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On the 100th anniversary of World War I

YourCountryNeedsYou

The following entry is from the Great Soviet Encyclopedia.

 – E.S.

World War I (1914–18) 

an imperialist war between two coalitions of capitalist powers for a redivision of the already divided world (a repartition of colonies, spheres of influence, and spheres for the investment of capital) and for the enslavement of other peoples. At first, the war involved eight European states: Germany and Austria-Hungary against Great Britain, France, Russia, Belgium, Serbia, and Montenegro. Later, most of the countries in the world entered the war (see Table 1). A total of four states fought on the side of the Austro-German bloc; 34 states, including four British dominions and the colony of India, all of which signed the Treaty of Versailles in 1919, took part on the side of the Entente. On both sides, the war was aggressive and unjust. Only in Belgium, Serbia, and Montenegro did it include elements of a war of national liberation.

Although imperialists from all the principal belligerent powers were involved in unleashing the war, the party chiefly to blame was the German bourgeoisie, who began World War I at the “moment it thought most favorable for war, making useof its latest improvements in military matériel and forestalling the rearmament already planned and decided upon by Russia and France” (V. I. Lenin, Poln. sobr. soch., 5th ed., vol. 26, p. 16).

The immediate cause of World War I was the assassination of Archduke Francis Ferdinand, heir to the Austro-Hungarian throne, by Serbian nationalists on June 15 (28), 1914, in Sarajevo, Bosnia. German imperialists decided to take advantage of this favorable moment to unleash the war. Under German pressure, Austria-Hungary delivered an ultimatum to Serbia on July 10 (23). Although the Serbian government agreed to meet almost all of the demands in the ultimatum, Austria-Hungary broke diplomatic relations with Serbia on July 12 (25) and declared war on Serbia on July 15 (28). Belgrade, the Serbian capital, was shelled. On July 16 (29), Russia began mobilization in the military districts bordering on Austria-Hungary and on July 17 (30) proclaimed a general mobilization. On July 18 (31), Germany demanded that Russia halt its mobilization and, receiving no reply, declared war on Russia on July 19 (Aug. 1). Germany declared war on France and Belgium on July 21 (Aug. 3). On July 22 (Aug. 4), Great Britain declared war on Germany. The British dominions (Canada, Australia, New Zealand, and the Union of South Africa) and Britain’s largest colony, India, entered the war on the same day. On Aug. 10 (23), Japan declared war on Germany. Italy formally remained a member of the Triple Alliance but declared its neutrality on July 20 (Aug. 2), 1914.

Causes of the war. At the turn of the 20th century capitalism was transformed into imperialism. The world had been almost completely divided up among the largest powers. The uneven-ness of the economic and political development of various countries became more marked. The states that had been late in embarking on the path of capitalist development (the USA, Germany, and Japan) advanced rapidly, competing successfully on the world market with the older capitalist countries (Great Britain and France) and persistently pressing for a repartition of the colonies. The most acute conflicts arose between Germany and Great Britain, whose interests clashed in many parts of the globe, especially in Africa, East Asia, and the Middle East, focal points of German imperialism’s trade and colonial expansion. The construction of the Baghdad Railroad aroused grave alarm in British ruling circles. The railroad would provide Germany with direct route through the Balkan Peninsula and Asia Minor to the Persian Gulf and guarantee Germany an important position in the Middle East, thus threatening British land and sea communications with India.

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France, rooted in the desire of German capitalists to secure permanent possession of Alsace and Lorraine, which had been taken from France as a result of the Franco-Prussian War of 1870–71, and in the determination of the French to regain these provinces. French and German interests also clashed on the colonial issue. French attempts to seize Morocco met with determined resistance from Germany, which also claimed this territory.

Contradictions between Russia and Germany began to increase in the late 19th century. The expansion of German imperialism in the Middle East and its attempts to establish control over Turkey infringed on Russian economic, political, and strategic interests. Germany used its customs policy to limit the importation of grain from Russia, imposing high duties while simultaneously making sure that German industrial goods could freely penetrate the Russian market.

In the Balkans, there were profound contradictions between Russia and Austria-Hungary, caused primarily by the expansion of the Hapsburg monarchy, with Germany’s support, into the neighboring South Slav lands (Bosnia, Hercegovina, and Serbia). Austria-Hungary intended to establish its superiority in the Balkans. Russia, which supported the struggle of the Balkan peoples for freedom and national independence, considered the Balkans its own sphere of influence. The tsarist regime and the Russian imperialist bourgeoisie wanted to take over the Bosporus and Dardanelles to strengthen their position in the Balkans.

There were many disputed issues between Great Britain and France, Great Britain and Russia, Austria-Hungary and Italy, and Turkey and Italy, but they were secondary to the principal contradictions, which existed between Germany and its rivals— Great Britain, France, and Russia. The aggravation and deepening of these contradictions impelled the imperialists toward a repartition of the world, but “under capitalism, the repartitioning of ‘world domination’ could only take place at the price of a world war” (Lenin, ibid., vol. 34, p. 370).

The class struggle and the national liberation movement grew stronger during the second decade of the 20th century. The Revolution of 1905–07 in Russia had an enormous influence on the upsurge in the struggle of the toiling people for their social and national liberation. There was considerable growth in the working-class movement in Germany, France, and Great Britain. The class struggle reached its highest level in Russia, where a new revolutionary upsurge began in 1910 and an acute political crisis ripened. National liberation movements grew broader in Ireland and Alsace (the Zabern affair, 1913), and the struggle of the enslaved peoples of Austria-Hungary became more extensive. The imperialists sought to use war to suppress the developing liberation movement of the working class and oppressed peoples in their own countries and to arrest the world revolutionary process.

For many years the imperialists prepared for a world war as a means of resolving foreign and domestic contradictions. The initial step was the formation of a system of military-political blocs, beginning with the Austro-German Agreement of 1879, under which the signatories promised to render assistance to each other in case of war with Russia. Seeking support in its struggle with France for possession of Tunisia, Italy joined Austria-Hungary and Germany in 1882. Thus, the Triple Alliance of 1882, or the alliance of the Central Powers, took shape in central Europe. Initially directed against Russia and France, it later included Great Britain among its main rivals.

To counterbalance the Triple Alliance, another coalition of European powers began to develop. The Franco-Russian Alliance of 1891–93 provided for joint actions by the two countries in case of aggression by Germany or by Italy and Austria-Hungary supported by Germany. The growth of German economic power in the early 20th century forced Great Britain to gradually renounce its traditional policy of splendid isolation and seek rapprochement with France and Russia. The Anglo-French agreement of 1904 settled various colonial disputes between Great Britain and France, and the Anglo-Russian Agreement of 1907 reinforced the understanding between Russia and Great Britain regarding their policies in Tibet,Afghanistan, and Iran. These documents created the Triple Entente (or agreement), a bloc opposed to the Triple Alliance and made up of Great Britain, France, and Russia. In 1912, Anglo-French and Franco-Russian naval conventions were signed, and in 1913 negotiations were opened for an Anglo-Russian naval convention.

