell type.

Mr. Campbell again stretches the truth when he says that on sending him a record of the talk, I added the postscript: “Keep this record, it may be a very historical document some day… As a matter of fact the record was sent to Mr. Campbell by the translator Yarotsky without any postscript at all. Mr. Campbell’s desire to make capital out of Stalin obviously betrays him.

Mr. Campbell still further stretches the truth when he puts such words into the mouth of Stalin as that “under Trotsky there had been an attempt to spread communism throughout the world; that this was the primary cause of the break between hirnself [i.e., Stalin] and Trotsky; that Trotsky believed in universal communism, while he [Stalin] worked to confine his efforts to his own country.” Only people who have deserted to the camp of the Kautskys and the Welses can believe such stuff and nonsense, in which the facts are turned upside-down. As a matter of fact, the talk with Campbell had no bearing on the Trotsky question and Trotsky’s name was not mentioned at all in the course of it.

And so on in the same strain.

Mr. Campbell mentioned in his book the record of his talk with Stalin but he did not find it necessary to publish it in his book. Why? Was it not because publication of the record would have upset Mr. Campbell’s plan to utilize the sensational fables about the “interview” with Stalin in order to gain publicity for Campbell’s book among the American philistines?

I think the best punishment for the lying Mr. Campbell would he to publish the record of the talk between Mr. Campbell and Stalin. This would be the surest means of exposing his lies and establishing the facts.

J . Stalin

November 23, 1932

Record of the Talk with Mr. Campbell

January 28, 1929

After an exchange of preliminary phrases Mr. Campbell explained his desire to pay a visit to Stalin. He pointed out that although he was in the USSR in a private capacity, he had, before leaving the United States, seen Coolidge and also Hoover, the newly elected President, and received their full approval of his trip to Russia. His stay here showed him the amazing activity of the nation that has remained an enigma to the whole world. He particularly liked the projects for the development of agriculture. He knew of the existence of many wrong notions about Russia, but had himself been in the Kremlin, for instance, and had seen the work being done to preserve memorials of art and in general to raise the level of cultural life. He was particularly struck by the solicitude for working men and working women. It seemed to him an interesting coincidence that before his departure from the United States he was invited by the President, and saw Coolidge’s son and wife, while yesterday he was the guest of Mikhail Kalinin, President of the USSR, who impressed him tremendously.

Stalin: With regard to our plans of agricultural and industrial development, as well as our concern for the development of cultural life, we are still at the very beginning of our work. In the building up of industry we have done very little as yet. Still less has been done in carrying out the plans for agricultural re-construction. We must not forget that our country was exceedingly backward and that this backwardness is still a great handicap.

The difference between the former and the new leading figures in Russia consists, among other things, in the fact that the old ones considered the country’s backwardness one of its good points, regarding it as a “national characteristic,” a matter for “national pride,” whereas the new people, the Soviet people, combat it as an evil that must be rooted out. Herein lies the guarantee of our success.

We know that we are not free from mistakes. But we do not fear criticism, are not afraid to face the difficulties and admit our mistakes. We shall accept correct criticism and welcome it. We watch developments in the USA, for that country ranks high in science and technology. We would like scientific and technical people in America to be our teachers in the sphere of technique, and we their pupils.

Every period in the development of a nation is marked by a passion of its own. In Russia we now witness a passion for construction. This is her preponderating feature today. This explains the construction fever that we are. experiencing at present. It is reminiscent of the period that the USA went through after the Civil War. (1) This affords a basis and an opportunity for technical industrial and commercial cooperation with the USA I do not know what still needs to be done to secure contact with American industry. Could you not explain what now prevents such a rapprochement from being realized, if it is established that such contact would be advantageous to both the USSR and the USA?

Mr. Campbell: I am certain that there is a striking similarity between the USA and Russia in point of size, resources and independence. Mr. Stalin’s reference to the Civil War period is correct. After the Civil War extraordinary expansion was witnessed. The people in the USA are interested in Russia. I am sure that Russia is too big a country not to be a big factor in world relations. The people at the head of the Russian Government have grand opportunities to accomplish great things. All that is needed for this is clarity of judgment and the ability to be fair at all times.

I see the advantage of proper business contact and I am maintaining close connection with the government, although I am a private citizen. I am carrying on this conversation as a private person. Once I have been asked what hinders contact between the USA and Russia I want to answer with the utmost frankness and courage, with due respect for Mr. Stalin and without giving offence. He is very objective-minded and this allows me to converse with him as man to man for the benefit of both countries and absolutely confidentially. If we could have official recognition everybody would be anxious to get here to do business on a credit or other basis, as is being done everywhere. A reason why American firms hesitate to do business and grant long-term credits is the fact that our Washington Government does not recognize your Government.

The main reason for this, however, is not simply failure in the matter of recognition. The main reason, we assume (and this may be taken as certain), is that representatives of your Government in our country are trying all the time to sow discontent and spread the ideas of Soviet power.

We have in our country what is called the “Monroe Doctrine,” which signifies that we do not want to interfere in the affairs of any other country in the world, that we confine ourselves strictly to our own affairs. For that reason we do not want any country whatever – Britain, France, Germany, Russia or any other – to interfere in our private affairs.

Russia is so vast a country that she can by herself fulfill everything that her whole people decide to do. Russia has resources of her own of every kind, and although it will take more time the Russians in the long run will be able to develop their resources independently.

It gives us pleasure to feel that in many respects we are an ideal for the Russian people, and I believe we can be very useful to that people, particularly in economizing time. Since we have solved many economic problems and our methods are copied by many countries besides Russia, such enterprises as the building of state farms imply a strengthening of trade connections, and In the final analysis trade connections will be followed by diplomatic recognition on some equitable basis. The only way for nations, as for individuals, is to speak out frankly without discourtesy, and then the time will soon come for some kind of agreement. The better our upbringing the greater our conviction that more can be achieved by reason than by any other means. Great nations can differ in opinion without straining relations and great men can come to an arrangement on major problems. They usually wind up their negotiations with a definite agreement in which they meet each other halfway, no matter how far apart their initial positions were.

Stalin: I realize that diplomatic recognition involves difficulties for the USA at the present moment. Soviet Government representatives have been subjected to abuse by the American press so much and so often that an abrupt change is difficult. Personally I do not consider diplomatic recognition decisive at the moment. What is important is a development of trade connections on the basis of mutual advantage. Trade relations need to be normalized and if this matter is put on some legal footing it would be a first and very important step towards diplomatic recognition. The question of diplomatic recognition will find its own solution when both sides realize that diplomatic relations are advantageous. The chief basis is trade relations and their normalization, which will lead to the establishment of definite legal norms.

The natural resources of our country are, of course, rich and varied. They are richer and more varied than is officially known, and our research expeditions are constantly finding new resources in our extensive country. But this is only one aspect of our potentialities. The other aspect is the fact that our peasants and workers are now rid of their former burden, the landlords and capitalists. Formerly the landlords and capitalists used to squander unproductively what today remains within the country and increases its internal purchasing power. The increase in demand is such that our industry, in spite of its rapid expansion, cannot catch up with it. The demand is prodigious, both for personal and productive consumption. This is the second aspect of our unlimited potentialities.

Both the one and the other give rise to an important basis for commercial and industrial contact with the USA as well as other developed countries.

The question as to which state is to apply its forces to these resources and potentialities of our country is the object of a complicated struggle among them. Unfortunately the USA still stands quite aloof from this struggle.

On all sides the Germans are shouting that the position of the Soviet Government is unstable and that therefore one ought not to grant any considerable credits to Soviet economic organizations. At the same time they try to monopolize trade relations with the USSR by granting it credits.

As you know, one group of British businessmen is also carrying on a fierce anti-Soviet campaign. At the same time this very group and also the McKenna group are endeavoring to organize credits for the USSR The press has already reported that in February a delegation of British industrialists and bankers will come to the USSR They intend to submit to the Soviet Government an extensive plan for trade relations and a loan.

How are we to explain this duplicity of the German and British businessmen? It is to be explained by their desire to monopolize trade relations with the USSR, frightening the USA away and pushing it aside.

At the same time, it is clear to me that the USA has better grounds for extensive business connections with the USSR than any other country. And this is not only because the USA is rich both in technical equipment and capital, but also because in no other country are our business people given such a cordial and hospitable welcome as in the USA.

As regards propaganda, I must state most emphatically that no representative of the Soviet Government has the right to interfere, either directly or indirectly, in the internal affairs of the country in which he happens to be. In this respect the most strict and definite instructions have been given to all our personnel employed in Soviet institutions in the USA I am certain that Bron and the members of his staff do not have the slightest connection with propaganda in any form whatsoever. Should any of our employees violate these strict directives as regards non-interference he would immediately be recalled and punished. Naturally we cannot answer for the actions of persons not known and not subordinate to us. But we can assume responsibility as regards interference by persons employed in our institutions abroad, and we can give the maximum guarantees on that score.

Mr. Campbell: May I tell that to Mr. Hoover?

Stalin: Of course.

Mr. Campbell: We do not know who those people are that sow discontent. But there are such people. The police find them and their literature. I know Bron and am convinced that he is an honest, straightforward gentleman, who does business honestly. But there is somebody.

Stalin: It is possible that propaganda in favor of Soviets is being carried on in the USA by members of the American Communist Party. But that party is legal in the USA, it legally participates in Presidential elections and nominates its candidates for President, and it is quite clear that we cannot be interfering in your internal affairs in this case either.

Mr. Campbell: I have no further questions. But yes, I have. When I return to the United States businessmen will ask me whether it is safe to do business with the USSR Engineering concerns in particular will be interested in the possibility of granting long-term credits. Can I answer in the affirmative? Can I obtain information on the measures now being taken by the Soviet Government to guarantee credit transactions; is there any special tax or other specific source of revenue set aside for this purpose?

Stalin: I would prefer not to sing the praises of my country. But now that the question has been put I must reply as follows: There has not been a single instance of the Soviet Government or a Soviet economic institution failing to make payment correctly and on tune on credits, whether short-term or long-term. Inquiries could be made in Germany on how we meet payments to the Germans on their credit of three hundred millions. Where do we get the means to effect payment? Mr. Campbell knows that money does not drop from the sky. Our agriculture, industry, trade, timber, oil, gold, platinum, etc. — such is the source of our payments. Therein lies the guarantee of our payments. I do not want Mr. Campbell to take my word for it. He can check my statements in Germany, for example. He will find that not once was payment postponed, although at times we actually had to pay such unheard-of interest rates as 15-20%.

As far as special guarantees are concerned, I believe there is no need to speak of this seriously in the case of the USSR

Mr. Campbell: Of course not.

Stalin: Perhaps it would not be amiss to tell you, strictly confidentially, about the loan, not credit but loan, offered by a group of British bankers – that of Balfour and Kingsley.

Mr. Campbell: May I tell Hoover about this?

Stalin: Of course, but don’t give it to the press. This group of bankers are making the following proposal:

They calculate that our debts to Britain amount approximately to £400,000,000. It is proposed that they be consolidated at 25%. That means £100,000,000 instead of £400,000,000.

Simultaneously a loan of £100,000,000 is proposed.

Thus our indebtedness will amount to £200,000,000 to be paid in installments over a period of several decades.

In return we are to give preference to the British engineering industry. This does not mean that we shall have to place our orders in Britain alone, but the British must be given preference.

Mr. Campbell, in expressing his thanks for the interview, says that Stalin has impressed him as a fair, well-informed and straightforward man. He is very glad to have had the opportunity of speaking with Stalin and considers the interview historic.

Stalin thanks Mr. Campbell for the talk.

Notes

(1) This refers to the Civil War between the northern and the Southern states of America in 1861-65.

Talk With Colonel Robins

Stalin: What can I do for you?

Robin: I consider it a great honor to have an opportunity of paying you a visit.

Stalin: There is nothing particular in that. You are exaggerating.

Robins (smiles) : What is most interesting to me is that throughout Russia I have found the names Lenin-Stalin, Lenin-Stalin, Lenin-Stalin, linked together.

Stalin: That, too, is an exaggeration. How can I be compared to Lenin?

Robin: (smiles) : Would it also be an exaggeration to say that all this time the oldest government in the world has been the government of Soviet Russia — the Council of People’s Commissars?

Stalin: That, to be sure, is not exaggerated.

Robin: The interesting and important point is that this government has not taken a reactionary direction in its work and that it is the government set up by Lenin that has proved strong. It resists all hostile lines.

Stalin: That is true.

Robins: At the May Day demonstration Russia’s development during the past fifteen years impressed itself upon me with particular clarity and sharpness, for I witnessed the May Day demonstration in 1918, and now in 1933.

Stalin: We have managed to do a few things in recent years. But fifteen years is a long period of time.

Robins: Still, in the life of a country it is a short period for such great progress as Soviet Russia has achieved during this time.

Stalin: We might have done more, but we did not manage to.

Robins: It is interesting to compare the underlying motives, the basic lines followed in the two demonstrations. The 1918 demonstration was addressed to the outside world, to the proletariat of the whole world, to the international proletariat, and was a call to revolution. Now the motive was different. Now men, women and the youth went to the demonstration to proclaim: This is the country we are building, this is the land we shall defend with all our strength!

Stalin: At that time the demonstration was agitational, but now it is a summing up.

Robins: You probably know that during these fifteen years I have interested myself in establishing rational relations between our two countries, and have endeavored to dispel the existing hostile attitude of the ruling circles in America.

Stalin: I knew of this in 1918 from what Lenin had said, and afterwards on the basis of facts. Yes, I know it.

Robins: I have come here in the capacity of a purely private citizen and speak only for myself. The chief aim of my visit is to ascertain the prospects of establishing relations, to ascertain the actual facts concerning the ability to work and the creative, inventive capacity of the Russian workers. Anti-Soviet propaganda has it that the Russian worker is lazy, does not know how to work, and ruins the machines he handles; that such a country has no future. I want to counteract this propaganda not merely with words, but armed with the facts.

The second question of interest to me in this connection is the situation in agriculture. It is being asserted that industrialization has played havoc with agriculture, that the peasants have stopped sowing, have stopped gathering in the grain. Every year it is asserted that this year Russia is sure to die of famine. I should like to learn the facts about agriculture in order to refute these assertions. I expect to see the areas where new kinds of crops have been sown this year for the first time. What interests me in particular is the development of the principal grain crops of the Soviet Union.

The third question that interests me is public education, the development of children and the youth, their upbringing; how far public education has developed in the fields of art and literature, as regards what is called creative genius, inventive capacity. In America two types of creativeness are recognized — one is the creativeness of the study and the other is broad, life-inspired creativeness, manifestations of the creative spirit in life. I am interested in knowing how children and young people are developing. I hope to see in real life how they study, how they are brought up and how they develop.

On the first and third questions I have already obtained some valuable information and count on getting additional data. On the second question, concerning the development of agriculture, I expect to be able to discover the real facts during my trip to Magnitogorsk and from there to Rostov, Kharkov and back. I expect to have a look at collective farms and see how the archaic strip system of cultivation is being eliminated and large-scale agriculture developed.

Stalin: Do you want my opinion?

Robins: Yes, I would like to have it.

Stalin: The notion that the Soviet worker is by nature incapable of coping with machines and breaks them is quite wrong.

On this score I must say that no such thing is happening here as occurred in Western Europe and America, where workers deliberately smashed machines because these deprived them of their crust of bread. Our workers have no such attitude to machinery, because in our country machines are being introduced on a mass scale in conditions where there is no unemployment, because the machines do not deprive the workers of their livelihood, as with you, but make their work easier.

As far as inability to work, the lack of culture of our workers is concerned, it is true that we have few trained workers and they do not cope with machinery as well as workers in Europe or America do. But with us this is a temporary phenomenon. If, for example, one were to investigate where throughout history the workers learned to master new technical equipment quickest – in Europe, America, or Russia during the last five years – I think it will be found that the workers learned quicker in Russia, in spite of the low level of culture. The mastery of the production of wheeled tractors in the West took several years, although, of course, technology was well developed there. Mastery of this matter in our country was quicker. For example, in Stalingrad and Kharkov the production of tractors was mastered in some 12-14 months. At the present time, the Stalingrad Tractor Works is not only working to estimated capacity, not only turns out 144 tractors per day, but sometimes even 160, that is, it works above its planned capacity. I am taking this as an example. Our tractor industry is new, it did not exist before. The same thing is true of our aircraft industry – a new, delicate business, also swiftly mastered. The automobile industry is in a similar position from the viewpoint of rapidity of mastery. The same applies to machine tool building

In my opinion, this rapid mastery of the production of machines is to be explained not by the special ability of the Russian workers but by the fact that in our country the production of, say, aircraft and engines for them, of tractors, automobiles and machine tools is considered not the private affair of individuals, but an affair of the state. In the West the workers produce to get wages, and are not concerned about anything else. With us production is regarded as a public matter, a state matter, it is regarded as a matter of honor. That is why new technique is mastered so quickly in our country.

In general, I consider it impossible to assume that the workers of any particular nation are incapable of mastering new technique. If we look at the matter from the racial point of view, then in the United States, for instance, the Negroes are considered “bottom category men,” yet they master technique no worse than the whites. The question of the mastery of technique by the workers of a particular nation is not a biological question, not a question of heredity, but a question of time: today they have not mastered it, tomorrow they will learn and master it. Everyone, including the Bushman, can master technique, provided he is helped.

Robins: The ambition, the desire to master, is also required.

Stalin: Of course. The Russian workers have more than enough desire and ambition. They consider the mastery of new technique a matter of honor.

Robins: I have already sensed this in your factories where I have seen that socialist emulation has resulted in the creation of a new kind of ardour, a new sort of ambition that money could never buy, because the workers expect to get for their work something better and greater than money can procure.

Stalin: That is true. It is a matter of honor.

Robins: I shall take with me to America diagrams showing the development of the workers’ inventiveness and their creative proposals, which improve production and effect considerable savings in production. I have seen the portraits of quite a few such worker-inventors who have done very much for the Soviet Union in the way of improving production and achieving economies.

Stalin: Our country has produced a comparatively large number of such workers. They are very capable people.

Robins: I have been in all your big Moscow factories-the AMO Automobile Works, the Ball Bearing Works, the Freser Works and others – and everywhere I came across organizations for promoting workers’ inventive-ness. The tool room in a number of these factories impressed me particularly. As these tool rooms provide their factories with highly valuable tools the workers there exert all their faculties to the utmost, give full play to their creative initiative and achieve striking results.

Stalin: In spite of that, we have many shortcomings as well. We have few skilled workers, while a great many are required. Our technical personnel is also small. Each year their number grows, and still there are fewer of them than we need. The Americans have been of great help to us. That must be admitted. They have helped more effectively than others and more boldly than others. Our thanks to them for that.

Robins: I have witnessed an internationalism in your enterprises which produced a very strong impression on me. Your factory managements are ready to adopt the technical achievements of any country – France, America, Britain or Germany – without any prejudice against these countries. And it seems to me that it is just this internationalism that will make it possible to combine in one machine all the advantages possessed by the machines of other countries and thus create more perfect machines.

Stalin: That will happen.

On the second question, about industrialization allegedly ruining agriculture, that notion is also wrong. Far from ruining agriculture in our country, industrialization is saving it, and saving our peasants. A few years ago we had a greatly disunited, small and very small, peasant economy. With the increasing division of the land, the peasant allotments shrank so much that there was no room to keep a hen. Add to this the primitive farming equipment, such as wooden ploughs and emaciated horses, which were incapable of turning up not only virgin soil, but even the ordinary, rather hard, soil, and you will have a picture of the deterioration of agriculture. Three or four years ago there were about 7,000,000 wooden ploughs in the USSR The only choice left for the peasants was this: either to lie down and die or to adopt a new form of land tenure and cultivate the land with machines. This indeed explains why the Soviet Government’s call to the peasants issued about that time – to unite their tiny plots of land into large tracts and accept from the government tractors, harvesters and threshers for working these tracts, for gathering and threshing the harvest-found a very lively response among the peasants. They naturally seized on the proposal of the Soviet Government, began to unite their plots of land into large fields, accepted the tractors and other machines and thus emerged on the broad high-way of making agriculture large scale, the new road of the radical improvement of agriculture.

It follows that industrialization, as a result of which the peasants receive tractors and other machines, has saved the peasants, has saved agriculture.

The process of uniting small peasant farms by whole villages into large farms we call collectivization, and the united large farms themselves – collective farms. The absence in our country of private property in land, the nationalization of the land, makes collectivization much easier. The land is transferred to the collective farms for their use in perpetuity and, owing to the absence of private property in land, no land can be bought or sold here. All this considerably facilitates the formation and development of collective farms.

I do not mean to say that all this, i.e., collectivization and the rest, is proceeding smoothly with us. There are difficulties, of course, and they are not small ones.

Collectivization, like every great new undertaking, has not only friends, but also enemies. Nevertheless, the overwhelming majority of the peasants are in favor of collectivization, and the number of its opponents is becoming smaller and smaller.

Robins: Every advance involves certain outlays, and this we take into account and include in our calculations.

Stalin: In spite of these difficulties, however, one thing is clear – and I have not the slightest doubt on this score: nineteen-twentieths of the peasantry have recognized, and most of the peasants accept the fact with great joy, that the collectivization of agriculture has become an irreversible fact. So then this has already been achieved. The predominant form of agriculture in our country now is the collective farm. Take the grain sowing or harvesting figures, the figures for grain production, and you will see that at the present time the individual peasants provide something like 10-15 per cent of the total gross output of grain. The rest comes from the collective farms.

Robins: I am interested in the question whether it is true that last year’s crop was gathered in unsatisfactorily, that at the present time the sowing campaign is proceeding satisfactorily, while last year the harvesting proceeded unsatisfactorily.

Stalin: Last year the harvesting was less satisfactory than the year before.

Robins: I have read your statements, and I believe they warrant the conclusion that this year the harvesting will be more successful.

Stalin: It will most probably proceed much better.

Robins: I think you appreciate no less than I do the tremendous achievement embodied in your successful industrialization of agriculture, a thing which no other country has been able to do. In all capitalist countries agriculture is undergoing a deep crisis and is in need of industrialization. The capitalist countries manage somehow or other to cope with industrial production, but not one of them can cope with agriculture. The great achievement of the Soviet Union is that it has set about the solution of this problem and is successfully coping with it.

Stalin: Yes, that is a fact.

Such are our achievements and shortcomings in the sphere of agriculture.

Now the third question — about the education of children and of the youth as a whole. Ours is a fine youth, full of the joy of life. Our state differs from all others in that it does not stint the means for providing proper care of children and for giving the youth a good upbringing.

Robins: In America it is believed that in your country the child is restricted in its development within definite, rigid bounds and that these bounds leave no freedom for the development of the creative spirit and freedom of the mind. Do you not think that freedom for the development of the creative spirit, freedom to express what is in one, is of extremely great importance?

Stalin: First, concerning restrictions — this is not true. The second is true. Undoubtedly a child cannot develop its faculties under a regime of isolation and strict regimentation, without the necessary freedom and encouragement of initiative. As regards the youth, all roads are open to it in our country and it can freely perfect itself.

In our country children are not beaten and are very seldom punished. They are given the opportunity of choosing what they like, of pursuing a path of their own choice. I believe that nowhere is there such care for the child, for its upbringing and development, as among us in the Soviet Union.

Robins: Can one consider that, as a result of the new generation being emancipated from the burden of want, being emancipated from the terror of economic conditions, this emancipation is bound to lead to a new flourishing of creative energy, to the blossoming of a new art, to a new advance of culture and art, which was formerly hampered by all these shackles?

Stalin: That is undoubtedly true.

Robins: I am not a Communist and do not understand very much about communism, but I should like America to participate in, to have the opportunity of associating itself with, the development that is taking place here in Soviet Russia, and I should like Americans to get this opportunity by means of recognition, by granting credits, by means of establishing normal relations between the two countries, for example, in the Far East, so as to safeguard the great and daring undertaking which is in process in your country, so that it may be brought to a successful conclusion.

Stalin (with a smile) : I thank you for your good wishes.

Robins: One of my closest friends is Senator Borab, who has been the staunchest friend of the Soviet Union and has been fighting for its recognition among the leaders of the American Government.

Stalin: That is so; he is doing much to promote the establishment of normal relations between our two countries. But so far, unfortunately, he has not met with success.

Robins: I am convinced that the true facts are now having a much greater effect than at any time during the past fifteen years in favor of establishing normal relations between our two countries.

Stalin: Quite true. But there is one circumstance that hinders it. Britain, I believe, hinders it (smiles) .

Robins: That is undoubtedly so. Still, the situation forces us to act above all in our own interests, and the conflict between our own interests and the course towards which other countries are driving us is impelling America, at the present time more than at any other, to establish such reciprocal relations. We are interested in the development of American exports. The only big market with great possibilities that have not been adequately utilized hitherto by anybody is the Russian market. American businessmen, if they wanted to, could grant long-term credits. They are interested in tranquillity in the Far East, and nothing could promote this more than the establishment of normal relations with the Soviet Union. In this respect, Mr. Litvinov’s Geneva declaration on the definition of an aggressor country follows entirely the line of the Briand-Kellogg Pact, which has played an important role in the matter of peace. Stabilization of reciprocal economic relations throughout the world is in the interest of America, and we fully realize that normal reciprocal economic relations cannot be attained while the Soviet Union is outside the general economic system.

Stalin: All that is true.

Robins: I was and I remain an incorrigible optimist. I believed in the leaders of the Bolshevik revolution as long as fifteen years ago. They were then depicted as agents of German imperialism; Lenin, in particular, was considered a German agent. But I considered and still consider Lenin a very great man, one of the greatest leaders in all world history.

I hope that the information I have received at first hand may help towards carrying out the plan of rapprochement and cooperation between our two countries about which I have spoken.

Stalin (smiling) : I hope it will!

Robins (smiles) : If you had expressed yourself in the American manner you would have said: “More power to your elbow.” He is not sure of having much strength left in his elbow.

Stalin: May be.

Robins: I think there is nothing greater and more magnificent than to participate in the making of a new world, to participate in what we are now engaged in. Participation in the creation and building of a new world is something of paramount significance not only now, but thousands of years hence.

Stalin: All the same this matter presents great difficulties (smiles).

Robins (smiles) : I am very grateful to you for the attention you have given me.

Stalin: And I thank you for having remembered the Soviet Union after an absence of fifteen years and for paying it another visit. (Both smile. Robins bows.)

Greetings to the Red Army on its Fifteenth Anniversary

To the Revolutionary Military Council of the U.S.S.R.

Greetings to the men, commanders and political personnel of the Workers’ and Peasants’ Red Army!

Created under the leadership of Lenin, the Red Army covered itself with undying glory in the great battles of the Civil War, in which it drove out the interventionists from the U.S.S.R. and upheld the cause of socialism in our country.

The Red Army is today a bulwark of peace and the peaceful labour of the workers and peasants, the vigilant guardian of the frontiers of the Soviet Union.

The workers of our country, who have victoriously completed the five-year plan in four years, are equipping the Red Army with new instruments of defence. Your job, comrades, is to learn to handle those instruments to perfection and to do your duty to your country, should our enemies try to attack it.

Hold high the banner of Lenin, the banner of struggle for communism!

Long live the heroic Red Army, its leaders, its Revolutionary Military Council!

J. Stalin

Reply to A Letter From Mr. Barnes

Dear Mr. Barnes,

Your fears as to the safety of American citizens in the U.S.S.R. are quite groundless.

The U.S.S.R. is one of the few countries in the world where a display of national hatred or an unfriendly attitude towards foreigners as such is punishable by law. There has never been, nor could there be, a case of any one becoming an object of persecution in the U.S.S.R. on account of his national origin. That is particularly true with regard to foreign specialists in the U.S.S.R., including American specialists, whose work in my opinion deserves our thanks.

As for the few British employees of Metro-Vickers, (1) legal action was taken against them not as Britishers but as persons who, our investigating authorities assert, have violated laws of the U.S.S.R. Was not legal action taken similarly against Russians? I do not know what bearing this case can have on American citizens.

Ready to be of service to you,

J. Stalin

Notes

(1) Metro-Vickers—a British electrical-engineering firm which had contracted with the U.S.S.R. to render technical aid to enterprises of the Soviet electrical industry. In March 1933, criminal proceedings were instituted against six Britishers, employees of the Moscow office of Metro-Vickers, on the charge of engaging in wrecking at large Soviet electric power stations.

The investigation and the trial, which took place on April 12-19, 1933, established that the arrested Metro-Vickers employees had carried on espionage in the U.S.S.R. and, with the assistance of a gang of criminal elements, had organised damage to equipment, accidents and acts of sabotage at large U.S.S.R. electric power-stations for the purpose of undermining the strength of Soviet industry and of weakening the Soviet state.

The Great Soviet Encyclopedia on Rosa Luxemburg

Rosa_sw_200

Luxemburg, Rosa

(Polish, R. Luksemburg). Born Mar. 5, 1871, in Zamość, Poland; died Jan. 15, 1919, in Berlin. Figure of the German, Polish, and international workers’ movement. One of the leaders and theoreticians of Polish social democracy, the left-radical tendency in German social democracy, and the Second International; one of the founders of the Communist Party of Germany. Born into a bourgeois Jewish family.

As early as her years in the Gymnasium, Luxemburg participated in illegal revolutionary work, joining the Proletariat Party. She emigrated to Switzerland in 1889 and graduated from the University of Zurich in 1897. Luxemburg studied Marxist literature, took part in the work of a circle of Polish political emigres (marking the beginning of Polish revolutionary social democracy), and fought the nationalist tendency of the Polish Socialist Party.

Luxemburg moved to Germany in 1898, where she was involved in German social democracy, occupying a position on the left. She was a resolute opponent of the revisionist E. Bernstein, considering his views incompatible with membership in the party. Defining revisionism as a variety of petit bourgeois reformist ideology, Luxemburg counterposed revolutionary Marxism to it. She actively opposed ministerialism (Millerandism) and opportunistic compromises with the bourgeois parties. Luxemburg devoted a series of brilliant articles, collected in Social Reform or Revolution? (1899; Russian translation, 1907), to the refutation of revisionism.

In 1904, when the RSDLP split, Luxemburg failed to understand the Leninist principles of the construction of a proletarian party of the new type and hence came forward with a criticism of the Bolsheviks. During the Revolution of 1905-07 in Russia, Luxemburg drew closer to the Bolsheviks on many questions of the strategy and tactics of the revolutionary struggle. Luxemburg greeted the 1905 revolution in Russia with enthusiasm, considering it an event of enormous international significance. She correctly evaluated the role of the proletariat as the decisive force in the revolution and recognized the need for an armed uprising against tsarism and for the establishment of a revolutionary dictatorship. Luxemburg attended the Fifth Congress of the RSDLP in 1907. She joined with the Bolsheviks in evaluating the liberal bourgeoisie as an antirevolutionary force, and she recognized the peasantry as a revolutionary class. Drawing on the experience of the revolution in Russia, Luxemburg and other representatives of the revolutionary wing of German social democracy, such as K. Liebknecht, C. Zetkin, and F. Mehring, subjected the parliamentary cretinism and democratic illusions of the reformists to incisive criticism. She supported the greatest possible development of the extraparliamentary struggle of the masses and fought to include in the arsenal of the proletariat’s fighting methods the “Russian weapon”—the mass political strike.

Luxemburg illegally went to Warsaw in December 1905, where she did revolutionary work. Arrested, she was soon released on bail. In Finland in the summer of 1906, she wrote the pamphlet Mass Strike: The Political Party and the Trade Unions (1906; in Russian translation, The General Strike and German Social Democracy, 1919), in which she summed up the experience of the Russian revolution and formulated, in the light of this experience, the tasks of the German workers’ movement. V. I. Lenin placed a high value on the pamphlet (see Poln. sobr. soch., 5th ed., vol. 54, p. 481). Luxemburg returned to Germany in September 1906, but she maintained her ties with the Polish workers’ movement. Her writings were published in the Polish and Russian Social Democratic press.

Luxemburg was a passionate fighter against militarism and imperialism. At the congress of the Second International in Paris in 1900, Luxemburg in a speech described the fundamental need for energetic international action by socialists against militarism, the colonial policy of the imperialist powers, and the threat of world war. At the Stuttgart Congress of the Second International in 1907, Luxemburg, together with V. I. Lenin, introduced amendments to A. Bebel’s resolution on the position of the international on an imperialist war and on militarism. The amendments in particular pointed out the need to use the crisis engendered by an outbreak of war to overthrow the rule of the bourgeoisie. She was persecuted because of her antimilitarist agitation; in all, she spent approximately four years in prison, mainly during World War I.

Luxemburg presented a critique of capitalism and its last stage, imperialism, in her principal theoretical works, Introduction to Political Economy (1925; Russian translation, 1925; new edition, 1960) and The Accumulation of Capital (vote. 1-2, 1913; Russian translation, 1921; 5th edition, 1934). In the latter work Luxemburg vividly depicted the colonial brigandage and aggression of the imperialist powers.

However, there were errors in Luxemburg’s economic conceptions. She believed that the accumulation of capital under capitalism was only possible through the expansion of the sphere of exploitation of the “noncapitalist environment,” as, for example, the economy of the peasants and craftsmen; hence, she defined imperialism as the policy of struggle of the capitalist states for what was left of the “worldwide noncapitalist environment.”

Masterfully applying the materialist dialectic in many of her works, Luxemburg deviated from it in a number of cases, committing metaphysical errors. This showed itself specifically in her incorrect treatment of the national question, in her denial of the right of peoples (natsii) to self-determination. Luxemburg also underestimated the revolutionary potentialities of the peasantry.

Luxemburg understood the true essence of Kautskyianism as a form of opportunism even before the war, and she exposed the centrist “swamp,” the conciliatory policy of the leaders of the Social Democratic Party of Germany toward the revisionists. At the same time, Luxemburg did not understand the relationship between opportunism and imperialism or the need to create a party of a new type. Up to the November revolution in Germany, she did not see the need for an organizational break with opportunism, although she had always waged an ideological struggle against it.

With the beginning of the imperialist war of 1914-18, Luxemburg from a revolutionary position resolutely condemned the chauvinist policy of the Social Democratic leadership: the policy of a “civil peace” and support of the war. In 1916, under the pseudonym Junius, Luxemburg published the pamphlet The Crisis in the German Social Democracy (Russian translation, 1923), in which she revealed the imperialist character of the war and condemned the betrayal of the Social Democratic leaders. Lenin, in his article “The Junius Pamphlet” (Poln. sobr. soch., 5th ed. vol. 30, pp. 1-16), appraised the pamphlet as a generally splendid Marxist work. At the same time he criticized individual errors, such as the denial of the possibility of national liberation wars during the era of imperialism.

Luxemburg was one of the founders and leaders of the Spartacus League and the author of many antiwar leaflets published by Spartacus. She ardently greeted the Great October Socialist Revolution in Russia as the beginning of a new era in the history of humanity and as a great school for the class struggle of the proletariat. Substantiating the objective inevitability of the revolution, Luxemburg at the same time noted the outstanding role of the Bolshevik Party as its inspirer and leader. However, because she was in prison at the time and was inadequately informed, she incorrectly evaluated some questions of Bolshevik tactics, such as the resolution of the agrarian and national questions and the dispersal of the Constituent Assembly. Later, in the midst of the acute revolutionary struggle in Germany, Luxemburg corrected many of her mistakes and decisively turned toward Leninism, defending the slogan of the dictatorship of the proletariat and the Soviets in Germany. Assimilating the example of Bolshevism, Luxemburg unmasked the Kautskyian theory of “pure” democracy, correctly defined the question of the correlation of socialist democracy and the dictatorship of the proletariat, and rejected the conciliationist idea of the unification of the Soviets and the National Assembly in Germany. Luxemburg was among the founders of the Communist Party of Germany (KPD). She presented a report on the party program at the Constituent Congress of the KPD, which met from Dec. 30, 1918, to Jan. 1, 1919. After the suppression of the Berlin workers’ uprising in January 1919, the counterrevolution organized the savage murder of R. Luxemburg and K. Liebknecht. Their tragic death was a severe loss for the German and international proletariat.

Lenin had high regard for the revolutionary services of Rosa Luxemburg. He called her an eagle, a great Communist, a representative of unfalsified, revolutionary Marxism, emphasizing that her works “will serve as useful manuals for training many generations of Communists all over the world” (ibid., vol. 44, p. 422; see also vol. 41, p. 371).

WORKS

Gesammelte Werke, 2nd ed., vols. 1-3. Berlin, 1972-73.
Ausgewählte Reden und Schriften, 2nd ed., vols. 1-2. Berlin, 1955.
Politische Schriften. Leipzig [1969].
Briefs aus dem Gefängnis, 6th ed. Berlin, 1971.
Briefe an Freunde. Hamburg, 1950.
Listy do Leona Jogichesa-Tyszki, vols. 1-3. Warsaw, 1971.
In Russian translation:
Promyshlennoe razvitie Pol–shi. St. Petersburg, 1899.
Koalitsionnaia politika Hi klassovaia bor’ba? Moscow, 1923.
Pis’ma k Karlu i Luise Kautskim (1896-1918 gg.) Moscow, 1923.
Rechi. Moscow-Leningrad, 1929.
Izbrannye sochineniia, vol. 1, parts 1-2. Moscow-Leningrad, 1928-30.
O literature. Moscow, 1961.
“Roza Liuksemburg protiv revizionizma: Iz neopublikovannykh pisem R. Liuksemburg k Ia. Tyshke (L. logikhesu).” Novaia inoveishaia istoriia, 1962, nos. 5-6; 1963, no. 1.
“R. Liuksemburg i rossiiskoe rabochee dvizhenie (K 100-letiiu so dnia rozhdeniia R. Liuksemburg).” Voprosy istorii KPSS,1971, no. 3.

REFERENCES

Lenin, V. I. “Shag vpered, dva shaga nazad: Otvet N. Lenina Roze Liuksemburg.” Poln. sobr. soch., 5th ed., vol. 9.
Lenin, V. I. “Mezhdunarodnyi sotsialisticheskii kongress v Shtutgarte.” Ibid., vol. 16, pp. 73, 87.
Lenin, V. I. “O prave na samoopredelenie.” Ibid., vol. 25.
Leninskii sbornik XXII. Moscow, 1933. Pages 337-90.
Krivoguz, I. M. “Spartak” i obrazovanie Kommunisticheskoipartii Germanii. Moscow, 1962.
Dil’, E., A. Lashitsa, and G. Radchun. “Revoliutsionnyi vozhd’ proletariata (K 100-letiiu so dnia rozhdeniia RozyLiuksemburg).” Problemy mira i sotsializma, 1971, no. 3.
Manusevich, A. Ia. “Roza Liuksemburg i ee mesto v istorii mezhdunarodnogo rabochego dvizheniia.” Novaia i noveishaiaistoriia, 1971, no. 2.
lazhborovskaia, I. “Roza Liuksemburg i protivniki Leninizma.” Rabochii klass i sovremennyi mir, 1971, no. 1.
Bartel’, V. Levye v germanskoi sotsial-demokratii v bor’be protiv militarizma i voiny. Moscow, 1959. (Translated fromGerman.)
Geschichte der deutschen Arbeiterbewegung, vols. 1-2. Berlin, 1966.
Wohlgemuth, H. Burgkrieg, nicht Burgfriedel Der Kampf Karl Liebknechts, Rosa Luxemburgs und ihrer Anhänger um dieRettung der deutschen Nation in den Jahren 1914 bis 1916. Berlin, 1963.
Badia, G. Le Spartakisme: Les dernières années de Rosa Luxemburg et de Karl Liebknecht, 1914-1919. Paris, 1967.
Nettl, P. Rosa Luxemburg. London, 1966.
Laschitza, A., and G. Radczun. Rosa Luxemburg: Ihr Wirken in der deutschen Arbeiterbewegung. Berlin, 1971.

B. A. AIZIN

The Great Soviet Encyclopedia, 3rd Edition (1970-1979). © 2010 The Gale Group, Inc. All rights reserved.

Grover Furr: The “Official” Version of the Katyn Massacre Disproven? Discoveries at a German Mass Murder Site in Ukraine

katyn-GermanPoster-Affiche-allemagne-Katyn-293x400

Nazi propaganda poster blaming the NKVD for the Katyn Massacre.

Author’s Note: The officially accepted version of the Katyn Massacre can be read on its Wikipedia page – http://en.wikipedia.org/wiki/Katyn_massacre. This page is relentlessly anticommunist and anti-Stalinist. It makes no attempt to be objective or neutral, in that it has no serious discussion of the scholarly controversy about this question. It’s useful only as a short and accurate summary of the “official” version. I would like to acknowledge that I was guided to the new sources by an excellent article by Sergei Strygin on the Russian “Pravda o Katyni” (Truth About Katyn) Internet page. [1] I strongly recommend it to all those who read Russian.

In 2011 and 2012 a joint Polish-Ukrainian archeological team partially excavated a mass execution site at the town of Volodymyr-Volyns’kiy, Ukraine. Shell cases found in the burial pit prove that the executions there took place no earlier than 1941. In the burial pit were found the badges of two Polish policemen previously thought to have been murdered hundreds of miles away by the Soviets in April-May 1940. These discoveries cast serious doubt on the canonical, or “official,” version of the events known to history as the Katyn Massacre.