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The formation of military-political groupings in Europe, as well as the arms race, further aggravated imperialist contradictions and increased international tensions. A relatively tranquil period of world history was followed by an epoch that was“much more violent, spasmodic, disastrous, and conflicting” (ibid., vol. 27, p. 94). The worsening of imperialist contradictions was evident in the Moroccan crises of 1905–06 and 1911, the Bosnian crisis of 1908–09, the Italo-Turkish War of 1911–12, and the Balkan Wars of 1912–13. In December 1913, Germany provoked a major international conflict by sending a military mission under the command of General O. Liman von Sanders to Turkey to reorganize and train the Turkish Army.

In preparation for a world war the ruling circles of the imperialist states established powerful war industries, based on large state plants: armaments, explosives, and ammunition plants, as well as shipyards. Private enterprises were drawn into the production of military goods: Krupp in Germany, Skoda in Austria-Hungary, Schneider-Creusot and St. Chamond in France, Vickers and Armstrong-Whitworth in Great Britain, and the Putilov Works and other plants in Russia.

The imperialists of the two hostile coalitions put a great deal of effort into building up their armed forces. The achievements of science and technology were placed in the service of war. More sophisticated armaments were developed, including rapid-fire magazine rifles and machine guns, which greatly increased the firepower of the infantry. In the artillery the number of rifled guns of the latest design increased sharply. Of great strategic importance was the development of the railroads, which made it possible to significantly speed up the concentration and deployment of large masses of troops in the theaters of operations and to provide an uninterrupted supply of personnel replacements and matériel to the armies in the field. Motor vehicle transport began to play an increasingly important role, and military aviation began to develop. The use of new means of communication in military affairs, including the telegraph, the telephone, and the radio,facilitated the organization of troop control. The size of armies and trained reserves grew rapidly. (See Table 2 for the composition of the ground forces of the principal warring powers.)

Germany and Great Britain were engaged in a stiff competition in naval armaments. The dreadnought, a new type of ship, was first built in 1905. By 1914 the German Navy was firmly established as the world’s second most powerful navy(after the British). Other countries endeavored to strengthen their navies, but it was not financially and economically possible for them to carry out the shipbuilding programs they had adopted. (See Table 3 for the composition of the naval forces of the principal warring powers.) The costly arms race demanded enormous financial means and placed a heavy burden on the toiling people.

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There was extensive ideological preparation for war. The imperialists attempted to instill in the people the idea that armed conflicts are inevitable, and they tried their hardest to inculcate militarism in the people and incite chauvinism among them. To achieve these aims, all means of propaganda were used—the press, literature, the arts, and the church. Taking advantage of the patriotic feelings of the people, the bourgeoisie in every country justified the arms race and camouflaged aggressive objectives with false arguments on the need to defend the native land against foreign enemies.

The international working class (more than 150 million persons) was a real force capable of significantly restraining the imperialist governments. At the international level, the working-class movement was headed by the Second International,which united 41 Social Democratic parties from 27 countries, with 3.4 million members. However, the opportunist leaders of the European Social Democratic parties did nothing to implement the antiwar decisions of the prewar congresses of the Second International. When the war began, the leaders of the Social Democratic parties of the Western countries came to the support of their governments and voted for military credits in parliament. The socialist leaders of Great Britain (A. Henderson), France (J. Guesde, M. Sembat, and A. Thomas), and Belgium (E. Vandervelde) joined the bourgeois military governments. Ideologically and politically, the Second International collapsed and ceased to exist, breaking up into social chauvinist parties.

Only the left wing of the Second International, with the Bolshevik Party led by Lenin in the vanguard, continued to fight consistently against militarism, chauvinism, and war. The basic principles defining the attitude of revolutionary Marxists toward war were set forth by Lenin in the Manifesto of the Central Committee of the RSDLP, “War and Russian Social Democracy.” Firmly opposed to the war, the Bolsheviks explained its imperialist character to the popular masses. The Bolshevik faction of the Fourth State Duma refused to support the tsarist government and vote for war credits. The Bolshevik Party called on the toiling people of all countries to work for the defeat of their governments in the war, the transformation of the imperialist war into a civil war, and the revolutionary overthrow of the power of the bourgeoisie and the landlords. A revolutionary, antiwar stance was adopted by the Bulgarian Workers’ Social Democratic Party (Narrow Socialists), headed by D. Blagoev, G. Dimitrov, and V. Kolarov, and by the Serbian and Rumanian Social Democratic parties. Active opposition to the imperialist war was also shown by a small group of left-wing Social Democrats in Germany, led by K. Liebknecht, R. Luxemburg, C. Zetkin, and F. Mehring; by a few socialists in France, led by J. Jaurès; and by some socialists in other countries.

War plans and strategic deployment. Long before the war began, the general staffs had worked out war plans. All strategic calculations were oriented toward a short, fast-moving war. The German strategic plan provided for rapid, decisive actions against France and Russia. It assumed that France would be crushed in six to eight weeks, after which all German forces would descend on Russia and bring the war to a victorious conclusion. The bulk of German troops (four-fifths) were deployed on the western border of Germany and were designated for the invasion of France. It was their mission to deliver the main attack with the right wing through Belgium and Luxembourg, turning the left flank of the French Army west of Paris and, throwing it back toward the German border, forcing it to surrender. A covering force (one army) was stationed in East Prussia to oppose Russia. The German military command figured that it would be able to crush France and transfer troops to the east before the Russian Army went over to the offensive. The main forces of the German Navy (the High Seas Fleet) were to be stationed at bases in the North Sea. Their mission was to weaken the British Navy with actions using light forces and submarines and then destroy the main British naval forces in a decisive battle. A few cruisers were detailed for operations in the British sea-lanes. In the Baltic Sea the German Navy’s mission was to prevent vigorous actions by the Russian Navy.

The Austro-Hungarian command planned military operations on two fronts: against Russia in Galicia and against Serbia and Montenegro in the Balkans. They did not exclude the possibility of forming a front against Italy, an unreliable member of the Triple Alliance that might go over to the Entente. Consequently, the Austro-Hungarian command drew up three variations of a war plan and divided their ground forces into three operational echelons (groups): group A (nine corps), which was designated for actions against Russia; the “minimum Balkan” group (three corps), which was directed against Serbia and Montenegro; and group B (four corps), the reserve of the supreme command, which could be used either to reinforce the other groups or to form a new front if Italy became an enemy.