In April 1943 Nazi German authorities claimed that they had discovered thousands of bodies of Polish officers shot by Soviet officials in 1940. These bodies were said to have been discovered near the Katyn forest near Smolensk (in Western Russia), which is why the whole affair — including executions and alleged executions of Polish POWs elsewhere in the USSR – came to be called “the Katyn Massacre.”

The Nazi propaganda machine, headed by Josef Goebbels, organized a huge campaign around this alleged discovery. After the Soviet victory at Stalingrad in February 1943, it was obvious to everyone that, unless something happened to split the Allies, Germany would inevitably lose the war. The Nazis’ obvious aim was to drive a wedge between the western Allies and the USSR.

The Soviet government, headed by Joseph Stalin, vigorously denied the German charge. When the Polish government-in-exile, always ferociously anticommunist and anti-Russian, collaborated with the Nazi propaganda effort, the Soviet government broke diplomatic relations with it, eventually setting up a pro-Soviet Polish authority and Polish army. In September 1943 the Red Army drove the Germans from the area. In 1944 the Soviet Burdenko Commission carried out a study and issued a report that blamed the Germans for the mass shootings.

During the Cold War the Western capitalist countries supported the Nazi version which had become the version promoted by the anticommunist Polish government-in-exile. The Soviet Union and its allies continued to blame the Germans for the murders. In 1990 and 1991 Mikhail Gorbachev, General Secretary of the Communist Party of the Soviet Union and, after 1988, President of the USSR, stated that the Soviet Union under Joseph Stalin had indeed shot the Poles. According to this “official” version the Polish prisoners had been confined in three camps: at Kozel’sk, Starobelsk, and Ostashkov and from there transferred to Smolensk, Kharkiv, and Kalinin (now Tver’), where they were shot and buried at Katyn, Piatykhatky, and Mednoe respectively. [2]

In 1990, 1991, and 1992 three aged former NKVD men were identified and interviewed. They discussed what they knew of executions of Poles in April and May of 1940. None of these executions had taken place at the Katyn Forest, site of the German exhumations. In 1992 the Russian government under Boris Yeltsin handed over to the Polish government documents supposedly signed by Stalin and other Politburo members which, if genuine, would put Soviet guilt beyond reasonable doubt. These documents are said to have been found in “Closed Packet No. 1,” where “closed” meant the highest level of classification — secrecy. I call these the “smoking gun documents,” since they are conventionally assumed to be “proof positive” of Soviet guilt. However, no evidence is ever univocal and definitive; all evidence, whether documentary or material, can be interpreted in multiple ways.

By 1992 the Soviet, and then the Russian, governments had officially declared the Stalin-era Soviet leadership guilty of shooting somewhere between 14,800 and 22,000 Polish prisoners to death in April and May 1940. This was agreeable to anticommunists and a bone in the throat for some pro-Soviet people. For a few years it did appear that the matter was basically settled. The evidence seemed clear: the Soviets had shot the Poles.

I too thought the matter was settled. I admit that I continued to harbor some lingering doubts, mainly because accepting Soviet guilt also meant asserting that the Nazi propaganda campaign and official report of 1943 was 100% honest. Goebbels and Hitler were famous for their concept of “the Big Lie” which states, in part, that one should never tell the truth. [3] But this was, at most, in the back of my mind in 1997 when I went to the Slavic Room of the New York Public Library, a place I had visited a great many times over the years, to make photocopies of the “smoking gun documents” as published in the leading Russian historical journal Voprosy Istorii in January 1993 [4] so I could put them on my new web page. I did not post them, because I soon discovered that somebody else had already done it and I could just link to those images, which were of higher quality than my own.

In 1995 Iurii Mukhin, at the time an unknown metallurgical engineer, published a short book titled “The Katyn Murder Mystery” (Katynskii Detektiv). In it he claimed to prove that the “smoking gun documents” were forgeries and the story of the Katyn Massacre a fabrication intended to facilitate the destruction of the Soviet Union. During the following years this position has attracted much support among what we might call Left Russian nationalists, people supportive of the USSR during the Stalin period for its achievements at industrialization and defeating the Nazis. Since that time Mukhin and others have published more books of research in which they continue their campaign to disprove the “official” version that asserts Soviet guilt.

Since the mid-1990s, therefore, the Katyn Massacre has once again been the subject of fierce partisan dispute. In anticommunist circles it is unacceptable to express any doubt as to the guilt of the Soviet Union and of Stalin and his chief assistants in particular. This is the case in Western academia as well, where debate on the subject or any questioning at all of Soviet guilt is simply “beyond the Pale,” not tolerated.

Meanwhile Russian defenders of the USSR and of Stalin continue their assault on the “official” account by marshaling evidence to show that the Nazis, not the Soviets, shot the Polish officers. Some of these researchers have concluded that the Soviets did shoot some Polish prisoners (officers and others), and then the Nazis invaded the USSR, captured the remaining Polish prisoners, and shot them. I myself think that some such scenario is the most likely one and I will briefly explain why at the end of this essay.

During the past several years there have been some dramatic developments in the investigation of the Katyn question. I have attempted to summarize them and the academic dispute generally on a special web page that I call “The Katyn Forest Whodunnit.” [5] I believe it is the only source in English where one can find this dispute outlined in what I intend to be an objective manner. [6]

In October 2010 a credible case was made that the “smoking gun” documents are forgeries. This had been the position of many Russian communists and Left Russian nationalists since the publication of Mukhin’s 1995 book. The materials adduced by Duma member Victor Iliukhin in October 2010 constitute the strongest evidence so far that these documents may well be forgeries. (For more information about these documents see my “Katyn Forest Whodunnit” page.)

Therefore, let’s set aside the “smoking gun documents” from “Closed Packet No. 1.” What other evidence is there that the Soviets shot the 14,800-22,000 Poles as alleged in the “official” version of the Katyn Massacre?

Basically, there are two types of further evidence:

1. Confession-interviews of three aged and long-retired NKVD men: Petr K. Soprunenko, Dmitri S. Tokarev, and Mitrofan V. Syromiatnikov. These confessions are very contradictory in ways that do not always reinforce the “official” version. None of these men was at the Katyn Forest, the place where 4000+ bodies of Polish POWs were unearthed by the Germans in 1943, and none of them has anything to say about this, the most famous of the execution/burial sites subsumed under the rubric “the Katyn Massacre.” Perhaps this is the reason that these confession-interviews are so hard to find. What’s more, though they were all conducted in Russian they are available only in Polish translation. The Russian originals have never been made public. So, we do not have the former NKVD men’s exact words.

All three men were threatened with criminal prosecution if they failed to “tell the truth” and were told that Soviet guilt had already been established. It is therefore possible that out of fear of prosecution they gave answers they felt their interrogators wanted. Many of the interrogators’ questions were “leading” questions. Of course this is common in criminal investigations. But it does appear that the confessions of these three old men were not entirely voluntary.

I have obtained the texts of these confession-interrogations in the published Polish-language versions, scanned them, and made them available on the Internet. [7] It is interesting that no one else has ever bothered to do this. I will not examine these very interesting and problematic confession-interrogations here, however.

The Transit Documents

2. The remaining category of evidence are the many “transit” or “shipment” documents concerning the emptying out of the three POW camps at Kozel’sk, Starobelsk, and Ostashkov in April 1940 and the transfer of the prisoners to the NKVD in other areas. These transit records are the subject of this article.

KatynMap

Figure 1. 1939 map showing places mentioned in the “official” Katyn narrative. Arrows from the POW camps (Ostashkov, Starobelsk, Kozelsk) to cities (Kalinin/Tver’, Kharkiv, Smolensk) show destinations on NKVD transit documents. Burial sites in the nearby countryside (Mednoe, Piatykhatky, Katyn) are also shown, as is VolodymyrVolyns’kiy (Włodzimierz), which is about 800 miles from Kalinin/Tver’ – Mednoe. [map drawn by Victor Wallis based on information supplied by the author]

These shipments of prisoners are routinely stated to be “death transports.” The bookKatyn: A Crime Without Punishment by Anna M. Cienciala, Natalia S. Lebedeva, and Wojciech Materski (Yale University Press 2007) is the definitive academic account in the English language of the “official” version. It refers to the shipments of prisoners this way (I have added the emphasis):

The final death transport left Kozielsk….

The last death transport left Ostashkov for Kalinin (Tver) on 19 May…

…lists of those to be sent out of the camps to be shot (doc. 62)…

…and reporting on the number sent to their death (doc. 65).

Cienciala, who did the writing in this volume, added all the language about execution. Likewise in her discussion of the documents, none of which mentions executions, shootings, killing, death, etc., at all, Cienciala continuously adds language to remind the readers that, in her interpretation, these prisoners were being transported to places where they would be executed. Here are a few examples (again, I have added the emphasis):

They were transferred to NKVD prisons… to be shot there. (154)

… the same as the order in the death transports. (156)

The first lists of victims to be dispatched to their death… (157)

The delivery of lists for dispatching prisoners to their deaths… (159)

Beria’s directive of 4 April 1940 indicates the goal of exterminating not only the officers and police… (160)

This is the first of many reports by the UNKVD head of Kalinin Oblast, Dmitry Tokarev, on the “implementation,” that is, the murder… (162)

Soprunenko’s instruction to Korolev of 6 April 1940 was, in fact, a death list,… (163)

The dispatch of the prisoners of war to their deaths…(175)

This 11 April 1940 report from Kozelsk shows that 1,643 officers were murdered in nine days. (175)

… the moods of the prisoners as they were being dispatched unwittingly to their deaths. (176-177)

Most prisoners sent to Yukhnov camp… were exempted from the death lists for various reasons… (183)

By 3 May, the UPV together with the 1st Special Department NKVD and with the personal help of Merkulov, had processed the cases of 14,908 prisoners and sent out dispatch lists – death sentences – for 13,682. (187)

…it is likely that they simply signed or stamped the “Kobulov Forms” (doc. 51) with the death warrant already filled in. (187)

This report gives the number of lists of names received in the camp and the number of prisoners sent out from Kozelsk camp to their deaths for each date between 3 April and 11 May…(190)

A report to Soprunenko shows the number of people destined for execution according to the lists received… (193)

One of the last executions of POWs from the Ostashkov camp took place on 22 May 1940. (200)

Ostashkov prisoners were still being executed that day… (200)

It is important to note that not a single one of the documents themselves refers in any way to executions. In fact Document 53 cited by Cienciala explicitly states that the prisoners were being sent to labor camps.

6) USSR Deputy People’s Commissar of Internal Affairs, Divisional Commander Com. Chernyshov, shall within ten days’ time remove from their NKVD places of imprisonment in the Ukrainian SSR and send to USSR NKVD correctional labor camps 8,000 convicted prisoners, including 3,000 from the Kiev, Kharkov, and Kherson prisons. (Doc. 53, page 155; emphasis added)

All of the documents referred to or reproduced in Part II of the Cienciala volume concern the transportation of prisoners from one camp to somewhere else. Not a single one of them refers to “executions,” “shooting,” “killing,” etc. All this language is added by Cienciala. In this she has followed the practice of the Polish and Russian scholars who promote the “official” version.

It is true, of course, that the absence of a reference to the killings does not in itself prove anything about the fates of the people who were transported. What is important in terms of the Katyn controversy, however, is the dates of the transports and their destinations.

Cienciala assumes that, except for a few shipments that she specifically mentions, all the prisoners who were moved in April and May 1940 out of the three camps in which the Polish prisoners were being kept were in fact being shipped to their executions. Those executions are assumed to have taken place in April and May 1940. The “official” version of the Katyn Massacre simply assumes that all these documents about clearing the Polish prisoners out of the camps in April 1940 in reality meant sending them away for execution. It is this assumption that has been challenged by a recent discovery.

Jósef Kuligowski

In May 2011 Polish news media reported that a numbered metal badge had been unearthed which had been identified by the Ukrainian archaeological team as that of a Polish policeman, Jósef Kuligowski, heretofore assumed to have been executed by the Soviet NKVD at Kalinin (now Tver’), Russia, and buried with other such victims at Mednoe, outside of the town. [8]

Czy osoby z Listy Katyńskiej mordowano również na Grodzisku we Włodzimierzu Wołyńskim?! Odnaleziona przez ukraińskich archeologów odznaka Policji Państwowej o numerze 1441 / II na to wskazuje. Jak nas poinformował pan Piotr Zawilski, dyrektor Archiwum Państwowego w Łodzi odznaka o tym numerze należała do posterunkowego Józefa Kuligowskiego z IV komisariatu w Łodzi. Informacja o przydziale i numerze służbowym pochodzi z maja 1939 roku. Nazwisko posterunkowego figuruje na jednej z list dyspozycyjnych dla obozu w Ostaszkowie. Dotychczas uważano, że został zamordowany w Kalininie i spoczywa w Miednoje. Jak wytłumaczyć fakt, że odznaka Józefa Kuligowskiego znaleziona we Włodzimierzu Wołyńskim? Czy zginął w Kalininie, czy we Włodzimierzu? [9]

My translation: [10]

Were persons from the Katyn List also murdered at Grodzisk in Włodzimierz Wołyński?! This is indicated by the National Police badge number 1441 / II found by Ukrainian archaeologists. As Mr Piotr Zawilski, director of the National Archive in Łodz has informed us, the badge with this number belonged to constable Jósef Kuligowski of the IV commissariat in Łodz. Information concerning the issuance and service number is from May 1939. The surname of the constable figures on one of the dispositional lists for the camp at Ostashkov. Up to now it was believed that he had been murdered in Kalinin and lies in Mednoe. How to explain the fact that Jósef Kuligowski’s badge has been found at Włodzimierz Wołyński? Was he killed at Kalinin or at Włodzimierz?

This account continues by identifying Kuligowski as one of the men previously believed killed as a part of the Katyn Massacres. The discovery occasioned considerable discussion in the Polish press about the relationship between the Katyn Massacre and this site near the Ukrainian town of Volodymyr-Volyns‘kiy (Polish Włodzimierz Wołyński; Russian: Vladimir-Volynskii). [11] At this time no one doubted that this was a site of Soviet NKVD killings. [12] The Ukrainian media also reported the excavations under the assumption that the Soviet NKVD was responsible for the killings, as in the following account in the Ukraine-wide online newspaper Tyzhden‘.ua of October 4 2011. [13]

Іхочаофіційноїверсіїщодотого, хтоцілюдийчомубулирозстріляні, щенемає, науковцісхиляютьсядодумки, щозамордовані – жертвиНКВС 1941 року. Польськіпіддані, військовійцивільні, заможнийклас. Процесвідчатьзнайденінамісцістратиартефакти.

Ось два жетони офіцерів польської поліції, і оскільки на них є номери, то ми вже знаємо, кому вони належали: Йозефу Куліговському та Людвігу Маловєйському. Обидва з Лодзя. За документами НКВС, одного з них розстріляно в Калініні (Твер), другого – в Осташкові біля Харкова.

And although there is as yet no official version of who these people were and why they were shot, scientists are inclined to think that the murdered people were victims of the NKVD in 1941. Polish citizens, military and civilians, the wealthy class. This is what the artifacts found at the execution site suggest.

Here are two badges of officers of the Polish police, and since there are numbers on them we already know to whom they belonged: to Josef Kuligovs’kiy and Liudvig Maloveis’kiy. Both were from Lodz. According to NKVD documents one of them was shot at Kalinin (Tver’), the other at Ostashkov near Kharkiv.

The official being interviewed, Oleksei Zlatohorskyy, director of the government enterprise ―Volhynian antiquities, goes on to theorize that the Soviets shot all these people, whole families included, when they could not evacuate them in time as the German armies advanced in 1941. He said that many of the artifacts found in the pit are Polish:

Більшість речей мають чітке польське або інше західноєвропейське ідентифікування: фотографія маршала Едварда Ридз-Смігли, жіночі гребінці, пляшечка з-під ліків із написом «Warszawa» на денці, консервна бляшанка з польським текстом, флакон від парфумів, срібні виделки, ложки… А ще відзначаємо дуже якісну стоматологію, яку могли собі дозволити тільки багаті люди. Гадаю, що то була еліта польської держави».

Most of the objects have purely Polish or other Western European identifying marks: a photograph of Marshall Edvard Rydz-Smigly, women‘s combs, a medicine bottle with the inscription ―Warszawa‖ on the bottom, a tin can with a Polish inscription, a perfume bottle, silver forks and spoons … And we note very expensive dental work, that only a few rich people could afford. I think this was the elite of the Polish state.

The Tyzhden.ua story quotes Andrzhei (Jędrzej) Kola, professor of archaeology at Nicolai Copernicus University in Torun (Poland). He expresses uncertainty as to who the killers were.

Для мене тут більше питань, ніж відповідей. Хто вбивці? Якщо це зробили гітлерівці, то чому так невпорядковано? Чому все це видається хаотичним, недбалим? Чому воно не збігається з культурою смерті, яку сповідували / 106 / німці? Чому не було знято золоті коронки й мости, не відібрані коштовності? По-німецьки це мало б зовсім інший вигляд: Ordnung, порядок. Розстрільний взвод, розстріл обличчя в обличчя… Тож усе свідчить про те, що вбивства чинили, найімовірніше, співробітники НКВС. Але остаточну крапку поставимо тільки тоді, коли буде досліджено весь периметр городища.

For me there are more questions here than answers. Who were the killers? If the Hitlerites did this, then why is the site so disorderly? Why does all this look chaotic, careless? Why does it not conform to the culture of death that the Germans professed? Why were the gold crowns and bridges not extracted, the valuables not taken? According to the German manner this would have a completely different appearance: Ordnung, order. A firing squad, shooting face to face… So everything suggests that the murders were most likely done by NKVD officials. But we will be able to draw a final conclusion only when the whole perimeter of the settlement has been investigated. [14]

In November 2012 the Polish members of a joint Polish-Ukrainian archaeological group issued a written report on the excavation of this mass murder site. In mass grave No. 1, 367 sets of human remains were exhumed and examined during 2011, and 232 bodies in 2012. The locations of many more mass graves were also determined. Concerning the finding of Kuligowski‘s badge this report reads as follows:

Była to odznaka Polskiej Policji Państwowej z numerem 1441, która należała do: Post. PP Józef KULIGOWSKI s. Szczepana i Józefy z Sadurskich, ur. 12 III l898 w m. Strych. WWP od 20 VI l919. 10 pap. Uczestnik wojny 1920, sczególnie odznaczył się w bitwie pod Mariampolem 24 V 1920. W policji od l921. Początkowo służbę pelnił w woj. tarnopolskim. Następnie od 1924 przez wiele lat w Łodzi – w 1939 w V Komis. W sierpniu 1939 zmobilizowany do l0 pal. Odzn. VM V kl. nr679.L. 026/l ( 15), 35[.]6.; za: red. Z. Gajowniczek, B. Gronek ,,Księga cmentarna Miednoje,‖ t. l, Warszawa 2005, s. 465. Odznaka została przekazana do miejscowego muzeum. [15]

It was a Polish National Police badge number 1441, which belonged to: Constable of the National Police Jósef Kuligowski son of Stephen and of Josepha née Sadurska, b. 12 March l898 in the village of Strych. In the Polish army on 20 June l919. 10 pap. Participant in the 1920 war, particularly distinguished himself at the Battle of Mariampol 24 May 1920. In the police from l921. Initially served in the Tarnopol region. Then from 1924 for many years in Lodz – in 1939 in the V Komis. In August 1939 mobilized to l0 pal. as Nr679.L class V VM. [NKVD transfer list] 026 / l ([position]15), 35 [.] 6, according to: ed Z. Gajowniczek, B. Gronek,, ―Mednoye Cemetery Book,‖ Vol. l, Warsaw 2005, p. 465. Badge has been transferred to the local museum.

Badges

Here is the entry for Kuligowski from Volume One of the ―Mednoe Cemetery Book‖: [16]

Page

Kuligowski was taken prisoner by the Red Army sometime after September 17, 1939, when Soviet troops entered Eastern Poland to prevent the German Army from establishing itself hundreds of miles further east at the USSR‘s pre-1939 border. He was held in the Ostashkov prisoner-of-war camp in Kalinin oblast‘ (province), now renamed Tver‘ oblast‘. In April 1940 along with other prisoners he was transferred from Ostashkov to the town of Kalinin (now Tver‘). After that there is no further information about him.

Kuligowski is counted as one of the victims of the ―Katyn Massacre. What purports to be a record of his transfer, with the word ―Mord‖ (Murder) added, is on one of the official Polish websites about Katyn. [17]

GraphKatyn

As stated in the Polish media account of May 25 2011, Kuligowski‘s name is on the transfer lists of Ostashkov prisoners reproduced in the official account by Jędrzej Tucholski published in 1991. [18] Kuligowski is also listed in other recent Polish lists of Katyn victims. [19] Naturally the original Russian record of prisoner transfer reprinted in Tucholski‘s Mord w Katyniu does not contain the word ―Mord‖ (=murder).

The Polish archaeologist in charge of the excavations and author of the report, Dr. Dominika Siemińska, has determined that the victims buried in the mass grave in which this badge was found were killed no earlier than 1941: [20]

Z pewno cią stwierdzono, że zbrodnia została dokonana nie wcze niej niż w 1941 roku. (p. 4)

It can be confirmed with certainty that the crime did not take place earlier than 1941.

They were able to determine the time period by dating the shell casings found in the graves. All but a very few were of German manufacture. Almost all of them are datable to 1941.

Some of the bodies were arranged in the ―sardine-packing (Sardinenpackung) formation [21] favored by Obergruppenführer [22] Friedrich Jeckeln, commander of one of the Einsatzgruppen, extermination teams whose task it was to carry out mass executions. A photograph of the bodies in grave no. 1 shows this arrangement of bodies. [23]

crimes

sardine

Also, a large percentage of the bodies in the mass graves are of children. The Soviets did not execute children. So the evidence is strong that this is a site of German, not Soviet, mass executions. This conclusion is confirmed by the recent research of other Ukrainian scholars concerning this very burial site. Relying on evidence from German war crimes trials, eyewitness testimony of Jewish survivors, and research by Polish historians on the large-scale massacres of Poles by Ukrainian Nationalists, Professor Ivan Katchanovski and Volodymyr Musychenko have established that the victims buried at this site were mainly Jews but also Poles and ―Soviet activists.‖ Katchanovski concludes that Ukrainian authorities have tried to push the blame onto the Soviet NKVD in order to conceal the guilt of the Ukrainian Nationalist forces who are celebrated as ―heroes‖ in today‘s Ukraine, including in Volodymyr-Volyns‘kiy itself. [24]

However, regardless of which party is guilty of the mass executions, the fact remains that Kuligowski was indeed transported from Ostashkov POW camp to Kalinin in April 1940 but was not shot until 1941 at the earliest. And this means that the transportation lists, which are assumed to be lists of victims being shipped off to be shot, were not that at all. Kuligowski was transported in April 1940 by the Soviets not in order to be shot but for some other reason. He remained alive, probably to be captured and executed by the Germans, most likely in the second half of 1941 but possibly somewhat later. Moreover, Volodymyr-Volyns‘kiy is 800 miles from Kalinin (Tver‘).

This is the major deduction from this discovery that is relevant to our understanding of the Katyn Massacre case: The fact that a Polish POW’s name is on one of the Soviet transportation lists can no longer be assumed to be evidence that he was on his way to execution, and therefore that he was executed by the Soviets.

Ludwik Małowiejski

There is evidence that more Polish POWs are buried in these same mass graves, and therefore were executed at the same time, by the Germans in 1941 or 1942. The epaulette of a Polish policeman‘s uniform and Polish military buttons were found in grave No. 2. [25]

In September 2011 Polish media reported that police badge number 1099/II belonging to Senior Police Constable (starszy posterunkowy) Ludwik Małowiejski had been found in the Volodymyr-Volyns‘kiy mass graves. [26] It had been assumed that, like Kuligowski, Małowiejski was a ―Katyn Massacre‖ victim whose body was buried in a mass grave at Mednoe near Kalinin, where – it has been assumed – other ―Katyn victims shot by the NKVD in 1940 are buried. Małowiejski‘s name is also on the recent Polish lists of Katyn victims. [27] Like Kuligowski he is memorialized in the ―Mednoe Cemetery Book‖ – in this case, Volume 2, page 541:

profileHis transfer record with the word ―Mord‖ (Murder) added, like Kuligowski‘s, is also on the same official Polish Katyn website: [28]

profile2

Like Kuligowski‘s, Małowiejski‘s name is also on the Russian lists of prisoners shipped out of the Ostashkov camp. [29]

In 2011 it was still assumed that the mass graves at Volodymyr-Volyns‘kiy were those of victims of the Soviet NKVD. Therefore this apparent discrepancy about the place of burial of one victim received little attention. Since then the Polish archaeological team has definitively dated the site as 1941 at the earliest and argues that it is an SS Einsatzgruppe mass murder site, meaning late 1941 or 1942. This in turn means that Kuligowski, Małowiejski, and perhaps others – perhaps many others – were killed by the Germans in 1941, not by the Soviets in 1940.

The article by Sergei Strygin cited in note 1 above contains photographs of the memorial tablets of both Kuligowski and Małowiejski at the special memorial cemetery at Mednoe. These, and the thousands of other memorial tablets at this site, reflect the assumption that the ―transit lists‖ were really ―execution lists‖ – an assumption that the discovery at Volodymyr-Volyns‘kiy proves to be false. It is clear today that neither man‘s body is buried at Mednoe. The question now is: Are any of the Polish POWs whose memorial tablets are there alongside those of Kuligowski and Małowiejski really buried there? At present there is no reason to think so.

Plaques

So where does this leave us? By “us” I mean those researchers who are fascinated by the uncertainty and the political contentiousness, the challenge of all the contradictory evidence and the mysteriousness, of what I have come to call “the Katyn Forest Whodunnit.” What does this mean for people who want to know the truth no matter what it may be, “no matter whose ox is gored”?

Briefly, here’s the status of this question at present, as I understand it:

* There is no evidence that the 14,000+ Polish POWs who were transferred out of Soviet POW camps in April and May 1940 were in reality being sent to be shot. This assumption has been one of the main supports of the “official” version of the Katyn Massacre. It must now be rejected. Since Kuligowski and Małowiejski were on those transportation lists and survived to be killed in 1941 by the Nazis, then others could have as well. There is no basis to think that only a few of the Polish prisoners were not shot by the Soviets in April-May 1940 and that, just by chance, two of this group have been identified. Rather it is likely that most of the Polish POWs were not killed by the Soviets but remained in Soviet captivity to be captured and shot by the Nazis sometime after the middle of 1941.

* The “smoking gun” documents from “Closed Packet No. 1” are linked to the assumption that all the POWs shipped out of the camps were being shipped to execution. The fact that they were not shipped to execution in April-May 1940 is an additional reason to suspect that these documents may indeed be forgeries, as some have long argued.

* The confession-interviews of the three NKVD witnesses, Soprunenko, Tokarev, and Syromiatnikov, strongly suggest that the NKVD did execute some Poles. Their testimony is inconsistent – as is to be expected from 50 year-old remembrances of men in their 80s. What’s more, they testified under threat of criminal prosecution and so may have elaborated their confessions in order to please their interrogators. But even researchers who contend that the Germans shot the Poles whose bodies were disinterred by the Germans at Katyn in April-June 1943 do not claim that the Soviets shot no Poles at all.

* In 2004 the Russian Prosecutor’s office announced that it had closed the criminal investigation on the grounds that there was no evidence that a crime had been committed. This announcement is contained in the following statement on the Prosecutor’s web page dated April 7, 2011:

21 сентября 2004 г. уголовное дело по обвинению должностных лиц НКВД СССР в совершении преступления, предусмотренного п. «б» ст. 193-17 УК РСФСР (1926 г.), т.е. превышения власти, выразившегося в принятии незаконных решений о применении в отношении 14 542 польских граждан расстрела, прекращено на основании п. 4 ч. 1 ст. 24 УПК РФ – за отсутствием события преступления.

http://genproc.gov.ru/ms/ms_news/news-71620

On September 21, 2004 the criminal case against officials of the NKVD in the commission of an offense under subsection “b” of Art. 193-17 of the Criminal Code of the RSFSR (1926), ie abuse of power, manifesting itself as the taking of an illegal decision on the application of shooting to 14,542 Polish citizens, was closed on the basis of paragraph 1 of paragraph 4, part 1, Article 24 of the Code of Criminal Procedure of the Russian Federation — for lack of a crime.

This appears to say that the investigation found that no crime had been committed. This is different from Cienciala’s interpretation, which is “that no one would be charged with the crime.” (259) The Prosecutor’s text plainly states that there was no crime in the first place. Nevertheless Russian officials, including President Putin and Prime Minister Medvedev, have continued to state that the Soviets are guilty of killing all the Poles.

The Volodymyr-Volyns’kiy discovery proves that the “transit lists” are not “execution lists.” Instead, they are merely what they seem to be — lists of Polish POWs being transferred somewhere else for some purpose. Some of the Polish POWs transferred may have been tried and shot by the Soviets. But others such as Jósef Kuligowski and Ludwik Małowiejski were not transferred to execution. They were transferred for some other purpose – most likely to a correctional labor camp as stated in Document 53, p. 155 in Cienciala et al. (quoted above).

The Burdenko Commission

The fact is: A Polish POW’s name on a “transit list” does not mean that he was executed by the Soviets in April-May 1940 or indeed at any time. This forces us to take a closer look at the Soviet Burdenko Commission Report of January 1944. The Burdenko Commission report contains the following information about materials it allegedly found on a body unearthed from grave No. 8 at Katyn:

4. На трупе № 46: Квитанция (№ неразборчив), выданная 16 дек. 1939 г. Старобельским лагерем о приеме от Арашкевича Владимира Рудольфовича золотых часов. На обороте квитанции имеется отметка от 25 марта 1941 г. о том, что часы проданы Ювелирторгу.

6. На трупе № 46: Квитанция от 6 апреля 1941 г., выданная лагерем № 1-ОН о приеме от Арашкевича денег в сумме 225 рублей.

7. На том же трупе № 46: Квитанция от 5 мая 1941 г., выданная лагерем № 1-ОН о приеме от Арашкевича денег в сумме 102 рубля.

4. On body No. 46: A receipt (number illegible) issued 16 Dec. 1939, by the Starobelsk camp testifying receipt of a gold watch from Vladimir Rudolfovich Araszkewicz. On the back of the receipt is a note dated 25 March 1941, stating that the watch was sold to the Jewelry trading trust.

6. On body No. 46: A receipt dated 6 April 1941, issued by camp No. 1-ON, showing receipt of 225 rubles from Araszkewicz.

7. On the same body. No. 46: A receipt dated 5 May 1941, issued by Camp No. l-ON, showing receipt of 102 rubles from Araszkewicz. [30]

Włodzimierz Araszkiewicz is on the Polish lists of victims of Katyn, and also on the earlier list of Adam Mosziński, Lista Katyńska (GRYF, London 1989). [31] His father’s name, Rudolf, is on his transfer record: [32]

profile3

As often with these Polish lists there are contradictions. Mosziński, Lista Katyńska, has Araszkiewicz in the Starobelsk camp, while the „Indeks” record (above) puts him at the Ostashkov camp, while Tucholski has him at both Kozel’sk and Ostashkov! [33] Here is Araszkiewicz’s memorial from Volume 1 of the “Mednoe Cemetery Book,” page 11:

profile4

According to the Burdenko Commission report Camp No. 1-ON, origin of the receipt found on body No. 46 and bearing Araszkiewicz’s name, was one of three labor camps named No. 1-ON, 2-ON, and 3-ON, where “ON” stands for “osobogo naznacheniia” (special purpose or assignment). These camps were near Smolensk. The “special purpose” was road construction.

The Special Commission established that, before the capture of Smolensk by the Germans, Polish war prisoners, officers and men, worked in the western district of the region, building and repairing roads. These war prisoners were quartered in three special camps named: Camp No. 1 O.N., Camp No. 2 O.N., and Camp No. 3 O.N. These camps were located 25 to 45 kilometers west of Smolensk.

The testimony of witnesses and documentary evidence establish that after the outbreak of hostilities, in view of the situation that arose, the camps could not be evacuated in time and all the Polish war prisoners, as well as some members of the guard and staffs of the camps, fell prisoner to the Germans. (Burdenko Comm. 229)

According to the “official” version this story must be false, part of a putative Soviet coverup. The Nazis had begun their Katyn propaganda campaign on April 15, 1943. [34] By January 1944 the Katyn issue had been public for nine months, plenty of time for the Soviets to manufacture a false version.

However, in their very first response of April 16, 1943 the Soviets had already claimed that Polish officers were involved in construction in the Smolensk area.

Немецко-фашистские сообщения по этому поводу не оставляют никакого сомнения в трагической судьбе бывших польских военнопленных, находившихся в 1941 году в районах западнее Смоленска на строительных работах и попавших вместе со многими советскими людьми, жителями Смоленской области, в руки немецко-фашистских палачей летом 1941 года после отхода советских войск из района Смоленска. [35]

The German-fascist communiqué on this matter leaves no doubt about the tragic fate of the former Polish POWs who in 1941 were engaged in construction works in the area to the west of Smolensk and who, together with many Soviet citizens, residents of Smolensk oblast’, fell into the hands of the German-fascist killers during the summer of 1941 after the withdrawal of Soviet forces from the Smolensk region.

This is essentially the same claim the Burdenko Commission made nine months later. But on April 16, 1943 no one knew exactly what the Germans would do or exactly what they would say. No one knew that Katyn would become a huge German propaganda campaign. The consistency between the Sovinformburo statement of April 16, 1943 and the Burdenko Commission report nine months later is therefore worthy of note, just as an inconsistency would have been. It might well be true.

The Burdenko Commission report also mentions finding similar documents on another body unearthed at Katyn: that of Edward Levandowski.

3. На трупе № 101: Квитанция № 10293 от 19 дек. — 1939 г., выданная Козельским лагерем о приеме от Левандовского Эдуарда Адамовича золотых часов. На обороте квитанции имеется запись от 14 марта 1941 г. о продаже этих часов Ювелирторгу.…

8. На трупе № 101: Квитанция от 18 мая 1941 г., выданная лагерем № 1-ОН о приеме от Левандовского Э. денег в сумме 175 рублей.

3. On body No. 101: A receipt No. 10293 dated 19 Dec. 1939, issued by the Kozelsk camp testifying receipt of a gold watch from Eduard Adamovich Lewandowski. On the back of the receipt is a note dated 14 March 1941, on the sale of this watch to the Jewelry trading trust.…

8. On body No. 101: A receipt dated 18 May 1941, issued by Camp No. 1-ON, showing receipt of 175 rubles from Lewandowski.

Edward Lewandowski, son of Adam, is also on Mosziński, Lista Katyńska [36] and in Tucholski (p. 317 col. 2; p. 891 No. 35). This time there are no contradictions – all these sources have him at Ostashkov, nowhere near the Smolensk area and Katyn. He is also stated to have been “murdered” at Kalinin, the destination of most of the transports from Ostashkov. Here is his memorial in the “Mednoe Cemetery Book” Volume One, p. 498:

profile5

Meanwhile the Burdenko Commission claimed to have found his body at Katyn, along with documents dated December 1939 from Kozel’sk and May 1941 from the same Camp 1-ON, near Smolensk, as Araszkiewicz’s. [37]

profile6

The Burdenko Commission report also mentions the following find:

9. На трупе № 53: Неотправленная почтовая открытка на польском языке в адрес: Варшава, Багателя 15 кв. 47 Ирене Кучинской. Датирована 20 июня 1941 г. Отправитель Станислав Кучинский.

9. On body No. 53: An unmailed postcard in the Polish language addressed Warsaw, Bagatelia 15, apartment 47, to Irene Kuczinska, and dated 20 June 1941. The sender is Stanislaw Kuczinski. (Burdenko Comm. pp. 246-247).

A Stanisław Kucziński is named in the Katyn victims list. The name is a common one. The record below is that of the only person by that name who is said in those lists to have been killed in the Katyn Massacres:

profile7

This Stanisław Kucziński, son of Antoni, is also memorialized in the “Mednoe Cemetery Book” I, p. 459 [38]:

profile8

Once again this victim is stated to have been transferred from the camp at Ostashkov to Kalinin and “murdered” there, though the Burdenko Commission stated that they found his body at Katyn. [39]

How can the Polish Katyn lists assert that Araszkiewicz, Lewandowski, and Kucziński were killed (“Mord”) at Kalinin and buried nearby at Mednoe when their bodies were unearthed by the Burdenko Commission at Katyn? Only by assuming that the Burdenko Commission was lying when it claimed to have found these corpses at Katyn with papers from March, May, and June 1941 on them. But then the Soviets would have had to go to Kalinin, unearth these bodies and bring them to Katyn. Or they could have chosen the names of three victims they knew were buried at Kalinin and claim they had discovered their bodies at Katyn.

But why go to all that trouble when they could have just planted false documents on the bodies of persons they knew to have been shot at Katyn? After all, if the Soviets had shot all these men they knew not only who was buried at Kalinin but also who was buried at Katyn. So why not use the bodies, or at least the identities, of three men who really were buried at Katyn? Why use the names of three men buried hundreds of miles away?

No objective historian would make such an assumption. One only has to assume that the Burdenko Commission was lying if one has already made the prior assumption that the transportation lists are really “death lists.” That is, the second assumption entails the first: it is “an assumption based upon an assumption.” If it were definitely the case that the “transfer lists” really were lists of Poles being shipped to execution, then we could confidently state that these assertions by the Burdenko Commission were fabrications – lies intended to blame on the Germans murders that the Soviets had in fact carried out. But the discoveries at Volodymyr-Volyn’skiy have proven that the “transfer lists” were notlists of persons being shipped to execution. Moreover, there is no evidence that the Soviets did any of this.

It is simpler to assume that the Burdenko Commission really did unearth the bodies of Araszkiewicz, Lewandowski, and Kucziński at Katyn. [40] That means that Araszkiewicz, Lewandowski, and Kucziński could have been shipped to a labor camp, a “camp of special purpose” as, according to the Burdenko Commission, they were called; captured by the Germans during the summer of 1941; shot either at the Katyn Forest site or, if shot at their camps – 25 to 45 Km from Smolensk – their corpses brought to Katyn as part of the Nazi propaganda campaign to split the Allies. A number of witnesses testified to the Burdenko Commission that they saw German trucks loaded with corpses being driven in the direction of Katyn. [41]

This is the only scenario that accounts for the facts as we now know them. Moreover, it is strengthened by a discovery the Germans themselves made. The 1943 German report on Katyn states that the following item was found in one of the mass graves:

eine ovale Blechmarke unter den Asservaten vor, die folgende Angaben enthält

T. K. UNKWD K. O.
9 4 2 4
Stadt Ostaschkow [42]

The text of the original badge would have been, in Russian, like this:

Т. К. УНКВД К. О.

9 4 2 4

г. Осташков

A probable English translation would be:

Prison Kitchen, NKVD Directorate, Kalinin Oblast’

[prisoner, or cell, or badge number] 9 4 2 4

town of Ostashkov [43]

None of the “transport lists” from the camp at Ostashkov were for transport to Katyn or anywhere near Smolensk. All these lists state that the Polish prisoners were sent to Kalinin. Therefore the person buried at Katyn who had this badge in his possession had been shipped to Kalinin. But, obviously, he was not shot there. The badge was unearthed at Katyn. Therefore, the owner of this badge was also shot at Katyn, or nearby.

There seems to be just one way these men, and doubtless many more, could have ended up shot and buried at Katyn. They must have been transferred from Kalinin to a labor camp near Katyn, where the Germans captured and shot them. This hypothesis fits the scenario as outlined by the Sovinformburo statement of April 16, 1943, and by the Burdenko Commission. It also offers independent confirmation of the main conclusion of this article: that the prisoners transferred out of the POW camps in April-May 1940 were not being shipped to execution.

What really did happen?

The discoveries in the mass graves at Volodymyr-Volyns’kiy constitute a lethal blow to the “official” version of the Katyn Massacre. This is something that should interest all of us. Katyn has been the most famous crime alleged against Stalin and the Soviet government. It has been the crime most firmly grounded in documentary evidence. For example, it is unlike the alleged “Holodomor,” the supposedly deliberate starvation by Stalin of millions of Ukrainians in the famine of 1932-1933, for which no evidence has ever been found. [44]

All the post-Soviet states today employ “Soviet atrocities” narratives to justify the pro-fascist, anti-semitic, and pro-Nazi actions of the forces that sided with the Germans against the Soviet Union before, during, and after World War 2. Katyn is the keystone of contemporary right-wing Polish nationalism. Katyn is also a key component of anti-Stalin, anti-Soviet, and anticommunist propaganda generally. Until now, it has been the best known such alleged atrocity and by far the best documented one. Katyn has been the best proven “crime of Stalinism.” That is no longer the case.

So what really did happen? In my view – and here I am following a number of the very competent Russian researchers who have likewise concluded that the “official” version is wrong – the Soviets did execute some Poles.

We know that after occupying Western Belorussia and Western Ukraine, formerly Eastern Poland, in September 1939 the Soviet NKVD searched for Poles who had been involved in the 1920-21 war in which Poland had taken these territories from the Russian Socialist Republic, which had been exhausted by four years of civil war and Allied intervention, typhus epidemic, and famine. [45] Imperialist Poland had deprived the majority populations – Belorussians, Ukrainians, and Jews – of many of their national and civil rights. [46] The Polish government had sent “settlers” (osadnicy), mainly former military officers, to “polonize” (“make more Polish”) the lands, giving them estates and making them government officials and teachers. Poland had violently repressed the communist movement and the Ukrainian, Belorussian, and Jewish minorities in these lands, as well as in Poland proper. Moreover: during the Russo-Polish war of 1920-21 somewhere between 18,000 and 60,000 Red Army POWs had died in Polish captivity. There is good documentation that they were treated brutally, starved, frozen, and many of them murdered outright. [47]

Therefore it is probable that the Soviets would have arrested and prosecuted any Polish POWs and civilians they could find who had been involved in these crimes. Many of these people were deported to places of exile deep within the USSR (where many of them survived World War 2, far away from their former homes where the fighting and Nazi and Ukrainian [48] mass murders were the most ferocious). Others must have been tried, convicted, and either executed or sent to labor camps.

It is likely that a substantial number of the Polish POWs – military officers, policemen, and guards of various kinds — had been involved either in repression of or atrocities against Soviet troops, communists, trade unionists, or workers, peasants, or Belorussian, Ukrainian, and Jewish schools or institutions. The Soviet Union would have prosecuted them. It is also likely that some Polish POWs were sentenced to labor in areas that were captured by the Germans when they invaded the USSR in 1941, and subsequently executed, as Kuligowski and Małowiejski were.

Former NKVD men Soprunenko, Tokarev, and Syromiatnikov testified that they knew of some executions of Polish prisoners. So there’s no reason to doubt that the Soviets did shoot some Poles. But the discoveries at Volodymyr-Volyns’kiy prove that the “transit” or “shipment” documents do not record the shipping of the prisoners to execution. This is the basis of the “official” version of the Katyn Massacre: it has now been proven false. The Polish POWs were not being shipped to execution when the camps they were in were closed in April-May 1940.

I predict that in “mainstream” – i.e., anticommunist – academia the discourse about the Katyn Massacre will change very little. Mainstream anticommunism is motivated far more by “political correctness” – by political motives – than by any desire to discover the truth. When mainstream anticommunist scholarship does mention the Volodymyr-Volyns’kiy discoveries it will be only to try to dismiss them. One way of attempting to do so is demonstrated in the Ukrainian archaeological report cited below – to claim that the NKVD carried out these executions. Other similar subterfuges can be invented. The central importance of these discoveries for an objective understanding of this infamous historical event will be denied at all costs.

Perhaps the Polish archaeologist’s report anticipated this by relegating the finding of Kuligowski’s badge to a footnote. It could be considered a principled and even courageous act by this archaeologist, Dr. Dominika Siemińska, to reveal the discovery of the badge and to give the important details about it in the report, no matter how minimized and downplayed. No one compelled her to insert this information, which directs the attentive reader to the contradiction between the discovery at Volodymyr-Volyns’skiy and the “official” version of Katyn. Questioning of the “official” version is not tolerated in the public sphere in Poland. One hopes that Dr. Siemińska’s career will not suffer because of her adherence to scientific objectivity.

The report of the Ukrainian part of the same team does not mention the discovery of either badge. Moreover, the Ukrainian report goes out of its way to suggest that the Soviets might still somehow be responsible for the mass executions. It protests the finding of the Polish report that the graves used the “Jeckeln system” “since it only began to be used by the Nazis at the end of 1941 and the beginning of 1942.” No evidence is included in support of this claim.

Додатковохочетьсявідмітити, щоданийметодрозстрілівнеможнаназивати «системоюЄкельна», на який посилаються наші польські колеги. Цей нацистській метод не передбачав страти у поховальній ямі. До того ж його почали застосовувати лише наприкінці 1941 – на початку 1942 р. у Ризі, що хронологічно не відповідає володимирській страті.

In addition we wish to note that this method of execution should not be called the “Jeckeln system,” to which our Polish colleagues refer. This Nazi method was not used for executions in a funeral pit. In addition, it began to be used only in late 1941 – early 1942 in Riga, which does not correspond chronologically to the Volodymyr executions.

The Ukrainian report mentions the fact that the German shell casings found were from 1941, but then states “It is known that Soviet organs of the NKVD used German weapons in mass executions of Polish citizens.” [49]

У поховальних ямах виявлено ідентичні гільзи , головним чином калібру 9 мм. Більшість з них мають позначки dnh (виробництво заводу Верк Дурлах в Карлсрує, Німеччина) та kam (виробництво фабрики Hasag у Скаржиці Кам’яній, Польща) 1941 р. Проте виявлені і декілька гільз радянського зразка. Все це потребує додаткових досліджень, оскільки стверджувати про те, що розстріли проводилися гітлерівцями при наявності в поховальних ямах гільз радянського зразка– не є об’єктивним. Відомі факти (зокрема дані розстрілів польських військових у Катині), що радянські органи НКВС використовували при розстрілах німецьку зброю.

In the burial pits were found identical shells, mainly of 9 mm caliber. Most of them have the mark “dnh” (production of the factory Werk Drulach [50] in Karlsruhe, Germany) and “kam” (production of the Hasag factory in Skarżysko-Kamienna, [51] Poland) of 1941. However a few shells of Soviet type were also found. All this requires further research, inasmuch as it is not objective to affirm that the shootings were carried out by the Hitlerites when shells of Soviet type were found in the pits. Facts are known (including the facts of the shooting of Polish military men at Katyn) that the Soviet organs of the NKVD used German weapons in shootings.

Details of the shells, 150 in all, found in grave No. 1 are given in footnote 3, page 8 of the Polish report but are absent from the Ukrainian report:

1. “kam, 67, 19, 41”- 137 szt; 2. “dnh, *, l , 41” – 7 szt; 3. Geco, 9 mm – l szt; 4. łuski bez oznaczeń, 7,62 x 25, wz. 30, produkcja ZSRR – 5 szt.

1. “kam, 67, 19, 41” – 137 units; 2. “dnh, *, 1, 41” – 7 units; 3. Geco, 9 mm. – 1 unit; 4. Shells without markings, 7.62 x 25 caliber, USSR production of 1930s type – 5 units.

These identifying marks on shell casings are known as ―”headstamps.” According to the analysis by Sergei Strygin “kam, 67, 19, 41” signifies the Hasag factory in Skarżysko-Kamienna, “67” the percentage of copper in the bullet, “19” the lot number, and “41” the year of production. “dnh *, 1, 41” signifies the Dürlach factory, “*” means the shell was jacketed in brass; “1” is the lot number, and “41” the year of production. One hundred forty-four, or 96% of the 150 shells found, were of German make and can be dated to 1941. [52]

Katynbullets

The Polish, but not the Ukrainian, report also specifies the shells found in grave No. 2:

l. “kam, 67. 19, 41″- 205 szt; 2. „dnh, .*, l, 41″ – 17 szt; 3. łuski bez oznaczeń. 7.62 x 25. wz. 30, produkcja ZSRR — 2 szt; 4. łuska „B , 1906”

1. “Kam, 67, 19, 41” – 205 units; 2. “dny, *, 1, 41” – 17 units; 3. Shells without markings, 7.62×25 caliber – USSR production of 1930s – 2 units; (one) shell “B , 1906.”

Of 225 shells found in this grave, 205 are the German 1941 “Hasag” type, 17 are the German 1941 “Dürlach” type, 2 are of the unmarked 1930s Soviet type; and one is marked “B 1906.” [53] Hence 98.67% of the shells are of 1941 German manufacture.

By contrast neither of the Ukrainian reports cites the numbers of each type of shell or the fact that German shells made in 1941 constitute the overwhelming majority of those found. The following paragraph appears word-for-word in each:

Упоховальнихямахвиявленоідентичнігільзи , головнимчиномкалібру 9 мм. Більшістьзнихмаютьпозначки dnh (виробництвозаводуВеркДурлахвКарлсрує, Німеччина) таkam (виробництвофабрики Hasag уСкаржиціКам’яній, Польща) 1941 р. Протевиявленіідекількагільзрадянськогозразка. Все це потребує додаткових досліджень, оскільки стверджувати про те, що розстріли проводилися гітлерівцями при наявності в поховальних ямах гільз радянського зразка– не є об’єктивним. Відомі факти (зокрема дані розстрілів польських військових у Катині), що радянські органи НКВС використовували при розстрілах німецьку зброю. [54]

In the burial pits were found identical shells, mainly of caliber 9 mm. Most of them have the mark “dnh” (Werk Dürlach production plant in Karlsruhe, Germany), and “kam” (production factory in Hasag Skarżysko Kamienna, Poland) in 1941. However, several shell casings of Soviet model were also found. All this requires more research inasmuch that it is not objective to assert that the shootings were carried out by the Hitlerites even though shells of Soviet model were found in the burial pits. Examples are known (including data of shootings of Polish soldiers in Katyn) that the Soviet organs of the NKVD used German weapons in executions.

There are some problems with the conclusion in the Ukrainian report. First, it is an example of circular reasoning. It assumes that the mass killings at Katyn, which even the Germans admitted were carried out with German ammunition, was a Soviet crime. But that is the very assumption that the discoveries at Volodymyr-Volyns’kiy call into question.

Second, it assumes that even the overwhelming preponderance of German ordnance is not enough to establish that the killings were done by the Germans, since the Soviets could also use German ammunition. No doubt this is the reason the Ukrainian report does not give the numbers of shells or the percentage of them that are German and of 1941 manufacture. (The Ukrainian reports should have added that Germans could also use Soviet ammunition. The Germans captured immense amounts of Soviet arms and ammunition in 1941.)

Відмічено також, що вбиті часто прикривали обличчя руками, або обіймали іншу жертву (жінки тулили до себе і прикривали дітей). (Doslizhdennia; Zvit 15)

It is also noted that those killed often covered their faces with their hands, or embraced another victim (women hugged to themselves and covered children).

There are no examples anywhere of the Soviet NKVD shooting children.

Ukrainian archaeologist Oleksei Zlatohorskyy (Russian: Aleksei Zlatogorskii) has pointed out the political problems raised by the Polish archaeologist’s identification of the Germans as the murderers:

Неосторожные высказывания польских археологов о принадлежности останков, найденных на территории замка Казимира Великого во Владимире-Волынском, могут поставить под сомнение уже известные преступления НКВД по отношению к польским офицерам, сообщил директор ГП “Волынские древности” Алексей Златогорский в комментарии Gazeta.ua.

Incautious statements by Polish archaeologists about the belongings of the remains found on the land of the castle of Kazimir Velikii in Vladimir-Volynskii could cast doubt upon the already known crimes of the NKVD in relation to Polish officers, said the direction of the state enterprise “Volyn antiquities” Aleksei Zlatogorskii in a commentary to Gazeta.ua. [55]

The only “already known crimes of the NKVD in relation to Polish officers” is the Katyn Massacre – to be more precise, the “official” version of the Katyn Massacre. Prof. Zlatohorskyy does not explain how the Polish report “casts doubt” upon the “official” version of Katyn.

The Ukrainian report cited above appears to be a shorter, perhaps Internet version of a longer report written by Zlatohorskyy and two other Ukrainian archaeologists, S.D. Panishko and M.P. Vasheta. This report (Zvit)omits any mention of Kuligowski, Małowiejski, or their badges. Its appendix does include photographs also found in the Polish report. Among them are a photo of the Polish policeman’s epaulette and of the “sardine-packing” arrangement of bodies in Grave No. 2. (Zvit 91,92,97). The very “orderly” arrangement of bodies contradicts the description by Prof. Kola.

The opening of an exhibition concerning this site at the Volodymyr-Volyns’kiy Historical Museum on March 5 2013 has been announced. The accompanying article states only that in 1997 researchers assumed that the victims buried there were Poles shot by the NKVD in 1939-1940, and suggests that this is still their conclusion.

Виставка розповідає про результати ексгумаційних робіт протягом 2010-2012 рр., розкриває перед відвідувачами основні віхи історії ще одного великого замку на Волині та страхітливого злочину, прихованих від людського ока.

The exhibit tells of the results of the works of exhumation during the years 2010-2012, reveals to visitors the basic milestones of yet another great castle of Volhynia and of a horrifying crime hidden from human eyes. [56]

Even if we set aside all the evidence that the Germans killed the victims at Volodymyr-Volyns’kiy, there remains the fact that most of the ammunition used was manufactured in 1941. The “transit” or “shipment” documents are of April-May 1940. Kuligowski and Małowiejski could not have been killed earlier than 1941. No one has suggested that they were killed in Kalinin and Kharkiv in April-May 1940 and then their badges brought to a mass grave in Volodymyr-Volyns’kiy, hundreds of miles away, and there thrown into the burial pit.

Kuligowski and Małowiejski were indeed shipped out of their POW camps in April 1940, as recorded in the Soviet transit lists published by Tucholski in 1991. But neither of them was being sent to execution. They were killed in 1941 in Volodymyr-Volyns’kiy, Ukrainian SSR. According to the evidence now available they were killed by the Germans. But this is not important for our present purposes. What is important is this: it is invalid to conclude that any of the prisoners shipped out of the Polish POW camps in April-May 1940 were being sent to their deaths. This in itself disproves the “official” version of the Katyn massacre.

Conclusion

The opinions of persons who are motivated by a desire to learn the truth about Katyn as about historical questions generally can be altered by the evidence discovered at Volodymyr-Volyns’kiy. This can happen only if the news of the discovery, and of its implications for the understanding of the Katyn issue, becomes widely known and understood.

This is no easy matter. Aside from a small number of researchers, what most people learn about the Katyn issue reflects the “official” version. Discussion of Katyn is actively discouraged in mainstream academic and political circles under the pretext that the matter has been so firmly established by evidence that only cranks and communists could question it.

However, the very act of discouraging free discussion and doubts about the “official” viewpoint has the potential to stimulate curiosity and questioning.

 

[1]“‘Волынская Катынь’ оказалась делом рук гитлеровцев.” [“The ‘Volhynian Katyn’ turns out to be a deed of the Hitlerites.”] At http://katyn.ru/index.php?go=News&in=view&id=253

[2] According to the “official” account, small numbers of Polish prisoners were confined at or shipped to other camps and were not executed.

[3] Hitler outlined this “Big Lie” in Mein Kampf: Chapter 6, “War Propaganda,” and Chapter 10, “Why the Second Reich Collapsed.”

[4]«Секретныедокументы из особых папок» Вопросы Истории 1993 № 1, сс. 3-22.

[5] At http://www.tinyurl.com/katyn-the-truth

[6] I picked the title “The Katyn Forest Whodunnit” for my page because it expresses my own uncertainty, and thereby my own dedication to objectivity. I don’t know “who did it,” the Nazis or the Soviets, the Soviets or the Nazis, and I would like to know. Moreover, I don’t care “who did it.” If the Germans did it, it is just what they did all over Eastern Europe and on a much larger scale. If the Soviets did it, we should try to discover why they did. It would not be “endemic to communism,” as the anticommunists claim. In fact, though, it appears more and more likely that the Soviets did not “do it.”

[7] I have taken the texts of all but one of the confessions from the official Polish volumeKatyń. Dokumenty zbrodni- Tom 2 Zagłada marzec-czerwiec 1940. (Warsaw: Wydawnictwo „Trio,” 1998). They were originally published separately. I have checked those original versions against this one. In addition, Syromiatnikov gave an interview to Polish journalist Jerzy Morawski in 1992. All these interviews with ex-NKVD officers Soprunenko, Syromiatnikov, and Tokarev are available at http://msuweb.montclair.edu/~furrg/research/katyn_nkvd.html

[8] A photograph of Kuligowski‘s badge may be viewed at http://katyn.ru/images/news/2012-12-29-zheton-1441.jpg and a somewhat lighter, more legible copy at http://msuweb.montclair.edu/~furrg/research/kuligowski_badge_1441.jpg

[9] “Osoby z Listy Katyńskiej mordowano we Włodzimierzu Wołyńskim?!” (Persons from the Katyn List murdered at Włodzimierz Wołyński?!), ITVL May 25, 2011. At http://www.itvl.pl/news/osoby-z-listy-katynskiej-mordowano-we-wlodzimierzu-wolynskim–

[10] All translations in this article are mine.

[11] The surrounding region of Volhynia was part of Austria-Hungary until the end of World War I; then part of Poland; then part of the Soviet Ukraine; then occupied by the Germans; then again part of Soviet Ukraine, and is now part of Ukraine. Until 1939 the language of the urban elite was mainly Polish, that of the peasantry mainly Ukrainian and Yiddish.

[12] See “Tropem zbrodni NKWD pod Włodzimierzem Wołyńskim” (Trail of NKVD crime near Włodzimierz Wołyński) at http://wolyn.btx.pl/index.php/component/content/article/1-historia/168-tropem-zbrodni-nkwd-pod-wodzimierzem-woyskim.html ; Włodzimierz Wołyński – groby polskich ofiar NKWD” (graves of Polish victims of the NKVD) at http://www.nawolyniu.pl/artykuly/ofiarynkwd.htm ; “Czyje mogiły odnaleziono we Włodzimierzu Wołyńskim?” (Whose graves found at Włodzimierz Wołyński?) http://wpolityce.pl/depesze/10407-czyje-mogily-odnaleziono-we-wlodzimierzu-wolynskim This last article speaks of „ofiar pomordowanych przez NKWD w latach 1940-1941 w sowieckiej katowni na zamku we Włodzimierzu Wołyńskim” (victims murdered by the NKVD in 1940-1941 in the Soviet execution chamber in the castle at Włodzimierz Wołyński). Many more similar articles could be cited.

[13] “ВолинськаКатинь. УВолодимирі-ВолинськомузнайденомасовепохованняжертвНКВС 1939–1941 років.” Tyzhden’.ua October 4, 2011. At http://tyzhden.ua/Society/31329

[14] In reality there was plenty of “order” in the burials. We shall see below that both the Polish and Ukrainian reports attest to this fact. There is also a great deal of evidence, including photographs, that German troops executed people from behind rather than in “firing-squad” formation.

[15] Sprawozdanie z Nadzoru Nad Badaniami Archeologiczno-Ekshumacyjnymi na Terenie Rezerwatu Historyczno-Kulturowego Miasta Włodzimierza Wołyńskiego (Ukraina). Opracowanie zespołowe pod kierunkiem dr Dominiki Siemińskiej. Rada Ochrony Pamięci Walk i Męczeństwa. (Report of the Supervision on the Archaeological-Exhumation Investigation in the Area of the Reservation of the Historical-Cultural Town of Volodymyr-Volyns’kiy (Ukraine). A Team Description under the Direction of Dr. Dominika Siemińska. Council for the Commemoration of Struggle and Martzrdom). Toruń, 2012, Note, pp. 1-2. At http://www.kresykedzierzynkozle.home.pl/attachments/File/Rap.pdf

[16] Miednoje. Księga Cmentarna Polskiego Cmentarza Wojennego. Warsaw: Rada Ochrony Pamiêci Walk i Mêczeñstwa 2005. Tom 1, 465.

[17] http://www.indeks.karta.org.pl/pl/szczegoly.jsp?id=11036 According to the Home Page „Indeks Represjonowanych” (http://www.indeks.karta.org.pl/pl/index.html ) this online record is a digital version of the contents of the official volume: Maria Skrzyńska-Pławińska, ed. Rozstrzelani w Twerze : alfabetyczny spis 6314 jeńców polskich z Ostaszkowa rozstrzelanych w kwietniu-maju 1940 i pogrzebanych w Miednoje, według źródeł sowieckich i polskich. Warszawa : Ośrodek KARTA, 1997.

[18] Jędrzej Tucholski. Mord w Katyniu: Kozielsk, Ostaszków, Starobielsk. Lista ofiar. Warszawa: Instztut Wydawniczy Pax, 1991, p. 810. No. 15: NKVD list No. 026/1 of 13 April 1940, position 15. In spite of the presence of Kuligowski’s name on this NKVD list, for some reason the alphabetical section of Tucholski (p. 314 col. 2) lists Kuligowski on its “victims list” (lista ofiar) as “probably Ostashkov” (Prawdop. Ostaszków).

[19] See “INDEKS NAZWISK – Katyń – zamordowani przez NKWD w 1940 r.” http://www.ornatowski.com/index/katyn.htm

[20] See above, note 14.

[21] A description of this method of execution may be found on the English-language Wikipedia page on Jeckeln at http://en.wikipedia.org/wiki/Friedrich_Jeckeln#World_War_II_mass_murderer

[22] Equivalent to full or four-star General, the highest SS rank aside from that of Heinrich Himmler, whose rank was Reichsführer-SS.

[23] Photograph at http://katyn.ru/images/news/2012-12-29-gruppa4.jpg (as of May 6 2013). It is taken from page 8 of the Polish archeological report cited above.A description of this method of execution may be found on the English language Wikipedia page on Jeckeln at http://en.wikipedia.org/wiki/Friedrich_Jeckeln#World_War_II_mass_murderer

[24] Volodymyr Musychenko. ―Ialatpcaojnj Hfrtcanj Bumj ]crf¿?‖ Slovo Pravdy (Volodymyr-Volyns‘kiy) March 29, 2011. At http://spr.net.ua/index.php?option=com_content&view=article&id=919:2011-09-29-07-41- 57&catid=1:newsukraine ; Ivan Katchanovski, ―Katyn in Reverse in Ukraine: Nazi-led Massacres turned into Soviet Massacres.‖ OpEd News, December 13, 2012, at http://www.opednews.com/articles/Katyn-in-Reverse-in-Ukrainby-Ivan-Katchanovski-121212-435.html ; I. Katchanovski, ―Suyasoa qpm{tjla qan‘>t{ oa Cpmjo{ 7pep PUO(b) ta oaxjsts:ljw naspcjw cbjcstc,‖ Ukraina Moderna No. 19 (April 30 2013). At http://www.uamoderna.com/md/199

[25] Photos available at http://msuweb.montclair.edu/~furrg/research/polskie_guziki_pagon_VV2012.jpg , from the Polish archaeological report.

[26] “Kolejny policjant z Listy Katyńskiej odnaleziony we Włodzimierzu Wołyńskim..” [Another policeman on the Katyn List is found in Volodymyr-Volynsky]. At http://www.itvl.pl/news/kolejny-policjant-z-listy-katynskiej-odnaleziony-we-wlodzimierzu-wolynskim

[27] “INDEKS NAZWISK – Katyń – zamordowani przez NKWD w 1940 r.” At http://www.ornatowski.com/index/katyn.htm

[28] The following text is from http://www.indeks.karta.org.pl/pl/szczegoly.jsp?id=11445

[29] Tucholski p. 887 No. 76. Małowiejski was in a transport of 100 Polish prisoners sent to the Kalinin NKVD on April 27, 1940. Of course his name is also on Tucholski’s alphabetical list (p. 322, col. 2) as is Kuligowski’s, and on other official lists of Katyn victims.

[30] “Report of Special Commission for Ascertaining and Investigating the Circumstances of the Shooting of Polish Officer Prisoners by the German-Fascist Invaders in the Katyn Forest.” (Burdenko Report). In The Katyn Forest Massacre. Hearings Before the Select Committee To Conduct an Investigation of the Facts, Evidence, and Circumstances of the Katyn Forest Massacre. Eighty-Second Congress, Second Session. …Part 3 (Chicago). March 13 and 14, 1952. U.S. Government Printing Office, 1952 (http://msuweb.montclair.edu/~furrg/research/burdenko_comm.pdf), p. 246.

[31] “Część Pierwsza. Obóz w Kozielsku. Groby w Lesie Katyńskim,” p. 3 (pages unnumbered).

[32] The following text is from http://www.indeks.karta.org.pl/pl/szczegoly.jsp?id=8437

[33] Araszkiewica at Kozel’sk: Tucholski p. 68 col. 2 (the alphabetical list). In the Russian-language “transit lists” that take up almost 400 pages of Tucholski’s book, Araszkiewicz’s transfer from Ostashkov to Kalinin is recorded on list No.062/2 of May 19, 1940, the last shipment of prisoners out of Ostashkov: p. 907, No. 7.

[34] The New York Times published a very brief notice of the German claim on April 16, 1943; see “Nazis Accuse Russians,” p. 4.

[35] “Совинформбюро. Гнусныеизмышлениянемецко-фашистскихпалачей” (Sovinformburo: Vile Fabrications of the German-Fascist Executioners), April 16, 1943. At http://tinyurl.com/sovinformburo041643

[36]“Część Druga. Obóz w Ostaszkowie,” p. 13 (pages unnumbered).

[37] The following text is from http://www.indeks.karta.org.pl/pl/szczegoly.jsp?id=11191

[38]  The following text is from http://www.indeks.karta.org.pl/pl/szczegoly.jsp?id=11001

[39] Mosziński, Lista Katyńska, lists the only Stanisław Kucziński in the Katyn victims lists as at the Starobelsk camp; see “Część Trzecia. Obóz w Starobielsku,” page 34 (unnumbered pages). Tucholski (p.314 col. 1; lists p. 851 No. 87) puts a Stanisław Kucziński at Ostashkov, thus agreeing with the “Indeks” list. The “Indeks” list and Tucholski agree that this Kucziński’s father’s name was Adam; Mosziński does not give any father’s name. Mosziński’s Stanisław Kucziński was a “rtm,” a Rotmistrz, or Captain of Cavalry, while Tucholski’s was a constable of police (“Funkcj. PP, posterunek Pruszków”). It appears that Mosziński and the other two sources are indicating different men.

[40] The names of these three men are not on the list of 4143 bodies, some of them nameless, in the German report Amtliches Material.

[41] Testimony of P.F. Sukhachev, October 8, 1942, and of Vladimir Afanasievich Yegorov, undated, to Burdenko Commission, Burdenko Comm (note 26), 241-2.

[42] Amtliches Material zum Massenmord von KATYN. Berlin: Zentralverlag der NSDAP. Franz Eher Nachf. GmbH., 1943, p. 46. The German sentence reads: “… an oval tin badge among the exhibits, which contains the following information.

[43] The abbreviation “T.K.” may mean “prison kitchen” (тюремнаякухня) or “pantry,” or it may mean something else. What matters is that the badge or marker comes from Ostashkov.

[44] For a brief overview of this question see Mark Tauger, “Famine in Russian History,”Modern Encyclopedia of Russian and Soviet History, Volume 10: Supplement. (Gulf Breeze, FL: Academic International Press, 2011), 79-92. Tauger’s own works on the famine are cited at page 92. I consider Tauger to be the world’s authority on this famine, to the study of which he has devoted decades. See also R.W. Davies and Stephen G. Wheatcroft,The Years of Hunger. Soviet Agriculture, 1931-1933 (London: Palgrave Macmillan 2009 [2004]), 440-1. Concerning the “Yezhovshchina” (also called “the Great Terror”) see the Yezhov confession of August 4, 1939 printed in Никита Петров, “Сталинский питомец” — Николай Ежов (Nikita Petrov, “Stalin’s Pet” – Nikolai Yezhov), Moscow 2008, 367–79 (English translation at http://msuweb.montclair.edu/~furrg/research/ezhov080439eng.html ). Stalin told aircraft designer Alexander Yakovlev that Yezhov had been executed because he had killed many innocent people; see А. Яковлев, Цельжизни. Запискиавиаконструктора (М.: 1973), 267 (глава: “Москвавобороне”). For the present author’s views see Grover Furr, “The Moscow Trials and the ‘Great Terror’ of 1937-1938: What the Evidence Shows” (written July 2010). http://msuweb.montclair.edu/~furrg/research/trials_ezhovshchina_update0710.html

[45] See, for example, Piotr Kołakowski, NKWD i GRU na ziemiach polskich 1939-1945(Warsaw: Bellona, 2002), 74, which discusses NKVD searches and arrests: “nazwiska osób walczących o granice II Rzeczypospolitej w latach 1918-1921” (names of persons who fought for the boundaries of the Second Republic in 1918-1921), “nazwiska wszystkich ochotników, którzy wojowali z bolszewikami w 1920 r.” (names of all volunteers who had fought the Bolsheviks in 1920), i.e. in the war which forced Soviet Russia to cede all of Western Ukraine and Western Belorussia to Poland in the Treaty of Riga (March 1921).

[46] See the hair-raising anti-Ukrainian terror of November 1938 described by Jeffrey Burds, “Comment on Timothy Snyder’s article…” At http://www.fas.harvard.edu/~hpcws/comment13.htm

[47] For an introduction to this heated question see the section “Polish Massacres of Russian POWs 1919-1920” on my “Katyn Forest Whodunnit” page (note 5).

[48] Ukrainian nationalist forces allied with the Germans massacred roughly 100,000 Polish civilians in German-occupied Western Ukraine in 1943 and 1944. This is known in Poland as “Rzeź wołyńska,” the “Volhynian massacres,” in Ukraine as “Волинська трагедія,” the “Volhynian tragedy.”

[49] “Дослідження виявлених решток людей , розстріляних в 1941 році на городищі “ вали” у володимирі- волинському .ексгумаційні дослідження 2012 року”. (Investigation of discovered remains of persons shot in 1941 at the ‘Shafts’ site at Volodymyr-Volyns’kiy. Investigation of exhumations of 2012.) (Doslizhdennia) At http://volodymyrmuseum.com/publications/32-publications/naukovi-statti/170-doslidzhennya-vyyavlenykh-reshtok-lyudey-rozstrilyanykh-v-1941-rotsi-na-horodyshchi-valy-u-volodymyri-volynskomu-ekshumatsiyni-doslidzhennya-2012-roku

[50] The correct name for this German munitions factory was Rheinisch-Westfalische Sprengstoff AG Dürlach Werk. A specialized Internet database on German ordnance states that the Dürlach factory was actually in Baden: see German WWII Alphabetic Ordnance Codes: c-e, at http://www.radix.net/~bbrown/codes_full_alpha_c-e.html

[51] A town south of Warsaw about halfway between Radom and Kielce. The German munitions factory was HASAG Eisen und Metallwerke G.m.b.H. According to the database cited in the previous note this was the Hugo Schneider AG, Werk Skarżysko Kamienna, Poland.

[52] “B 1906” appears to be Austrian rifle ordnance made for the Tsarist Army during the Russo-Japanese War. See the drawing at http://7.62x54r.net/MosinID/MosinAmmoID02.htm#Austria and the photograph obtained by Sergei Strygin at http://katyn.ru/images/news/2012-12-29-gilza_B_1906.jpg

[53] Doslizhdennia (online); Звіт про результати археологічно-ексгумаційних рятівних досліджень на городищі “вали” у м. володимирі-волинському 2012 р. (Report on the results of the archaeological exhumation recovery investigations at the “Vali” [“shafts”] site in the town of Volodymyr-Volyns’kiy in 2012.). Luts’k, 2012. ( Zvit) Available at http://www.formuseum.info/uploads/files/Звіт 2012_Володимир-Волинський.pdf These are two versions of the same report. The much fuller PDF version contains many pages of photographs, graphs, tables, and drawings, but no clear accounting of the cartridge shells as the Polish report has.

[54] Скороход, Ольга. “Польские археологи нагнетают ситуацию вокруг жертв, расстрелянных в 1941-м.” (Ol’ga Skorokhkod. Polish archeologists stir up the situation around the victims shot in 1941). Gazeta.ru February 20, 2013, http://gazeta.ua/ru/articles/history/_polskie-arheologi-nagnetayut-situaciyu-vokrug-zhertv-rasstrelyannyh-v-1941-m/483525 Gazeta.ru is a Russian-language Ukrainian newspaper. Roughly half the population of today’s Ukraine use Russian as their first language.

[55] Виставка: “Прихована історія: археологічні дослідження на городищі Володимира-Волинського 2010-2012 років” (Exhibition: “Hidden history: archaeological investigations at a site in Volodymyr-Volyns’kiy in the years 2010-2012”), http://www.formuseum.info/2013/02/27/vistavka.html

Source

Stalin Society: The Katyn Massacre

Nazi propaganda poster depicting executions of Polish military officers by the Soviets, with caption in Slovak: "Forest of the dead at Katyn"

Nazi propaganda poster depicting executions of Polish military officers by the Soviets, with caption in Slovak: “Forest of the dead at Katyn”

by Ella Rule
July 2002

At the end of the First World War, the boundary between Russia and Poland was settled as being along a line which became known as the Curzon line – Lord Curzon being the British statesman who had proposed it.

This demarcation line was not to the liking of the Poles, who soon went to war against the Soviet Union in order to push their borders further eastward. The Soviet Union counter-attacked and were prepared not only to defend themselves but, against Stalin’s advice, to liberate the whole of Poland. Stalin considered such an aim to be doomed to failure because, he said, Polish nationalism had not yet run its course. The Poles were determined NOT to be liberated so there was no point in trying. Hence the Poles put up fierce resistance to Soviet advances. Ultimately the Soviet Union was forced to retreat and even cede territory to the east of the Curzon line to Poland. The areas in question were Western Byelorussia and the western Ukraine – areas populated overwhelmingly by Byelorussians and Ukrainians respectively rather than by Poles. The whole incident could not but exacerbate the mutual dislike of the Poles and the Russians.

On 1 September 1939, Nazi German invaded Poland. On 17 September, the Soviet Union moved to reoccupy those parts of Poland that lay east of the Curzon line. Having taken over those areas, the Soviet Union set about distributing land to the peasants and bringing about the kind of democratic reforms so popular with the people and so unpopular with the exploiters. During the battle to retake the areas east of the Curzon line, the Soviet Union captured some 10,000 Polish officers, who became prisoners of war. These prisoners were then held in camps in the disputed area and put to work road building, etc.

Two years later, on 22 June 1941, Nazi Germany attacked the Soviet Union by surprise. The Red Army was forced hurriedly to retreat and the Ukraine was taken over by the Germans. During this hurried retreat it was not possible to evacuate to the Soviet interior the Polish prisoners of war. The chief of camp no. 1, Major Vetoshnikov gave evidence that he had applied to the chief of traffic of the Smolensk section of the Western Railway to be provided with railway cars for the evacuation of the Polish prisoners but was told it was unlikely to be possible. Engineer Ivanov, who had been the Chief of Traffic in the region at the time, confirmed there had been no railway cars to spare. “Besides, ” he said, “we could not send cars to the Gussino line, where the majority of the Polish prisoners were, since that line was already under fire”. The result was that, following the Soviet retreat from the area, the Polish prisoners became prisoners of the Germans.

In April 1943, the Hitlerites announced that the Germans had found several mass graves in the Katyn Forest near Smolensk, containing the bodies of thousands of Polish officers allegedly murdered by the Russians.

This announcement was designed to further undermine the co-operation efforts of Poles and Soviets to defeat the Germans. The Russo-Polish alliance was always difficult because the Polish government in exile, based in London, was obviously a government of the exploiting classes. They had to oppose the Germans because of the latter’s cynical takeover of their country for lebensraum. The Soviet Union’s position was that so long as the Soviet Union could retain the land east of the Curzon line, they had no problem with the re-establishment of a bourgeois government in Poland. But the alliance was already in difficulties because the Polish government in exile, headed by General Sikorski, based in London, would not agree to the return of that land. This is in spite of the fact that in 1941 after Hitler invaded Poland, the Soviet Union and the Polish government in exile had not only established diplomatic relations but had also agreed that the Soviet Union would finance “under the orders of a chief appointed by the Polish government-in-exile but approved by the Soviet government ” the formation of a Polish army – this chief being, in the event, the thoroughly anti-Soviet General Anders (a prisoner of the Soviets from 1939). By 25 October 1941 this Army had 41,000 men including 2,630 officers. General Anders, however, eventually refused to fight on the Soviet-German front because of the border dispute between the Soviet Union and Poland, and the Polish army had to be sent elsewhere to fight – i.e., Iran.

Nevertheless, despite the hostility of the Polish government in exile, there was a significant section of Poles resident in the Soviet Union who were not anti-Soviet and did accept the Soviet claim to the territories east of the Curzon line. Many of them were Jewish. These people formed the Union of Polish Patriots which put together the backbone of an alternative Polish government in exile.

The Nazi propaganda relating to the Katyn massacres was designed to make it impossible for the Soviets to have any dealings with the Poles at all. General Sikorski took up the Nazi propaganda with a vengeance, claiming to Churchill that he had a “wealth of evidence”. How he had obtained this “evidence” simultaneously with the German announcement of this supposed Soviet atrocity is not clear, although it speaks loudly of secret collaboration between Sikorski and the Nazis. The Germans had made public their allegations on 13 April. On 16 April the Soviet government issued an official communiqué denying “the slanderous fabrications about the alleged mass shootings by Soviet organs in the Smolensk area in the spring of 1940”. It added:

“The German statement leaves no doubt about the tragic fate of the former Polish prisoners of war who, in 1941, were engaged in building jobs in areas west of Smolensk and who, together with many Soviet people, fell into the hands of the German hangmen after the withdrawal of Soviet troops.”

The Germans had in fabricating their story decided to embellish it with an anti-Semitic twist by claiming to be able to name Soviet officials in charge of the massacre, all of whom had Jewish names. On 19 April Pravda responded:

“Feeling the indignation of the whole of progressive humanity over their massacre of peaceful citizens and particularly of Jews, the Germans are now trying to arouse the anger of gullible people against the Jews. For this reason they have invented a whole collection of ‘Jewish commissars’ who, they say, took part in the murder of the 10,000 Polish officers. For such experienced fakers it was not difficult to invent a few names of people who never existed – Lev Rybak, Avraam Brodninsky, Chaim Fineberg. No such persons ever existed either in the ‘Smolensk section of the OGPU’ or in any other department of the NLVD…”

The insistence of Sikorski in endorsing the German propaganda led to the complete breakdown in relations between the London Polish government in exile and the Soviet government – as to which Goebbels commented in his diary:

“This break represents a one-hundred-per-cent victory for German propaganda and especially for me personally … we have been able to convert the Katyn incident into a highly political question.”

At the time the British press condemned Sikorski for his intransigence:

The Times of 28 April 1943 wrote:

“Surprise as well as regret will be felt by those who have had so much cause to understand the perfidy and ingenuity of the Goebbels propaganda machine should themselves have fallen into the trap laid by it. Poles will hardly have forgotten a volume widely circulated in the first winter of the war which described with every detail of circumstantial evidence, including that of photography, alleged Polish atrocities against the peaceful German inhabitants of Poland.”

What lay at the basis of Sikorski’s insistence that the massacre had been carried out by the Soviets rather than the Germans was the dispute over the territory east of the Curzon line. Sikorski was trying to use the German propaganda to mobilise western imperialism behind Poland’s claim to that territory, to try to force them out of the position, as he saw it, of taking the Soviet Union’s side on the issue of this border dispute.

If one reads bourgeois sources today, they all assert that the Soviet Union was responsible for the Katyn massacre, and they do so with such assurance and consistency that in trying to argue the contrary one feels like a Nazi revisionist trying to deny Hitler’s slaughter of Jews. After the Soviet Union collapsed, Gorbachov was even enrolled on this disinformation campaign and produced material allegedly from the Soviet archives which ‘proved’ that the Soviets committed the atrocity and, of course, that they did so on Stalin’s orders. Well, we know the interest that the Gorbachovs of this world have in demonising Stalin. Their target is not so much Stalin as socialism. Their purpose in denigrating socialism is to restore capitalism and bring lives of luxurious parasitism to themselves and their hangers-on at the cost of mass suffering among the Soviet peoples. Their cynicism matches that of the German Nazis and it is hardly surprising to find them singing from the same hymn sheet.

Bourgeois sources blithely claim that Soviet evidence in support of blaming the Germans for the atrocity was either totally absent or based purely on hearsay evidence of terrorised inhabitants of the region. They don’t mention one piece of evidence which even Goebbels had to admit was a bit of a bummer from his point of view. He wrote in his diary on 8 May 1943,

“Unfortunately, German ammunition has been found in the graves at Katyn … It is essential that this incident remains a top secret. If it were to come to the knowledge of the enemy the whole Katyn affair would have to be dropped. “

In 1971 there was correspondence in The Times suggesting the Katyn massacres could not have been done by the Germans since they went in for machine gunning and gas chambers rather than despatching prisoners in the way the Katyn victims had been killed, i.e., by a shot in the back of the head. A former German solider then living in Godalming, Surrey, intervened in this correspondence:

“As a German soldier, at that time convinced of the righteousness of our cause, I have taken part in many battles and actions during the Russian campaign. I have not been to Katyn nor to the forest nearby. But I well remember the hullabaloo when the news broke in 1943 about the discovery of the ghastly mass grave near Katyn, which area was then threatened by the Red Army.