The general staffs of Austria-Hungary and Germany maintained close contact with each other and coordinated their strategic plans. The Austro-Hungarian plan for the war against Russia provided for delivering the main attack from Galicia between the Vistula and Bug rivers and moving northeast to meet German forces, which were supposed to develop an offensive at the same time moving southeast from East Prussia toward Siedlce, with the objectives of surrounding and destroying the grouping of Russian troops in Poland. The mission of the Austro-Hungarian Navy, which was stationed in the Adriatic Sea, was to defend the coast.

The Russian General Staff worked out two variations of the war plan, both of which were offensive. Under Variation A, the main forces of the Russian Army would be deployed against Austria-Hungary. Variation G was directed against Germany, should it deliver the main attack on the Eastern Front. Variation A, which was actually carried out, planned converging attacks in Galicia and East Prussia, with the aim of destroying the enemy groupings. This phase of the plan would be followed by a general offensive into Germany and Austria-Hungary. Two detached armies were assigned to cover Petrograd and southern Russia. In addition, the Army of the Caucasus was formed in case Turkey entered the war on the side of the Central Powers. It was the mission of the Baltic Fleet to defend the sea approaches to Petrograd and prevent the German fleet from breaking through into the Gulf of Finland. The Black Sea Fleet did not have a ratified plan ofaction.

The French plan for the war against Germany (Plan XVII) envisioned going over to the offensive with the forces of the right wing of the armies in Lorraine and with the forces of the left wing against Metz. At first, the possibility of an invasion byGerman forces through Belgium was not taken into account, because Belgian neutrality had been guaranteed by the great powers, including Germany. However, a variation of Plan XVII ratified on Aug. 2, 1914, specified that in case of an offensive by German troops through Belgium, combat operations were to be developed on the left wing up to the line of the Meuse (Maas) River from Namur to Givet. The French plan reflected the lack of confidence of the French command,confronted with a struggle against a more powerful Germany. In fact, the plan made the actions of the French Army dependent on the actions of the German forces. The mission of the French fleet in the Mediterranean Sea was to ensure themovement of colonial troops from North Africa to France by blockading the Austro-Hungarian fleet in the Adriatic Sea. Part of the French fleet was assigned to defend the approaches to the English Channel.

Expecting that military operations on land would be waged by the armies of its allies, Russia and France, Great Britain did not draw up plans for operations by ground forces. It promised only to send an expeditionary corps to the continentto help the French. The navy was assigned active missions: to set up a long-range blockade of Germany on the North Sea, to ensure the security of sea-lanes, and to destroy the German fleet in a decisive battle.

The great powers carried out the strategic deployment of their armed forces in conformity with these plans. Germany moved seven armies (the First through Seventh, consisting of 86 infantry and ten cavalry divisions, with a total of about 1.6million men and about 5,000 guns) to the border with Belgium, Luxembourg, and France, along a 380-km front from Krefeld to Mulhouse. The main grouping of these forces (five armies) was located north of Metz on a 160-km front. The defense of the northern coast of Germany was assigned to the Northern Army (one reserve corps and four Landwehr brigades). The commander in chief was Kaiser Wilhelm II, and the chief of staff was General H. von Moltke the younger(from Sept. 14, 1914, E. Falkenhayn, and from Aug. 29, 1916, until the end of the war, Field Marshal General P. von Hindenburg).

The French armies (the First through Fifth, consisting of 76 infantry and ten cavalry divisions, with a total of about 1.73 million men and more than 4,000 guns), which were under the command of General J. J. C. Joffre, were deployed on front of approximately 345 km from Belfort to Hirson. (From December 1916, General R. Nivelle was commander in chief of the French armies, and from May 17, 1917, until the end of the war, General H. Pétain. On May 14, 1918, Marshal F. Foch became supreme commander of Allied forces.) The Belgian Army under the command of King Albert I (six infantry divisions and one cavalry division, with a total of 117,000 men and 312 guns) occupied a line east of Brussels. The British Expeditionary Force under the command of Field Marshal J. French (four infantry divisions and 1.5 cavalry divisions, with a total of 87,000 men and 328 guns) was concentrated in the Maubeuge region next to the left flank of the grouping of French armies. (From December 1915 until the end of the war, the British Expeditionary Force was under the command of General D. Haig.) The main grouping of Allied forces was northwest of Verdun.

Against Russia, Germany placed the Eighth Army (14.5 infantry divisions and one cavalry division, with a total of more than 200,000 men and 1,044 guns), under the command of General M. von Prittwitz und Gaffron, in East Prussia andGeneral R. von Woyrsch’s Landwehr corps in Silesia (two Landwehr divisions and 72 guns). Austria-Hungary had three armies (the First, Third, and Fourth) on a front from Czernowitz (now Chernovtsy) to Sandomierz. H. Kövess vonKövessháza’s army group (from August 23, the Second Army) was on the right flank, and Kummer’s army group was in the Kraków region (35.5 infantry divisions and 11 cavalry divisions, with about 850,000 men and 1,848 guns). Thesupreme commander in chief was Archduke Frederick. (Emperor Charles I became supreme commander in chief in November 1916.) The Austro-Hungarian chief of staff was Field Marshal General F. Conrad von Hötzendorf (from Feb. 28,1917, General Arz von Straussenburg).

Russia had six armies on its Western border (52 infantry divisions and 21 cavalry divisions, with a total of more than 1 million men and 3,203 guns). Two fronts were formed: the Northwestern Front (First and Second armies) and theSouthwestern Front (Third, Fourth, Fifth, and Eighth armies). The Sixth Army was to defend the Baltic coast and cover Petrograd; the Seventh Army was to defend the northwest coast of the Black Sea and the boundary with Rumania. The divisions of the second strategic echelon and the Siberian divisions arrived at the front later, at the end of August and during September. On July 20 (August 2), Grand Duke Nikolai Nikolaevich was appointed supreme commander in chief.(For a list of his successors, see SUPREME COMMANDER IN CHIEF.) The chiefs of staff of the supreme commander in chief were General N. N. Ianushkevich (July 19 [Aug. 1], 1914, to Aug. 18 [31], 1915) and General M. V. Alekseev (Aug. 18 [31],1915, to Nov. 10 [23], 1916; Feb. 17 [Mar. 2] to Mar. 11 [24], 1917; and Aug. 30 [Sept. 12] to Sept. 9 [22], 1917). At the end of 1916 and during 1917 the duties of chief of staff were temporarily carried out by Generals V. I. Romeiko-Gurko,V. N. Klembovskii, A. I. Denikin, A. S. Lukomskii, and N. N. Dukhonin. From Nov. 20 (Dec. 3), 1917, to Feb. 21, 1918, the chief of staff was M. D. Bonch-Bruevich, whose successors were S I. Kuleshin and M. M. Zagiu.

In the Balkans, Austria-Hungary set two armies against Serbia: the Fifth and Sixth armies, under the command of General O. Potiorek (13 infantry divisions and one cavalry division, with a total of 140,000 men and 546 guns). Serbiadeployed four armies under the command of Voevoda R. Putnik (the First, Second, Third, and Fourth armies, consisting of 11 infantry divisions and one cavalry division, with a total of 250,000 men and 550 guns). Montenegro had six infantrydivisions (35,000 men and 60 guns).

The strategic deployment of the armed forces of both sides was basically completed by August 4–6 (17–19). Military operations took place in Europe, Asia, and Africa, on all the oceans, and on many seas. The principal operations tookplace in five theaters of ground operations: Western Europe (from 1914), Eastern Europe (from 1914), Italy (from 1915), the Balkans (from 1914), and the Middle East (from 1914). In addition, military operations were carried out in East Asia (Tsingtao, 1914), on the Pacific islands (Oceania), and in the German colonies in Africa, including German East Africa (until the end of the war), German Southwest Africa (until 1915), Togo (1914), and the Cameroons (until 1916).Throughout the war the chief theaters of ground operations were the Western European (French) and the Eastern European (Russian). Particularly important theaters of naval operations were the North, Mediterranean, Baltic, and Black seas and the Atlantic, Pacific, and Indian oceans.

Campaign of 1914. In the Western European theater, military operations began with the invasion by German troops of Luxembourg (August 2) and Belgium (August 4), the latter having rejected a German ultimatum regarding the passage of German troops through its territory. Relying on the fortified areas of Liège and Namur, the Belgian Army offered the enemy stubborn resistance on the Meuse River line. Abandoning Liège after bitter fighting (August 16), the Belgian Army retreated toward Antwerp. Dispatching about two corps (80,000 men and 300 guns) against the Belgian Army, the German command directed the main grouping of its armies to the southwest, toward the Franco-Belgian border. The French armies of the left flank (the Third, Fourth, and Fifth armies) and the British Army were moved forward to meet the German forces. The Battle of the Frontiers took place on Aug. 21–25, 1914.

In view of the danger of the enemy turning the left flank of the Allied forces, the French command withdrew its armies deeper into the country to gain time to regroup its forces and prepare a counteroffensive. From August 7 to 14 the Frencharmies of the right flank (the First and Second armies) conducted an offensive in Alsace and Lorraine. But with the invasion by German forces of France through Belgium, the French offensive was brought to a halt, and both armies were drawn back to their initial positions. The main grouping of German armies continued its offensive along a southwest axis of advance toward Paris and, winning a series of local victories over the Entente armies at Le Cateau (August 26),Nesle and Proyart (August 28–29), and St. Quentin and Guise (August 29–30), reached the Marne River between Paris and Verdun by September 5. The French command completed the regrouping of its forces and, having formed two newarmies (the Sixth and the Ninth) from reserves, created a superiority of forces in this axis. In the battle of the Marne (Sept. 5–12, 1914), the German troops were defeated and forced to withdraw to the Aisne and Oise rivers, where they dug in and stopped the allied counteroffensive by September 16.

From September 16 to October 15, three operations by maneuver known as the Race to the Sea developed out of the attempts of each side to seize the “free space” west of the Oise and extending to the Pas-de-Calais, by enveloping the enemy’s open flanks on the north. The forces of both sides reached the coast west of Ostend. The Belgian Army, which had been forced to withdraw from Antwerp on October 8, occupied a sector on the left flank of the Allied armies. The battle in Flanders on the Yser and Ypres river (October 15 to November 20) did not change the overall situation. Attempts by the Germans to break through the Allied defense and take the ports on the Pas-de-Calais were unsuccessful.Having suffered considerable losses, both sides stopped active combat actions and dug in on the established lines. A static front was established from the Swiss border to the North Sea. In December 1914 it was 720 km long, with 650 km assigned to the French Army, 50 km to the British, and 20 km to the Belgians.

Military operations in the Eastern European theater began on August 4–7 (17–20), with the invasion of East Prussia by the inadequately prepared troops of the Russian Northwestern Front (commanded by General la. G. Zhilinskii; chief ofstaff, General V. A. Oranovskii). During the East Prussian Operation of 1914 the First Russian Army (General P. K. Rennenkampf, commander), advancing from the east, smashed units of the German I Corps near Stallüponen on August 4(17) and inflicted a defeat on the main forces of the German Eighth Army on August 7 (20) in the battle of Gumbinnen-Goldap. On August 7 (20) the Russian Second Army (commanded by General A. V. Samsonov) invaded East Prussia, delivering an attack on the flank and rear of the German Eighth Army. The commander of the Eighth Army decided to begin a withdrawal of forces from East Prussia beyond the Vistula, but the German supreme command, dissatisfied with this decision, ordered a change in command on August 10 (23), appointing General P. von Hindenburg commander and General E. Ludendorff chief of staff.

The offensive by Russian troops in East Prussia forced the German command to take two corps and one cavalry division from the Western Front and send them to the Eastern Front on August 13 (26). This was one of the causes of the defeat of German forces in the battle of the Marne. Taking advantage of the lack of cooperation between the First and Second armies and the mistakes of the Russian command, the enemy was able to inflict a heavy defeat on the Russian Second Army and then on the First Army and drive them out of East Prussia.

In the battle of Galicia (1914), which took place at the same time as the East Prussian Operation, the troops of the Russian Southwestern Front (commander in chief, General N. I. Ivanov; chief of staff, General M. V. Alekseev) inflicted amajor defeat on the Austro-Hungarian forces. They took L’vov on August 21 (September 3), laid seige to the Przemyśl fortress on September 8 (21), and, pursuing the enemy, reached the Wisłoka River and the foothills of the Carpathians by September 13 (26). A danger arose that Russian forces would invade the German province of Silesia. The German supreme command hurriedly transferred major forces from East Prussia to the region of Częstochowa and Kraków and formed a new army (the Ninth). The objective was to deliver a counter strike against Ivangorod (Dęblin) in the flank and rear of the troops of the Southwestern Front and thus to thwart the attack on Silesia that the Russian forces were preparing. Owing to a timely regrouping of forces carried out by Russian General Headquarters, in the Warsaw-Ivangorod Operation of 1914 the Russian armies stopped the advance of the German Ninth Army and the Austro-Hungarian First Army on Ivangorod by September 26 (October 9) and then repulsed the German attack on Warsaw. On October 5 (18), Russian forces went over to the counteroffensive and threw the enemy back to the initial line.