“Josef Goebbels, as the historic records show, has fooled many people. After all, that was his job and few would dispute his almost complete mastery of it. What is surprising indeed, however, is that it still shows evidence in the pages of The Times thirty odd years later. Writing from experience I do not think that at that late time of the war Goebbels managed to fool many German soldiers in Russia on the Katyn issue … German soldiers knew about the shot in the back of the head all right … we German soldiers knew that the Polish officers were despatched by none other than our own. “

Moreover, very many witnesses came forward to attest to the presence of Polish prisoners in the region after the Germans had taken it over.

Maria Alexandrovna Sashneva, a local primary school teacher, gave evidence to a Special commission set up by the Soviet Union in September 1943, immediately after the area was liberated from the Germans, to the effect that in August 1941, two months after Soviet withdrawal, she had hidden a Polish war prisoner in her house. His name had been Juzeph Lock, and he had spoken to her of ill-treatment suffered by Polish prisoners under the Germans:

“When the Germans arrived they seized the Polish camp and instituted a strict regime in it. The Germans did not regard the Poles as human beings. They oppressed and outraged them in every way. On some occasions Poles were shot without any reason at all. He decided to escape…”

Several other witnesses gave evidence that they had seen the Poles during August and September 1941 working on the roads.

Moreover, witnesses also testified to round-ups by the Germans of escaped Polish prisoners in the autumn of 1941. Danilenko, a local peasant, was among several witnesses who testified to this.

“Special round ups were held in our place to catch Polish war prisoners who had escaped. Some searches took place in my house 2 or 3 times. After one such search I asked the headman .. whom they were looking for in our village. [He] said that an order had been received from the German Kommandatur according to which searches were to be made in all houses without exception, since Polish war prisoners who had escaped from the camp were hiding in our village. “

Obviously the Germans did not shoot the Poles in full sight of local witnesses, but there is nonetheless significant evidence from local people as to what was happening. One witness was Alexeyeva who had been detailed by the headman of her village to serve the German personnel at a country house in the section of the Katyn Forest known as Kozy Gory, which had been the rest home of the Smolensk administration of the People’s Commissariat of Internal Affairs. This house was situated some 700 metres from where the mass graves were found. Alexeyeva said:

“At the close of August and during most of September 1941 several trucks used to come practically every day to the Kozy Gory country house. At first I paid no attention to that, but later I noticed that each time these trucks arrived at the grounds of the country house they stopped for half an hour, and sometimes for a whole hour, somewhere on the country road connecting the country house with the highway. I drew this conclusion because some time after these trucks reached the grounds of the country house the noise they made would cease.

“Simultaneously with the noise stopping single shots would be heard. The shots followed each other at short but approximately even intervals. Then the shooting would die down and the trucks would drive right up to the country house. German soldiers and NCOs came out of the trucks. Talking noisily they went to wash in the bathhouse, after which they engaged in drunken orgies.

“On days when the trucks arrived more soldiers from some German military units used to arrive at the country house. Special beds were put up for them… Shortly before the trucks reached the country house armed soldiers went to the forest evidently to the spot where the trucks stopped because in half an hour they returned in these trucks, together with the soldiers who lived permanently in the country house.

“…On several occasions I noticed stains of fresh blood on the clothes of two Lance Corporals. From all this I inferred that the Germans brought people in the truck to the country house and shot them.”

Alexeyeva also discovered that the people being shot were Polish prisoners.

“Once I stayed at the country house somewhat later than usual… Before I finished the work which had kept me there, a soldier suddenly entered and told me I could go … He … accompanied me to the highway.

“Standing on the highway 150 or 200 metres from where the road branches off to the country house I saw a group of about 30 Polish war prisoners marching along the highway under heavy German escort… I halted near the roadside to see where they were being led, and I saw that they turned towards our country house at Kozy Gory.

“Since by that time I had begun to watch closely everything going on at the country house, I became interested. I went back some distance along the highway, hid in bushes near the roadside, and waited. In some 20 or 30 minutes I heard the familiar single shots. “

The other two requisitioned maids at the country house, Mikhailova and Konakhovskaya, gave supporting evidence. Other residents of the area gave similar evidence.

Basilevsky, director of the Smolensk observatory, was appointed deputy burgomeister to Menshagin, a Nazi collaborator. Basilevsky was trying to secure the release from German custody of a teacher, Zhiglinsky, and persuaded Menshagin to speak to the German commander of the region, Von Schwetz, about this matter. Menshagin did so but reported back it was impossible to secure this release because “instructions had been received from Berlin prescribing the strictest regime be maintained. “

Basilevsky then recounted his conversation with Menshagin:

“I involuntarily retorted ‘Can anything else be stricter than the regime existing at the camp?’ Menshagin looked at me in a strange way and bending to my ear, answered in a low voice: yes, there can be! The Russians can at least be left to die off, but as to the Polish war prisoners, the orders say they are to be simply exterminated. “

After liberation Menshagin’s notebook was found written in his own handwriting, as confirmed by expert graphologists. Page 10, dated 15 August 1941, notes:

“All fugitive war prisoners are to be detained and delivered to the commandant’s office. “

This in itself proves the Polish prisoners were still alive at that time. On page 15, which is undated, the entry appears: “Are there any rumours among the population concerning the shooting of Polish war prisoners in Kozy Gory (for Umnov) ” (Umnov was the Chief of the Russian police).

A number of witnesses gave evidence that they had been pressured in 1942-43 by the Germans to give false testimony as to the shooting of the Poles by the Russians.

Parfem Gavrilovich Kisselev, a resident of the village closest to Kozy Gory, testified that he had been summonsed in autumn of 1942 to the Gestapo where he was interviewed by a German officer:

“The officer stated that, according to information at the disposal of the Gestapo, in 1940, in the area of Kozy Gory in the Katyn Forest, staff members of the People’s Commissariat for Internal Affairs shot Polish officers, and he asked me what testimony I could give on this score. I answered that I had never heard of the People’s Commissariat for Internal Affairs shooting people at Kozy Gory, and that anyhow it was impossible, I explained to the officer, since Kozy Gory is an absolutely open and much frequented place, and if shootings had gone on there the entire population of the neighbouring villages would have known …

“…The interpreter, however, would not listen to me, but took a handwritten document from the desk and read it to me. It said that I, Kisselev, resident of a hamlet in the Kozy Gory area, personally witnessed the shooting of Polish officers by staff members of the People’s Commissariat for Internal Affairs in 1940.

“Having read the document, the interpreter told me to sign it. I refused to do so… Finally he shouted ‘Either you sign it at once or we shall destroy you. Make your choice.’

“Frightened by these threats, I signed the document and thought that would be the end of the matter. “

But it wasn’t the end of the matter, because the Germans expected Kisselev to give parol evidence of what he had ‘witnessed’ to groups of ‘delegates’ invited by the Germans to come to the area to witness the evidence of supposed Soviet atrocities.

Soon after the German authorities had announced the existence of the mass graves to the world in April 1943,

“the Gestapo interpreter came to my house and took me to the forest in the Kozy Gory area.

“When we had left the house and were alone together, the interpreter warned me that I must tell the people present in the forest everything exactly as I had written it down in the document I had signed at the Gestapo.

“When I came to the forest I saw the open graves and a group of strangers. The interpreter told me that these were Polish delegates who had arrived to inspect the graves. When we approached the graves the delegates started asking me various questions in Russian in connection with the shooting of the Poles, but as more than a month had passed since I had been summoned to the Gestapo I forgot everything that was in the document I had signed, got mixed up, and finally said I didn’t know anything about the shooting of Polish officers.

“The German officer got very angry. The interpreter roughly dragged me away from the ‘delegation’ and chased me off. Next morning a car with a Gestapo officer drove up to my house. He found me in the yard, told me that I was under arrest, put me into the car and took me to Smolensk Prison …

“After my arrest I was interrogated many times, but they beat me more than they questioned me. The first time they summoned me they beat me up heavily and abused me, complaining that I had let them down, and then sent me back to the cell. During the next summons they told me I must state publicly that I had witnessed the shooting of Polish officers by the Bolsheviks, and that until the Gestapo was satisfied I would do this in good faith, I would not be released from prison. I told the officer that I would rather sit in prison than tell people lies to their faces. After that I was badly beaten up.

“There were several such interrogations accompanied by beatings, and as a result I lost all my strength, my hearing became poor and I could not move my right arm. About one month after my arrest a German officer summoned me and said: ‘You see the consequences of your obstinacy, Kisselev. We have decided to execute you. In the morning we shall take you to Katyn Forest and hang you.’ I asked the officer not to do this, and started pleading with them that I was not fit for the part of ‘eye-witness’ of the shooting as I did not know how to tell lies and therefore I would mix everything up again.

“The officer continued to insist. Several minutes later soldiers came into the room and started beating me with rubber clubs. Being unable to stand the beatings and torture, I agreed to appear publicly with a fallacious tale about shooting of Poles by Bolsheviks. After that I was released from prison, on conditions that on the first demand of the Germans I would speak before ‘delegations’ in Katyn Forest…

“On every occasion, before leading me to the graves in the forest, the interpreter used to come to my house, call me out into the yard, take me aside to make sure that no one would hear, and for half an hour make me memorise by heart everything I would have to say about the alleged shooting of Polish officers by the People’s Commissariat for Internal Affairs in 1940.

“I recall that the interpreter told me something like this: ‘I live in a cottage in ‘Kozy Gory’ area not far from the country house of the People’s Commissariat for Internal Affairs. In spring 1940 I saw Poles taken on various nights to the forest and shot there’. And then it was imperative that I must state literally that ‘this was the doing of the People’s Commissariat for Internal Affairs.’ After I had memorised what the interpreter told me he would take me to the open graves in the forest and compel me to repeat all this in the presence of ‘delegations’ which came there.

“My statements were strictly supervised and directed by the Gestapo interpreter. Once when I spoke before some ‘delegation’, I was asked the question: ‘Did you see these Poles personally before they were shot by the Bolsheviks?’ I was not prepared for such a question and answered the way it was in fact, i.e., that I saw Polish war prisoners before the war, as they walked on the roads. Then the interpreter roughly dragged me aside and drove me home.

“Please believe me when I say that all the time I felt pangs of conscience, as I knew that in reality the Polish officers had been shot by the Germans in 1941. I had no other choice, as I was constantly threatened with the repetition of my arrest and torture. “

Numerous people corroborated Kisselev’s testimony, and a medical examination corroborated his story of having been tortured by the Germans.

Pressure was also brought on Ivanov, employed at the local railway station (Gnezdovo) to bear false witness:

“The officer inquired whether I knew that in spring 1940 large parties of captured Polish officers had arrived at Gnezdovo station in several trains. I said that I knew about this. The officer then asked me whether I knew that in the same spring 1940, soon after the arrival of the Polish officers, the Bolsheviks had shot them all in the Katyn Forest. I answered that I did not know anything about that, and that it could not be so, as in the course of 1940-41 up to the occupation of Smolensk by the Germans, I had met captured Polish officers who had arrived in spring 1940 at Gnezdovo station, and who were engaged in road construction work.

“The officer told me that if a German officer said the Poles had been shot by the Bolsheviks it meant that this was a fact. ‘Therefore’, the officer continued, ‘you need not fear anything, and you can sign with a clear conscience a protocol saying that the captured Polish officers were shot by the Bolsheviks and that you witnessed it’.

“I replied that I was already an old man, that I was 61 years old, and did not want to commit a sin in my old age. I could only testify that the captured Poles really arrived at Gnezdovo station in spring 1940. The German officer began to persuade me to give the required testimony promising that if I agreed he would promote me from the position of watchman on a railway crossing to that of stationmaster of Gnezdovo station, which I had held under the Soviet Government, and also to provide for my material needs.

“The interpreter emphasised that my testimony as a former railway official at Gnezdovo station, the nearest station to Katyn Forest, was extremely important for the German Command, and that I would not regret it if I gave such testimony. I understood that I had landed in an extremely difficult situation, and that a sad fate awaited me. However, I again refused to give false testimony to the German officer. He started shouting at me, threatened me with a beating and shooting, and said I did not understand what was good for me. However, I stood my ground. The interpreter then drew up a short protocol in German on one page, and gave me a free translation of its contents. This protocol recorded, as the interpreter told me, only the fact of the arrival of the Polish war prisoners at Gnezdovo station. When I asked that my testimony be recorded not only in German but also in Russian, the officer finally went beside himself with fury, beat me up with a rubber club and drove me off the premises…”.

Savvateyev was another person pressurised by the Germans to give false testimony. He told the Soviet Commission of Inquiry:

“In the Gestapo I testified that in spring 1940 Polish war prisoners arrived at the station of Gnezdovo in several trains and proceeded further in trucks, and I did not know where they went. I also added that I repeatedly met those Poles later on the Moscow-Minsk highway, where they were working on repairs in small groups. The officer told me I was mixing things up, that I could not have met the Poles on the highway, as they had been shot by the Bolsheviks, and demanded that I testify to this.

“I refused. After threatening and cajoling me for a long time, the officer consulted with the interpreter about something in German, and then the interpreter wrote a short protocol and gave it to me to sign. He explained that it was a record of my testimony. I asked the interpreter to let me read the protocol myself, but he interrupted me with abuse, ordering me to sign it immediately and get out. I hesitated a minute. The interpreter seized a rubber club hanging on the wall and made to strike me. After that I signed the protocol shoved at me. The interpreter told me to get out and go home, and not to talk to anyone or I would be shot…”

Others gave similar testimony.

Evidence was also given as to how the Germans ‘doctored’ the graves of the victims to try to eliminate evidence that the massacre took place not in the autumn of 1941 but in the spring of 1940 shortly after the Poles first arrived in the area. Alexandra Mikhailovna had worked during the German occupation in the kitchen of a German military unit. In March 1943 she found a Russian war prisoner hiding in her shed:

“From conversation with him I learned that his name was Nikolai Yegorov, a native of Leningrad. Since the end of 1941 he had been in the German camp No. 126 for war prisoners in the town of Smolensk. At the beginning of March 1943, he was sent with a column of several hundred war prisoners from the camp to Katyn Forest. There they, including Yegorov, were compelled to dig up graves containing bodies in the uniforms of Polish officers, drag these bodies out of the graves and take out of their pockets documents, letters, photographs and all other articles.

“The Germans gave the strictest orders that nothing be left in the pockets on the bodies. Two war prisoners were shot because after they had searched some of the bodies, a German officer discovered some papers on these bodies. Articles, documents and letters extracted from the clothing on the bodies were examined by the German officers, who then compelled the prisoners to put part of the papers back into the pockets on the bodies, while the rest was flung on a heap of articles and documents they had extracted, and later burned.

“Besides this, the Germans made the prisoners put in the pockets of the Polish officers some papers which they took from the cases or suitcases (I don’t remember exactly) which they had brought along. All the war prisoners lived in Katyn Forest in dreadful conditions under the open sky, and were extremely strongly guarded… At the beginning of April 1943, all the work planned by the Germans was apparently completed, as for three days not one of the war prisoners had to do any work…

“Suddenly at night all of them without exception were awakened and led somewhere. The guard was strengthened. Yegorov sensed something was wrong and began to watch very closely everything that was happening. They marched for three or four hours in an unknown direction. They stopped in the forest at a pit in a clearing. He saw how a group of war prisoners were separated from the rest and driven towards the pit and then shot. The war prisoners grew agitated, restless and noisy. Not far from Yegorov several war prisoners attacked the guards. Other guards ran towards the place. Yegorov took advantage of the confusion and ran away into the dark forest, hearing shouts and firing.

“After hearing this terrible story, which is engraved on my memory for the rest of my life, I became very sorry for Yegorov, and told him to come to my room, get warm and hide at my place until he had regained his strength. But Yegorov refused… He said no matter what happened he was going away that very night, and intended to try to get through the front line to the Red Army. In the morning, when I went to make sure whether Yegorov had gone, he was still in the shed. It appeared that in the night he had attempted to set out, but had only taken about 50 steps when he felt so weak that he was forced to return. This exhaustion was caused by the long imprisonment at the camp and the starvation of the last days. We decided he should remain at my place several days longer to regain his strength. After feeding Yegorov I went to work. When I returned home in the evening my neighbours Branova, Mariya Ivanovna, Kabanovskaya, Yekaterina Viktorovna told me that in the afternoon, during a search by the German police, the Red Army war prisoner had been found, and taken away. “

Further corroboration was given by an engineer mechanic called Sukhachev who had worked under the Germans as a mechanic in the Smolensk city mill:

“I was working at the mill in the second half of March, 1943. There I spoke to a German chauffeur who spoke a little Russian, and since he was carrying flour to Savenki village for the troops, and was returning on the next day to Smolensk, I asked him to take me along so that I could buy some fats in the village. My idea was that making the trip in a German truck would get over the risk of being held up at the control stations. The German agreed to take me, at a price.

“On the same day at 10 p.m. we drove on to the Somolensk-Vitebsk highway, just myself and the German driver in the machine. The night was light, and only a low mist over the road reduced the visibility. Approximately 22 or 23 kilometres from Smolensk at a demolished bridge on the highway there is a rather deep descent at the by-pass. We began to go down from the highway, when suddenly a truck appeared out of the fog coming towards us. Either because our brakes were out of order, or because the driver was inexperienced, we were unable to bring our truck to a halt, and since the passage was quite narrow we collided with the truck coming towards us. The impact was not very violent, as the driver of the other truck swerved to the side, as a result of which the trucks bumped and slid alongside each other.

“The right wheel of the other truck, however, landed in the ditch, and the truck fell over on the slope. Our truck remained upright. The driver and I immediately jumped out of the cabin and ran up to the truck which had fallen down. We were met by a heavy stench of putrefying flesh coming evidently from the truck.

“On coming nearer, I saw that the truck was carrying a load covered with a tarpaulin and tied up with ropes. The ropes had snapped with the impact, and part of the load had fallen out on the slope. This was a horrible load – human bodies dressed in military uniforms. As far as I can remember there were some six or seven men near the truck: one German driver, two Germans armed with tommy-guns – the rest were Russian war prisoners, as they spoke Russian and were dressed accordingly.

“The Germans began to abuse my driver and then made some attempts to right the truck. In about two minutes time two more trucks drove up to the place of the accident and pulled up. A group of Germans and Russian war prisoners, about ten men in all, came up to us from these trucks. … By joint efforts we began to raise the truck. Taking advantage of an opportune moment I asked one of the Russian war prisoners in a low voice: ‘What is it?’ He answered very quietly: ‘For many nights already we have been carrying bodies to Katyn Forest’.

“Before the overturned truck had been raised a German NCO came up to me and my driver and ordered us to proceed immediately. As no serious damage had been done to our truck the driver steered it a little to one side and got on to the highway, and we went on. When we were passing the two covered trucks which had come up later I again smelled the horrible stench of dead bodies”.

Various other people also gave testimony of having seen the trucks loaded with dead bodies.

One Zhukhov, a pathologist who actually visited graves in April 1943 at the invitation of the Germans, also gave evidence:

“The clothing of the bodies, particularly the greatcoats, boots and belts, were in a good state of preservation. The metal parts of the clothing – belt buckles, button hooks and spikes on shoe soles, etc. – were not heavily rusted, and in some cases the metal still retained its polish. Sections of the skin of the bodies which could be seen – faces, necks, arms – were chiefly a dirty green colour, and in some cases dirty brown, but there was no complete disintegration of the tissues, no putrefaction. In some cases bared tendons of whitish colour and parts of muscles could be seen.

“While I was at the excavations people were at work sorting and extracting bodies at the bottom of a big pit. For this purpose they used spades and other tools, and also took hold of bodies with their hands and dragged them from place to place by the arms, the legs or the clothing. I did not see a single case of bodies falling apart or any member being torn off.

“Considering all the above, I arrived at the conclusion that the bodies had remained in the earth not three years, as the Germans affirmed, but much less. Knowing that in mass graves, and especially without coffins, putrefaction of bodies progresses more quickly than in single graves, I concluded that the mass shooting of the Poles had taken place about a year and a half ago, and could have occurred in autumn 1941 or in spring 1942. As a result of my visit to the excavation site I became firmly convinced that a monstrous crime had been committed by the Germans. “

Several other people who visited the graves at the time gave like testimony.

Moreover, pathologists who examined the bodies in 1943 concluded that they could not have been dead longer than two years. Furthermore, documents were found on some of the bodies which had obviously been missed by the Germans when they doctored the evidence. These included a letter dated September 1940, a postcard dated 12 November 1940, a pawn ticket receipted 14 March 1941 and another receipted 25 March 1941. Receipts dated 6 April 1941, 5 May 1941, 15 May 1941 and an unmailed postcard in Polish dated 20 June 1941. Although all these dates pre-date Soviet withdrawal, they all postdate the time of the alleged murder of the prisoners by the Soviet authorities in the spring of 1940, the time given as the date of the supposed massacre by all those whom the Germans were able to bully into giving false testimony. If, as is claimed by bourgeois propagandists, these documents are forgeries, it would have been the easiest thing to forge documents which postdated the Soviet departure, but his was not done – and it was not done because the documents found were undoubtedly genuine.

Source

The Truth about Katyn

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Nazi propaganda poster. Reads in French: “If the Soviets win the war, Katyn will be everywhere.”

The Truth About Katyn

Report of Special Commission

for Ascertaining and Investigating the Circumstances of the Shooting of Polish Officer Prisoners by the German-Fascist Invaders in the Katyn Forest

The Special Commission for Ascertaining and Investigating the Circumstances of the Shooting of Polish Officer Prisoners by the German-Fascist Invaders in the Katyn Forest (near Smolensk) was set up on the decision of the Extraordinary State Commission for Ascertaining and Investigating Crimes Committed by the German-Fascist Invaders and Their Associates.

The Commission consists of: Member of the Extraordinary State Commission Academician Burdenko (Chairman of the Commission); member of the Extraordinary State Commission Academician Alexei Tolstoy; member of the Extraordinary State Commission the Metropolitan Nikolai; President of the All-Slav Committee, Lt.-Gen. Dundorov; the Chairman of the Executive Committee of the Union of the Red Cross and Red Crescent Societies, Kolesnikov; People’s Commissar of Education of the Russian S.F.S.R.. Academician Potemkin; the Chief of the Central Medical Administration of the Red Army, Col.-Gen. Smirnov; the Chairman of the Smolensk Regional Executive Committee, Melnikov. To accomplish the task assigned to it the Commission invited the following medico-legal experts to take part in its work: Chief Medico-Legal Expert of the People’s Commissariat of Health Protection of the U.S.S.R., Director of Scientific Research in the Institute of Forensic Medicine Prozorovsky; the Head of the Faculty of Forensic Medicine at the Second Moscow Medical Institute, Doctor of Medicine Smolyaninov; Senior Staff Scientists of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health of the U.S.S.R. Semenovsky and assistant Professor Shvaikova; Chief Pathologist of the Front, Mayor of Medical Service, Professor Voropayev.

The Special Commission had at its disposal extensive material presented by the member of the Extraordinary State Commission Academician Burdenko, his collaborators, and the medico-legal experts who arrived in Smolensk on September 26, 1943, immediately upon its liberation, and carried out preliminary study and investigation of the circumstances of all the crimes perpetrated by the Germans.

The Special Commission verified and ascertained on the spot that 15 kilometres from Smolensk, along the Vitebsk highway, in the section of the Katyn Forest named “Kozy Gory,” 200 metres to the S.W. of the highway in the direction of the Dnieper, there are graves in which Polish war prisoners shot by the German occupationists were buried.

On the order of the Special Commission, and in the presence of all its members and of the medico-legal experts, the graves were excavated. A large number of bodies clad in Polish military uniform were found in the graves. The total number of bodies, as calculated by the medico-legal experts, is 11,000. The medico-legal experts made detailed examinations of the exhumed bodies and of documents and material evidence discovered on the bodies and in the graves.

Simultaneously with the excavation of the graves and examination of the bodies, the Special Commission examined numerous witnesses among local residents, whose testimony establishes with precision the time and circumstances of the crimes committed by the German occupationists. The testimony of witnesses reveals the following.

The Katyn Forest

The Katyn Forest had for long been the favourite resort of Smolensk people, where they used to rest on holidays. The population of the neighbourhood grazed cattle and gathered fuel in the Katyn Forest. Access to the Katyn Forest was not banned or restricted in any way. This situation prevailed in the Katyn Forest up to the outbreak of war. Even in the summer of 1941 there was a Young Pioneers’ Camp of the Industrial Insurance Board in this forest, and it was not liquidated until July, 1941.

An entirely different regime was instituted in the Katyn Forest after the capture of Smolensk by the Germans. The forest was heavily patrolled. Notices appeared in many places warning that persons entering without special passes would be shot on the spot.

The part of the Katyn Forest named “Kozy Gory” was guarded particularly strictly, as was the area on the bank of the Dnieper, where 700 metres from the graves of the Polish war prisoners, there was a country house – the rest home of the Smolensk Administration of the Peoples’ Commissariat of Internal Affairs. When the Germans arrived this country house was taken over by a German institution named “Headquarters of the 537th Engineering Battalion.”

Polish War Prisoners in Smolensk Area

The Special Commission established that, before the capture of Smolensk by the Germans, Polish war prisoners, officers and men, worked in the western district of the Region; building and repairing roads. These war prisoners were quartered in three special camps named Camp No. 1 O.N., Camp No. 2 O.N., and Camp No. 3 O.N. These camps were located 25-45 kilometres west of Smolensk.

The testimony of witnesses and documentary evidence establish that after the outbreak of hostilities, in view of the situation that arose, the camps could not be evacuated in time and all the Polish war prisoners, as well as some members of the guard and staffs of the camps, fell prisoner to the Germans.

The former Chief of Camp No. 1 O.N., Major of State Security Vetoshnikov, interrupted by the Special Commission, testified: “I was waiting for the order on the removal of the camp, but communication with Smolensk was cut. Then I myself with several staff members went to Smolensk to clarify the situation. In Smolensk I found a tense situation. I applied to the chief of traffic of the Smolensk section of the Western Railway, Ivanov, asking him to provide the camp with railway cars for evacuation of the Polish war prisoners. But Ivanov answered that I could not count on receiving cars. I also tried to get in touch with Moscow to obtain permission to set out on foot, but I failed. By this time Smolensk was already cut off from the camp by the Germans, and did not know what happened to the Polish war prisoners and guards who remained in the camp.”

Engineer Ivanov, who in July 1941 was acting Chief of Traffic of the Smolensk Section of the Western Railway, testified before the Special Commission: “The Administration of Polish War Prisoners’ Camps applied to my office for cars for evacuation of the Poles, but we had none to spare. Besides, we could not send cars to the Gussino line, where the majority of the Polish war prisoners were, since that line was already under fire. Therefore, we could not comply with the request of the Camps Administration. Thus the Polish war prisoners remained in the Smolensk Region.”

The presence of the Polish war prisoners in the camps in the Smolensk Region is confirmed by the testimony of numerous witnesses who saw these Poles near Smolensk in the early months of the occupation up to September 1941 inclusive.

Witness Maria Alexandrovna Sashneva, elementary schoolteacher in the village of Zenkovo, told the Special Commission that in August 1941 she gave shelter in her house in Zenkovo to a Polish war prisoner who had escaped from camp.

“The Pole wore Polish military uniform, which I recognised at once, as during 1940 and 1941 I used to see groups of Polish war prisoners working on the road under guard… I took an interest in the Pole because it turned out that, before being called up, he had been an elementary schoolteacher in Poland. He told me that he had completed normal school in Poland and then studied at some military school and was a Junior Lieutenant of the Reserve. At the outbreak of war between Poland and Germany he was called up and served in Brest-Litovsk, where he was taken prisoner by Red Army units…. He spent over a year in the camp near Smolensk.

“When the Germans arrived they seized the Polish camp and instituted a strict regime in it. The Germans did not regard the Poles as human beings. They oppressed and outraged them in every way. On some occasions Poles were shot without any reason at all. He decided to escape. Speaking of himself, he said that his wife too, was a teacher and that he had two brothers and two sisters….”

On leaving next day the Pole gave his name, which Sashneva put down in a book. In this book, “Practical Studies in Natural History,” by Yagodovsky, which Sashneva handed to the Special Commission, there is a note on the last page: “Juzeph and Sofia Loek. House 25, Ogorodnaya St., town Zamostye.” In the list published by the Germans, under No. 3796 Lt. Juzeph Loek is put down as having been shot at “Kozy Gory” in the Katyn Forest in the spring of 1940. Thus, from the German report, it would appear that Juzeph Loek had been shot one year before the witness Sashneva saw him.

The witness Danilenkov, a peasant of the “Krasnaya Zarya” collective farm of the Katyn Rural Soviet, stated: “In August and September, 1941, when the Germans arrived, I used to meet Poles working on the roads in groups of 15 to 20.”

Similar statements were made by the following witnesses: Soldatenkov, former headman of the village of Borok; Kolachev, a Smolensk doctor; Ogloblin, a priest; Sergeyev, track foreman; Smiryagin, engineer; Moskovskaya, resident of Smolensk; Alexeyev, chairman of a collective farm in the village of Borok; Kutseev, waterworks technician; Gorodetsky, a priest; Brazekina, a bookkeeper; Vetrova, a teacher; Savvateyev, stationmaster at the Gnezdovo station, and others.

Round-Ups of Polish War Prisoners

The presence of Polish war prisoners in the autumn of 1941 in Smolensk districts is also confirmed by the fact that the Germans made numerous round-ups of those war prisoners who had escaped from the camps.

Witness Kartoshkin, a carpenter, testified: “In the autumn of 1941 the Germans not only scoured the forests for Polish war prisoners, but also used police to make night searches in the villages.”

Zakharov, former headman of the village of Novye Bateki, testified that in the autumn of 1941, the Germans intensively “combed” the villages and forests in search of Polish war prisoners. Witness Danilenkov a peasant of the Krasnaya Zarya collective farm, testified: “Special round-ups were held in our place to catch Polish war prisoners who had escaped. Some searches took place in my house two or three times. After one such search I asked the headman, Konstantin Sergeyev, whom they were looking for in our village. Sergeyev said that an order had been received from the German Kommandantur according to which searches were to be made in all houses without exception, since Polish war prisoners who had escaped from the camp were hiding in our village. After some time the searches were discontinued.”

The witness collective farmer Fatkov testified: “Round-ups and searches for Polish war prisoners took place several times. That was in August and September, 1941. After September, 1941, the round-ups were discontinued and no one saw Polish war prisoners anymore.”

Shootings of Polish War Prisoners

The above-mentioned “Headquarters of the 537th Engineering Battalion” quartered in the country house at “Kozy Gory” did not engage in any engineering work. Its activities were a closely guarded secret. What this “headquarters” engaged in, in reality, was revealed by numerous witnesses, including Alexeyeva, Mikhailova and Konakhovskaya, residents of the village of Borok of the Katyn Rural Soviet.

On the order of the German Commandant of the Settlement of Katyn, they were detailed by the headman of the village of Borok, Soldatenkov, to serve the personnel of “headquarters” at the above-mentioned country house. On arrival in “Kozy Gory” they were told through an interpreter about a number of restrictions;­

They were absolutely forbidden to go far from the country house or to go to the forest to enter rooms without being called and without being, escorted by German soldiers, to remain in the grounds of the country house at night. They were allowed to come to work and leave after work only by a definite route and only escorted by soldiers. This warning was given to Alexeyeva, Mikhailova and Konakhovskaya, through an interpreter, personally by the Chief of the German Institution, Ober-leutnant Arnes, who for this purpose summoned them one at a time.

As to the personnel of the “headquarters,” Alexeyeva testified: “In the ‘Kozy Gory’ country house there were always about thirty Germans. Their chief was Ober-leutnant Arnes, and his aide was Ober-leutnant Rekst. Here were also a Lieutenant Hott, Sergeant-Major Lumert, N.C.O. in charge of supplies; Rose, his assistant Isikes, Sergeant-Major Grenewski, who was in charge of the power station; the photographer, a corporal whose name I do not remember; the interpreter, a Volga German whose name seems to have been Johann, but I called him Ivan; the cook, a German named Gustav; and a number of others whose names and surnames I do not know.”

Soon after beginning their work, Alexeyeva, Mikhailova and Konakhovskaya began to notice that “something shady” was going on at the country house.

Alexeyeva testified: “The interpreter warned us several times on behalf of Arnes that we wore to hold our tongues and not chatter about what we saw and heard at the country house. Besides, I guessed from a number of signs that the Germans were engaged in some shady doings at this country house…. At the close of August and during most of September 1941 several trucks used to come practically every day to the ‘Kozy Gory’ country house. At first I paid no attention to that, but later I noticed that each time these trucks arrived at the grounds of the country house they stopped for half-an-hour, and sometimes for a whole hour, somewhere on the country road connecting the country house with the highway. I drew this conclusion because some time after these trucks reached the grounds of the country house the noise they made would cease.

“Simultaneously with the noise stopping, single shots would be heard. The shots followed one another at short but approximately even intervals. Then the shooting would die down and the trucks would drive up right to the country house. German soldiers and N.C.O.s came out of the trucks. Talking noisily they went to wash in the bathhouse, after which they engaged in drunken orgies. On those days a fire was always kept burning in the bathhouse stove.

“On days when the trucks arrived more soldiers from some German military units used to arrive at the country house. Special beds were put up for them in the soldiers’ Casino set up in one of the halls of the country house. On those days many meals were cooked in the kitchen and a double ration of drinks was served with the meals. Shortly before the trucks reached the country house armed soldiers went to the forest evidently to the spot where the trucks stopped, because in half an hour or an hour they returned in these trucks, together with the soldiers who lived permanently in the country house.

“Probably I would not have watched or noticed how the noise of the trucks coming to the country house used to die down and then rise again were it not for the fact that whenever the trucks arrived We (Konakhovskaya, Mikhailova and myself) were driven to the kitchen if we happened to be in the courtyard near the house; and they would not let us out of the kitchen if we happened to be in it. There was also the fact that on several occasions I noticed stains of fresh blood on the clothes of two Lance Corporals. All this made me pay close attention to what was going on at the country house.

“Then I noticed strange intervals in the movement of the trucks and their pauses in the forest. I also noticed that bloodstains appeared on the clothes of the same two men – the Lance Corporals. One of them was tall and red-headed, the other of medium height and fair. From all this I inferred that the Germans brought people in the truck to the country house and shot them. I even guessed approximately where this took place as, when coming to and leaving the country house, I noticed freshly thrown-up earth in several places near the road. The area of this freshly thrown-up earth increased every day. In the course of time the earth in these spots began to look normal.”

In answer to a question put by the Special Commission – what kind of people were shot in the forest near the country house – Alexeyeva replied that they were Polish war prisoners, and in confirmation of her words stated:

“There were days when no trucks arrived at the country house, but even so soldiers left the house for the forest, whence came frequent single shots. On returning the soldiers always took a bath and then drank.

“Another thing happened. Once I stayed at the country house somewhat later than usual. Mikhailova and Konakhovskaya had already left. Before I finished the work which had kept me there, a soldier suddenly entered and told me I could go. He referred to Rose’s order. He also accompanied me to the highway.

“Standing on the highway 150 or 200 metres from where the road branches off to the country house I saw a group of about 30 Polish war prisoners marching along the highway under heavy German escort. I knew them to be Poles because even before the war, and for same time after the Germans came, I used to meet on the highway Polish war prisoners wearing the same uniform with their characteristic four-cornered hats. I halted near the roadside to see where they were being led, and I saw that they turned towards our country house at ‘Kozy Gory.’

“Since by that time I had begun to watch closely everything going on at the country house, I became interested. I went back some distance along the highway, hid in bushes near the roadside, and waited. In some 20 or 30 minutes I heard the familiar single shots. Then everything became clear to me and I hurried home.

“I also concluded that evidently the Germans were shooting Poles not only in the daytime when we worked at the country house, but also at night in our absence. I understood this also from recalling the occasions when all the officers and men who lived in the country house, with the exception of the sentries, woke up late, about noon. On several occasions we guessed about the arrival of the Poles in ‘Kozy Gory’ from the tense atmosphere that descended on the country house…. All the officers left the country house and only a few sentries remained in it, while the Sergeant-Major kept checking up on the sentries over the telephone…”

Mikhailova testified: “In September, 1941, shooting was heard very often in the ‘Kozy Gory’ Forest. At first I took no notice of the trucks, which were closed at the sides and on top and painted green. They used to drive up to our country house always accompanied by N.C.O.’s. Then I noticed that these trucks never entered our garage, and also that they were never unloaded. They used to come very often, especially in September, 1941.

“Among the N.C.O.’s who always sat with the drivers I began to notice one tall one with a pale face and red hair. When these trucks drove up to the country house, all the Germans, as if at a command, went to the bathhouse and bathed for a long time, after which they drank heavily in the country house. Once this tall red-headed German got down from the truck, went to the kitchen and asked for water. When he was drinking the water out of a glass I noticed blood on the cuff of the right sleeve of his uniform.”

Mikhailova and Konakhovskaya witnessed the shooting of two Polish war prisoners who had evidently escaped from the Germans and been caught. Mikhailova testified: “Once Konakhovskaya and I were at our usual work in the kitchen when we heard a noise near the country house. On coming out we saw two Polish-war prisoners surrounded by German soldiers who were explaining something to N.C.O. Rose. Then Ober-Leutnant Arnes came over to them and told Rose something. We hid some distance away, as we were afraid that Rose would beat us up for being inquisitive.

“‘We were discovered, however, and at a signal from Rose the mechanic Grenewski drove us into the kitchen and the Poles away from the country house. A few minutes later we heard shots. The German soldiers and N.C.O. Rose, who soon returned, were engaged in animated conversation. Wanting to find out what the Germans had done to the detained Poles, Konakhovskaya and I came out again. Arnes’ aide, who came out simultaneously with us from the main entrance of the country house, asked Rose something in German, to which the latter answered, also in German: ‘Everything is in order.’ We understood these words because the Germans often used them in their conversation. From all that took place I concluded that these two Poles had been shot.”

Similar testimony was given by Konakhovskaya. Frightened by the happenings at the country house, Alexeyeva, Mikhailova and Konakhovskaya decided to quit work on some convenient pretext. Taking advantage of the reduction of their “wages” from nine to three marks a month at the beginning of January, 1942, on Mikhailova’s suggestion they did not report for work. In the evening of the same day a car came to fetch them, they were brought to the country house and locked up by way of punishment – Mikhailova for eight days and Alexeyeva and Konakhovskaya for three days each. After they had served their terms all of them were sacked.

While working at the country house Alexeyeva, Mikhailova and Konakhovskaya had been afraid to speak to each other about what they had observed of the happenings there. But during their arrest, sitting in the cell at night, they shared their knowledge.

At the interrogation on December 24, 1943, Mikhailova testified: “Here for the first time we talked frankly about the happenings at the country house. I told all I knew. It turned out that Konakhovskaya and Alexeyeva also knew these facts but, like myself, had been afraid to discuss them. I learned from them that it was Polish war prisoners the Germans used to shoot at ‘Kozy Gory.’ Alexeyeva said that once in the autumn of 1941, when she was going home from work, she saw the Germans driving a large group of Polish war prisoners into ‘Kozy Gory’ Forest and then she heard shooting.”

Similar testimony was given by Alexeyeva and Konakhovskaya. On comparing notes Alexeyeva, Mikhailova and Konakhovskaya arrived at the firm conviction that in August and September, 1941, the Germans had engaged on mass shootings of Polish war prisoners at the country house in “Kozy Gory.”

The testimony of Alexeyeva is confirmed by the testimony of her father, Mikhail Alexeyev, whom she told as far back as in the autumn of 1941, during her work at the country house, about her observations of the Germans’ activities at the country house. “For a long time she would not tell me anything,” Mikhail Alexeyev testified, “only on coming home she complained that she was afraid to work at the country house and did not know how to get away. When I asked her why she was afraid she said that very often shooting was heard in the forest. Once she told me in secret that in ‘Kozy Gory’ Forest the Germans were shooting Poles. I listened to my daughter and warned her very strictly that she should not tell anyone else about it, as otherwise the Germans would learn and then our whole family would suffer.”

That Polish war prisoners use to be brought to “Kozy Gory” in small groups of 20 to 30 men escorted by five to seven German soldiers, was also testified by other witnesses interrogated by the Special Commission: Kisselev, peasant of “Kozy Gory” hamlet; Krivozertsev, carpenter of Krasnyi Bor station in the Katyn Forest; Ivanov, former station master at Gnezdovo in the Katyn Forest area; Savvateyev, station master on duty at. the same station; Alexeyev, chairman of a collective farm in the village of Borok; Ogloblin, priest of Kuprino Church, and others. These witnesses also heard shots in the forest at “Kozy Gory.”

Of especially great importance in ascertaining what took place at “Kozy Gory” country house in the autumn of 1941 is the testimony of Professor of Astronomy Bazilevsky, director of the Smolensk Observatory. In the early days of the occupation of Smolensk by the Germans, Professor Bazilevsky was forcibly appointed by the assistant Burgomaster while to the post of Burgomaster they appointed the lawyer Menshagin, who subsequently left together with them, a traitor who enjoyed the special confidence of the German Command and in particular of the Smolensk Kommandant Von Schwetz.