The Russian armies resumed preparations for an invasion of Germany. The German command moved the Ninth Army from the Częstochowa region to the north, having decided to deliver a blow at the right flank and rear of the Russian offensive grouping. In the Łódź Operation of 1914, which began on October 29 (November 11), the enemy succeeded in thwarting the Russian plan, but an attempt to surround the Russian Second and Fifth armies in the Łódź region failed, and German troops were forced to withdraw, suffering heavy losses. At the same time, Russian troops of the Southwestern Front inflicted a defeat on Austro-Hungarian forces in the Częstochowa-Kraków Operation and reached the approaches to Kraków and Częstochowa. Having exhausted their capabilities, both sides went over to the defensive. The Russian armies, which had experienced a critical shortage of ammunition, dug in on the line of the Bzura, Rawka, and Nida rivers.

In the Balkan theater of operations, Austro-Hungarian forces invaded Serbia on August 12. Defeated in a meeting engagement that began on August 16 in the region of Cer Mountain, by August 24 the Austro-Hungarian forces had been thrown back to their initial position beyond the Drina and Sava rivers. On September 7 they renewed the offensive. A shortage of artillery and ammunition forced the Serbs to withdraw on November 7 to the east of the Kolubara River, but after receiving supplies from Russia and France, they went over to the counteroffensive on December 3. By mid-December they had liberated their country from enemy forces. The two sides took up defensive positions on the river boundary lines.

At the end of 1914 hostilities began in the Middle Eastern theater of operations. On July 21 (August 3), Turkey declared its neutrality, waiting and preparing for a convenient moment to come out on the side of the Central Powers. Encouraging Turkey’s aggressive aspirations in the Caucasus, Germany sent the battle cruiser Göben and the light cruiser Breslau to the Black Sea at the war’s beginning (August 10), to support the Turkish Navy. On October 16 (29),Turkish and German ships unexpectedly shelled Odessa, Sevastopol’, Feodosia, and Novorossiisk. On October 20 (November 2), Russia declared war on Turkey, followed by Great Britain (November 5) and France (November 6). Turkey declared a “holy war” against the Entente powers on November 12.

Turkish ground forces consisted of about 800,000 men. The Turkish First, Second, and Fifth armies were deployed in the Straits region; the Third Army, in Turkish Armenia; the Fourth Army, in Syria and Palestine; and the Sixth Army, in Mesopotamia. Sultan Mehmed V was nominally the supreme commander in chief, but in fact the duties of this position were carried out by Enver Pasha, the minister of war. The chief of staff was a German general, W. Bronsart von Schellendorf. Russia moved its Army of the Caucasus to the Turkish border (commander in chief, General I. I. Vorontsov-Dashkov; deputy commander in chief, General A. Z. Myshlaevskii; 170,000 men and 350 guns). In the second half of October (early November) clashes took place in the Erzurum axis. On October 25 (November 7) the Russians seized fortified positions near Köprüköy (50 km north of Erzurum). However, under pressure from the superior forces of the enemy, the Russians withdrew to their initial positions by November 26 (December 9). The Turkish Third Army went over to the offensive on December 9 (22), but during the Sankamuş Operation of 1914–15 it was routed. On November 10 British expeditionary corps landed at the mouth of the Tigris and Euphrates rivers, forming the Mesopotamian Front. On November 22 the British took Basra, which had been abandoned by the Turks. The British captured al-Qurnah on December 9 and established a firm position in southern Mesopotamia.

Germany was unsuccessful in combat operations in Africa, the Far East, and the Pacific Ocean, losing most of its colonies during a single military campaign. In 1914, Japan seized the Caroline, Mariana, and Marshall islands in the Pacific Ocean as well as Tsingtao, a German naval base in China. The Australians seized the German part of New Guinea and the Solomon Islands, and New Zealand captured the Samoan Islands. Anglo-French forces occupied the German colonies in Africa: Togo in August 1914, the Cameroons in January 1916, Southwest Africa by July 1915, and East Africa by late 1917. (Until the end of the war, German forces continued to conduct partisan actions in the Portuguese colony of Mozambique and the British colony of Southern Rhodesia.)

Naval operations were of a limited character in 1914. On August 28 there was a battle between light forces of the British and German fleets in the North Sea near the island of Helgoland. On November 5 (18) a Russian squadron waged battle against the German ships Göben and Breslau near Cape Sarych in the Black Sea (50 km southeast of Sevastopol’). Damaged, the German ships retreated. The German command attempted to step up the actions of its fleet in British sea-lanes in the Atlantic, Indian, and Pacific oceans. In the battle of Coronel (Nov. 1, 1914), Admiral M. von Spee’s German squadron (five cruisers) defeated Rear Admiral C. Cradock’s British squadron, but on December 8, Admiral von Spee’s squadron was destroyed by Admiral F. Sturdee’s British squadron near the Falkland Islands. By the beginning of November, three additional German cruisers operating in the Atlantic and Pacific had been sunk.

The campaign of 1914 did not produce decisive results for either side. In France both sides went over to a static defense. Elements of trench warfare also emerged in the Eastern European theater of operations. Military operations demonstrated that the general staffs had been mistaken in their prewar predictions that the war would be short. Stockpiles of armaments and ammunition were used up during the very first operations. At the same time, it became clear that the war would be long and that emergency measures must be taken to mobilize industry and to develop the production of arms and ammunition.

Campaign of 1915. The Anglo-French command decided to go over to a strategic defensive in the Western European theater of operations, in order to gain time to stockpile matériel and train reserves. In the campaign of 1915 the main burden of armed struggle was shifted onto Russia. At the demand of the Allies the Russian command planned simultaneous offensives against Germany (in East Prussia) and Austria-Hungary (in the Carpathians). The prospect of protracted war did not please the German high command, which knew that Germany and its allies could not withstand a lengthy struggle with the Entente powers, who possessed superiority in manpower reserves and material resources.Therefore, the German plan for the campaign of 1915 was an offensive plan that counted on rapidly achieving victory. Lacking sufficient forces to conduct offensives simultaneously in the East and the West, the German command decided to concentrate its main efforts on the Eastern Front, with the objectives of crushing Russia and forcing it to leave the war. A defensive posture was planned for the Western Front.

Russia had 104 divisions against the 74 divisions of the Central Powers (36 German and 38 Austro-Hungarian divisions). Attempting to forestall the offensive prepared by the Russians, between January 25 (February 7) and February 13 (26) the German command undertook the Augustów Operation of 1915 in East Prussia. However, they did not attain their objective of surrounding the Tenth Army of the Russian Northwestern Front. In February and March Russian command used the forces of the Tenth, Twelfth, and First armies to carry out the Przasnysz Operation, during which the enemy was thrown back to the borders of East Prussia. On the southern wing of the Eastern Front, the command of the Russian Southwestern Front carried out the Carpathian Operation of 1915. Beseiged by Russian troops, the 120,000-strong Przemyśl garrison surrendered on March 9 (22). Heavy but indecisive fighting continued in the Carpathians until April 20.Experiencing a critical shortage of weapons and ammunition, the Russian forces brought a halt to their active operations in April 1915.