Early in September, 1941, Bazilevsky addressed to Menshagin a request to solicit the Kommandant Von Schwetz for the liberation of the teacher Zhiglinsky from War Prisoners Camp No. 126. In compliance with this request Menshagin approached Von Schwetz and then informed Bazilevsky that his request could not be granted since, according to Von Schwetz, “instructions had been received from Berlin prescribing that the strictest regime be maintained undeviatingly in regard to war prisoners without any slackening.”

“I involuntarily retorted,” witness Bazilevsky testified, ” ‘Can anything be stricter than the regime existing in the camp?’ Menshagin looked at me in a strange way and bending to my ear, answered in a low voice: ‘Yes, there can be! The Russians can at least be left to die off, but as to the Polish war prisoners, the orders say that they are to be simply exterminated.’ ‘How is that? How should it be understood?’ I exclaimed: ‘This should be understood literally. There is such a directive from Berlin,’ answered Menshagin, and asked me ‘for the sake of all that is Holy’ not to tell anyone about this…

“About a fortnight after this conversation with Menshagin, when I was again received by him, I could not keep from asking: ‘What news about the Poles?’ Menshagin hesitated for a little, but then answered: ‘Everything is over with them. Von Schwetz told me that they had been shot somewhere near Smolensk.’ Seeing my bewilderment Menshagin warned me again about the necessity of keeping this affair in the strictest secrecy and then started ‘explaining’ to me the Germans’ policy in this matter. He told me that the shooting of Poles was one link in the general chain of anti-Polish policy pursued by Germany, which became especially marked in connection with the conclusion of the Russo-Polish Treaty.”

Bazilevsky also told the Special Commission about his conversation with the Sonderfuehrer of the 7th Department of the German Kommandant’s Office, Hirschfeld, a Baltic German who spoke good Russian:

“With cynical frankness Hirschfeld told me that the harmfulness and inferiority of the Poles had been proved by history and therefore reduction of Poland’s population would fertilise the soil and make possible an extension of Germany’s living space. In this connection Hirschfeld boasted that absolutely no intellectuals had been left in Poland, as they had all been hanged, shot or confined in camps.”

Bazilevsky’s testimony is confirmed by the witness Yefimov, Professor of Physics, who has been interrogated by the Special Commission and whom Bazilevsky at that time, in the autumn of 1941, told about his conversation with Menshagin.

Documentary corroboration of Bazilevsky’s and Yefimov’s testimony is supplied by notes made by Menshagin in his own hand in his notebook. This notebook, containing 17 incomplete pages, was found in the files of the Smolensk Municipal Board after the liberation of Smolensk by the Red Army. Menshagin’s ownership of the notebook and his handwriting have been confirmed both by Bazilevsky, who knew Menshagin’s hand well, and by expert graphologists.

Judging by the dates in the notebook, its contents relate to the period from early August, 1941, to November of the same year. Among the various notes on economic matters (on firewood, electric power, trade, etc.) there is a number of notes made by Menshagin evidently as a reminder of instructions issued by the German commandant’s office in Smolensk. These notes reveal with sufficient clarity the range of problems with which the Municipal Board dealt as the organ fulfilling all the instructions of the German Command.

The first three pages of the notebook lay down in detail the procedure in organising the Jewish “Ghetto” and the system of reprisals to be applied against the Jews.

Page 10, dated August 15, 1941, contains the following note: “All fugitive Polish war prisoners are to be detained and delivered to the commandant’s office.” Page 15 (undated) contains the entry: “Are there any rumours among the population concerning the shooting of Polish war prisoners in ‘Kozy Gory’ (for Umnov).”

It transpires from the first entry, firstly, that on August 15, 1941, Polish war prisoners were still in the Smolensk area and, secondly, that they were being arrested by the German authorities. The second entry indicates that the German Command, worried by the possibility of rumours about the crime it had committed circulating among the civilian population, issued special instructions for the purpose of checking this surmise. Umnov, mentioned in this entry, was the Chief of the Russian Police in Smolensk during the early months of its occupation.

Beginning of German Provocation

In the winter of 1942-43 the general military situation changed sharply to the disadvantage of the Germans. The military power of the Soviet Union was continually growing stronger. The unity between the U.S.S.R. and her Allies was growing stronger. The Germans resolved to launch a provocation, using for this purpose the crimes they had committed in the Katyn Forest, and ascribing them to the organs of the Soviet authorities. In this way they intended to set the Russians and Poles at loggerheads and to cover up the traces of their own crimes. A priest, Ogloblin, of the village of Kuprino in the Smolensk district, stated:

“After the events at Stalingrad, when the Germans began to feel uncertain, they launched this business. The people started to say that ‘the Germans are trying to mend their affairs.’ Having embarked on the preparation of the Katyn provocation, the Germans first set about looking for witnesses who would, under the influence of persuasion, bribes or threats, give the testimony which the Germans needed. The attention of the Germans was attracted to the peasant Parfen Gavrilovich Kisselev, born in 1870, who lived in the hamlet nearest to the house in ‘Kozy Gory.’ “

Kisselev was summoned to the Gestapo at the close of 1942. Under the threat of reprisals, they demanded of him fictitious testimony alleging that he knew that in the spring of 1940 the Bolsheviks shot Polish war prisoners at the country house of the administration of the People’s Commissariat for Internal Affairs in “Kozy Gory.”

Kisselev informed the Commission: “In the autumn of 1942 two policemen came to my house and ordered me to report to the Gestapo at Gnezdovo station. On that same day I went to the Gestapo, which had its premises in a two-storeyed house next to the railway station. In a room there were a German officer and interpreter. The German officer started asking me through the interpreter how long I had lived in that district, what my occupation and my material circumstances were. I told him that I had lived in the hamlet in the area of’ ‘Kozy Gory’ since 1907 and worked on my farm. As to my material circumstances, I said that I had experienced some difficulties since I was old and my sons were at the war.

“After a brief conversation on this subject, the officer stated that, according to information at the disposal of the Gestapo, in 1940, in the area of’ ‘Kozy Gory’ in the Katyn Forest, staff members of the People’s Commissariat for Internal Affairs shot Polish officers, and he asked me what testimony I could give on this score. I answered that I had never heard of the People’s Commissariat of Internal Affairs shooting people at ‘Kozy Gory,’ and that anyhow it was impossible, I explained to the officer, since ‘Kozy Gory’ is an absolutely open and much frequented place, and if shootings had gone on there the entire population of the neighbouring villages would have known.

“The officer told me I must nevertheless give such evidence because he alleged the shootings did take place. I was promised a big reward for this testimony. I told the officer again that I did not know anything about shootings, and that nothing of the sort could have taken place in our locality before the war. In spite of this the officer obstinately insisted on my giving false evidence.

“After the first conversation about which I have already spoken, I was summoned again to the Gestapo in February, 1943. By that time I knew that other residents of neighbouring villages had also been summoned to the Gestapo and that the same testimony they demanded of me had also been demanded of them.

“At the Gestapo the same officer and interpreter who had interrogated me the first time again demanded of me evidence that I had witnessed the shooting of Polish officers, allegedly effected by the People’s Commissariat for Internal Affairs in 1940. I again told the Gestapo officer that this was a lie, as before the war I had not heard anything about any shootings, and that I would not give false evidence. The interpreter, however, would not listen to me, but took a handwritten document from the desk and read it to me. It said that I, Kisselev, resident of a hamlet in the ‘Kozy Gory’ area, personally witnessed the shooting of Polish officers by staff members of the People’s Commissariat for Internal Affairs in 1940.

“Having read this document, the interpreter told me to sign it. I refused to do so. The interpreter began to force me to do it by abuse and threats. Finally he shouted: ‘Either you sign it at once or we shall destroy you. Make your choice!’

“Frightened by these threats, I signed the document and thought that would be the end of the matter.”

Later, after the Germans had arranged visits to the Katyn graves by various “delegations,” Kisselev was made to speak before a “Polish delegation” which arrived there. Kisselev forgot the contents of the protocol he had signed at the Gestapo, got mixed up, and finally refused to speak. The Gestapo then arrested Kisselev, and, by ruthless beatings, in the course of six weeks again obtained his consent to “public speeches.”

In this connection Kisselev stated: “In reality things went quite a different way. In spring, 1943, the Germans announced that in the “Kozy Gory” area in Katyn Forest they had discovered the graves of Polish officers allegedly shot in 1940by organs of the People’s Commissariat for Internal Affairs. Soon after that the Gestapo interpreter cattle to my house and took me to the forest in the “Kozy Gory” area.

“When we had left the house and were alone together, the interpreter warned me that I must tell the people present in the forest everything exactly as it was written down in the document I had signed at the Gestapo.

“When I came into the forest I saw open graves and a group of strangers. The interpreter told me that these were ‘Polish delegates’ who had arrived to inspect the graves. When we approached the graves the ‘delegates’ started asking me various questions in Russian in connection with the shooting of Poles, but as more than a month had passed since I had been summoned to the Gestapo I forgot everything that was in the document I had signed, got mixed up, and finally said I did not know anything about the shooting of Polish officers.

“The German officer got very angry. The interpreter roughly dragged me away from the ‘delegation’ and chased me off. Next morning a car with a Gestapo officer drove up to my house. He found me in the yard, told me that I was under arrest, put me into the car and took me to Smolensk Prison…

“After my arrest I was interrogated many times, but they beat me more than they questioned me. The first time they summoned me they beat me up heavily and abused me, complaining that I had let them down, and then sent me back to the cell. During the next summons they told me I must state publicly that I had witnessed the shooting of Polish officers by the Bolsheviks, and that until the Gestapo was satisfied I would do this in good faith I would not be released from prison. I told the officer that I would rather sit in prison than tell people lies to their faces. After that I was badly beaten up.

“There were several such interrogations accompanied by beatings, and as a result I lost all my strength, my hearing became poor and I could not move my right arm. About one month after my arrest a German officer summoned me and said: ‘You see the consequences of your obstinacy, Kisselev. We have decided to execute you. In the morning we shall take you to Katyn Forest and hang you.’ I asked the officer not to do this, and started pleading with him that I was not fit for the part of ‘eye-witness’ of the shooting as I did not know how to tell lies and therefore I would mix everything up again.

“The officer continued to insist. Several minutes later soldiers came into the room and started beating me with rubber clubs. Being unable to stand the beatings and torture, I agreed to appear publicly with a fallacious tale about shooting of Poles by Bolsheviks. After that I was released from prison on condition that on the first demand of the Germans I would speak before ‘delegations’ in Katyn Forest…

On every occasion, before leading me to the graves in the forest, the interpreter; used to come to my house, call me out into the yard, take me aside to make sure that no one would hear, and for half an hour make me memorise by heart everything I would have to say about the alleged shooting of Polish officers by the People’s Commissariat for Internal Affairs in 1940.

“I recall that the interpreter told me something like this: ‘I live in a cottage in ‘Kozy Gory’ area not far from the country house of the People’s Commissariat for Internal Affairs. In spring 1940 I saw Poles taken on various nights to the forest and shot there.’ Andthen it was imperative that I must state literally that “this was the doing of the People’s Commissariat for Internal Affairs.” After I had memorised what the interpreter told me, he would take me to the open graves in the forest and compel me to repeat all this in the presence of ‘delegations’ which came there.

“My statements were strictly supervised and directed by the Gestapo interpreter. Once when I spoke before some ‘delegation’ I was asked the question: ‘Did you see these Poles personally before they were shot by the Bolsheviks?’ I was not prepared for such a question and answered the way it was in fact, i.e., that I saw Polish war prisoners before the war, as they worked on the roads. Then the interpreter roughly dragged me aside and drove me home.

“Please believe me when I say that all the time I felt pangs of conscience, as I knew that in reality the Polish officers had been shot by the Germans in 1941. I had no other choice, as I was constantly threatened with the repetition of my arrest and torture.”

Kisselev’s testimony regarding his summons to the Gestapo, subsequent arrest and beatings are confirmed by his wife Aksinya Kisseleva, born 1870, his son Vassily Kisselev, born 1911, and his daughter-in-law Mariya Kisseleva, born 1918, who live with him, as well as by track foreman Timofey Sergeyev, born 1901, who rents a room in Kisselev’s hamlet. The injuries caused to Kisselev at the Gestapo (injury of shoulder, considerable impairment of hearing) are confirmed by a protocol of medical examination.

In their search for “witnesses” the Germans subsequently became interested in railway workers at the Gnezdovo station, two and half kilometres from “Kozy Gory,” the station at which the Polish prisoners arrived in spring 1940. The Germans evidently wanted to obtain corresponding testimony from the railwaymen. For this purpose, in spring 1943, the Germans summoned to the Gestapo the ex-stationmaster of Gnezdovo station, Ivanov, the stationmaster on duty, Savvateyev, and others.

Ivanov, born in 1882, gave the following account of the circumstances in which he was summoned to the Gestapo: “It was in March 1943. I was interrogated by a German officer in the presence of an interpreter. Having asked me through the interpreter who I was and what post I held at Gnezdovo station before the occupation of the district by the Germans, the officer inquired whether I knew that in spring 1940 large parties of captured Polish officers had arrived at Gnezdovo station in several trains. I said that I knew about this, The officer then asked me whether I knew that in the same spring 1940, soon after the arrival of the Polish officers, the Bolsheviks had shot them all in the Katyn Forest. I answered that I did not know anything about that, and that it could not be so, as in the course of 1940-41, up to the occupation of Smolensk by the Germans, I had met captured Polish officers who had arrived in spring 1940 at Gnezdovo station, and who were engaged in road construction work.

“The officer told me that if a German officer said the Poles had been shot by the Bolsheviks it meant that this was the fact. ‘Therefore,’ the officer continued, ‘you need not fear anything, and you can sign with a clear conscience a protocol saying that the captured Polish officers were shot by the Bolsheviks and that you witnessed it.’’

“I replied that I was already an old man, that I was 61 years old, and did not want to commita sin in my old age. I could only testify that the captured Poles really arrived at Gnezdovo station in spring 1940. The German officer began to persuade me to give the required testimony promising that if I agreed he would promote me from the position of watchman on a railway crossing to that of stationmaster of Gnezdovo station, which I had held under the Soviet Government, and also to provide for my material needs.

“The interpreter emphasised that my testimony as a former railway official at Gnezdovo station, the nearest station to Katyn Forest, was extremely important for the German Command, and that I would not regret it if I gave such testimony. I understood that I had landed in an extremely difficult situation, and that a sad fate awaited me. However, I again refused to give false testimony to the German officer. He started shouting at me, threatened me with beating and shooting, and said I did not understand what was good for me. However, I stood my ground. The interpreter then drew up a short protocol in German on one page, and gave me a free translation of its contents. This protocol recorded, as the interpreter told me, only the fact of the arrival of the Polish war prisoners at Gnezdovo station. When I asked that my testimony be recorded not only in German but also in Russian, the officer finally went beside himself with fury, beat me up with a rubber club and drove me off the premises….”

Savvateyev, born in 1880, stated: “In the Gestapo I testified that in spring 1940 Polish war prisoners arrived at the station of Gnezdovo in several trains and proceeded further in trucks, and 1 did not know where they went. I also added that I repeatedly met these Poles later on the Moscow-Minsk highway, where they were working on repairs in small groups. The officer told me. I was mixing things up, that I could not have the Poles on the highway, as they had been shot by the Bolsheviks, and demanded that I testify to this.

“I refused. After threatening and cajoling me for a long time, the officer consulted with the interpreter about something in German, and then the interpreter wrote a short protocol and gave it to me to sign. He explained that it was a record of my testimony. I asked the interpreter to let me read the protocol myself, but he interrupted me with abuse, ordering me to sign it immediately and get out. I hesitated a minute. The interpreter seized a rubber club hanging on the wall and made to strike me. After that I signed the protocol shoved at me: The interpreter told me to get out and go home, and not to talk to anyone or I would be shot.

The search for “witnesses” was not limited to the above-mentioned persons. The Germans strove persistently to locate former employees of the People’s Commissariat for Internal Affairs and extort from them the false testimony which the Germans needed.

Having chanced to arrest Ignatyuk, formerly a labourer in the garage of the Smolensk Regional Administration of the People’s Commissariat of Internal Affairs, the Germans stubbornly, by threats and beatings, tried to extort from him testimony that he had been a car driver and not merely a labourer in the garage, and had himself driven Polish war prisoners to the shooting site.

Ignatyuk, born in 1903, testified in this connection: “When I was examined for the first time by Chief of Police Alferchik, he accused me of agitating against the German authorities, and asked what work I had done for the People’s Commissariat of Internal Affairs. I replied that I had worked in the garage of the Smolensk Regional Administration of the People’s Commissariat of Internal Affairs as a labourer. At this examination Alferchik tried to get me to testify that I had worked as a car driver and not as a labourer. Alferchik was greatly irritated by his failure to obtain the required testimony from me, and he and his aide, whom he called George, tied up my head and mouth with some rag, removed my trousers, laid me on a table and began to beat me with rubber clubs.

“After that I was summoned again for examination, and Alferchik demanded that I give him false testimony to the effect that the Polish officers had been shot in Katyn Forest by organs of the People’s Commissariat of Internal Affairs in 1940, of which I allegedly was aware, as a chauffeur who had taken part in driving the Polish officers to Katyn Forest, and who had been present at their shooting. Alferchik promised to liberate me from prison if I would agree to give such testimony, and get me a job with the police where I would be given good living conditions – otherwise they would shoot me…

“The last time I was interrogated in the police station by examiner Alexandrov, who demanded from me the same false testimony about the shooting of the Polish officers as Alferchik, but at this examination, too, I refused to give false evidence. After this examination I was again beaten up and sent to the Gestapo… In the Gestapo; just as at the police station, they demanded from me false evidence about the shooting of the Polish officers in Katyn Forest in 1940 by Soviet authorities, of which I as car driver was allegedly aware.”

A book published by the German Ministry of Foreign Affairs, and containing material about the “Katyn Affair” fabricated by the Germans, refers to other “witnesses” besides the above-mentioned Kisselev: Godesov (alias Godunov) born in 1877, Grigori Silversov, born in 1891, Ivan Andreyev, born in 1917, Mikhail Zhigulev, born in 1915, Ivan Krivozertsev, born in 1915, and Matvey Zakharov, born in 1893.

A check-up revealed that the first two of the above persons (Godesov and Silversov) died in 1943 before the liberation of the Smolensk Region by the Red Army; the next three (Andreyev, Zhigulev and Krivozertsev) left with the Germans, or perhaps were forcibly abducted by them, while the last – Matvey Zakharov – formerly a coupler at Smolensk Station, who worked under the Germans as headman in the village Novye Bateki, was located and examined by the Special Commission.

Zakharov related how the Germans got from him the false testimony they needed about the “Katyn affair”: “Early in March, 1943, an employee of the Gnezdovo Gestapo whose name I do not know came to my house and told me that an officer wanted to see me. When I arrived at the Gestapo a German officer told me through an interpreter: ‘We know you worked as coupler at Smolensk Central Station and you must testify that in 1940 cars with Polish war prisoners passed through Smolensk on the way to Gnezdovo, after which the Poles were shot in the forest at ‘Kozy Gory.’ ’ In reply I stated that in 1940 cars with Poles did pass Smolensk westwards, but I did not know what their destination was.

“The officer told me that if I did not want to testify of my own accord he would force me to do so. After saying this he took a rubber club and began to beat me up. Then I was laid on a bench and the officer, together with the interpreter, beat me. I do not remember how many strokes I had, because I soon fainted.

“When I came to, the officer demanded that I sign a protocol of the examination. I had lost courage as a result of the beating and threats of shooting, so I gave false evidence and signed the protocol. After I had signed the protocol I was released from the Gestapo.

“Several days after I had been summoned to the Gestapo, approximately in mid-March, 1943, the interpreter came to my house and said I must go to the German general and confirm my testimony in his presence. The general asked me whether I confirmed my testimony. I said I did confirm it, as on the way I had been warned by the interpreter that if I refused to confirm the testimony I would have a much worse experience than I had on my first visit to the Gestapo.

“Fearing a repetition of the torture, I replied that I confirmed my testimony. Then the interpreter ordered me to raise my right hand, and told me I had taken an oath and could go home.”

It has been established that in other cases also the Germans used persuasion, threats and torture in trying to obtain the testimony they needed, for example, from Kaverznev, former deputy chief of the Smolensk Prison, and Kovalev, former staff member of the same prison. Since the search for the required number of witnesses failed to yield any success, the Germans posted up in Smolensk city and neighbouring villages the following handbill, an original of which is on the files of the Special Commission:

“Notice to the population. Who can give information concerning the mass murder of prisoners, Polish officers and priests by the Bolsheviks in the forest of’ ‘Kozy Gory’ near the Gnezdovo-Katyn highway in 1940? Who saw columns of trucks on their way from Gnezdovo to ‘Kozy Gory,’ or who saw or heard the shootings? Who knows residents who can tell about this! Rewards will be given for any information. Information to be sent to Smolensk, German Police Station, No. 6, Muzeinaya Street, and in Gnezdovo to the German Police Station, house No. 105 near the railway station. Foss, Lieutenant of Field Force, May 3, 1943.”

A similar notice was printed in the newspaper “Novy Put,” published by the Germans in Smolensk – No. 35 (157) for May 6, 1943.

The fact that the Germans promised rewards for the evidence they needed on the”Katyn affair” was confirmed by witnesses called by the Special Commission: Sokolova, Pushchina, Bychkov, Tondarev, Ustinov and many other residents of Smolensk.

Preparing Katyn Graves

Along with the search for “witnesses” the Germans proceeded with the preparation of the graves in Katyn Forest: they removed from the clothing of the Polish prisoners whom they had killed all documents dated later than April, 1940 – that is, the time when, according to the German provocational version, the Poles were shot by the Bolsheviks – and removed all material evidence which could disprove this provocational version. In its investigation the Special Commission revealed that for this purpose the Germans used up to 500 Russian war prisoners specially selected from war prisoners’ camp No. 126.

The Special Commission has at its disposal numerous statements of witnesses on this matter. The evidence of the medical personnel of the above-mentioned camp merits special attention. Dr. Chizhov, who worked in camp No. 126 during the German occupation of Smolensk, testified:

“Just about the beginning of March 1943 several groups of the physically stronger war prisoners, totalling about 500, were sent from the Smolensk Camp No. 126 ostensibly for trench work. None of these prisoners ever returned to the camp.”

Dr. Khmurov, who worked in the same camp under the Germans, testified:

“I know that somewhere about the second half of February or the beginning of March, 1943, about 500 Red Army men prisoners were sent from our camp to a destination unknown to me. The prisoners were apparently to be use for trench digging, for the more physically fit men were selected…”

Identical evidence was given by medical nurse Lenkovskaya, medical nurse Timofeyeva, and witnesses Orlova, Dobroserdova and Kochetkov.

The testimony of Moskovskaya made it clear where the 500 war prisoners from Camp 126 were actually sent. On October 5, 1943, the citizen Moskovskaya, Alexandra Mikhailovna, who lived on the outskirts of Smolensk and had worked during the occupation in the kitchen of a German military unit, filed an application to the Extraordinary Committee for the Investigation of Atrocities Perpetuated by the German Invaders, requesting them to summon her to give important evidence. She told the Special Commission that before leaving for work in March, 1943, when she went to fetch firewood from her shed in the yard on the banks of the Dnieper, she discovered there an unknown person who proved to be a Russian war prisoner.

Moskovskaya, who was born in 1922, testified:

“From conversation with him I learned that his name was Nikolai Yegorov, a native of Leningrad. Since the end of 1941 he had been in the German camp No. 126 for war prisoners in the town of Smolensk. At the beginning of March 1943, he was sent with a column of several hundred war prisoners from the camp to Katyn Forest. There they, including Yegorov, were compelled to dig up graves containing bodies in the uniforms of Polish officers, drag these bodies out of the graves and take out of their pockets documents, letters, photographs and all other articles.

“The Germans gave the strictest orders that nothing be left in the pockets on the bodies. Two war prisoners were shot because after they had searched some of the bodies, a German officer discovered some papers on these bodies. Articles, documents and letters extracted from the clothing on the bodies were examined by the German officers, who then compelled the prisoners to put part of the papers back into the pockets on the bodies, while the rest was flung on a heap of articles and documents they had extracted, and later burned.

“Besides this, the Germans made the prisoners put into the pockets of the Polish officers some papers which they took from the cases or suitcases (I don’t remember exactly) which they had brought along. All the war prisoners lived in Katyn Forest in dreadful conditions under the open sky, and were extremely strongly guarded…. At the beginning of April 1943, all the work planned by the Germans was apparently completed, as for three days not one of the war prisoners had to do any work….

“Suddenly at night all of them without exception were awakened and led somewhere. The guard was strengthened. Yegorov sensed something was wrong and began to watch very closely everything that was happening. They marched for three or four hours in an unknown direction. They stopped in the forest at a pit in a clearing. He saw how a group of war prisoners were separated from the rest and driven towards the pit and then shot. The war prisoners grew agitated, restless and noisy. Not far from Yegorov several war prisoners attacked the guards. Other guards ran towards the place. Yegorov took advantage of the confusion and ran away into the dark forest, hearing shouts and firing.

“After hearing this terrible story, which is engraved on my memory for the rest of my life, I became very sorry for Yegorov, and told him to come to my room, get warm and hide at my place until he had regained his strength. But Yegorov refused…. He said no matter what happened he was going away that very night, and intended to try to get through the front line to the Red Army. In the morning, when I went to make sure whether Yegorov had gone, he was still in the shed. It appeared that in the night he had attempted to set out, but had only taken about 50 steps when he felt so weak that he was forced to return. This exhaustion was caused by the long imprisonment at the camp and the starvation of the last days. We decided he should remain at my place several days longer to regain his strength. After feeding Yegorov I went to work. When I returned home in the evening my neighbours Baranova, Mariya Ivanovna, Kabanovskaya, Yekaterina Viktorovna told me that in the afternoon, during a search by the German police, the Red Army war prisoner had been found, and taken away.”

As a result of the discovery of the war prisoner Yegorov in the shed, Moskovskaya was called to the Gestapo, where she was accused of hiding a war prisoner. At the Gestapo interrogation Moskovskaya stoutly denied that she had any connection with this war prisoner, maintaining she knew nothing about his presence in her shed. Since they got no admission from Moskovskaya, and also because the war prisoner Yegorov evidently had not incriminated Moskovskaya, she was let out of the Gestapo.

This same Yegorov told Moskovskaya that as well as excavating bodies in Katyn Forest, the war prisoners were used to bring bodies to the Katyn Forest from other places.

The bodies so brought were thrown into pits along with the bodies that had been dug up earlier. The fact that a great number of bodies of people shot by the Germans in other places were brought to the Katyn graves is confirmed also by the testimony of engineer mechanic K. S. Sukhachev, born in 1912, an engineer mechanic of the “Rosglavkhleb” combine, who worked under the Germans as a mechanic in the Smolensk city mill. On October 8, 1943, he filed a request that he be called to testify. Called before the Special Commission, he stated:

“I was working at the mill in the second half of March, 1943. There I spoke to a German chauffeur who spoke a little Russian, and since he was carrying flour to Savenki village for the troops, and was returning on the next day to Smolensk, I asked him to take me along so that I could buy some fats in the village. My idea was that making the trip in a German truck would get over the risk of being held up at the control stations. The German agreed to take me, at a price.

“On the same day at 10 p.m. we drove on to the Smolensk-Vitebsk highway, just myself and the German driver in the machine. The night was light, and only a low mist over the road reduced the visibility. Approximately 22 or 23 kilometres from Smolensk at a demolished bridge on the highway there is a rather deep descent at the by-pass. We began to go down from the highway, when suddenly a truck appeared out of the fog coming towards us. Either because our brakes were out of order, or because the driver was inexperienced, we were unable to bring our truck to a halt, and since the passage was quite narrow we collided with the truck coming towards us. The impact was not very violent, as the driver of the other truck swerved to the side, as a result of which the trucks bumped and slid alongside each other.

“The right wheel of the other truck, however, landed in the ditch, and the truck fell over on the slope. Our truck remained upright. The driver and I immediately jumped out of the cabin and ran up to the truck which had fallen down. We were met by a heavy stench of putrefying flesh coming evidently from the truck.”

“On coming nearer, I saw that the truck was carrying a load covered with a tarpaulin and tied up with ropes. The ropes had snapped with the impact, and part of the load had fallen out on the slope. This was a horrible load – human bodies dressed in military uniforms. As far as I can remember there were some six or seven men near the truck: one German driver, two Germans armed with tommy-guns – the rest were Russian war prisoners, as they spoke Russian and were dressed accordingly.

“The Germans began to abuse my driver and then made some attempts to right the truck. In about two minutes time two more trucks drove up to the place of the accident and pulled up. A group of Germans and Russian war prisoners, about ten men in all, came up to us from these trucks…. By joint efforts we began to raise the truck. Taking advantage of an opportune moment I asked one of the Russian war prisoners in a low voice: ‘What is it?’ He answered very quietly: ‘For many nights already we have been carrying bodies to Katyn Forest.’

“Before the overturned truck had been raised a German N.C.O. came up to me and my driver and ordered us to proceed immediately. As no serious damage had been done to our truck the driver steered it a little to one side and got on to the highway, and we went on. When we were passing the two covered trucks which had come up later I again smelled the horrible stench of dead bodies.”

Sukhachev’s testimony is confirmed by that of Vladimir Afanasievich Yegorov, who served as policeman in the Police Station during the occupation. Yegorov testified that when owing to the nature of his duties he was guarding a bridge at a crossing of the Moscow-Minsk and Smolensk-Vitebsk highways at the end of March and early in April, 1943, he saw going towards Smolensk on several nights big trucks covered with tarpaulins and spreading a heavy stench of dead flesh. Several men, some of whom were armed and were undoubtedly Germans, sat in the driver’s cabin of each truck, and behind.

Yegorov reported his observations to Kuzma Demyanovich Golovney, Chief of the Police Station in the village of Arkhipovka, who advised him to “hold his tongue” and added: “This does not concern us. We have no business to be mixing in German affairs.”

That the Germans were carrying bodies on trucks to the Katyn Forest is testified by Frol Maximovich Yalovlev-Sokolov (born in 1896), a former agent for restaurant supplies in the Smolensk Restaurant Trust and, under the Germans, Chief of Police of Katyn. He stated that once, early in April, 1943, he himself saw four tarpaulin-covered trucks passing along the highway to Katyn Forest. Several men armed with tommy-guns and rifles rode in them. An acrid stench of flesh came from these trucks.

From the above testimony it can be concluded with all clarity that the Germans shot Poles in other places too. In bringing their bodies to the Katyn Forest they pursued a triple object: firstly to destroy the traces of their own crimes, secondly to ascribe their own crimes to the Soviet Government, thirdly to increase the number of “victims of Bolshevism” in the Katyn Forest graves.

Excursions to the Katyn Graves

In April, 1943, having finished all the preparatory work at the graves in Katyn Forest, the German occupationists began a wide campaign in the Press and over the radio in an attempt to ascribe to the Soviet Power atrocities they themselves had committed against Polish war prisoners. As one method of provocational agitation, the Germans arranged visits to the Katyn graves by residents of Smolensk and its suburbs as well as “delegations” from countries occupied by the German invaders or their vassals. The Special Commission questioned a number of delegates who took part in the “excursions” to the Katyn graves.

Zhukov, a doctor specialising in pathological anatomy who worked as Medico-Legal Expert in Smolensk, testified before the Special Commission: “The clothing of the bodies, particularly the greatcoats, boots and belts, were in a good state of preservation. The metal parts of the clothing – belt buckles, button hooks and spikes on shoe soles, etc. – were not heavily rusted, and in some cases the metal still retained its polish. Sections of the skin of the bodies which could be seen – faces, necks, arms – were chiefly a dirty green colour, and in some cases dirty brown, but there was no complete disintegration of the tissues, no putrefaction. In some cases bared tendons of whitish colour and parts of muscles could be seen.

“While I was at the excavations people were at work sorting and extracting bodies at the bottom of a big pit. For this purpose they used spades and other tools, and also took hold of bodies with their hands and dragged them from place to place by the arms, the legs or the clothing. I did not see a single case of bodies falling apart or of any member being torn off.

“Considering all the above, I arrived at the conclusion that the bodies had remained in the earth not three years, as the Germans affirmed, but much less. Knowing that in mass graves, and especially without coffins, putrefaction of bodies progresses more quickly than in single graves, I concluded that the mass shooting of the Poles had taken place about a year and a-half ago, and could have occurred in autumn 1941 or in spring, 1942. As a result of my visit to the excavation site I became firmly convinced that a monstrous crime had been committed by the Germans.”

Testimony to the effect that the clothing of the bodies, its metal parts, shoes and even the bodies themselves were well preserved was given by numerous witnesses who took part in “excursions” to the Katyn graves and who were questioned by the Special Commission. These witnesses include the manager of the Smolensk Water Supply System, Kitzev; a Katyn school teacher, Vetrova; a telephone operator of Smolensk Communications Bureau, Shchedrova; a resident of the village of Borok, Alexeyev; a resident of the village of Novye Bateki, Krivozertsev; the stationmaster on duty at Gnezdovo station, Savvateyev; a citizen of Smolensk, Pushchina; a doctor at the Second Smolensk Hospital, Sidoruk; Kesserev, a doctor at the same hospital.

Germans Attempt To Cover Up Traces of Their Crimes

The “excursions” organised by the Germans failed to achieve their aim. All who visited the graves saw for themselves that they were confronted with the crudest and most obvious German-Fascist frame-up. The German authorities accordingly took steps to make the doubters keep quiet. The Special Commission heard the testimony of a great number of witnesses who related how the German authorities persecuted those who doubted or disbelieved the provocation. These doubters were discharged from work, arrested, threatened with shooting.

The Commission established that in two cases people were shot for failure to “hold their tongues.” Such reprisals were taken against the former German policeman Zagainev, and against Yegorov, who worked on the excavation of graves in Katyn Forest. Testimony about the persecution of people who expressed doubt after visiting the graves in Katyn Forest was given by Zubareva, a woman cleaner employed by Drug Store No. 1 in Smolensk; Kozlova, assistant sanitation doctor of Stalin District Health Department in Smolensk, and others.

Yakovlev-Sokolov, former Chief of Police of Katyn area, testified: “A situation arose which caused serious alarm in the German Commandant’s Office, and police organs in the periphery were given urgent instructions to nip in the bud all harmful talk at any price, and arrest all persons who expressed disbelief in the ‘Katyn affair.’ I myself, as chief of the area police, was given instructions to this effect at the end of May 1943 by the German commandant of the village of Katyn, Oberleutnant Braung, and at the beginning of June by the chief of Smolensk District Police, Kamensky.

“I called an instructional conference of the police in my area, at which I ordered the police to detain and bring to the police station anyone who expressed disbelief or doubted the truth of German reports about the shooting of Polish war prisoners by the Bolsheviks. In fulfilling these instructions of the German authorities I clearly acted against my conscience, as I myself was certain that the ‘Katyn affair’ was a German frame-up. I became finally convinced of that when I myself made an ‘excursion’ to Katyn Forest.”

Seeing that the summer 1943 “excursions” of the local population to the Katyn graves did not achieve their purpose, the German occupation authorities ordered the graves to be filled in. Before their retreat from Smolensk they began hastily to cover up the traces of their crimes. The country house occupied by the “H.Q. of the 537th Building Battalion” was burned to the ground.

The Germans searched for the three girls Alexeyeva, Mikhailova and Konakhovskaya – In the village of Borok in order to take them away and perhaps to kill them. They also searched for their main “witness,” Kisselev, who together with his family had succeeded in hiding. The Germans burned down his house. They endeavoured to seize other “witnesses” too – the former stationmaster of Gnezdovo, Ivanov, and the former acting stationmaster of the same station, Savvateyev, as well as the former coupler at the Smolensk station, Zakharov.

During the very last days before their retreat from Smolensk, the German-Fascist occupationists looked for Professors Bazilevsky and Yefimov. Both succeeded in evading deportation or death only because they had escaped in good time. Nevertheless, the German-Fascist invaders did not succeed in covering up the traces of or concealing their crime.

Examination by medico-legal experts of the exhumed bodies proved irrefutably that the Polish war prisoners were shot by the Germans themselves. The protocol of the Medico-Legal Experts’ Investigation follows.

Protocol of the Medico-Legal Experts’ Investigation

In accordance with the instructions of the Special Commission for ascertaining and investigating the circumstances of the shooting of Polish officers prisoners by the German-Fascist invaders in Katyn Forest (near Smolensk), a Commission of Medico-Legal Experts was set up consisting of Prozorovsky, Chief Medico-Legal Expert of the People’s Commissariat of Health Protection of the U.S.S.R. and Director of the State Scientific Research Institute of Forensic Medicine; Doctor of Medicine Smolyaninov, Professor of Forensic Medicine at the Second Moscow State Medical Institute; Doctor of Medicine Voropayev, Professor of Pathological Anatomy; Doctor Semenovsky, senior staff scientist of the Thanatology Department of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health Protection of the U.S.S.R.; Assistant Professor Shvaikova senior staff scientist of the Chemico-Legal Department of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health Protection of the U.S.S.R.; with the participation of Major of Medical Service Nikolsky, Chief Medico-Legal Expert of the Western Front; Captain of Medical Service Bussoyedov, Medico-Legal Expert of the X. Army; Major of Medical Service, Subbotin, Chief of Pathological Anatomy Laboratory No. 92; Major of Medical Service Ogloblin; Senior Lieutenant of Medical Service Sadykov, medical specialist; Senior Lieutenant of Medical Service Pushkareva.

During the period between January 16 and January 23, 1944, these medico-legal experts conducted exhumation and medico-legal examination of the bodies of Polish war prisoners buried in graves on the territory of “Kozy Gory” in Katyn Forest 15 kms. from Smolensk. The bodies of Polish war prisoners were buried in a common grave about 60 by 60 by three metres in dimension, and also in another grave about seven by six by three and a half metres. Nine hundred and twenty-five bodies were exhumed from the graves and examined. The exhumation and medico-legal examination of the bodies were effected in order to establish: (a) identity of the dead; (b) causes of death; (c) time of burial.

Circumstances of the case: See materials of the Special Commission. Objective evidence: See the protocols of the medico-legal examination of the bodies.

Conclusion of Medico-Legal Experts

On the basis of the results of the medico-legal examination of the bodies, the commission of medico-legal experts arrived at the following conclusion:

Upon the opening of the graves and exhumations of bodies from them, it was established that:

(a) Among the mass of bodies of Polish war prisoners there were bodies in civilian clothes, the number of which, in relation to the total number of bodies examined, is insignificant (in all two out of 925 exhumed bodies); shoes of army pattern were on these bodies.

(b) The clothing on the bodies of the war prisoners showed that they were officers, and included some privates of the Polish Anny.

(c) Slits in the pockets, pockets turned inside out, and tears in them discovered during examination of the clothing show that as a rule all the clothes on each body (greatcoats, trousers, etc.) bear traces of searches effected of the dead bodies.

(d) In some cases whole pockets were found during examination of the clothing, scraps of newspapers, prayer books, pocket books, postage stamps, postcards and letters, receipts, notes and other documents, as well as articles of value (a gold nugget, dollars). Pipes, pocket knives, cigarette papers, handkerchiefs and other articles were found in these pockets, as well as in the turned-out and torn pockets, under the linings, in the belts of the coats, in footwear and socks.

(e) Some of the documents found contain data referring to the period between November 12, 1940, and June 20, 1941.

(f) The fabric of clothes, especially of greatcoats, uniforms, trousers and tunics, is in a good state of preservation and can be torn with the hands only with great difficulty.

(g) A very small proportion of the bodies (20 out of 925) had the hands tied behind the back with woven cords. The condition of the clothes on the bodies – namely the fact that uniform jackets, shirts, belts, trousers and underwear are buttoned up, boots or shoes are on the feet, scarves and ties tied around the necks, suspenders attached, shirts tucked in – testifies that no external examination of the bodies and extremities of the bodies had been effected previously. The intact state of the skin on the heads, and the absence on them, as on the skin of the chests and abdomens (save in three cases out of 925) of any incisions, cuts or other signs, show convincingly that, judging by the bodies exhumed by the experts’ commission, there had been no medico-legal examination of the bodies.

External and internal examination of 925 bodies proves the existence of bullet wounds on the head and neck, combined in four cases with injury of the bones of the cranium caused by a blunt, hard heavy object. Also, in a small number of cases were discovered injuries of the abdomen caused simultaneously with the wound in the head.

Entry orifices of the bullet wounds, as a rule singular, more rarely double, are situated in the occipital part of the head near the occipital protuberance, at the big occipital orifice or at its edge. In a few cases entry orifices of bullets have been found on the back surface of the neck, corresponding to the first or second or third vertebrae of the neck. The points of exit of the bullets have been found more frequently in the frontal area, more rarely in the parietal and templar areas as well as in the face and neck.

In 27 cases the bullet wounds proved to be blind (without exit orifices), and at the end of the bullet channels under the soft membrane of the cranium, in its bones, in the membranes and in the brain matter, were found deformed, barely deformed, or altogether undeformed cased bullets of the type used with automatic pistols, mostly of the 7.65mm. calibre.