By the summer of 1915 the German command had formed the Eleventh Army with troops transferred from the Western Front to Galicia. The German Eleventh Army and the Austro-Hungarian Fourth Army, under the overall command of the German general A. von Mackensen, went over to the offensive on April 19 (May 2). With an enormous superiority in forces and means (especially in artillery), the enemy broke through the defense of the Russian Third Army near Görlitz. The Görlitz breakthrough of 1915 led to a deep withdrawal of the forces of the Southwestern Front, which left Galicia in May and June.

At the same time, German troops were advancing in the Baltic region. On April 24 (May 7) they took Libau (Liepāja) and reached Shavli (Ŝiauliai) and Kovno (Kaunas). In July the German command attempted to break through the defense of the Russian First Army with an attack of the newly formed Twelfth Army in the Przasnysz region. The Twelfth Army, in cooperation with the Austro-Hungarian Fourth and German Eleventh armies, which were advancing from Galicia toward the northeast, was to surround the main groupings of the Russian forces, which were in Poland. The German plan was unsuccessful, but the Russian troops were forced to withdraw from Poland.

In the Vil’na Operation of August 1915 the Germans attempted to surround the Russian Tenth Army in the Vil’na (Vilnius) region. On August 27 (September 9) the enemy managed to break through the Russian defense and gain the rear of the Tenth Army. However, the Russian command stopped the enemy breakthrough. In October 1915 the front stabilized on the line of Riga, the Zapadnaia Dvina River, Dvinsk, Smorgon’, Baranovichi, Dubno, and the Strypa River. The German command had failed in its plan to force Russia to leave the war in 1915.

At the beginning of 1915 there were 75 French, 11 British, and six Belgian divisions opposing 82 German divisions in the Western European theater of operations. The number of British divisions increased to 31 in September and 37 in December. Planning no major operations, both sides conducted only local battles in this theater of military operations during the campaign of 1915. On April 22 at Ypres the German command became the first to use chemical weapons(chlorine gas) on the Western Front: 15,000 persons were poisoned. The German troops advanced 6 km. In May and June the Allies launched an offensive in Artois. Carried out with insufficient forces, it did not influence the course of combat operations on the Russian Front.

On July 7 the Interallied War Council was formed in Chantilly, to coordinate the strategic efforts of the Entente powers. To assist Russia, the council decided to undertake an offensive on the Western Front, with the objective of drawing considerable German forces away from the Eastern Front. However, offensive operations were carried out only from September 25 to October 6 in Champagne and Artois. At this time active military operations had in fact ceased on the Russian Front. Moreover, the Allied forces were unable to break through the strong enemy defense.

In the Middle Eastern theater of operations Russian forces conducted the most active military operations. In the Alashgerd Operation they cleared the enemy from the area around Lakes Van and Urmia. The increasing activity of German and Turkish agents in Iran forced the Russian command to send troops into the northern part of that country. General N. N. Baratov’s Caucasus Expeditionary Corps (about 8,000 men and 20 guns) was transferred from Tiflis to Baku and transported over the Caspian Sea to the Iranian port of Enzeli (Bandar-e Pahlavi), where it landed on October 17 (30). In November the corps occupied the city of Qazvin, and on December 3 (16) it took the city of Hamadan. Attempts by Germany and Turkey to strengthen their influence in Iran and draw it into the war against Russia were thwarted. The Caucasian Front (commander in chief, Grand Duke Nikolai Nikolaevich), which united all the Russian forces operating in the Middle Eastern theater, was formed in October 1915.

On the Mesopotamian Front, British troops under the command of General C. Townshend moved slowly toward Baghdad in September 1915, but on November 22 they were attacked and routed by the Turks, 35 km from the city, and on December 7 they were beseiged in Kut al-Amarah. The Russian command offered to organize coordinated actions between the British forces and the forces of the Caucasian Front, but the British command refused the offer, because it did not want Russian forces to enter the oil-rich Mosul region. At the end of 1915 the British corps in Mesopotamia was replenished and converted into an expeditionary army. On the Syrian Front the Turkish Fourth Army attempted to take the Suez Canal, by attacking Egypt from Palestine, but the Turks were driven back by two Anglo-Indian divisions. The Turks took up a defensive position in the al-Arish region.

In 1915 the Entente succeeded in drawing Italy into the war on its side. The vacillation of the Italian government was ended by the promises of the Entente powers to give greater satisfaction to Italy’s territorial claims than had been offered by Germany. On Apr. 26, 1915, the Treaty of London was signed. On May 23, 1915, Italy declared war on Austria-Hungary, but it did not declare war against Germany until Aug. 28, 1916. The Italian Army (commander in chief, King Victor Emmanuel III; chief of staff, General L. Cadorna) had 35 divisions, with a total of about 870,000 men and 1,700 guns. On May 24, Italian forces began military operations on two axes: against Trent and simultaneously toward the Isonzo River with the mission of reaching Trieste. The Italians failed on both axes. By June 1915 military operations in the Italian theater had already assumed a static character. Four attacks by Italian forces on the Isonzo River ended in collapse.

In the Balkan theater of operations the position of the Allies became more complicated in October 1915, when Bulgaria entered the war on the side of the Central Powers (the Bulgarian-German Treaty of 1915 and the Bulgarian-Turkish Treaty of 1915). On September 8 (21), Bulgaria proclaimed a mobilization of its army (12 divisions, about 500,000 men). In late September (early October), 14 German and Austro-Hungarian divisions and six Bulgarian divisions under the overall command of Field Marshal General von Mackensen were deployed against Serbia. The Serbs had 12 divisions. To assist Serbia, Great Britain and France, under an agreement with Greece, began on September 22 (October 5) to land an expeditionary corps at Salonika (Thessaloniki) and move it toward the border between Greece and Serbia. On September 24 (October 7) the Austro-German and Bulgarian forces launched a converging offensive against Serbia from the north, west, and east. For two months the Serbian Army courageously repulsed the onslaught of the superior forces of the enemy, but it was compelled to withdraw through the mountains to Albania. Approximately 140,000 men were transported by the Entente fleet from Durrës (Durazzo) to the Greek island of Corfu (Kerkira). The Anglo-French expeditionary corps retreated to the Salonika region, where the Salonika Front was formed in late 1915. The occupation of Serbia secured for the Central Powers the opportunity to establish direct rail communication with Turkey, making it possible to provide Turkey with military assistance.