The dimensions of the entry orifices in the occipital bone make it possible to draw the conclusion that fire arms of two calibres were employed in the shooting: in the majority of cases, those of less than 8mm., i.e., 7.65mm. or less, and in a lesser number of cases, those of more than 8mm., i.e., 9mm.

The nature of the fissures of the cranial bones, and the fact that in some cases traces of powder were found at the entry orifice, proves that the shots were fired pointblank or nearly pointblank. Correlation of the points of entry and exit of the bullets shows that the shots were fired from behind with the head bent forward. The bullet channel pierced the vital parts of the brain, or near them, and death was caused by destruction of the brain tissues. The injuries inflicted by a blunt, hard, heavy object found on the parietal bones of the cranium were concurrent with the bullet wounds of the head, and were not in themselves the cause of death.

The medico-legal examination of the bodies carried out between January 16 and January 23, 1944, testifies that there are absolutely no bodies in a condition of decay or disintegration, and that all the 925 bodies are in a state of preservation – in the initial phase of desiccation of the body – which most frequently and clearly was expressed in the region of the thorax and abdomen, sometimes also in the extremities; and in the initial stage of formation of adipocere (in an advanced phase of formation of adipocere in the bodies extracted from the bottom of the graves); in a combination of desiccation of the tissues of the body with the formation of adipocere.

Especially noteworthy is the fact that the muscles of the trunk and extremities absolutely preserved their macroscopic structure and almost normal colour; the internal organs of the thorax and peritoneal cavity preserved their configuration. In many cases sections of heart muscle have a clearly discernible structure and specific colouration, while the brain presented its characteristic structural peculiarities with a distinctly discernible border between the grey and white matter.

Besides the macroscopic examination of the tissues and organs of the bodies, the medico-legal experts removed the necessary material for subsequent microscopic and chemical studies in laboratory conditions.

Properties of the soil in the place of discovery were of a certain significance in the preservation of the tissues and organs of the bodies. After the opening of the graves and exhumation of the bodies and their exposure to the air, the corpses were subject to the action of warmth and moisture in the late summer season of 1943. This could have resulted in a vigorous progress of decay. However, the degree of desiccation of the bodies and formation of adipocere in them, especially the good state of preservation of the muscles and internal organs, as well as of the clothes, give grounds to affirm that the bodies had not remained in the earth for long.

Comparing the condition of bodies in the grave on the territory of “Kozy Gory” with the condition of the bodies in other burial places in Smolensk and its nearest environs – Gedeonovka, Maglenshchina, Readovka, Camp No. 126, Krasny Bor, etc. (see protocol of the Commission of Medico-Legal Experts dated October 22, 1943) – it should be admitted that the bodies of the Polish war prisoners were buried on the territory of “Kozy Gory” about two years ago. This finds its complete corroboration in the documents found in the clothes on the bodies, which preclude the possibility of earlier burial (see point” d ” of paragraph 36 and list of documents).

The commission of medico-legal experts, on the basis of the data and results of the investigation, consider as proved the fact of the killing by shooting of the Polish Army officer and private war prisoners; asserts that this shooting dates back to about two years ago, i.e. between September and December of 1941; regards the fact of the discovery by the commission of medico-legal experts, in the clothes on the bodies, of valuables and documents dated 1941, as proof that the German-Fascist authorities who undertook a search of the bodies in the spring-summer season of 1943 did not do it thoroughly, while the documents discovered testify that the shooting was done after June 1941; notes that in 1943 the Germans had made an extremely small number of post-mortem examinations of the bodies of the shot Polish war prisoners; notes the complete identity of method of the shooting of the Polish war prisoners with that of the shooting of Soviet civilians and war prisoners widely practised by the German-Fascist authorities in the temporarily occupied territory of the U.S.S.R., including the towns of Smolensk, Orel, Kharkov, Krasnodar and Voronezh.

Signed by the Chief Medico-Legal Expert of the People’s Commissariat of Health Protection of the U.S.S.R., Director of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health Protection of the U.S.S.R., PROZOROVSKY; Professor of Forensic Medicine at the Second Moscow State Medical Institute, Doctor of Medicine SMOLYANINOV; Professor of Pathological Anatomy, Doctor of Medicine VOROPAYEV; Senior Staff Scientist of Thanatological Dept. of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health Protection of the U.S.S.R., Doctor SEMENOVSKY; Senior Staff Scientist of the Forensic Chemistry Dept. of the State Scientific Research Institute of Forensic Medicine under the People’s Commissariat of Health Protection of the U.S.S.R., Assistant ProfessorSHYAIKOVA.

Smolensk, January 24, 1944.

Documents Found On the Bodies

Besides the data recorded in the protocol of the commission of medico-legal experts, the time of the shooting of the Polish officer prisoners by the Germans (autumn 1941, and not spring 1940 as the Germans assert) is also ascertained by documents found when the graves were opened, dating not only the latter half of 1940 but also the spring and summer (March-June) of 1941. Of the documents discovered by the medico-legal experts, the following deserve special attention:

1. On body No. 92: A letter from Warsaw addressed to the Central War Prisoners’ Bureau of the Red Cross, Moscow, Kuibyshev Street, House No. 12. The letter is written in Russian. In this letter Sofia Zigon inquires the whereabouts of her husband Tomasz Zigon. The letter is dated September 12, 1940. The envelope bears the impress of it German rubber stamp “Warsaw Sept. 1940” and a rubber stamp “Moscow, Central Post Office, ninth delivery, Sept. 28, 1940,” and an inscription in the Russian language: “Ascertain and forward for delivery, November 15, 1940” (signature illegible).

2. On body No. 4: A postcard registered under the number 0112 from Tarnopol stamped “Tarnopol Nov. 12, 1940.” The written text and address are discoloured.

3. On body No. 101: A receipt No. 10293 dated Dec. 19, 1939 issued by the Kozelsk Camp testifying receipt of a gold watch from Eduard Adamovich Lewandowski. On the back of the receipt is a note dated March 14, 1941 on the sale of this watch to the Jewellery Trading Trust.

4. On body No. 46: A receipt (number illegible) issued December 16, 1939 by the Starobelsk Camp testifying receipt of a gold watch from Vladimir Rudolfovich Araszkevicz. On the back of the receipt is a note dated March 25, 1941 stating that the watch was sold to the Jewellery Trading Trust.

5. On body No. 71: A small paper ikon with the image of Christ, found between pages 114 and 145 of a Catholic prayer book. The inscription, with legible signature, on the back of the ikon reads: “Jadwiga” and bears the date April 4, 1941.”

6. On body No. 46: A receipt dated April 6, 1941 issued by the Camp No. 1-ON, showing receipt of a sum in roubles from Araszkevicz.

7. On the same body No. 46: A receipt dated May 5, 1941 issued by Camp No. 1-ON, showing receipt of 102 roubles from Araszkevicz.

8. On body No. 101: A receipt dated May 15, 1941 issued by Camp No. 1 showing receipt of 175 roubles from Lewandowski.

9. On body No. 53: An unmailed postcard in the Polish language addressed Warsaw Bagatelia, 15, Flat 47, to Irene Kuczinska, and dated June 20, 1941. The sender is Stanislaw Kuczinski.

Conclusions of the Special Commission

From all the material at the disposal of the Special Commission, namely evidence given by over 100 witnesses questioned, data supplied by the medico-legal experts, documents and material evidence found in the graves in the Katyn Forest, the following conclusions emerge with irrefutable clarity:

1. The Polish prisoners of war who were in the three camps west of Smolensk, and employed on road building before the outbreak of war, remained there after the German invaders reached Smolensk, until September, 1941, inclusive.

2. In the Katyn Forest, in the autumn of 1941, the German occupation authorities carried out mass shootings of Polish prisoners of war from the above-named camps.

3. The mass shootings of Polish prisoners of war in the Katyn Forest was carried out by a German military organisation hiding behind the conventional name “H.Q. of the 537th Engineering Battalion,” which consisted of Ober-leutnant Arnes, his assistant, Ober-leutnant Rekst, and Lieutenant Hott.

4. In connection with the deterioration of the general military and political situation for Germany at the beginning of the year 1943, the German occupation authorities, with provocational aims, took a number of steps in order to ascribe their own crimes to the organs of the Soviet Power, calculating on setting Russians and Poles at loggerheads.

5. With this aim, (a) the German-Fascist invaders, using persuasion, attempts at bribery, threats and barbarous torture, tried to find witnesses among Soviet citizens, from whom they tried to extort false evidence alleging that the Polish prisoners of war had been shot by the organs of Soviet Power in the spring of 1940; (b) the German occupation authorities in the spring of 1943 brought in from other districts bodies of Polish war prisoners whom they had shot and put them into the open graves in the Katyn Forest, calculating on covering up the traces of their own crimes, and on increasing the number of “victims of Bolshevik atrocities” in the Katyn Forest; (c) preparing for their provocation, the German occupation authorities started opening the graves in the Katyn Forest in order to take out documents and material evidence which exposed them, using for this work about 500 Russian prisoners of war who were shot by the Germans after the work was completed.

6. It has been established beyond doubt from the evidence of the medico-legal experts, that (a) the time of the shooting was the autumn of 1941; (b) in shooting the Polish war prisoners the German hangmen applied the same method of pistol shots in the back of the head as they applied in the mass execution of Soviet citizens in other towns, e.g., Orel, Voronezh, Krasnodar and Smolensk itself.

7. The conclusions drawn from the evidence given by witnesses, and from the shooting of Polish war prisoners by the Germans in the autumn of 1941, are completely confirmed by the material evidence and documents excavated from the Katyn graves.

8. In shooting the Polish war prisoners in the Katyn Forest, the German-Fascist invaders consistently carried out their policy of physical extermination of the Slav peoples.

Signed:

Chairman of the Special Commission, Member of the Extraordinary State Commission, Academician Burdenko.

Members:

Member of the Extraordinary State Commission, Academician Alexei Tolstoy.
Member of the Extraordinary State Commission, the Metropolitan Nikolai.
Chairman of the All-Slav Committee, Lieutenant-General Gundorov.
Chairman of the Executive Committee of the Union of the Red Cross and Red Crescent Societies, Kolesnikov.
People’s Commissar for Education of the Russian S.F.S.R., Academician Potemkin.
Chief of the Central Medical Administration of the Red Army, Colonel-General Smirnov.
Chairman of the Smolensk Regional Executive Committee, Melnikov.

Smolensk, January 24, 1944.

Source

The Great Soviet Encyclopedia on the Spanish Civil War

1936 March of Leningrad for Spain

Spanish Revolution of 1931–39

a revolution during which there evolved in Spain a democratic republic which for about three years from the middle of 1936 struggled for its existence, waging a national revolutionary war against fascist insurgents and Italo-German invaders. The specific features of the Spanish Revolution were in large measure attributable to certain distinctive characteristics of Spain’s historical development, above all the exceptional vitality of feudal vestiges (the landlords, who are the chief heirs of the feudal traditions, have formed a close alliance with the financial-industrial oligarchy in the years of the fascist regime). The axis of the political struggle that unfolded on the eve of the revolutionary eruption was the antagonism between the bloc of landowning aristocracy and the financial oligarchy (its dominance personified by the monarchy) and the Spanish people as a whole. The contradictions of the social and political system that prevailed were exacerbated by the economic crisis that enveloped Spain in the middle of 1930.

Striving to avert the collapse of the monarchy, which then ruled Spain, the government of Berenguer, which had replaced the dictatorship of General Primo de Rivera in January 1930, issued a decree scheduling elections to the Cortes for March 19. This maneuver failed, because with the revolutionary upsurge in the country the opposition forces refused to take part in the elections and forced Berenguer to resign (Feb. 14, 1931). King Alfonso XIII (ruled 1902–31) named Admiral Aznar as head of the government in place of General Berenguer. The new government immediately announced municipal-council elections for April 12. The elections developed into a decisive antimonarch-ical plebiscite. The republicans won the elections in every city in Spain. The overwhelming majority of Spain’s population came out for a republic. The day after the elections, the leader of the Catalonian national movement, Maciá, proclaimed the creation of a Catalonian republic. On Apr. 14, 1931, the Revolutionary Committee (created by leaders of the bourgeois republican movement on the basis of the Pact of San Sebastián of 1930) gathered in the Ministry of Internal Affairs building and formed a provisional government, headed by Alcalá-Zamora (leader of the Democratic Liberal Party). That day the king abdicated. On June 27, 1931, the Constituent Cortes assembled and on Dec. 9, 1931, adopted a republican constitution.

This peaceful revolution took power away from the landowning aristocracy and big bourgeoisie; the bloc that took over represented the entire bourgeoisie except certain groups of monopoly capitalists. Striving to build themselves a base among the masses, the bourgeoisie recruited the Socialist Party to participate in the government. In December 1931 the pressure of the masses led to the removal from power of the two most right-wing political parties in the government bloc: the Conservatives (led by M. Maura) and the Radicals (led by A. Lerroux). Leadership of the government proved to be in the hands of petit bourgeois republicans, who did not take the path of radical socioeconomic reforms. The new bourgeois-democratic system preserved the latifundia system, rent in kind, and métayage (sharecropping) and failed to carry out an agrarian reform—a reform that was so essential for Spain, “a country of land without people and people without land,” and one demanded by millions of downtrodden peasants and farm workers. Republican and Socialist ministers alienated the masses from the republic, pursuing a policy of flirtation with reactionaries and of violence against the working class and the peasantry, thereby clearing the path for counterrevolutionary forces that started to prepare to restore the old order. That is why the military revolt of Aug. 10, 1932, led by General Sanjurjo, became possible, but it was quickly suppressed because of retaliatory action by the masses (Sanjurjo, who was first sentenced to death and then to 30 years in prison, was released in 1934 by the Lerroux government). In September 1933, as a result of a drive by the reactionaries, the Socialists were ousted from the government. The split in the Republican-Socialist bloc, which resulted from the government’s contradictory and inconsistent domestic policy, produced a political crisis. The republican parties, under the pressure of rightist forces, split into small groups. The parliament was dissolved. New elections (Nov. 19, 1933) brought victory to the Radical Party and the right-wing profascist forces. The Socialist Party lost almost half of its seats.

Having scored a victory in the 1933 elections, the reactionaries were in a position to seize power legally and to undermine the republic from within. With this objective, the reactionary forces merged into the Confederation of Autonomous Rights (CEDA), headed by Gil Robles. In early October 1934 the CEDA, after a series of preparatory maneuvers, joined the government.

During this period the Communist Party of Spain (CPS; created in 1920) was becoming the leader and organizer of the masses, which were uniting against the forces of counterrevolution. The Communist Party advanced agrarian reform as the most important measure aimed at democratizing the country. It demanded that the domination of the country’s economic and social life by large national and foreign banks and monopolies be restricted. The party strongly supported the right to self-determination of Catalonia, the Basque Provinces, and Galicia, the granting of full independence to Morocco, and the withdrawal of Spanish troops from North Africa. In the opinion of the Communists, the republic had to carry out a democratic rejuvenation of the state apparatus and above all of the command of the Spanish Army. The Communist Party contended that it was essential for the consistent democratization of the country that the working class act as the leader of the popular masses, with the unification of all the forces of the working class being the most important precondition of this democratization. Therefore, the party made the struggle for the unity of the working class the mainspring of its policy. The policy of unity was making headway in the masses; it also found a sympathetic response in the ranks of the Socialist Party, which was going through an acute crisis since the party had been ousted from the government. While the defeat and failure of their policy prodded some Socialist leaders into an overt move to the right, toward liberalism, and into an abandonment of class positions, a segment of the leadership closer to the proletariat, led by F. Largo Caballero, actively joined the antifascist struggle. This made it possible during 1934 to achieve the first successes in establishing unity of action between the Communist and Socialist parties.

When the CEDA joined the government on Oct. 4, 1934, the masses, led by the Socialist and Communist parties, immediately expressed their opposition. A general strike was declared in Spain, which in Asturias, the Basque Provinces, Catalonia, and Madrid grew into an armed revolt. The struggle was sharpest and broadest in Asturias. The government flung against the working people units of the Foreign Legion and Moroccan units, which dealt with the Asturian miners with particular brutality. The repressions against the rebel movement in October 1934 were led by General F. Franco, who was already preparing a plot against the republic. Although the October Uprising of 1934 was defeated because of inadequate preparation and lack of coordination of action, it was able to delay the realization of the reactionaries’ plans and generate throughout the country a mass movement of solidarity with the insurgents and hatred for the reactionaries, thus preparing conditions for the formation of the Popular Front.

Two months after the struggle in Asturias ended, an underground liaison committee of the leaders of the Socialist and Communist parties was created at the initiative of the Communist Party. In May 1935 the CPS, enjoying the support of the antifascist bloc that had been in operation for several months, proposed to the Socialist Party that a popular front be formed. But the Socialist Party, under the pretext that it was unwilling to cooperate with the bourgeois republican parties that had expelled it from the government, refused. Although the Communist proposal was not accepted on a nationwide scale, numerous local Popular Front committees and committees of liaison between the Socialists and Communists sprang up, and they carried out the policy of unity in practice. Based on the decisions of the seventh congress on the Comintern (July 25-Aug. 20, 1935, in Moscow), the Communist Party began exploiting the successes achieved in creating the Popular Front. In December 1935 the General Confederation of United Workers, which was under Communist influence, joined the General Union of Workers (UGT), which was led by the Socialists. This was an important step toward trade union solidarity.

In December 1935, under the pressure of the masses, the reactionary government was forced to resign. The new government was headed by the bourgeois democrat Portela Valladares, who dissolved parliament and scheduled new elections. This was a victory for the democratic forces that hastened the creation of the Popular Front. On Jan. 15, 1936, a pact was signed forming the Popular Front, which incorporated the Socialist Party, the Communist Party, the Left Republican Party, the Republican Alliance, the UGT, and a number of minor political groups. The anarchist National Confederation of Labor (CNT) remained outside the Popular Front, although rank-and-file CNT members collaborated with workers of other political orientations despite the sectarian tactics of their leaders. In the elections held February 16, the democratic forces scored a convincing victory. The Popular Front parties won 268 of 480 seats in parliament.

The triumph of the Popular Front inspired Spain’s progressive forces to struggle for the implementation of a profound democratic transformation. Large street demonstrations held in Madrid and other cities attested to the determination of the masses to solidify and develop their victory. The people demanded the release of political prisoners, and this demand was met without delay. The influence of the Communist Party was on the increase: its membership totaled 30,000 in Feburary 1936, 50,000 in March, 60,000 in April, 84,000 in June, and 100,000 in July. The Popular Front, whose leading force was the working class, grew stronger. The merger of the Socialist and Communist youth organizations into the United Socialist Youth (April 1936) laid the foundations for the unity of the entire youth movement. In Catalonia, the Unified Socialist Party of Catalonia was created as a result of the merger of four workers’ parties (July 1936). The Popular Front revived the prospect of a peaceful and parliamentary development of the democratic revolution. The result of the Popular Front’s victory was a republican government supported by the Socialists and Communists, who did not belong to it. The Communist Party favored creation of a Popular Front government, but the Socialist Party objected to this.

The governments of Azańa (Feb. 19-May 12, 1936) and Casares Quiroga (May 12-July 18, 1936), formed after the victory of the Popular Front, did not take account of the stern lessons of the first years of the republic and failed to implement the necessary measures to defend the democratic system. The majority of reactionary generals and leaders were in their old places in the army (including Franco, Mola, Goded, Queipo de Llano, Aranda, Cabanellas, and Yagüe), where they were preparing a plot against the republic. In close contact with such reactionary political groups as the Spanish Falange (the fascist party), founded in 1933, and the Rejuvenation of Spain organization, headed by Calvo Sotelo, a former minister under dictator Primo de Rivera (whose rule lasted from Sept. 13, 1923, to Jan. 28, 1930), these generals completed preparations for the revolt. They were backed by a landowning and financial oligarchy, which was striving to establish a fascist dictatorship and thereby solidify its position in the country.

In preparing the revolt against the republic, the reactionaries leaned on the support of Hitler and Mussolini. As early as 1934, representatives of Spanish reaction concluded an agreement in Rome with Mussolini, who promised to provide arms and money to extreme right-wing Spanish forces. In March 1936, after the victory of the Popular Front, General Sanjurjo (who was to have led the revolt; his death in a plane crash on July 20, 1936, opened the way for General Franco to become the principal leader) and the leader of the Falange, José Antonio Primo de Rivera, set off for Berlin to settle the details of fascist Germany’s participation in the struggle against the Spanish people. On July 16, General Mola notified all the generals taking part in the conspiracy that the revolt would begin on July 18 and develop over the next two days. Military men serving in Morocco acted ahead of schedule (on the morning of July 17). The first units used by the insurgents were mostly soldiers of the Foreign Legion (11,000) and Moroccan soldiers (14,000). The military, after brutally crushing isolated attempts at resistance, took over the cities of Melilla, Ceuta, and T–touan. On July 18 the conspirators who rose up on the Iberian Peninsula captured Cédiz and Sevilla.

The fascist military revolt left the republic without an army. In a situation that demanded energetic and immediate action, the most prominent republican leaders showed weakness and indecision. The head of the government, Casares Quiroga (Left Republican Party), and Azańa, the president of the republic (since May 1936), opposed until the last moment arming the people and attempted to reach an agreement with the insurgents. But the working class and the popular masses would not agree to the surrender that the government was proposing to them. As soon as word of the revolt in Morocco reached Madrid, all enterprises ceased operation and the people came out into the streets, demanding arms from the government to defend the republic. A Communist Party delegation went to the head of the government and endorsed the demands of the masses. On July 18 a commission of representatives of the Popular Front again visited Casares Quiroga and demanded that the people be armed.

A formidable popular wave rose up to repel the reactionary revolt. Casares Quiroga, who had lost control of the situation, resigned. President Azańa charged D. Martines Barrio (leader of the Republican Alliance) with forming a government that was to reach an agreement with the insurgents, which in effect would mean surrender. A vigorous protest by the people foiled this attempt. On July 19 a new government, headed by one of the leaders of the Left Republican Party, José Giral, took office. However, three days were lost in disputes about whether to arm the people, and the conspirators used these days of vacillation to capture 23 cities. The people paid with their blood for the vacillation of the republican leaders.

Nonetheless, the insurgents soon became convinced of the determination of the popular masses to block fascism. In Barcelona and Madrid the revolt was quickly suppressed. Workers, peasants, artisans, and intelligentsia throughout Spain rose up to defend the republic.

In early August 1936 the advantage was still with the republic. The republicans still had Madrid, Valencia, Catalonia, Asturias, the Basque Provinces, New Castile, Murcia, and a large part of Estremadura. The republic controlled the chief industrial and mining centers, the ports (including Barcelona, Bilbao, Santander, Málaga, Almería, and Cartagena) and the richest agricultural areas. The revolt, for the most part, was suppressed. The republic was saved from the first fascist onslaught.

The Spanish working masses succeeded in defeating the fascist revolt because of the Communists persistent attempts to achieve unity of action among the workers and all antifascists and to obtain mutual understanding and concord between the Communist and Socialist parties.

After the first blows dealt to the insurgents, the war could have ended if it had been waged within a national framework, but Hitler and Mussolini came to the reactionaries’ aid, sending German and Italian troops equipped with modern weapons. This altered the character of the war that had unfolded in Spain. It was no longer a civil war. As a result of the foreign intervention, the war for the Spanish people turned into a national-revolutionary war: national because Spain’s integrity and national independence were being defended and revolutionary because it was a war for freedom and democracy against fascism.

To some degree the war in Spain affected every country, every people, and every government. To carry out his aggressive plans aimed against Europe and the whole world, Hitler needed the Iberian Peninsula as a strategic base to move into France’s rear, to obtain control of routes to Africa and the Orient, and to get closer to the American continent. The British, French, and American governments not only allowed Hitler to carry out open intervention in Spain but aided his aggressive plans by declaring with regard to the republic and the Spanish people the criminal policy of “nonintervention,” which was crucial to the outcome of the war in Spain and hastened the unleashing of World War II.

The Italo-German intervention played a decisive role in the first stage of the war in Spain and, as the republicans’ resistance grew, took on greater and greater scope. Mussolini dispatched 150,000 soldiers, including several divisions that had had combat experience in Ethiopia. The Italian Navy, which included submarines, was operating in the Mediterranean Sea. Italian aircraft deployed in Spain carried out 86, 420 sorties (during the war in Ethiopia they carried out 3,949 sorties) and 5,319 bombings, during which 11,585 tons of explosives were dropped on Spanish communities.

Hitler’s contribution to Franco was a sizable quantity of planes, tanks, artillery, and communications facilities and thousands of officers, who were supposed to train and organize the Franco army; he also sent the Condor Legion, under General Sperrle and later under Richthofen and Volkmann. The fact that 26,113 German servicemen were decorated by Hitler for services in the war in Spain shows the scale of German intervention.

Large US monopolies did their bit to support the insurgents: in 1936 Franco received from Standard Oil and other US companies 344,000 tons of fuel; this rose to 420,000 tons in 1937, 478,000 tons in 1938, and 624,000 tons in 1939 (according to the data of H. Feis, an economic officer of the US embassy in Madrid). Deliveries of American trucks (12,000 from Ford, Stude-baker, and General Motors) were of no less importance for the insurgents. At the same time the USA prohibited the sale of arms, planes, and fuel to the Spanish Republic. The USSR, which resolutely rose to the defense of Spanish democracy, supplied the republicans with arms despite all kinds of difficulties. Soviet volunteers, mostly tanktroops and pilots, fought for the republic. A broad movement of solidarity unfolded in support of the republic’s struggle, exemplified by the International Brigades, which were organized chiefly by Communist parties.

The heroic struggle of the Spanish people and their first victories were the best proof that fascism could be fought and defeated. Yet the Labor and Socialist International, by turning down repeated proposals by the Comintern to unite the efforts of the international workers’ movement in defense of the Spanish people, in effect supported the policy of nonintervention..

For 32½ months, from July 17, 1936, to Apr. 1, 1939, the Spanish people resisted fascist aggression in extraordinarily difficult conditions. In the first stage, until the spring of 1937, the main tasks were the struggle for the creation of a people’s army and the defense of the capital, which was threatened by the insurgents and interventionists. On Aug. 8, 1936, the fascists captured Badajoz, and on September 3 they took Talavera de la Reina, about 100 km from Madrid.

To combat the increased threat, a new republican government, headed by F. Largo Caballero, the leader of the Socialists, was formed on September 4; it included all the parties of the Popular Front, including the Communist Party. Some time later the Basque National Party joined the government. On Oct. 1, 1936, the Republican Cortes approved the Statute of the Basque Provinces, and on October 7 an autonomous government headed by Aguirre, a Catholic, was created in Bilbao. On Nov. 4, 1936, representatives of the CNT were incorporated into the Largo Caballero government.

By November 6, Franco’s troops had approached the outskirts of Madrid. During this period the historic slogan of Madrid’s defenders was heard round the world: “They shall not pass!” The fascist troops crashed into the steely heroism of the republican fighters, the fighters of the International Brigades, and the entire population of Madrid, who rose to defend every street and every house. In February 1937 the fascists’ attempts to encircle Madrid collapsed as a result of the Jarama operation conducted by the republican army. On March 8–20, 1937, the people’s army won a victory near Guadalajara, where several regular divisions of Mussolini’s army were smashed. Franco had to abandon his plan to take Madrid. The center of gravity of the hostilities shifted to northern Spain, to the region of the Basque iron mines.

The heroic defense of Madrid demonstrated the correctness of the policy of the Communist Party of Spain, which aimed at creating a people’s army capable of repulsing the enemy and which was being carried out despite the resistance of Largo Caballero. He was increasingly falling under the influence of the anarchists and of professional military men who did not believe in the victory of the people. His complicity with the anarchist adventurists caused the takeover of Mélaga by the fascists on Feb. 14, 1937. Largo Caballero’s connivance enabled anarchic Trotskyist groups, in which enemy agents were operating, to whip up a putsch in Barcelona on May 3, 1937, against the republican government. The putsch was suppressed by the Catalonian working people under the leadership of the Unified Socialist Party of Catalonia. The seriousness of the situation dictated the persistent necessity of radically changing the policy of the republican government. On May 17, 1937, a new Popular Front government was created, headed by Socialist J. Negrín.

In the second stage of the war (from the spring of 1937 until the spring of 1938), many of the members of the UGT, which was led by Largo Caballero, and the CNT refused to support the new government; nevertheless, successes were achieved in the creation of an army, which was able to launch offensive operations near Brunete (in July 1937) and Belchite (in August-September 1937). But Largo Caballero left a grim legacy behind him. The situation in northern Spain was extremely difficult, and there was no possibility of holding back the fascist offensive, which was not effectively opposed by the bourgeois-nationalist policy of the government of the Basque Provinces. This government preferred to yield the enterprises of Bilbao intact to the fascists and did not organize consistent resistance. On June 20 the fascists entered Bilbao, and on August 26 Santander fell. Asturias resisted until the end of October 1937.

In order to thwart Franco’s new drive on Madrid, the republican army launched an offensive of its own on December 15 and captured the city of Teruel. However, as at Guadalajara, this success was not exploited by the government. A negative feature of this stage of the war was the activity of the minister of defense, the Socialist I. Prieto. Fanatically anticommunist and lacking any faith in the people, he impeded the strengthening of the popular army, seeking to replace it with a professional army. Events quickly proved that this policy was leading to defeat.

Having solidified his forces thanks to new aid from the Germans and Italians, the enemy broke through the Aragon front on Mar. 9, 1938. On April 15 the fascist troops reached the Mediterranean Sea, having cut the republic’s territory in two. The grave military situation was further complicated by the policy of direct complicity with the fascist aggressors that was being pursued by the Western countries. Without encountering any resistance from Great Britain, the USA, or France, Hitler seized Austria in March 1938. On Apr. 16, 1938, Chamberlain signed an agreement with Mussolini that signified Britain’s tacit consent to the Italian troops’ participation in the struggle on Franco’s side. In these conditions a capitulationist outlook began to crystallize in the ruling circles of the Spanish Republic, an outlook fostered by Socialist leaders such as J. Besteiro and Prieto, some republican leaders, and the heads of the Federation of Iberian Anarchists (FAI).

The Communist Party warned the nation of the mortal danger. A mighty patriotic surge engulfed the Spanish people, who at enormous demonstrations, such as the one on Mar. 16, 1938, in Barcelona, demanded that capitulationist ministers be ousted from the government. With the formation on April 8 of the second Negrín government, in which the previous parties were joined by both trade union centers (the UGT and the CNT), the war entered a new period. The Communist Party of Spain began to fight for a broad national alliance aimed at achieving mutual understanding among all the patriotic forces and resolving the military conflict on the basis of guarantees of national independence, sovereignty, and respect for the democratic rights of the Spanish people. The expression of this policy was the so-called Thirteen Points, published on May 1, 1938. The points provided for the postwar declaration of a general amnesty and the holding of a plebiscite in which the Spanish people would choose their form of government without foreign interference.

In order for the policy of national alliance to make headway, it was necessary to intensify resistance and strike hard at the fascists. By May 1938 the situation on the front had stabilized. On July 25, 1938, the republican army, which was defending a line on the Ebro River and was led mostly by Communist military commanders, suddenly attacked and broke through the enemy’s fortifications, demonstrating its readiness and high combat capacity. The Spanish people again displayed miracles of heroism. But the capitulationists, who had entrenched themselves at headquarters and other command posts, paralyzed the operations of other fronts while the army units on the Ebro were exhausting their resources in repelling the attacks of Franco’s main forces. The governments of Paris and London continued to tighten the noose of nonintervention.

On Dec. 23, 1938, with Italian troops in the vanguard and enjoying a huge superiority in equipment, Franco began an offensive in Catalonia. On Jan. 26, 1939, he took Barcelona, and by mid-February all of Catalonia had been occupied by the fascists. On February 9 a British squadron sailed up to Minorca and forced that island to surrender to Franco.

Despite the loss of Catalonia, the republic still had the possibility of continuing resistance in the central and southern zone. While the Communist Party exerted all its efforts in the struggle against fascism, the capitulationists, incited by the imperialist circles of Great Britain and encouraged by Negrín’s vacillations in the last phase of the war, rebelled against the legal government on Mar. 5, 1939. In Madrid they created a junta headed by Colonel Casado that included Socialist and Anarchist leaders. Under the pretext of negotiations for an “honorable peace,” the junta stabbed the people in the back by opening the gates of Madrid (Mar. 28, 1939) to the hordes of fascist murderers.

Two Spains collided in the National Revolutionary War of 1936–39—the Spain of reaction and the Spain of progress and democracy. The revolutionary character, political maturity, and social and political conceptions of workers’ organizations and of leftist political parties were tested. In those days of difficult struggle, the political role of party leaders was determined above all by their attitude toward unity. Those leaders of the Socialists, Anarchists, and republicans who really tried to strengthen the alliance of democratic forces made an invaluable contribution to the cause of combating fascism. The Communist Party of Spain was the soul of the Popular Front, the driving force of the resistance to aggression. Honor is due to the Communist Party for creating the 5th Regiment—the foundation of the popular army. To counter the reckless Anarchist policy of coercive collectivization, the Communists put forth a program of turning land over to the peasants and, after joining the government, implemented this program, carrying out a radical agrarian reform in Spain for the first time. The nationalities policy of the Communist Party contributed to the adoption of the Statute of the Basque Provinces. At the initiative of the Communists, institutes and universities were opened to workers and peasants, who were guaranteed their previous earnings. Women began to receive wages on a par with men.

Not only were big landowners stripped of their property, but large banks and enterprises came under the control of the democratic state. During the war the republic radically changed its class essence. Workers and peasants played the leading role in it. A sizable segment of the new army was commanded by revolutionary workers. During the war a new type of democratic republic evolved in Spain, created by the efforts and blood of the popular masses.

The Spanish popular-democratic republic lives in the memory of the Spanish people, who continue the struggle for liberation from the yoke of fascism.

REFERENCES

Diaz, J. Pod znamenem Narodnogo fronta: Rechi i stat’i, 1935–1937. Moscow, 1937. (Translated from Spanish.)
Díaz, J. “Ob urokakh voiny ispanskogo naroda (1936–1939).” Bol’ shevik, 1940, no. 4. (Translated from Spanish.)
Díaz, J. Tres años de lucha. Barcelona, 1939.
Ibárruri, D. V bor’be: Izbr. stat’i i vystupleniia 1936–1939. Moscow, 1968. (Translated from Spanish.)
Ibárruri, D. Oktiabr’skaia sotsialisticheskaia revoliutsiia i ispanskii rabo-chii klass. Moscow, 1960. (Translated from Spanish.)
Ibárruri, D. Edinstvennyi put’. Moscow, 1962. (Translated from Spanish.)
Ibárruri, D. “Natsional’no-revoliutsionnaia voina ispanskogo naroda protiv italo-germanskikh interventov i fashistskikh miatezhnikov (1936–1939),” Voprosy istorii, 1953, no. 11.
Istoriia Kommunisticheskoi partii Ispanii: Kratkii kurs. Moscow, 1961. (Translated from Spanish.)
Voina i revoliutsiia v Ispanii, 1936–1939, vol. 1. Moscow, 1968. (Translated from Spanish.)
El Partido comunista por la libertad y la independencia de España. Valencia, 1937.
Lister, E. La defensa de Madrid, batalla de unidad. Paris, 1947.
García, J. Ispaniia Narodnogo fronta. Moscow, 1957.
García, J. Ispaniia XX veka. Moscow, 1967.
Minlos, B. R. Agrarnyi vopros v Ispanii. Moscow, 1934.
Maidanik, K. L. Ispanskii proletariat v natsional’no-revoliutsionnoi voine 1936–1937 gg. Moscow, 1960.
Ovinnikov, R. S. Za kulisami politiki “nevmeshatel’stva.” Moscow, 1959.
Maiskii, I. M. Ispanskie tetradi. Moscow, 1962.
Ponomareva, L. V. Rabochee dvizhenie v Ispanii vgody revoliutsii, 19311934. Moscow, 1965.
Dokumenty ministerstva inostrannykh del Germanii. Vol. 3: German-skaia politika i Ispaniia (1936–1943 gg.). Moscow, 1946.
Epopée d’Espagne: Brigades internationales, 1936–1939. Paris, 1957.
Alvarez del Vayo, J. Freedom’s Battle. New York, 1940.
Cattell, D. Communism and the Spanish Civil War. Berkeley, 1955.
Norden, A. Die Spanische Tragödie. Berlin, 1956.
Taylor, F. The United States and the Spanish Civil War. New York, 1956.

D. IBARRURI

Source

European ICMLPO Members: No to the Anti-Social, Anti-Democratic and Militarist European Union

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Regional conference of parties and organizations of the International Conference of Marxist-Leninist Parties and Organizations (ICMLPO)

The recovery of the global capitalist economy is not on the agenda. The recovery is constantly being announced for tomorrow, but for the vast majority of countries, there is stagnation or recession. The so-called emerging countries are in turn caught up in the crisis.

Within the European Union, the governments of the right, social-democrats or coalition governments are imposing brutal austerity policies and the European Commission is charged with controlling their strict implementation. In the Euro zone, it exerts even a priori control of the budgets of the various governments, ensuring that they meet the neoliberal criteria of reduction of the budgets and the indebtedness of states.

This neoliberal dogma of reduction of state debts up to 3% of GDP has become the “rule of steel” especially written into the Merkel-Sarkozy Treaty (the “fiscal pact”), a real war machine against the social gains, social welfare and public services.

The offensive of the bosses, the governments and the European Commission focuses on the drastic lowering of wages and increased productivity, which combined make for increased profits of the monopolies. The crisis is a formidable pretext to generalize flexibility and oppose the rights and gains of the working class and the toiling masses. The policy of mega-austerity imposed by the “troika” (European Central Bank, European Union and IMF) on Greece, implemented by the coalition government of the right and social-democracy, is causing immense social harm, an unprecedented decline in the standard of living, a decrease in life expectancy and the health of the population, not to mention the exodus of young people and skilled workers, who have left their country in the hope of finding work in other countries. The same thing is taking place in Spain, Italy and Portugal, where unemployment has skyrocketed, especially among the young workers, and where millions of families live below the “official” poverty line.

Europe is synonymous with the policy of austerity, social regression, etc.

For the workers and peoples, the youth and women of the popular strata, the EU stands for the policy of austerity, social regression, the competition of all against all, social dumping, mass unemployment and misery. In all the EU countries, the working class and the toiling masses are in a chorus of protest against this policy: a massive protest, with strikes, demonstrations and mobilizations that put millions of people in the streets, of urban and rural workers, the retired, etc., in short of all the victims of this policy. The media controlled by the monopolies pass over this in silence, because the financial oligarchy, the governments at its service and the European Commission are its instrument, fearing above all that those fights against the same policies will reinforce each other, and that the working class and the toiling masses will become conscious of their strength and their common interests and they will lead all strata that are victims of these austerity policies in their fight.

and of reaction

To impose these policies of austerity and competitiveness, the financial oligarchy, the monopolies and banks do not hesitate to put in place unelected governments, governmental alliances including parties of the extreme right, and to impose European norms and directives that have the force of law, which are binding on the governments, parliaments and national institutions. Thus also in Italy, the troika began by imposing the first non-elected government and gave its support to a third government, also unelected, led by a reformist liberal leader who wants to speed up imposing anti-worker measures and an authoritarian presidential system. Austerity goes along with with more reaction, more repression against all those who oppose it and further criminalization of social protest.

This only emphasizes the anti-social and anti-democratic character of the EU. The real power is in the hands of the heads of states and governments and the unelected European Commission, which decides and develops directives that are imposed on states, under pressure from representatives of lobbies of the monopolies. The superabundant European Parliament discusses these constantly, but its decisions have little effect. It serves as a “democratic” pretext to an EU that is not democratic.

No to Fortress Europe, No to Militarist Europe

This is a EU that takes refuge behind an arsenal of laws, of military ships, of walls, in order to hunt down potential migrants crammed into boats, of whom thousands have capsized in the Mediterranean. With “Frontex” [the EU agency that controls external borders – translator’s note], detention camps such as that of Lempedusa, the walls of barbed wire, this “fortress Europe” wants to “defend” the men and women who are fleeing poverty and wars for which it is itself responsible.

Indeed, it is the EU which today is intervening militarily in the Central African Republic, an intervention decided and implemented on the ground in the first place by French imperialism, which called on its EU allies for help. Some governments have sent troops, other logistical support, but none have condemned the intervention, which is turning into a quagmire, like all imperialist military interventions in Africa. Their principal objective is the maintenance of neocolonial domination and the control of sources of raw materials, particularly uranium deposits. The most aggressive and belligerent imperialist powers in the EU, particularly French imperialism, British imperialism, and more and more German imperialism, are playing a particularly dangerous and reactionary role in order to push the EU to acquire military means to defend “their” interests, particularly in Africa, which it considers its “exclusive hunting ground.” This policy is carried out in close collaboration with U.S. imperialism, which gobbles up billions and is pushing militarization in all the EU countries. It is openly directed against the struggles of the peoples of Africa, who are fighting to get rid of imperialist domination and the reactionary cliques in power in these countries, which are its instruments.