During 1915 the German Navy continued its attempts to weaken the fleets of its enemies and to undermine the supply of Great Britain by sea. On January 24 a battle took place between British and German squadrons at Dogger Bank (North Sea). Neither side attained success. On Feb. 18, 1915, Germany declared that it was initiating “unrestricted submarine warfare.” The sinking of the passenger steamers Lusitania (May 7) and Arabic (August 19) evoked protests from the USA and other neutral countries, forcing the German government to limit its submarine warfare to actions against warships.

In February 1915 the Anglo-French command began to carry out a naval operation, the Gallipoli Expedition (the Dardanelles Operation of 1915), attempting to use naval forces to cross the Dardanelles, break through to Constantinople, and put Turkey out of the war. The breakthrough failed. In April 1915 a major landing party was set down on the Gallipoli Peninsula, but Turkish forces offered stiff resistance. In December 1915 and January 1916 the Allied command was forced to evacuate the landing forces, which were transferred to the Salonika Front. During the preparation for and execution of the Gallipoli Expedition, there was a bitter diplomatic struggle among the Allies. The expedition was undertaken under the pretext of assisting Russia. In March-April 1915, Great Britain and France had reached an agreement with Russia, under which Constantinople and the Straits would be handed over to Russia after the war, on the condition that the latter did not interfere in the partitioning of Asiatic Turkey. In reality, the Allies intended to capture the Straits and deny Russia access to them. Anglo-French talks on the partitioning of Asiatic Turkey concluded with the signing of the Sykes-Picot Agreement of 1916. In August the German Navy undertook the Moonsund Operation of 1915, which was a failure. The Russian Black Sea Fleet continued to operate in Turkish sea-lanes. On April 21 (May 2), during the Gallipoli Expedition, it shelled the fortifications on the Bosporus.

The campaign of 1915 did not fulfill the hopes of either of the hostile coalitions, but its outcome was more favorable for the Entente. The German command, again failing to solve the problem of crushing its enemies one by one, faced the necessity of continuing a long war on two fronts. The chief burden of the struggle in 1915 was borne by Russia, giving France and Great Britain time to mobilize their economies to meet war needs. Russia also began to mobilize its industry. In 1915 the Russian Front grew more important: in the summer, 107 Austro-German divisions, or 54 percent of all the forces of the Central Powers, were stationed there, as compared to 52 divisions (33 percent) at the beginning of the war.

The war placed a heavy burden on the toiling people. Gradually freeing themselves of the chauvinistic attitudes that had been widespread at the beginning of the war, the popular masses became more and more resolutely opposed to the imperialist slaughter. Antiwar demonstrations took place in 1915, and the strike movement in the warring countries began to grow. This process developed with particular speed and violence in Russia, where conditions were greatly exacerbated by military defeats, and a revolutionary situation developed in the autumn of 1915. At the fronts, there were cases of fraternization among soldiers from hostile armies. The propaganda of the Bolsheviks, led by Lenin, and the left groups of European socialists and Social Democratic parties helped arouse the masses to revolutionary activity. In Germany the International Group was formed in the spring of 1915 under the leadership of K. Liebknecht and R. Luxemburg. (From 1916 the group was known as the Spartacus League.) The Zimmerwald Conference (Sept. 5–8, 1915), an international socialist conference of great importance for the consolidation of revolutionary antiwar forces, adopted a manifesto that signified “a step toward an ideological and practical break with opportunism and social chauvinism” (Lenin, Poln. sobr. soch., 5th ed., vol. 27, p. 38).

Campaign of 1916. By the beginning of 1916 the Central Powers, having expended enormous efforts in the first two campaigns, had considerably depleted their resources but had been unable to force France or Russia to leave the war. The Entente raised the number of its divisions to 365, as against the 286 divisions of the German bloc.

The 1916 operations by the armies of the Central Powers were based on General von Falkenhayn’s plan, according to which the main efforts were again to be directed against France. The main attack was to be delivered in the Verdun region, which was of great operational importance. A breakthrough on this axis would threaten the entire northern wing of the Allied armies. The German plan called for active operations at the same time in the Italian theater, using the forces of the Austro-Hungarian armies. In the Eastern European theater of operations, the Germans decided to limit operations to a strategic defensive. The fundamentals of the Entente’s plan for the 1916 campaign were adopted at a conference in Chantilly (France) on Dec. 6–9, 1915. Offensives were planned for the Eastern European, Western European, and Italian theaters of operations. The Russian Army was to be the first to launch offensive operations, followed by the Anglo-French and Italian forces. The Allies’ strategic plan was the first attempt to coordinate troop operations on different fronts.

The Entente plan did not provide for going over to a general offensive until the summer of 1916. This ensured that the German command would keep the strategic initiative, a factor which it decided to use to its advantage. The Germans had 105 divisions on a front 680 km long in the Western European theater of operations. They were opposed by 139 Allied divisions (95 French, 38 British, and six Belgian divisions). On February 21 the German command began the Verdun Operation of 1916, without an overall superiority in forces. Bitter combat, during which both sides suffered heavy losses, continued until December. The Germans expended enormous efforts but were unable to break through the defense.

In the Italian theater of operations the command of the Italian Army launched its fifth unsuccessful offensive on the Isonzo River in March 1916. On May 15, Austro-Hungarian forces (18 divisions and 2,000 guns) delivered a counter blow in the Trentino region. The Italian First Army (16 divisions and 623 guns), unable to hold back the enemy onslaught, began to withdraw to the south. Italy requested emergency assistance from its allies.

Operations in the Eastern European theater, where 128 Russian divisions were deployed against 87 Austro-German divisions along a front 1,200 km long, were particularly important in the campaign of 1916. The Naroch (Narocz) Operation,which was carried out on March 5–17 (18–30), forced the Germans temporarily to weaken their attacks on Verdun. The Russian offensive on the Southwestern Front (commander in chief, General A. A. Brusilov), which began on May 22 (June 4), was of great importance. The Russians broke through the defense of the Austro-German forces to a depth of 80–120 km. The enemy suffered heavy losses (more than 1 million killed and wounded and more than 400,000 taken prisoner). The command of the Central Powers were forced to move 11 German divisions from France and six Austro-Hungarian divisions from Italy to the Russian Front.