Secret negotiations on the “Great Transatlantic Market”

For months the European Commission has been negotiating in secret the terms of a trans-Atlantic agreement with representatives of the governments, the Ministries of Commerce and the big U.S. companies. It is a neoliberal “free trade” treaty that seeks to break the norms of protection of food quality and the environment and to expand the opening of all markets, in particular public markets, to the appetites of the monopolies. These agreements would allow the monopolies to bring the States before a private court that could sentence them for obstructing “free” competition. This treaty was presented by Obama as a “NATO” in commercial matters, aimed at combating the economic power of China and other competitors of the US-EU alliance, according to the formula: Unite against the rest of the world and set off together in the economic war for the conquest of markets and the control of raw materials and sources of energy. This agreement is a war machine against the workers and peoples of the whole world, through the competition of all against all. The only beneficiaries of the “free and undisturbed competition” are the most powerful monopolies. It is urgent that a large movement be developed in all EU countries to demand an end to these negotiations.

The dangerous situation in Ukraine

This policy has led to the current dangerous situation in Ukraine and throughout the region, which threatens to escalate into a large-scale military confrontation.

First, there are the inter-imperialist contradictions, the policy of eastward expansion of the EU, under the impetus of German imperialism, which is seeking to strengthen its leadership in the EU and thus carry more weight in the competition among the imperialist powers on a world scale.

Ukraine is a large country with very important resources and occupies a geostrategic position that is essential for Russia. To swallow up Ukraine into the sphere of influence of the EU would be a great blow to Russia and the ambitions of its leaders to make their country a major imperialist power. No one should ignore this. But this is exactly what made the EU leaders not hesitate to support the reactionary forces, including openly fascist forces, who took power through a coup. Putin’s reaction was immediate. U.S. imperialism openly came into action to take control of the management of this crisis and to place itself at the head of its European allies, who for years have built economic ties with Russia. French imperialism sells it weapons, German imperialism depends in part on its gas supplies, British imperialism needs billions from the Russian financial oligarchy, and a large portion of the gas consumed by EU countries runs through Ukrainian pipelines. Taking advantage of this crisis, NATO is expanding to the East, still closer to the borders of Russia, which only fuels the tension.

The big imperialist powers are directly involved and are adversaries. If today none of them wants a direct military confrontation, an unstable situation has taken hold in the region amid a revival of militarism. The EU appears more and more clearly as an imperialist bloc whose ambitions threaten peace. While there is not complete unity within it, this is the course that the dominant imperialist powers within it are imposing and are developing on its behalf.

The identity of views between the social-democratic parties and the conservative parties should be noted here. They all supported the Allied response to the extreme right in Ukraine and they all welcome the return of NATO to the stage. The way the appointment of Stoltenberg, a leader of Norwegian social-democracy, as Secretary General of NATO was hailed by all of these forces is an example.

The workers and peoples reject this Europe

This whole policy is now the object of a profound rejection by the workers and peoples. This protest continues to grow everywhere. The progressive, revolutionary and anti-imperialist forces, the Marxist-Leninist parties and organizations, have an urgent duty to stand at the head of this vast protest that affects all strata of the people, starting with the working class. To stand at the head of this protest means to fight relentlessly against the austerity policies that the governments and the EU are imposing. It is to support the aspirations and struggles of the workers and peoples against the anti-democratic character of the EU, against the imperialist nature of its policy and against the denial of the right of the peoples to decide their own future.

The reactionary and extreme right forces, the openly fascist groups and parties want to take advantage of this protest to lead it on the dangerous path of nationalism, division and xenophobia. For them, the enemy is not the capitalist system, but the other peoples or the “foreigners.” These forces want to utilize the European elections to strengthen themselves, to elect deputies and receive funding from the EU to extend their work.

The position of the Marxist-Leninist parties and organizations in the European elections

We Marxist-Leninist parties and organizations, the signatories of this declaration, will develop our analysis of the nature of the EU and its policies and make known our positions on the occasion of these elections. These elections are a reflection of European construction; this is a caricature of democracy.

In countries where there are forces that are taking part in these elections on positions of the fight against the EU of austerity, reaction and war, we call for a vote for these lists. In countries where this is not the case, or where the choice is between forces supporting the EU and forces that criticize it in certain aspects, without questioning its foundations or its objectives, and develop illusions about possibility of reforming it, we do not endorse any of these lists and develop an active policy in favor of abstention.

In the countries where the progressive forces are fighting for the withdrawal of their country from the EU, or where they have popular support or they are engaged in broad fronts that are taking part in lists on this basis, we call for a vote for them. We will popularize these lists on an international level, in the name of the right of the peoples to decide their own fate. We denounce any blackmail, any attempt to conceal their fight or to distort its meaning and range.

In all cases, we put forward the following main lines:

Down with the imperialist EU
Stop the austerity policies of the EU
No to the EU of austerity and reaction
No to the Europe of criminalization of social protest
No to the war policy of the EU
No to the Transatlantic Treaty
No to the project of the United States of Europe
No to imperialist Europe
For the right of the peoples to withdraw from the EU
Yes to the solidarity of the workers and peoples.

Regional conference of member parties and organizations of the International Conference of Marxist-Leninist Parties and Organizations

Germany, April 2014

Denmark: Communist Workers’ Party of Denmark – APK; France: Communist Party of the Workers of France – PCOF; Germany: Organization for the construction of a Communist Workers Party (Arbeit Zukunft); Italy: Communist Platform of Italy; Norway: Marxist Leninist Group Revolution; Spain: Communist Party of Spain Marxist-Leninist – PCE-ml; Turkey: Party of Labor EMEP

Source

The Jewish Anti-Fascist Committee and the Anti-Jewish Plot

Solomon Mikhoels, chairman of the Jewish Anti-Fascist Committee, at the grave of Sholem Aleichem in New York in 1943.

Solomon Mikhoels, chairman of the Jewish Anti-Fascist Committee, at the grave of Sholem Aleichem in New York in 1943.

This article was published by Alliance (Marxist-Leninist) as part of the publication Alliance, issue #30, “Marx, Lenin and Stalin on Zionism.”

The Effects of The War Upon the Jews of the Soviet Union

As the Nazis entered the USSR in their war of aggression, they organised killing squads against the Jews of the former Pale of Settlement, within the USSR:

“The former ‘Pale of Settlement’ – fell under German occupation. In the territories annexed by the Soviet Union after September 1939 – the Baltic, eastern Poland, Bessarabia and the Bukovina – live 1,910,000 Jews; in the Ukraine, Byelorussia, the Crimea and other areas of the RSFSR overrun by the German forces are 2,160,000 Jews. Of these, 1.5 million manage to flee before the German troops arrive. More than 2.5 million are trapped, 90 percent of which live concentrated in less than 50 towns. In the months before the attack, the Nazi leadership has designed a method for these particular circumstances: the mobile killing units.. “Einsatzgruppen,”..of SS men, German police and local helpers… Outside cities with large Jewish populations, mass killings of unprecedented scope and speed take place – in Babi Yar outside Kiev, in Ponar outside Vilna, in the VII.Fort outside Kaunas. In the first five months of operation, the “Einsatzgruppen” shoot 100,000 Jews per month… about 2 million Jews are still alive after the first sweep in November 1941.. Jews are forced into “ghettos” and the population Aselected” for immediate killing, deportation or for forced labor. From 1942 onward, these ghettos are Aliquidated” and the remaining population shot. By the end of 1943, another 900,000 Jews are killed.”

WWW Site: “Beyond the Pale”; Op Cit; at:
http://www.friends-partners.org/partners/beyond-the-pale/english/53.html

During the war anti-Semitic chauvinism continued to be expressed against the Jews despite high involvement of the Soviet Jews in the resistance:

“The Jews of the Soviet Union took an active part in the fight against Nazi Germany. About half a million served in the Red Army, and many volunteered for service at the front. Jewish soldiers ran an extra risk: when taken prisoner, they were bound to be shot immediately. An estimated 200,000 Soviet Jews died on the battlefield. During the war, the old anti-Semitic stereotype of Jews as cowardly soldiers was resurrected. Rumours circulated that Jews are “draft dodgers..” http://www.friends-partners.org/partners/beyond-the-pale/english/53.html

The Soviet state took action to organise the Jewish partisans and fighters, and to publicise their actions in the West. This took the concrete from within the Soviet Union of the Jewish Anti-Fascist Committee (JAFC). Its’ organisation was approved of, and supported by both Stalin and Beria.

“The Soviet authorities in April 1942 allow the establishment of the Jewish Anti-Fascist Committee. Its aim is to organize political and material support for the Soviet struggle against Nazi Germany from the Jewish communities in the West.”

(See Web site at “Beyond the Pale”; Op Cit p.61: http://www.friends-partners.org/partners/beyond-the-pale/english/61.html).

“One should bear in mind that attempts to organise an international Jewish committee in the Soviet Union during the first months of the War were sponsored by Beria, head of the Soviet Security Police. Individuals connected with the security apparatus also preformed a significant role within the Soviet Antifascist Committee which emerged in Spring 1942.”

Redlich Shimon:”Propaganda and Nationalism in Wartime Russia-The Jewish Anti-Fascist Committee in the USSR, 1941-1948″; 1982; USA; p.11.

There is some dispute as to the origin of the idea of the Jewish Anti-Fascist Committee.

Two members of the “Bund,” from Poland, were imprisoned by the Soviets after the annexation of Eastern Poland under the terms of the Molotov-Ribbentrop Pact, in 1939. These two men were Henrych Erlich and Wiktor Alter.

They proposed to set up an international Jewish Committee in the USSR. Upon the arrest of the two, international pressure mounted to release them. This included Polish socialists such as Wanda Wasilwska and the American Federation of Labor, and the British government. As a letter written from the Foreign Office explained, this would strengthen the hand of the “moderate Poles” led by General Sikorski:

“A letter from the British Foreign Office to the British Embassy in Moscow listed Erlich and Alter among eight outstanding Polish specialists whose release was sought by the British ‘to strengthen General Sikorski’s hand with his people,’ ie to bolster the moderate Poles.”

Redlich Shimon: “Propaganda and Nationalism in Wartime Russia-The Jewish Anti-Fascist Committee in the USSR, 1941-1948”; 1982; USA; p.14.

But when Beria became involved in their case, the previously announced death sentences were lifted and they were released. They were then allowed to assist in the formation of the Committee. As Redlich points out, the Soviet Government was actively thinking about such steps, and a parallel Slav Committee, had already been created “within a few weeks after Hitler’s attack”. (Redlich Ibid; p. 11.)

Claims that Alter and Erlych were primarily responsible for a similar idea in respect of the Jews, are impossible to verify. It is however, certainly the case that both were then later executed.

Who would gain from their executions?

Although both of them were Bundists, and thus anti-Bolshevik, both were working towards the ridding of Poland from Nazi rule and the establishment of a democratic and social-democratic state in Poland. Their contacts with the Polish ambassador in Moscow, Professor Stanlsilaw Kot had assured their allegiance to:

“The New Plan.. Which will shape the fate of the future Europe in the spirit of political freedom social justice and national equality… Kot subsequently reported to his superiors in London that the “Bund delegates told me that the Soviet Government (NKVD) asked their assistance in spreading propaganda especially in America. They promised their help on condition that they would conduct the propaganda themselves, not as figure heads, and that it would be under the control of the (Polish) ambassador.”

Redlich Ibid; p. 24,

Despite evidence that is acknowledged, that they had established links with visiting social democrats such as Water Citrine of the British Trades Union Congress and members of the Soviet – British Trade Union Committee, it appears that Alter and Erlych were genuinely interested in the liberation of Poland.

They therefore objectively assisted the Soviet struggle.

It is clear then, that their murder did not objectively help the USSR.
Yet they were suddenly re-arrested on December 4th 1941.

Even Shimon Redlich, the anti-Marxist-Leninist historian of the JAFC, finds the arrests inexplicable, from the point of view of both Stalin and the desperate struggle of the USSR state against Hitlerism.

In the absence of further data, Alliance is forced to interpret this as another attempted sabotage (See above for other documented war time sabotage).

However the decision had been taken, somehow the fact of their executions; had subsequently to be explained to the world. Vyshinsky accused them of: “working on behalf of Germany.” Redlich Ibid; p. 30. This seemed to many to be a rather un-convincing allegation. There was considerable negative international response to their re-arrest. Workers circles in the USA especially, were split by the news of these two executions. However, the executions were indeed confirmed by Litvinov in early 1943, who stated that both of them had argued for a Peace with Germany. (Redlich Ibid; p. 33).

Further documentary data on this matter is still awaited.

However by the time the arrests of the Bund-ists, had occurred, a Jewish Anti-fascist Committee had been established.

Information provided in an internal party document, “Pursuant to the inquiry of Comrade Shumeiko” upon the JAFC, confirms that the Jewish Anti-fascist Committee in the USSR (JAFC) was formed soon after a rally organised in Moscow of the representatives of Athe Jewish people” Vaksberg A, Ibid, p. 107. It occurred after the:

“First antifascist radio broadcast political rally of representatives of the Jewish people, which was held in Moscow in August 1941. The Committee consists of 70 members … and its executive committee has 19 members.”

From Library of Congress site WWW: “The Jewish Antifascist Committee Jewish in the USSR”; Find at: http://lcweb.loc.gov/exhibits/archives/jewi.html

In a memo of 21 June 1946: “To Comrade M.A.Suslov”; the members were itemised. The leading elements were in the main, long standing party members:

“1. Secretary of the Committee, whose duties (following the death of Comrade Shakhno Epshtein) are carried out by the writer I. Fefer, member of the All-Union Communist Party (Bolsheviks) [VKP(b)] since 1919.
2. Deputy Secretary of the Committee, Comrade S.M. Shpige’glias, VKP(b) member since 1919 and formerly a party worker.”

Memorandum of JAFC ; 21 June 1946; To “Comrade M. A. SUSLOV, Director Section For Foreign Policy of the Central Committee Of the Communist Party”; At Library of Congress site on web: http://lcweb.loc.gov/exhibits/archives/m2antfac.html

But, as a leading representative of the politburo, Solomon Lozovsky was the political representative. He was then Deputy Commissar of Political Affairs, and deputy chief of Sovinformburo. It was he who officially announced the formation of the committee, talking to foreign correspondents in Kuibyshev in April 1942:

“All the anti-fascist committees arose in connection with Hitler’s treacherous attack on the USSR.. The Jews have created an anti-fascist committee to help the Soviet Union, Great Britain and the USA.”

Redlich Op Cit; p. 40.

The JAFC published a paper- “Eynikayt“, from the summer of 1942, until late 1948. The key members of the JAFC included, Solomon Mikhoels (the Jewish actor, and Director of the Moscow Jewish State Art Theatre), Shakhne Epstein, the executive secretary, and Itzik Feffer was a poet as well as a Red Army Colonel; Ilya Ehrenburg the noted writer; David Bergelson the writer; Perets Markish the Soviet-Yiddish poet.

Of all these, undoubtedly the most popular figure in the JAFC was Solomon Mikhoels, famous for his stage roles and this Theatre. It is said that Stalin had nick-named him as “The Wise Solomon”, (Teller, Judd L: “The Kremlin, The Jews & The Middle East”; New York; 1957; p.41.”) though this is specifically repudiated by other sources. Rapport; Ibid).

After the victory of Stalingrad, in 1943, a tension erupted over a dual potential role for the JAFC:

Firstly, to defend Jewish refugees and provide assistance and rehabilitation to Jewish expatriates; and
Secondly to “activate” foreign Jewry for the defence of the USSR. (Redlich Ibid; p. 43-44).

The latter view predominated, and Mikhoels and Feffer were sent on a speaking tour of the West. They succeeded in convincing Jewish people in the West to support and donate to the Russian anti-war efforts:

“The Jewish Anti-fascist Committee in the USSR has sent during its entire existence one delegation, composed of Comrades Mikhoels and Fefer, to the United States, England, Canada, and Mexico. This delegations’s trip report has been published in the book: “The Jewish People against Fascism.”
Memorandum to Comrade Suslov; Ibid; AT:
http://lcweb.loc.gov/exhibits/archives/m2antfac.html

The leading lights of the Western Jewish intelligentsia met them such as those of the American Committee of Jewish Writers & Scientists, with Albert Einstein, Sholom Asch, Lion Feuchtwangler, Howard Fast, Lilian Hellmann and others. The trip succeeded in raising funds for at Aleast one thousand aeroplanes and five hundred tanks and uniforms and food etc. Vaksberg Ibid; p.118

There is little doubt that Mikhoels and Feffer made a significant impact upon world Jewry, and garnered respect and enthusiasm for the USSR.

“In 1943 Solomon Mikhoels and the writer Itzik Feffer embark on a seven-month official tour to the USA, Mexico, Canada and Great Britain. They are received everywhere with great enthusiasm: for a long time, no official contact with one of the largest Jewish communities of the world had been possible. Especially in the United States, where many Jews have not forgotten their ties with Russia, the tour is a great success, and many millions of dollars are raised for the Russian war effort. The JAFC becomes the focal point of a national awakening for Soviet Jewry at a time when its very survival is in danger. Many Jews turn to the JAFC with requests for help, among them survivors from the Nazi camps who find their houses occupied upon their return.” WWW Site Beyond the pale:
http://www.friends-partners.org/partners/beyond-the-pale/english/61.html

One important achievement of the JAFC was that several prominent Jews from all over the world came to the USSR as guests of the committee:

“Over two years, representatives of a series of foreign Jewish antifascist organizations have visited the Committee: Deputy Chairman of the Jewish Antifascist Committee of Bulgaria, Mr. Zhak Vradzhali; one of the leaders of the Union of Jews of Czechoslovakia, Mr. Rozenberg; representatives of Jewish organizations of France, Poland, et al. Recently Mr. Ben Zion Goldberg (Waife), the son-in-law of Sholem Aleichem, visited the Soviet Union. He is a prominent public figure in the United States, a member of the executive committee of the Soviet-American Friendship Society (headed by Lamont), chairman of the Committee of Jewish Scientists, Writers, and Artists of the United States (Albert Einstein is president of the Committee), vice-president of Ambidjan, the All-American Society for Aid to Birobidzhan (president of Ambidzhan– Steffenson). Mr. Goldberg is also a major American journalist.. Mr. Goldberg was received in Moscow by M. I. Kalinin and S. A. Lozovskii.. Met Soviet writers .. representatives of the Soviet Jewish community (at the Jewish Antifascist Committee in the USSR headquarters), with leaders of the State Jewish Theatre, with the chief rabbi of the Moscow Jewish congregation, Shliffer, and with leaders of the Red Cross, among others… During his stay in the Soviet Union, Mr. Goldberg dispatched via the Soviet Information Bureau 33 articles to the American, Canadian, English, Palestinian, Polish, and Yiddish press. The articles were extremely friendly toward the Soviet Union. Before his departure, Mr. Goldberg began to write a book in English entitled England, the Opponent of Peace, and a book in Yiddish entitled Jewish Culture in the Soviet Union.”

Memorandum to Comrade Suslov; Ibid; AT:
http://lcweb.loc.gov/exhibits/archives/m2antfac.html

Further requests were being received by the USSR from prominent Jews in “several countries”:

“Such requests were received from: N. Goldman, the chairman of the executive committee of the World Jewish Congress; Dr. Stephen Wise, chairman of the American Jewish Congress; Louis Levine, chairman of the Jewish Union for Soviet Aid under Russian War Relief; Mr. Raiskii, the editor-in-chief of the newspaper Presse Nouvelle in Paris; et al.”

Memorandum to Comrade Suslov; Ibid; AT:
http://lcweb.loc.gov/exhibits/archives/m2antfac.html

At this stage, the Jewish AFC proposed a detailed plan to make the Crimea the site of a Homeland for oppressed Jewish people from all over the world, including all the refugees from the war.

This was proposed by the JAFC in a letter to Stalin dated February 15, 1944.

It seems that only part of this letter has been made public to date. That fragment reads:

“The creation of a Jewish Soviet Republic will once and forever, in a Bolshevik manner, within the spirit of Leninist -Stalinists national policy, settle the problem of the state legal position of the Jewish people and further development of their multi century culture. This is a problem that no one has been capable of settling in the course of many centuries. It can be solved only in our great socialist country.”

Cited From Literatunaya Gazeta July 7th; 1933.; By Sudoplatov Ibid; p. 286.

As mentioned above, Stalin had approved the formation of the committee. Even the virulently anti-Stalin figure Vaksberg notes that Stalin had written to the JAFC the following note:

“Please convey to the working Jews of the Soviet Union who collected an additional 33,294,823 rubles for the construction of air force squadron Stalin’s Friendship of the Peoples and tank column Soviet Birobidzhan my fraternal greetings and the gratitude of the Red Army J.Stalin”.

Vaksberg A; AStalin Against the Jews”; New York; 1994; p. 116.

Why therefore, as various Zionists state, should Stalin have turned against the JAFC? They allege “anti-Semitism.”

Was Stalin himself known to hold anti-Semitic views?

The major allegations made on a personal level about this charge are frankly ludicrous. Thus for instance, reliance upon Khrushchev and moreover upon an unclear source reveals this:

“The first symptoms of Stalin’s anti-Semitic policy are rooted in his personality and may be traced to the pre-revolutionary period. Many people who knew him well, such as Khrushchev, suggested that his Judaeophobia was pathological. Stalin’s struggle against Trotsky and his numerous Jewish supporters fuelled the anti-Semitic trends in the Kremlin dictator’s policy. ‘Anti-Semitism and anti-Trotskyism reared their heads simultaneously’, Trotsky wrote.”

Iakov Etinger, “The Doctors’ Plot: Stalin’s Solution to the Jewish Question”; in Editor: Yaacov Ro’i:”Jews & Jewish Life in Russia & the Soviet Union”; Ibid; p.103.

It is remarkable that Trotsky then, himself a Jew never commented that this was the reason for his “persecutions” in a more visible and public forum. Nor indeed do Trotsky’s followers including Isaac Deutscher his primary biographer use this charge. What else does Professor I. Etinger have for us?

“Stalin’s secretary, Boris Bazhanov, recollects that Stalin made crude anti-Semitic outbursts even when Lenin was still alive. In 1907 Stalin wrote a letter in which he referred to the Mensheviks as a ‘Jewish faction’ and to the Bolsheviks as a ‘truly Russian’ one.’ It would do no harm to us Bolsheviks if we staged a pogrom inside the party’, he suggested.”

Etinger, “The Doctors’ Plot,” Ibid; p. 104; citing V.Solov’ev, E. Klepikov, op cit p.216.

Other comments from Vaksberg, indicate the same source for other various anecdotes. But interestingly, the most virulent anti-Stalin Vaksberg records other facts that show Stalin was not anti-Semitic. So Vaksberg, although interspersed with sly digs and innuendoes throughout, must note that Stalin was vociferous against anti-semitism:

“The composer Dmitri Rogal-Levitsky… was in 1944 commissioned to orchestrate the new state anthem.. His notebooks .. Record the conversation (of a banquet)…

“Stalin asked how many conductors there were at the Bolshoi Theatre. They told him seven of whom three were Jews…

‘Do you have Nikolai Golovanov there?’ Stalin asked…
‘We were planning to entrust two or three productions to him’ began Tsazoksky… ‘And?’ Interrupted Stalin.
‘He refused.’
‘Good thing!’ Stalin said, striking a match.
‘I don’t like him… He’s an anti-Semite. Yes a real anti-Semite. A crude anti-Semite. He should not be allowed into the Bolshoi Theatre.. It’s like letting a goat into the cabbage patch,’ he said laughing.

Then the conversation turned. But a while later without any obvious connection, Stalin returned to the first theme:

‘But that Golovanov is an anti-Semite.’
‘I’ve not dealt with him in that sense.’
‘Don’t worry you will, if you let him into the Bolshoi Theatre… Golovanov is a real anti-Semite, a dangerous, principled anti-Semite.. You cannot let Golovanov into the Bolshoi Theatre. That anti-Semite will turn everything upside down.'”

Vaksberg A; “Stalin Against the Jews”; New York; 1994; p. 29-30.

Yet ultimately, Vasberg dismisses this all, as an elaborate facade behind which Stalin’s own “anti-Semitism” could be hidden. Vaksberg refers to Stalin’s daughter having “destroyed” Svetlana Alliluyeva’s first marriage because it had been to a Jew – Grigory Morozov (Moroz). Such personal testimony is liable to selective “filtering.” But even Svetlana’s own words are somewhat self-contradictory. She states that Stalin did not stand in her way regarding her marriage, but he refused to allow her husband to visit him. Perhaps the real reason that Stalin disliked him, was not that he was a Jew, but lies in what he told her:

“He’s too calculating, that young man of yours.. Just think it’s terrible at the front. People are getting shot. And look at him. He’s sitting it out at home.”

Alliluyeva, Svetlana, “Twenty Letters to a Friend”; New York; 1967; p.187.

It is true that Svetlana says later on, that Stalin told her that the “Zionists had thrown the first husband” into her way. (Alliluyeva, Svetlana, “Twenty Letters to a Friend”; Ibid; p.196). However the marriage appears to have failed of its’ own accord, Svetlana is quite clear on this.

The net definite “evidence” to prove the racism of Stalin must be in doubt by an open mind.

The real “proof” for the accusers, who convict Stalin of “anti-Semitism”- appears to lie in the matter of the so called “Zionists’ Plot” and the “Doctor’s Plot.”

Was Beria Personally an anti-Semite?

The same general problem is faced by Zionists, who although they accuse Beria of being an anti-Semite, confront and cannot explain data that in reality shows the opposite:

“There is also the mystery of Beria’s comportment towards Jews in Georgia. The New York Times correspondent Salisbury discovered in Tiflis Georgia in 1951, a Jewish ethnological Museum which featured painting depicting Jewish religious rites reconstructions of early Georgian synagogues, and a record of Jewish Soviet heroes in World War II. That the museum should have survived the liquidation of Jewish culture everywhere else in the USSR was curious; the information that Beria had inspired it was even more curious”. He had also sponsored in the 1920’s an occupational rehabilitation programme for Georgian Jewry. This programme included Jewish trade schools and farms.”

Teller Ibid; p. 91-92.

“There is also reason to believe that (Beria) was helpful to Jews in Georgia. The American journalist Harrison Salisbury who visited Georgia after the war, discovered that Beria as Georgian party leader, had instigated the establishment of a program for rehabilitating Georgian Jews. The program included a Jewish charitable society and a Jewish ethnological museum in Tbilisi. It might be added that Beria’s sisters’ husband was a Jew and that Beria had several Jews in his retinue: Mil’stein, Raikhmna, Mamulov, Sumbatov-Topuridze and N.I.Eitington to name a few. Although many Jews lost their jobs in the late 1940’s as a result of the anti-Semitic campaign, these men survived.”

Knight A; Ibid; p.147

Furthermore, it must be noted firstly that it was Beria, who after Stalin’s death – first repudiated the “Doctor’s Plot”, as being a sham:

“Beria’s position as chief of the security services and the police place him in an invidious position as the likeliest candidate for indictment and castigation for all persecutions that has taken place .. Stalin’s successors have fingered him as the author of the so-called Doctor’s Plot… Yet after Stalin’s death it was Beria who exposed the indictment which in itself, disputes his executioners’ contention that he was its author. The Minister of State Security the real boss of the secret police at the time that this evidence was manufactured, was Semyon D.Ignatiev, Beria’s political enemy. Although publicly pilloried for his central role in concocting the indictment, Ignatiev was restored to favour at the Kremlin immediately after Beri had been purged. The post-Beria Kremlin significantly had maintained that there was not anti-Semitic intent behind the doctor’s indictment.. Which in turn invites speculation that the charge might not have been dismissed had not Beria exposed them in his life time.”

Teller Ibid; p. 90-91.

“Not only did Beria denounce the Doctor’s Plot was a hoax after Stalin’s death, he also took it upon himself to attempt a revival of Jewish culture immediately after Stalin died.”

Knight A; Ibid; p.148.

Following this Pravda ran an editorial that stated:

“Every Soviet worker kolkhoz members and intellectual is under the protection of Soviet law. The citizens of the great Soviet state may be certain that all the rights guaranteed them by the Soviet Constitution are sacred and will be guarded by the Soviet Government…. Careful investigation had ascertained the fact that members of Riumin’s clique (responsible for the doctors libel -ed) had slandered the People’s Artist Mikhoels who was an upright communal worker.”

Teller Ibid; p. 125-126.

To Summarise:
Data does not support that the Marxist-Leninists Stalin and Beria were personally anti-Semitic. What of the revisionist politicans?

Khrushchev’s Attitude to the Jews

Khrushchev by several accounts, was well known to be an anti-Semite. Amy Knight puts it as follows:

“Khrushchev… first secretary in the Ukraine, favoured the dissolution of the Union of Jewish Writers Kiev, and the closure of Jewish literary journal.”

Knight M; Ibid; p.148.

That Stalin ensured that Khrushchev was in effect repudiated upon the issue of anti-Semitic pogromists was clear, when Malenkov was sent to the Ukraine to correct the “blindness” of Khrushchev to anti-Semitic abuses:

“Khrushchev’s case is different. Even before his name was generally known outside the USSR, he had acquired notoriety in the Jewish press… for an episode in Kiev when the war ended. He was then boss of the Ukraine. Jewish wartime refugees, braving the local populations; anti-Jewish animus and the Kremlin’s bruited displeasure, trickled back to their devastated homes in the Ukraine. One day in a scuffle over an anti-Semitic remark, two Red Army officers one Jewish and the other Ukrainian, fired their guns at each other. The Ukrainian died, and the result was a pogrom in Kiev. The Ukrainian was buried with military honours and Khrushchev marched in the funeral procession. The pogromists went unpunished until Malenkov arrived to restore order.”

Teller Ibid; p. 92.

This view is substantiated more recently by Knight’s biography of Beria:

“In May 1944 Mikhoels wrote a letter to Molotov complaining about discrimination against Jews in liberated Ukraine. On receiving a copy of the letter, Beria issued instructions to Ukrainian Party Chief Khrushchev to “take the necessary measures to improve the living and working conditions of Jews in the newly liberated areas.”

Knight M; Ibid; p.147

Mikhoels would pay a price for his request for intervention, addressed to the Marxist-Leninist Molotov. But who was it that wrote his bill?

The Murder of Solomon Mikhoels

As discussed above, Stalin had supported the JAFC and sent it congratulatory telegrams.

It seems though, that the general attitude inside the USSR to the JAFC changed after the war.

One of the signs of this change was that the previous plan to publish a book – the so called “Black Book” – cataloguing the Nazi genocide of the Jews, and the Jewish partisan struggles, was only brought to fruition in the USA but not in Russia:

“The contacts with American-Jewish organizations result in the plan to publish a Black Book simultaneously in the USA and the Soviet Union, documenting the anti-Jewish crimes of the Nazis and the Jewish part in the fighting and resistance. In 1944, the writer Ilya Ehrenburg sends a collection of letters, diaries, photos and witness accounts to the USA to be used in the book. The Black Book is published in New York in 1946. But no Russian edition appears. The typefaces are finally broken up in the printing press in 1948, a year in which the situation of Soviet Jews has once more deteriorated sharply.”

See WWW site: “Beyond the Pale”; page 61 at:
http://www.friends-partners.org/partners/beyond-the-pale/english/61.html

But the death of Mikhoels – allegedly in a murder committed at the direct order of Stalin, is the event that is usually cited as the beginning of the alleged anti-Semitic campaigns of the Soviet USSR.

It is alleged by many, including Sudoplatov, that Stalin feared the potential power that Mikhoels would have, and had him assassinated in January 1948:

“Mikhoels .. had been at the heart of the discussions to establish a Jewish Crimean republic. Stalin feared that Mikhoels would unleash forces that could not be controlled and would lead to unpredictable political consequences. Stalin feared a truly independent Jewish homeland. Mikhoels had the stature of a leader with world recognition, and Stalin could not risk his developing his own power base. Mikhoels was murdered in January 1948, under the direct order of Stalin.”

Pavel & A Sudoplatov; with JL &LP Schecter:”Special Tasks”; Boston; 1995; p. 296.

But as noted in the foreword, Sudoplatov’s memoirs have been seriously discredited.

It is true that other sources also refer to the death of Mikhoels and all assume that Stalin “ordered the murder of Mikhoels.”

In fact, the mysterious death of Solomon Mikhoels in Minsk on January 13, 1948, served to rob the USSR of a valuable and respected figure. For all these other sources, this contradiction, is not apparently a difficult issue – since they all pre-judge Stalin as variously, mad, irrational, capricious.. etc.

However this line of reasoning is countered by the facts previously adduced.
(See Previous issues of Alliance on Personality Cult :(1) The Cult of
Personality (Talk at The Stalin Society (UK) May 1991) AT: http://ml-review.ca/aml/STALIN-TXT/WBBPERSONALITY1991.html2) Stalin – Myths and Reality: Talk intended for the Third ISML Conference Paris October 1999: http://ml-review.ca/aml/STALIN-TXT/WBBSTALINMYTHSPARIS1999.html

The most detailed source, of the actual last days of Mikhoels life, is found in Arkady Vaksberg. (ibid pp159-170). As Amy Knight points out, the assumption is usually made that Beria performed the killing:

“Many had assumed that Beria as responsible for the murder, since he oversaw the police apparatus.”

Knight A; Ibid; p.147.

However it seems that Beria related the facts of the case, in a letter to Malenkov, after the death of Stalin.

According to this letter, Beria questioned Abakumov in prison, where Abakumov had remained following Stalin’s death. Beria learnt that the key players were Ogol’tsev and Tsanava. Knight insists that Stalin “ordered” the killing:

“Stalin had ordered Abakumov to have Mikhoels killed, a task carried out by Deputy Minister of State Security S.I.Ogol’tsev and Belorussian MGB chief Tsanava. Mikhoels and his companion were lured into a car and taken to Tsanava’s dacha outside Minsk, where they were murdered. Their bodies were then dumped on the side of the road. When Beria learned of Tsanava’s complicity, he ordered his arrest along with that of Ogol’tsev.”

Knight A; Ibid; p.147.

In fact Knight reminds us that Beria had:

“Supported the idea in 1942 of creating the Jewish Anti-fascist Committee in order to harness the war efforts of Soviet Jews at home and abroad and had maintained direct contacts with JAFC leaders after that. Indeed he seems to be have been sympathetic to their cause.”

Knight A; Ibid; p.147.

But, she fails to remind us that Stalin had also supported Mikhoels and the JAFC.

So was ultimately responsible for the murder of Mikhoels?

It seems that the revisionist S.D.Ignat’ev (or Ignatiev) was heavily involved:

“It may not be a coincidence that in addition to First Secretary Gusarov… who was in the Belorussian CC Secretariat at the time of the Mikhoels murder: S.D.Ignatiev, who was to replace Abakumov as USSR MBG chief in mid-1951. Ignatiev later helped to fabricate the case against the doctors.”

Knight A; Ibid; p.148.

Who was pushing for action on the “anti-Zionist plot?”

Vaksberg claims that Abakumov was supported by Malenkov and Mikhail Suslov. We would argue that of these, Suslov was an out and out revisionist and at best, Malenkov was a vacillator.

On October 12, 1946 Abakumov (after having taken over from Vsevolod Merkulov, the Ministry of State Security) wrote a memorandum entitled: “On Nationalistic Manifestations of Some Workers of the Jewish Anti-fascist Committee”, accusing them of:

“Forgetting the class approach which has been replaced by an approach on national lines,” and of “establishing foreign contacts on the same national principles”. Also in foreign editions about the life of the Soviet Jews, it “exaggerated their contribution to the achievements of the Soviet Union in science, technology, and culture.” And finally a special section of the memo.. Noted that the committee “has taken on the function of the chief representative of the affairs of the Jewish population and intermediary between that populations and the Party-Soviet organs. The summary conclusion to the memo was that the Afurther activity of this committee is politically harmful and intolerable”.. The Minister was supported by one of the new members of the hierarchy.. Mikhail Suslov. In his appeal to Stalin on November 26th 1946, he also called for liquidation of the committee.”

Vaksberg; Op Cit; p.195

It was finally on March 1948 that Abakumov forwarded a report to the Central Committee arguing that JAFC leaders and Mikhoels had:

“conducted anti-Soviet nationalist activities.”

Knight A; Ibid; p.148.

This report went to the Central Committee and was copied to Stalin, Molotov, Zhdanov, and Kuznetsov.

By 20 November 1948, the Politburo adopted the resolution approving a decision of the Council Of Ministers to disband the JAFC.

This resolution was adopted after the sudden death of Zhdanov in August 1948, and thereafter the correct anti-cosmopolitanism campaign, was crudely transformed into the incorrect anti-Semitic campaign.
(For Bland’s article on the anti-cosmopolitanism article see: http://ml-review.ca/aml/CommunistLeague/COSMOPOLITANISM-COMPASS131-1998.HTM

Abakumov continued to send memos to Stalin over this issue, calling the JAFC a “hot-bed of Zionism” in a memo of the March 1, 1948. (Vaksberg; Op Cit; p.196. )

It was after September 3rd, 1948 that action was finally taken against the JAFC. On that date, it is alleged by Vaksberg and other bourgeois commentators that the “mass rallies” greeting Golda Myerson (later to be known as Golda Meir) in her post as the first Israeli ambassador, “frightened” Stalin.

Yet as Vaksberg himself states, in the spring of 1945 Stalin had allowed open and massive Jewish rallies to commemorate the Jewish dead of the war:

“On the recommendation of the World Council of Rabbis meeting in Jerusalem, Stalin permitted Moscow Jews to organise a memorial service for the six million Jewish victims of the Nazis…. Major governmental figures marshals, and generals and celebrated artists attended – over 20,000 people.. Raising over half a million rubles for the postwar restoration of the country. The solemn Kadish was repeated in 1946. In 1947 it was banned.”

Vaksberg; Op Cit; p.185.

By March 26th 1948, Abakumov had sent a memo to Stalin, Molotov and CC Secretaries Zhdanov and Kuznetsov entitled “On the Espionage and Nationalistic Activity of the Jewish Anti-fascist Committee”, stating that Mikhoels was:

“Known long before the war as an active nationalist, he was a kind of banner for nationalistic Jewish circles.”

Vaksberg; Op Cit; p.197-198.

On November 20th 1948, item no.81 on the agenda of the Politburo of the CC stated:

“On the Jewish Anti-Fascist Committee: Confirm the following resolution of the Bureau of the Council of Ministers of the SSR: “The Bureau of the Council of ministers of the USSR instructs the MGB USSR to disband the JAFC immediately, because as the facts show, this Committee is the center of anti-Soviet propaganda and regularly provides anti-Soviet information to organs of foreign intelligence. In conjunction with this, the publishing organs of the Committee are to be shut down and the Committee’s files confiscated. For the time being no one is to be arrested.”

Vaksberg; Op Cit; p.198-199.

Thus far at any rate, the “facts” are not quite so obvious as made out by the Zionists who attack Stalin as anti-Semitic. There is a clear implication from Vaksberg, that a compromise decision had been made, with the final statement just cited, regarding an explicit counter-manding of further arrests.

Nonetheless, David Goldstein had already been arrested in September, and on December 24th Fefer was arrested. Vaksberg; Op Cit; p.200-201. Lozovsky was arrested on January 16th. Vaksberg; Op Cit; p.202.

A little complicating, but true, is that Salmon Lozovsky was also a hidden revisionist (partially discussed previously by Alliance – See Alliance issue Number 15); who had subverted correct trade union tactics in the Comintern and the trade union international Profintern (led by Lozovsky).

However, Alliance argues, until further evidence can be adduced, that the net effect of these arrests, was once more to alienate the Marxist-Leninist wing of the Bolsheviks Party from a section of the working class.

Moreover it served to strengthen the hand of international support for Israel, and to serve as an instrument of propaganda against the USSR.

It was the Writers Union under Alexander Fadeyev who pushed for a resolution that called for closing associations of Jewish writers and closing Yiddish almanacs. That the hand of the revisionists was heavy in making these decisions is made clear by Shimon Redlich in his history of the JAFC. He points out that another key revisionist involved was Boris Ponomorarev:

“Sources suggest that Boris N. Ponomorarev was personally active in the liquidation of the Committee. Ponomorarev, an ex-functionary of the Comintern, and Deputy Director of the prestigious Marx-Engels-Lenin Institute after the War, was appointed Deputy Director of the Sovinformuro in late 1948 or early 19489. When Lozovskii was arrested in late 1948 to early 1949, Ponomorarev became Head of the Bureau for a short while.”

Redlich Shimon: “Propaganda and Nationalism in Wartime Russia-The Jewish Anti-Fascist Committee in the USSR, 1941-1948”; 1982; USA; p.167-8.

As Redlich points out, various hypotheses linking the affair with an alleged Malenkov-Zhdanov hostility; or to an attempt to discredit Beria; simply do not make any sense.

He is left only to explain it as Stalin’s fear of the international contacts that Soviet Jewry had built with overseas Jews. He himself acknowledges Stalin’s previous support of these contacts:

“Although encouraged and supported by Stalin at the time, these contacts were regarded in retrospect as dangerous and treacherous.”

Redlich S; Ibid; p.169.

Another potential “reason” leading Stalin to take this step, is cited by Redlich as the following:

“It is well known to Soviet official circles and to Stalin himself that the Committee had attempted to perform functions and took upon itself responsibilities far beyond the initial purpose of its establishment. Mikhoels and other top personalities of the JAFC approached various Soviet authorities both on matters concerning individual Jews and on Jewish cultural and national issues…. The JAFC was apparently regarded by Stalin as a structure which organised and expressed Jewish national interests and since he viewed such interests as a security risk to the regime, and to himself it seemed to him a matter of prime importance to wipe out this potentially dangerous organisation.”

Redlich S; Ibid; p.169-70.

Alliance finds that the evidence to date, suggests that Mikhoels was murdered, and was not the victim of an accident.

This is dealt with directly below, in a citation from Beria.

As to who was responsible, there continues to be disagreement.

Only one piece of evidence links Stalin to this directly.
That is evidence provided by the cross examination of Abakumov while he was imprisoned.

This was referred to above, from the biography of Beria by Knight (see page above). The full cited is the following, and is drawn from a document upon Abakumov, available in Russian only. Significant sections are cited from the English text of a piece by Iakov Ettinger, based on reports in Russian cited by Stoliarov:

“Col.-Gen. V. S. Abakumov, Minister of State Security from 1945-1…Russian researcher Kirill Stoliarov summed up the results of his painstaking and profound study of the materials in the case of State Security Minister Abakumov in his book “Golgofa” (Calvary).”

Iakov Etinger:”The Doctors’ Plot: Stalin’s Solution to the Jewish Question”; in Editor: Yaacov Ro’i: “Jews & Jewish Life in Russia & the Soviet Union”; citing Storilaov; Ibid.

After Stalin’s death, Beria investigated the Mikhoels events further. It emerged again from Abakumov’s testimony, still being in jail, that Abakumov had asserted not only that Mikhoels had been killed, but that Stalin had ordered him to perform this murder:

“Meanwhile Beria made another move. On 2 April 1953 he sent a letter to the party Presidium addressed to Malenkov stating:

“An examination of the materials in the Mikhoels case has revealed that in February 1948, in Minsk, former USSR MGB Deputy Minister Ogol’tsov and former Belorussian MGB Minister Tsanava carried out an illegal operation to liquidate Mikhoels on orders from USSR MGB Minister Abakumov.. In this connection Abakumov has been interrogated at the MVD and explanations have been received from Ogol’tsov and Tsanava. Abakumov gave the following evidence…
“As far as I can remember, in 1948, the head of the Soviet government I. V. Stalin gave me an urgent assignment – to promptly organize the liquidation of Mikhoels by MGB personnel and charge specially selected people with the task. Then it came to our knowledge that Mikhoels and his friend, whose name I do not remember, had gone to Minsk. When this was reported to Stalin he immediately ordered us to carry out the liquidation in Minsk…After Mikhoels was liquidated Stalin highly praised the operation and ordered that the people who had performed it be decorated, which was carried out.”

Etinger I: Ibid; p. 120-121; Citing :’Argumenty i Fakty 2′; 1992.

Beria’s letter then outlines that the murder of Mikhoels was disguised by crudely staging a motor vehicle accident:

“The letter goes on to describe in detail how Mikhoels was “liquidated”. There were several options for eliminating Mikhoels: a) a car accident, b) running him over with a lorry in a deserted street. Since neither gave a 100 per cent guarantee the following course was decided upon: to invite Mikhoels, through one of our agents, to visit an acquaintance of his late at night, provide a car from the hotel he was staying in, allegedly to drive him there, take him to Tsanava’s dacha and liquidate him. Then the body was to be put in an out-of-the-way deserted street and run over by a lorry. And that is how it was done. To keep the matter secret, agent Golubov, who accompanied Mikhoels on this fatal visit, was also done away with (they were run over by a lorry near the dacha). At the end of the letter Beria declared:

The MVD deems it necessary:
a) to arrest and initiate proceedings against former USSR Deputy MGB Minister S. I. Ogol’’tsov and former State Security Minister of Belorussia L. F. Tsanava,
b) to repeal the Supreme Soviet decree conferring honours on the participants in the murder of Mikhoels and Golubov.”

Etinger I: Ibid; p. 120-121; Citing: ‘Argumenty i Fakty 2’; 1992.

In Conclusion: Alliance argues the following:

1. If it is agreed that Beria was a Marxist-Leninist, his letter indicates the primary responsibility for the attacks on the JAFC are laid on the door of low level operatives S. I. Ogol’tsov and L. F. Tsanava.

2. Backing up these individuals but at a higher level were the revisionists Malenkov and Suslov and Ponomoranev. Of these the first, was possibly a “vacillator” but the other two were definitely revisionists.

3. There remains the matter of Stalin. We argue that Stalin had nothing to gain by the murder of Mikhoels, that his “ego” definitely did not require this as bourgeois sources claim; and that it was not in his interests. However Abakumov’s testimony “fingers” Stalin. What then? Barring a “mistake” upon Stalin’s part, we suggest the following two possibilities:

i) Abakumov’s testimony cannot be simply discounted. We argue, that his testimony on the so called “Doctor’s Plots” shows him to be a basically honest individual (see below);
We further argue that if this is the case, then on the earlier issue of the JAFC, he was mis-led on the matter of Stalin’s orders;
Beria’s ‘testimony’ was ‘extracted’ by Khrushchev who of course went on to kill Beria.

OR:

ii) Another possibility exists: That Beria for some reason lied about Abakumov’s testimony. If so two possible reasons for this can be adduced:
Either Beria was NOT a Marxist-Leninist;
OR Beria decided that as a Marxist-Leninist – what was critical was that as far as possible the security apparatus be purged of revisionists in order to fight on for Marxism-Leninism. He may have reasoned that Stalin was dead and Abakumov was virtually dead anyway.

We believe the data thus far shows that Beria was a consistent Marxist-Leninist.
We believe therefore that the most likely conclusion is that Abakhumov was tricked by the revisionists into effecting Mikhoels murder.

It is very remarkable that the newer generation of revisionist leaders of the USSR – those who actually dissolved the state- held a Politburo Commission and declared the direct responsibility to lie with Malenkov.

It is pretty inconceivable that these individuals who hated Stalin, would not publicise evidence linking Stalin with this issue if it in truth existed:

“A Politburo Commission created by Mikhail Gorbachev and chaired by Alexander Yakovlev came to the conclusion on late 1988 that the “direct responsibility for the illegal repression of people arrested in the Jewish Anti-Fascist Committee case was borne by G.M.Malenkov, who was directly involved in the investigation and trial.” Vaksberg; Op Cit; p.202-3.

The Case of Polinya

The wife of Molotov – Polina Zhemchuzhina – was Jewish. She had held high ranking posts for the Bolsheviks such as People’s Commissar of the Fish Industry, head of the State Perfume Trust, as well as being on the Bolshevik Central Committee. It is alleged that she incurred Stalin’s’ wrath as she had been the last person to see Nadezdha Allilueva alive before she committed suicide. This according to Vaksberg was the reason for her removal from the Central Committee for “failure in work.” Previously she had received a reprimand for neglect and, for allowing in 1939, some German spies to penetrate her area. According to Golda Meir’s testimony, Polinya “wished the Zionists in Palestine well” saying:

“If things go well for you, then things will be good for the Jews the whole world over.”

Vaksberg; Op Cit; p.188.

This conversation was monitored and the Central Committee was informed. According to Vaksberg, Stalin reportedly told Molotov:

“It is time for you to divorce your wife.”

Vaksberg; Op Cit; p.189.

It is important to recognise that as so often, the primary source for this conversational tit-bit of information is the revisionist Khrushchev.

In late 1948 the Molotovs were divorced, and in February 1949 Zhemchuzhina was arrested.

Prior to this, some bizzare personal charges including one of an extraordinary adultery involving a juniro employee, and espionage were laid at a meeting of the Politburo.

However even Vaksberg, is in agreement that various documents were indeed missing, from the Ministry of Light Industry textile branch, then being run by Zhemchuzhina.

Nonetheless the various charges against Zhemchuzhina also included:

“Being present at the memorial service at the synagogue on March 14th, 1945; enjoying the nationalistic play Freileks produced by the Jewish bourgeois nationalists Mikhoels at the Jewish Theatre; and of attending the funeral of Mikhoels.”

Vaksberg; Op Cit; p.192.

It is likely that some of these latter minor charges are true. Whether that made her an enemy of the state is debateable in the view of Alliance currently. But it is notable that Zhemchuzhina never repudiated Stalin, even after years in prison (Vaksberg; Op Cit; p.192).

It seems most likely that both she and Molotov were aware that there were inner-party battles going on that explained the turn of events.
In fact although Stalin is blamed for these events, it is most unclear why Molotov should have been targeted. For not only did his wife suffer imprisonment, but observers agree that he himself was demoted in rank although he remained within the Politburo. (Knight M; Ibid; p.147).

Alliance argues then, that the general aim of the revisionists to take over leading positions of state power was assisted by the direct and in-direct attack upon Molotov – as far as we know a reliable Marxist-Leninist, while Stalin was alive.

Source

The Changing Leadership of the Secret Service

Nikolai_Yezhov_conferring_with_Stalin

This article was published by Alliance (Marxist-Leninist) as part of the publication Alliance, issue #30, “Marx, Lenin and Stalin on Zionism.”

THE CHANGING LEADERSHIP OF THE SECRET SERVICE

It is accepted by most if not all Marxist-Leninists, that at various times, revisionists within the USSR Bolshevik party took control of the secret services.

Since that is the case, determining whether particular campaigns undertaken by the secret services – were really in the interests of the Marxist-Leninists, or the interests of the revisionists – needs to take into account several specific facts of the campaign as well as the personality of the chiefs of the secret service at the particular time in question.

In assessing the evidence regarding the alleged Zionist Plot, it is therefore necessary to understand those who made the allegations and effected the arrests.

The Case of Ezhov And the Appointment of Beria To The Secret Services

Stalin’s attempts at creating a trusted and close network of Marxist-Leninists around him in foreign policy (See Part Two of this article), matched a similar strategy in the secret service. In previous Alliance issues, we have discussed how, Stalin attempted to either root out, or at worst, to contain the counter-revolutionary terror, that was striking at the best of the Bolsheviks, as intended and organised by the hidden revisionists.

Firstly Yagoda was removed from heading the secret service after his Trotskyite affiliations became clear. His substitute was Nikolai Ivanovich Ezhov, who became the head of the Secret Police the NKVD. But again it appears that this office had been infiltrated by hidden revisionists.

For example, Arch Getty has shown how Stalin obstructed Ezhov in his “mass” arrests and expulsions from the party. For example, this exchange shows the antagonism between the two:

Ezhov: Comrades as a result of the verification of party documents we expelled more than 200,000 members of the party.
Stalin: [Interrupts] Very many.
Ezhov: Yes very many. I will speak about this..
Stalin: [Interrupts] If we explained 30,000..(inaudible remark) and 600 former Trotskyites and Zinoviev-ists it would be a bigger victory.
Ezhov: More than 200,000 members were expelled. Part of this number.. were arrested.”

Cited from Stenographic Records. Cited In AStalinist Terror, New Perspectives.”Ed. J.Arch Getty & Roberta T. Manning. Cambridge University Press, 1993. p.51).

Zhdanov (a close comrade-in-arms of Stalin) tried to place further brakes upon Ezhov, as shown when:

“In a highly publicized attack Zhdanov accused the Saratov kraikom (party leadership-Ed) of “dictatorship” and “repression”.. At the Feb 1937 Central Committee Plenum, Zhdanov gave the keynote speech on democratizing party organisations, ending bureaucratic repression of “little people,” and replacing the co-option of party leaders with grass roots elections. Indeed under pressure of this line, contested secret ballot party elections were held in 1937.”

Cited from Stenographic Records. Cited In AStalinist Terror, New Perspectives.”Ed. J.Arch Getty & Roberta T. Manning. Cambridge University Press, 1993. p.51).

In the case of Avel Enukidze, then Secretary of the Central Executive Committee of Soviets, Ezhov had wanted to expel him. But Stalin and Molotov defended Enukidze.

After further pressure from Ezhov, he was expelled.

But then Molotov and Stalin moved for him to be re-admitted. Though the plenum agreed with Stalin and Molotov, this re-admission never happened – having been arrested, he was shot in 1937. The record shows a clear pattern here – where Stalin was set versus Ezhov. (Arch Getty & Manning; Ibid; p.54).

Even in the case of the arch-Right revisionist Bukharin, (a leading ex-Bolshevik whose prominence and past service made him especially controversial – yet especially important to deal with. Precisely just in case he did become the focus of further organised opposition) – even his execution was controversial. Stalin wanted him expelled, and not even put on trial, let alone executed.

The opposition to Stalin on this matter were: Ezhov, Budennyi, Manuilskii, Shvernik, Kosarev and Iakir (who voted to shoot Bukharin without trial); and Litvinov, Postyshev, Shiriatov, and Petrovskii (Who voted to send Bukharin to an open trial).

The Plenum voted for Stalin’s line by a majority. But the documents of agreement were altered (in Mikoian’s handwriting) and Stalin’s advice was simply ignored. (Arch Getty & Manning; Ibid; p.58).

Even a very hostile Sudoplatov, records that Stalin’s attitude was surprisingly the opposite of the conventional portrait painted of a vindictive dictatorial individual. According to Sudoplatov, Stalin preferred private rebukes rather than prosecution, for example when dealing with instances of “corruption“:

“I learnt from Malenkov’s deputy- Anna Tsukanova.. That the Central Committee did not always prosecute corruption reported by the Party Control Commission and security organs. Stalin & Malenkov preferred to reproach an errant high-ranking official rather than to prosecute him, but if the man landed in the wrong power group, then the incriminating evidence was used to demote or purge him.”

Sudoplatov; Ibid; p. 319

It can only be reasonably concluded, that Stalin was trying hard to limit the damage being done by a revisionist taking cover behind a Left-ist and zealot position.

In this situation, Lavrentii Beria was put in this sensitive and critical job. Stalin himself put Beria into this job, after Ezhov had tried to prepare a case against Beria. Beria appealed to Stalin, who appointed Beria initially as Ezhov’s Aassistant”. Beria became first deputy chairman of the USSR NKVD at the end of August 1938, having been relieved of his prior position as first secretary of the Georgian party organisation. (Amy Knight: “Beria-Stalin’s First Lieutenant”; Princeton New Jersey 1993; p. 87-88). On 17 November 1938, Sovnarkom and the Central Committee adopted a report issued by Beria’s investigation entitled: “On Arrests – Supervision By the Procuracy And the Conduct of Investigations”, which passed a resolution. This was a:

“Strongly worded, lengthy resolution.. (it) Completely renounced the purges. Directed at party, Procuracy and NKVD officials in the republic it was highly critical of the “gross violations of legal norms” that had been committed during arrests and investigations in particular the reliance on confessions extracted from the accused and the failure to keep records. Furthermore the resolutions stated,
‘The NKVD has gone so far in distorting the norms of the judicial process that very recently questions have arisen about giving it so called limits on the process of mass arrests”. According to the resolution, Aenemies of the people” who had penetrated the NKVD and the Procuracy were falsifying documents and arresting innocent people”. The resolution forbade these organs from continuing their policy of mass arrests and exile. Henceforth arrests were to be made only with the consent of the court or the Procurator; the noxious NKVD troikas which decided cases of the spot were to be abolished.'”

Amy Knight: “Beria-Stalin’s First Lieutenant”; Princeton New Jersey 1993; p. 89.

Immediately after, in the words of Amy Knight, his biographer, Beria “cleansed” the NKVD. As far as he could, he tried to only place trusted Bolsheviks in the key positions. As he had personal knowledge from Georgia of who was reliable or not, many of the appointees were from Georgia. This has been labelled as a “Georgian mafia” controlled by Beria. But since the objective was to place trusted comrades in key positions, and Beria knew these people best – this derogatory term is un-justified. As Knight puts it, Beria:

“Set about “cleansing” the NKVD of undesirable elements, in other words he initiated a full-scale purge of the Ezhovites, executing or imprisoning hundreds of officials…. By early 1939 Beria had succeeded in arresting most of the top and middle level hierarchy of Ezhov’s apparatus, replacing these men with members of his Georgian group. It is possible to identify at least 12 Beria men…. appointed to key NKVD posts… Vsevold Merkulov.., Vladimir Dekanozov,… Bogdan Kobulov… Solomon Mil’shtein… Iuvelian Sumbatov-Topuridze.. Sardeon Nadaraia.”

Amy Knight: “Beria-Stalin’s First Lieutenant”; Princeton New Jersey 1993; p. 90-91

It is accepted by even hostile and anti-Marxist-Leninist writers, that following Beria’s changes, thousands of prisoners in the camps were released:

“There was a general feeling that the NKVD would eschew the excesses of the Ezhov period and people began to talk about a ‘Beria thaw’.”

Amy Knight: “Beria-Stalin’s First Lieutenant”; Princeton New Jersey 1993; p. 92

Many bourgeois reports and Khruschevite revisionists have labelled Beria as a man who was both a political evil and a sexual debauchee given to raping young girls. But these are dubious, as Knight herself acknowledges:

“It should be noted that the stories have been disputed by some who knew Beria. One former NKVD employee expressed strong doubts that Beria was raping young girls, noting that he was known in police circles as a man with exceptional self-control who worked extremely hard.”

Amy Knight: “Beria-Stalin’s First Lieutenant”; Princeton New Jersey 1993; p. 97.

As an enemy of both bourgeois and Khruschevite revisionists, Beria is bound to attract negative and libellous comments. But Marxist-Leninists are aware that Beria effectively cleared the NKVD of revisionist practices and revisionist personnel. His later treatment at the hands of the revisionists led by Khrushchev, who were now in power, after the death of Stalin – lends credence to the view that Beria was a Marxist-Leninist. That case has been well summarised by W.B. Bland in an article published by the Stalin Society of London UK.” (Bland: “The Doctors Case & The Death Of Stalin”; Stalin Society; London nd ca 1992. NB: soon to be placed on the web site of Alliance).

The Post-War Reshuffle That Removed Beria From Sole Control of the Secret Services – The Atomic Threat

Beria had proven himself capable of running the necessarily vigilant, but controlled secret service that a socialist state must have, faced by an imperialist combination.

However after the war, a new danger arose – the atomic bomb monopoly by the USA. It was essential to have in charge of the Russian Atomic Bomb project, someone who was an utterly reliable Bolshevik. Stalin ensured that Lavrentii Beria was given this mandate. This very serious and onerous task could not be done well with divided attention.

The future safety of the USSR critically depended upon its success. Therefore, Beria was duly relieved of his post as the sole Commissar of Internal Affairs which he had held from 1938 to December 1945. He ceased to be solely in charge of security and intelligence in the USSR and overseas – excepting for all security problems directly connected with his job as manager of the Special State Committee on Problem Number One – the creation of the atomic bomb. (Sudoplatov P, Ibid; p.315)

The secret services had already been divided into three arms in April 1943.

Probably this was likely to be because the work load was already too great to enable only one agency to entirely cover the work. Thus the former People’s Commissariat of Internal Affairs (NKVD) was split into three arms:

1) The NKVD – still under Beria but who was now no longer responsible for state security but only for economic security:

“The NKVD under the leadership of Beria, was thereby relieved of the heavy problems of state security and became more and more an “economic’ organisation.”

B.Levytsky: “The Uses Of Terror: The Soviet State Security: 1917-1970”; London; 1971; p.160.

2) The Peoples Commissariat of State Security (NKGB) headed by Vsevolod Merkulov. He was known to be a close ally of Beria’s:

“He was one of Beria’s closest and trusted collaborators.”

B.Levytsky: “The Uses Of Terror: The Soviet State Security: 1917-1970”; London; 1971; p.141.

3) The Counter-Espionage Department of the People’s Commissariat for Defence (SMERSH) headed by Victor Abakumov.

After the war in 1946, SMERSH was abolished, and the NKVD was re-named the Ministry of Internal Affairs (MVD) and was headed by Sergey Kruglov who was later openly revisionist. The NKGB was renamed the Ministry of State Security (MGB) and remained under Abakumov.

Today most Marxist-Leninists are in agreement on the class affiliations of Beria, Kruglov, and Merkulov.

It is true that some Indian Marxist-Leninists (of Revolutionary Democracy) have recently raised questions about Beria, but these have not been to date, substantiated in print. We therefore will not deal with these purely verbal allegations.

But there still remains some significant queries about whether Abakumov was a Marxist-Leninist, or whether he was a revisionist.

We are forced to consider this matter for the correct interpretation of several later events – including the matter of Stalin’s death. Also, at least in part, the correct interpretation of the alleged Zionist Plot – hinges on this matter. We msut examine the question:

Was Victor Abakumov A Marxist-Leninist?

The Case for Abakumov Being a Marxist-Leninist:

Essentially as far as Alliance can discern, the case on behalf of Abakumov rests on two matters as follows:

i) An Alleged Friendship with Beria:

As the British Marxist-Leninist W.B. Bland views it, Beria and Abakumov were associated as close comrades. By this reasoning, Abakumov must have been a Marxist-Leninist. Bland cites the following views of historians of the Soviet secret services- Levytsky and Wolin & Slusser:

“Beria’s adversaries in the Party (i.e. the opponents of M-L-ism-Ed).. Achieved a notable victory in late 1951, with the replacement of V.S.Abakumov, an associate of Beria’s by S.P.Ignatiev a Party official, as head of the MVD”

S.Wolin & R.Slusser :”The Soviet Secret Police”; London; 1957; p.20.

“Abakumov, Beria’s intimate friend was removed from his post and replaced by S.D.Ignatiev.”

Levytsky op cit p.204

In corroboration of Bland’s point of view, it is also alleged by Sudoplatov that Abakumov was an ally of Beria (Sudoplatov; Ibid; p.324). However this view is contested by Amy Knight- who is undoubtedly the most extensive biographer of Beria (albeit a bourgeois historian), available in the English language. Knight claims that:

“Beria’s loyal deputy Merkulov was replaced by Victor Abakumov as head of the MGB late in the summer of 1946. This change was not instigated by Beria who was distressed to lose Merkulov.”

Knight Ibid; p.141.

Knight maintains that Stalin placed Abakumov in charge of the MGB. This is very possible as the pressures on Beria had to be relieved somehow. But it is most unlikely that it was done for the purpose, as Knight maintains, that Stalin wanted to:

“Limit Beria’s pervasive influence on the security organs.”

(Knight Ibid; p.141).

The pressures dictating that Beria should be freed for the work on the nuclear bomb, meant that several loop-holes had opened, for the revisionists to squeeze themselves back into the security apparatus with a view to renewing disruption. As the changes took place, several opportunities arose:

“The following months witnessed numerous changes in both the MVD and MGB as several new deputies arrived, apparently under the auspices of Abakumov and Kruglov. These changes may also have been influenced by the arrival of a new CC secretary A.A.Kuznetsov, who took over party supervision of the police. With the exception of Stepan Mamulov, a longtime Beria crony who became a deputy minister in the MVD, none of the new men were part of Beria’s “Georgian Mafia”, although most had been in the security or internal affairs organs for a long time.”

(Knight Ibid; p.141).

ii) Khrushchev ordered the execution of Abakumov

Abakumov was arrested while Stalin was still alive.

It is thus highly plausible that the arrest itself, coming under Stalin’s life time, might have been a part of the revisionist strategy or the Marxist-Leninist strategy.

However, there is no doubt that Abakumov was tried, after Stalin’s death, in Leningrad before the Military Collegium of the USSR Supreme Court presided over by Lieutenant-Colonel E.L. Zeidin. He was charged with “committing the same crimes as Beria”, and also with having:

“Fabricated the so-called Leningrad Case’, in which many Party and Soviet officials were arrested without grounds and falsely accused of very grave state crimes”.

In Bland: “The Doctors Case & The Death Of Stalin”; Stalin Society; London nd ca 1992; p.66.

Thus Abakumov was then sentenced to death by shooting, by the revisionists. This pro-Abakumov evidence seems to Alliance fragmentary at best.

If Stalin was still alive while Abakumov was imprisoned, it suggests that Stalin did not try to obtain his release. One suspects that were Beria to be imprisoned, Stalin would have moved heaven and earth to get him out.

What evidence is there against Abakumov?

The Case Against Abakumov

i) Abakumov’s other Allegiances

In 1947, Abakumov revealed the responsibility of Malenkov for some defects in aviation production that were apparently concealed from the state. (Sudoplatov; Ibid; p.315).

Malenkov was given a party reprimand, demotion & a temporary exile to Kazakhstan and removed from the CC secretariat. However Malenkov’s duties were then taken by Aleksei A. Kuznetsov. Sudoplatov claims that: “Kuznetsov & Abakumov soon became friends.”

But if this is truly so, this must shed some doubt and suspicion upon Abakumov’s identity as a Marxist-Leninist, since Kuznetsov was well known to be a close ally of the revisionists Vosnosenky and Khrushchev. As Bland has pointed out in the Marxist-Leninist Research Bureau Report no 2 (reprinted as Alliance Number 17) the Politburo of the CC of the CPSU(B):

“adopted a resolution “On the Anti-Party Actions of the Comrades Aleksey A. Kuznetsov, Mikhail I Rodionov and Pyotr S Popkov.”

Bland ML Research Bureau; Report No.2; London; nd circa 1992; p. 25

Also, as W.B.Bland had previously made clear in the now classic “Restoration of Capitalism in the USSR,” Kuznetsov was an ally of the arch-revisionists Vosnosenky and Khrushchev:

“Party leaders confide that … Vosnosensky and Kuznetsov … (were) in 1949… trying to establish a separate Communist organisation in the Russian Soviet Republic .. With headquarters in Leningrad instead of Moscow.”

C.L. Sulzberger:”The Big Thaw”; New York; 1956;

Also See Bland In “Restoration”; Wembley 1988; reprinted Alliance Number 14; p.342.

Also find Appendix 3 “The Leningrad Plot” at: http://www.virtue.nu/allianceml/

But Stalin is said to have fought for Malenkov’s reinstatement from Sudoplatov’s testimony:

“Stalin however allowed Malenkov to return to Moscow after two months & appointed him deputy prime minster. Beria in this period strongly supported Malenkov.” (Ibid).

Malenkov was a later vacillator and not a firm Marxist-Leninist. But Stalin had clearly recognised the anti-Marxist-Leninist behaviurs of Kuznetsov.

(ii) The General Zhukov Affair

Abakumov was apparently behind various attempts to destroy the career of General Zhukov, and his efforts resulted in the dismissal of Zhukov from the Bolshevik party CC. Using evidence from the imprisoned General Nivikov, Zhukov was charged with conspiracy. In these charges, Novikov had described Zhukov as being of a man of:

“Exceptional ambition” and… A man “namoured with himself”, who loved glory and honour. He was officious and would not tolerate opposition.”

Chaney, Preston: “Zhukov”; 1976; Norman Oklahoma; p. 371.

But as Zhukov’s biographer makes clear, Stalin only reluctantly agreed to an enforced and temporary retreat for Zhukov, pending full investigation saying:

“Nonetheless Comrade Zhukov, you will have to leave Moscow for a while.”

Chaney Ibid; p. 373.

Zhukov was sent to Odessa to run the Military District from June 13th to December 1947.

He was reprimanded in June 1947 for the only single objective negative fact that had emerged on him. What was this? Zhukov had in peacetime awarded an actress with a medal. He was therefore reprimanded then for:

“Improperly rewarding artists in his district. The right to reward reverted in peacetime to the Presidium of the Supreme Soviet of the USSR.”

Chaney Ibid; p. 374.

In December 1947 Zhukov was summoned to the Central committee Plenum where he heard his charges read out. Upon hearing that no new facts were stated he refused to argue, and when he saw that the ensuing vote had expelled him from the Central Committee, he simply marched out. All other allegations, against Zhukov remained un-proven. But as Chaney says, Stalin remained unconvinced of Zhukov’s “error”:

“Despite their relentless effort to have Zhukov arrested, Beria and Abakumov failed to convince Stalin of the Marshall’s guilt. As Khrushchev told Zhukov later, Stalin said to Beria:
“I don’t believe anyone that Zhukov would agree to this. I know him well. He is a straightforward person; he is sharp and can say unpleasant things to anyone bluntly, but he will never be against the Central Committee.”
Another version was that Stalin said:
“No, I won’t arrest Zhukov. I know him well. For four years of war, I knew him better that my own self.”

Chaney Ibid; p. 375.

Thus it was Stalin who resisted the attacks on Zhukov, in which to a large extent Abakumov was involved. Naturally, others were also involved in the complex battles, and the inter-relationships become important, to attempt to systematically work out.

From 1947 General Rukhadze was placed in the Ministership of state security of Georgia, having been in the war years, the head of SMERSH in the Caucasus. According to Sudoplatov his anti-Beria inclinations were well known. (Sudoplatov; Ibid; p.321.)

He was assisted by Ryumin, who later becomes a key figure in the subsequent anti-Marxist-Leninist plots, that became known to the world at large as the “Anti-Zionist Plot” and the “Doctors’ Plot.”

We will return to Abakumov below, when we examine his testimony on the murder of Mikhoels and the Doctor’s Plot (See below).

But at least some evidence cited to this point in this report, continues to identify Abakumov as an honest Marxist-Leninist.

Given the obvious truth that the revisionists were responsible for his death, it is difficult to avoid the conclusion that as Bland has it, Abakumov was an honest Marxist-Leninist.

Source

“Legalizing” the Formation of the State of Israel by the United Nations Partition & the USSR Recognition – 1947

israel-palestinian-loss-of-land

This article was published by Alliance (Marxist-Leninist) as part of the publication Alliance, issue #30, “Marx, Lenin and Stalin on Zionism.”

At the early stages of the Comintern, the views of Lenin were still unchallenged by the later revisionist opposition, who would finally succeed in hi-jacking the Comintern, only by 1928.

Even when Stalin took over the leadership of the CPSU(B), until 1925 his views were not easily ignored. Matters within the Comintern, were however dominated by the succeeding revisionist factions – first of Zinoviev, and then those of Bukharin, and then by that of Dimitrov-Kuussinen-Manuilsky.

At the early stages then, policies were in general correctly Marxist-Leninist. For instance, article (11f), was passed at the Second Congress of Comintern (still attended by Lenin), that condemned the attempts of foreign imperialism to establish the divisive “Jewish” state of Israel; in Arab Palestine.

“(11 f) It is essential constantly to expose and to explain to the widest masses of the working people everywhere, and particularly in the backward countries, the deception practiced by the imperialist Powers with the help of the privileged classes in the oppressed countries in creating ostensibly politically independent States which are in reality completely dependent on them economically, financially, and militarily. A glaring example of the deception practiced on the working classes of an oppressed nation by the combined efforts of Entente imperialism and the bourgeoisie of that same nations is offered by the Zionists’ venture (And by Zionism as a whole, which under the pretense of creating a Jewish state in Palestine in fact surrenders the Arab working people of Palestine, where the Jewish workers form only a small minority to exploitation by England). In present international circumstances there is no salvation for dependent and weak nations except as an alliance of Soviet republics.”

Theses 2nd Comintern Congress: AThe National & Colonial Question A; Ed J.Degras; Vol 1; p.144.

It must be asked then, why Andrey A. Gromyko, the UN representative of the USSR, and the Soviet ambassador to the USA, voted at the United Nations, to recognise the formation of the state of Israel in 1947? While the European Communist Parties were being ideologically re-educated by the Cominform, in the weakened state of the USSR it turned out that Andrei Gromyko was appointed to the United Nations. Gromyko’s later overt revisionism was clear. But at that time, he was not revealed as a revisionist.

The Palestine Communist Party had been agitating very publicly that there should be no division of the territory of Palestine between Jewish immigrants and the local indigenous Palestinians Arab population. However at the very first session of the UN in San Francisco, Gromyko voted for the division of Palestine and the establishment of the state of Israel. This policy went against the long history of Marxist-Leninists, who had argued that Jews should be assimilated in the country they lived, and should join the class struggle there.

The result was a temporary victory for the revisionist faction inside the leading echelons of the CPSU(B), led by Khrushchev.

As Walter Laquer, one of the most well known historians of the Zionist movement puts it, Gromyko was very much in the vanguard of the push for an independent Israel. Even propelling the hesitant President Truman and the USA into his wake:

“President Truman and his advisers were firmly resolved not to give any lead to the United Nations but to wait for the emergence of a consensus. Much to the surprise of the Zionists the Soviet attitude was much more positive. This first became evident when the Jewish Agency asked to be permitted (as a matter of simple justice’) to appear at the UN on behalf of the Jewish people since the Arabs were already represented there. They had the immediate support of the Soviet delegation, and on May 15 Gromyko spoke not without sympathy about the aspirations towards Palestine of a considerable part of the Jewish people, of the calamities and sufferings they had undergone throughout the last war, (which defy description’) and the grave conditions in which the masses of the Jewish population found themselves after the war. He mentioned partition as one of several possible solutions. This unexpected support continued throughout 1947 and led later that year to the Soviet decision to vote for partition. Traditionally the Soviet attitude to Zionism had been extremely hostile, and since Moscow reverted to is earlier position not long after the state of Israel came into being once can only conclude that the short-lived rapprochement came exactly at the right moment for the Zionists. Without it they would not have stood a chance… On 15 may 1947 the General Assembly approved the establishment of a committee of eleven to investigate the Palestine question to make proposals for a settlement…The UNSCOP committee (United Nations Special Committee on Palestine) majority came out in favour of partition.. And were published on 31 August 1947. Both the majority and the minority reports were drafted by the same man – Dr Ralphe Bunche…. a hesitating President Truman gave his assent to the partition scheme on 9 October 1947… The vote was taken on 29 November and the motion carried by 33 to 13…. The state of Israel came into being at a meeting of the National Council at 4 pm on Friday 14 May 1948.. The first country to recognise the new state was the USA.. Within the next few days the Soviet Union, Poland, Czechoslovakia, Guatemala Uruguay and other countries followed.”

Laquer W; AA History of Zionism”; New York; 1976; p. 578; 582; 586.

It is clear that Gromyko was also fighting a propaganda war for an independent state of Israel based in Palestine, inside the USSR. Clearly even members of the Jewish Anti-Fascist Committee (see below) such as Solomon (or Shlomo) Mikhoels were influenced by this, as related by Teller:

“In a small and select group the conversation turned to Gromyko’s speech on the Palestine question. Actor-director Shlomo Mikhoels alluded to a passage in one of the Yiddish classics by Mendel Mocher Sefarim in which a Jew ask a Russian peasant to point him the way to the Land of Israel. “Gromyko”, said Mikhoels in exaltation, “is that good Gentile who shows us the way to the Land of Israel.”

Teller, Judd T: “The Kremlin, The Jews and the Middle East”; p.106; New York; 1957;

What seems to have happened is apparent from recent detailed memorandums that reveal that the USSR first did take a principled Marxist-Leninist line which was then subverted.

In order to be clear, we show this process below, citing both the primary and the secondary source.

The tremendous refugee problem after the war, obviously consisted of a huge Jewish population. The USSR government was already aware of proposals that this should be remedied by the formation of a state inside Germany:

“20 February 1945, the Third European Division of the USSR People’s Commissariat for Foreign Affairs (NKID) sent a memorandum (from the Jewish Committee – dated 11.11.1944 – ed) to Deputy People’s Commissar for Foreign Affairs V. G. Dekanozov. It informed him that the Soviet Embassy in Italy had forwarded two letters to the NKJD, one addressed to I. V. Stalin, the other to V. M. Molotov, from the Rome-based Jewish Committee of the International Union of Emigrants and Refugees. Enclosed with the letters was a proposal for creating an independent Jewish state on German territory and a map of Germany where the prospective state was delineated.”

Strizhov I;:” The Soviet Position on the Establishment of the State of Israel”; Op Cit; p.303

As will be discussed later, proposals were also made by the progressive Soviet Jews for the resolution of the problem in the Crimean republic of the USSR. However by now, the Zionists had already made Palestine their goal.

Initially the objective reality of a larger settler population – whether illegally arrived or not – inside Palestine was to be confronted by the remaining Marxist-Leninists within the CPSU(B), by the correct insistence that the mandate of Britain over Palestine should be lifted; and possibly replaced by a Mandate responsible to the entire UN.

It was rightly pointed out, by the CPSU(B) Marxist-Leninists, that the British had “failed” to peacefully resolve the situation.

This was articulated on 27 July 1945 in a memo signed by M.M.Litvinov in his post as, Chairman of the “Committee on Preparing Peace Treaties and the Postwar Order.” Although Litvinov was at best a vacillating Marxist-Leninist, and at worst a concious enemy of the USSR state [as several sources can attest to] – nonetheless the key memo itself had been set up by the diplomats within the USSR People’s Commissariat for Foreign Affairs (NKID), who:

“Sent a memorandum entitled ‘The Palestine Question'” to Stalin, Molotov and the Deputy Ministers of Foreign Affairs. Its conclusion read:

1. No matter how hard the British may try to prove that their present policy in Palestine conforms to the Balfour Declaration, it is obvious that they have failed to live up to the mandate entrusted to them. This was admitted in the.. statements by high-ranking British statesmen. This is sufficient justification for taking the Palestine mandate away from the British.

2.The Palestine question cannot be duly settled without impinging upon the wishes and rights of Jews or Arabs, or perhaps both. The British government is in equal measure subject to the influence of the Arab states and world Jewry. Hence its difficulties in choosing the correct means to settle the Palestine problem.

3. The US government is subject to the same influences. While British Palestine policy is necessarily affected mainly by orientation towards Arab interests, the American government is subject in the first place to the influence of the powerful US Jewry. It should be recalled that at the latest presidential elections both the Democratic and the Republican parties felt compelled to issue declarations on their attitude to Palestine, demanding unrestricted immigration of Jews and unrestricted rights for Jews to their own land. At the same time, the US government would hardly choose to quarrel with the Arabs, in view of the fact that the oil pipeline from Saudi Arabia in which they have a stake will run through hundreds of kilometres of Arab territory. That would put the US government in as difficult a position regarding Palestine as the British government.

4. The USSR, free from either Arab or Jewish influence, would be in a better position to tackle the Palestine issue. This at least entitles it to request a temporary trusteeship over Palestine until a more radical solution is found.

5. The British attach to Palestine, which guards the approaches to the Suez Canal and has an outlet for Iraqi oil on its territory, too much importance for us to expect them to consent even to a temporary transfer of Palestine to the hands of another state, particularly, the USSR.

6. In the event that the Soviet request is rejected the following solution suggests itself: transfer of Palestine to the collective trusteeship of three states – the USSR, USA and Britain. These three powers will be able to take the requisite decisions collectively, paying less tribute to the opinion of the Arab or the Jewish population than either the American or British government acting on its own would feel obliged to do.

7.The provisions of collective trusteeship shall be bound neither by the Balfour Declaration nor by any promises Britain has earlier given as the mandatary power, so that the new collective administration could tackle the Palestine problem in all fairness, in accordance with the interests of the entire population and the new imperatives of political realities and general security.”

Strizhov I;:” The Soviet Position on the Establishment of the State of Israel”; Op Cit; p.304-305; Citing 5.Arkhiv vneshnei politiki MID SSSR (AVP),fond (f.) . 07,opis’ (op.) 12a, papka (pk.) 42, delo (d.) 6, pp. 36-8

This generally correct line, given the new circumstances, continued to hold until May 1946.

By then the British and the USA imperialists had continued the general policy of divide and rule. They had established the Anglo-American Committee, which had alienated both Jews and Arabs:

“In December 1945 an Anglo-American Committee was set up to investigate the situation in Palestine. It was entrusted with a wide range of tasks connected with the Palestine problem as a whole. The Committee’s report was made public in April 1946 and was met with an outburst of violent recriminations throughout the Arab states and with bitter disappointment on the part of the Jews.”

Strizhov I;:” The Soviet Position on the Establishment of the State of Israel”; Op Cit; p.305

The previous line of the USSR was brought up to date, in order to acknowledge that the Anglo-American Committee had attempted to continue the British imperialist mandate “jointly.”

In the circumstances, the correct Marxist-Leninist line was taken – to use the UN to “reveal the aspirations” of the imperialists to “prevent the interference of other countries” in settling the issue.

It was correctly stated (and consistent with previous Marxist-Leninist views) that anti-racism and anti-Semitism was a reflection of larger forces and could not be dealt with simply by creating a state – that anyway could not “house” every one subject to racism.

Moreover it correctly noted that in the current situation unless the issue was brought up, the British and USA would succeed in enforcing their will – “our silence on the Palestine issue.”

The correct approach however was to allow the Arabs to raise the question at the UN. This was put in an up-dated memo to Dekanozov, Molotov’s Deputy:

“A memorandum entitled