The Russian offensive saved the Italian Army from destruction, eased the situation of the French at Verdun, and hastened Rumania’s entry into the war on the side of the Entente. Rumania declared war on Austria-Hungary on August 14(27), on Germany on August 15 (28), on Turkey on August 17 (30), and on Bulgaria on August 19 (September 1). The Rumanian armed forces consisted of four armies (23 infantry and two cavalry divisions; 250,000 men). The Russian 47th Army Corps was moved across the Danube to the Dobruja region to assist the Rumanian forces. With Russian support, Rumanian forces launched an offensive in Transylvania on August 20 (September 2) and later in the Dobruja region, but they did not attain success. The Austro-German command concentrated General von Falkenhayn’s army group in Transylvania (the German Ninth Army and the Austro-Hungarian First Army, with a total of 26 infantry and seven cavalry divisions) and Field Marshal General von Mackensen’s German Danube Army in Bulgaria (nine infantry and two cavalry divisions). On September 13 (26) both groups, under the overall command of General von Falkenhayn, went over to the offensive at the same time. The Rumanian Army was routed.

On November 22 (December 6), German forces entered Bucharest, which the Rumanians abandoned without a fight. The Russian command moved in 35 infantry and 13 cavalry divisions to assist Rumania. Russia had to form a new Rumanian front. By the end of 1916, its forces had stopped the advance of the Austro-German armies on the line between Focşani and the mouth of the Danube. The formation of the Rumanian Front increased the total length of the front line by 500 km and diverted about a fourth of Russia’s armed forces, thereby worsening the strategic position of the Russian Army.

After lengthy preparation, Anglo-French forces opened a major offensive on the Somme River on July 1, but it developed very slowly. Tanks were used for the first time on September 15 by the British. The Allies continued the offensive until mid-November, but despite enormous losses, they advanced only 5–15 km and failed to break through the German static front.

In the Middle Eastern theater of operations the forces of the Russian Caucasian Front successfully carried out the Erzurum Operation of 1916, the Trabzon Operation of 1916, and the Erzincan and Oğnut operations, taking the cities ofErzurum, Trabzon, and Erzincan. General N. N. Baratov’s I Caucasus Cavalry Corps launched an offensive on the Mosul and Baghdad axes, with the objective of assisting the British, who were beseiged at Kut al-Amarah. In February the corps took Kermanshah, and in May it reached the Turkish-Iranian border. With the surrender of the garrison at Kut al-Amarah on Apr. 28, 1916, the Russian corps brought a halt to its advance and took up a defensive position east of Kermanshah.

In naval operations, the British fleet continued its long-range blockade of Germany. German submarines were active on the sea-lanes. The system of minefields was improved. The battle of Jutland (1916) was the war’s only major naval battle between the main forces of the British Navy (Admiral J. Jellicoe) and the German Navy (Admiral R. Scheer). The battle involved 250 surface ships, including 58 capital ships (battleships and battle cruisers). As a result of its superiority in forces, the British fleet was victorious, even though it suffered greater losses than the German fleet. The defeat shattered the German command’s belief that it was possible to break through the British blockade. The Russian Black Sea Fleet continued its actions on enemy sea-lanes, blockading the Bosporus from August 1916.

The campaign of 1916 did not result in the achievement of the objectives set at the beginning by either coalition, but the superiority of the Entente over the Central Powers became evident. The strategic initiative passed fully to the Entente, and Germany was forced to go over to the defensive on all fronts.

The bloody battles of 1916, which involved enormous human sacrifices and great expenditures of matériel, were depleting the resources of the belligerent powers. The situation of the working people continued to worsen, but the revolutionary movement also continued to grow stronger in 1916. The Kienthal Conference of internationalists (Apr. 24–30, 1916) played an important role in increasing solidarity among revolutionary forces. The revolutionary movement developed with particular speed and turbulence in Russia, where the war had finally revealed to the popular masses the complete decadence of tsarism. A powerful wave of strikes swept over the country, led by the Bolsheviks under the slogans of struggle against the war and the autocracy. The Middle Asian Uprising, a national liberation movement, took place from July to October 1916. In the autumn a revolutionary situation took shape in Russia. The inability of tsarism to win the war aroused discontent among the Russian imperialist bourgeoisie, who began to prepare a palace revolution. The revolutionary movement grew stronger in other countries. The Irish Rebellion, or Easter Rising (Apr. 24–30, 1916), was harshly suppressed by British troops. On May 1, K. Liebknecht led a massive antiwar demonstration in Berlin. The growing revolutionary crisis forced the imperialists to direct their efforts toward quickly ending the war. In 1916, Germany and tsarist Russia attempted to open separate peace negotiations.

Campaign of 1917. As the campaign of 1917 was prepared and carried out, the revolutionary movement grew considerably stronger in every country. Protest against the war with its enormous losses, against the sharp decline in the standard of living, and against the increasing exploitation of the working people became stronger among the popular masses at the front and in the rear. The revolutionary events in Russia had a tremendous effect on the subsequent course of the war.

By the beginning of the campaign of 1917, the Entente had 425 divisions (21 million men), and the Central Powers, 331 divisions (10 million men). In April 1917 the USA entered the war on the side of the Entente. The fundamental principles of the plan for the campaign of 1917 were adopted by the Allies at the third conference in Chantilly on Nov. 15–16, 1916, and were made more specific in February 1917 at a conference in Petrograd. The plan provided for limited operations on all fronts early in the year, to hold the strategic initiative. In the summer the Allies were to go over to a general offensive in the Western European and Eastern European theaters of operations, with the objective of finally crushing Germany and Austria-Hungary. The German command rejected offensive operations on land and decided to focus its attention on waging “unrestricted submarine warfare,” believing that it could disrupt the British economy in six months and force Great Britain out of the war. On Feb. 1, 1917, Germany declared “unrestricted submarine warfare” on Great Britain for the second time. Between February and April 1917, German submarines destroyed more than 1,000 merchant ships of the Allied and neutral countries (a total of 1,752,000 tons). By mid-1917, Great Britain, which had lost merchant ships amounting to approximately 3 million tons, found itself in a difficult situation. It could only make up for 15 percent of the losses, and this was not enough to sustain the export and import traffic essential to the country. By the end of 1917, however, after the organization of a reinforced defense of the sea-lanes and the development of various means of antisubmarine defense, the Entente managed to reduce its merchant ship losses. “Unrestricted submarine warfare” did not fulfill the hopes of the German command. Meanwhile, the continuing British blockade was starving Germany.

In executing the general plan for the campaign, the Russian command carried out the Mitau Operation on Dec. 23–29, 1916 (Jan. 5–11, 1917), with the objective of diverting part of the enemy forces from the Western European theater of operations. On February 27 (March 12) a bourgeois democratic revolution took place in Russia (the February Bourgeois Democratic Revolution of 1917). Under the leadership of the Bolsheviks, the proletariat, demanding peace, bread, and freedom, led the majority of the army, which was made up of workers and peasants, in the overthrow of the autocracy. However, the bourgeois Provisional Government came to power. Expressing the interests of Russian imperialism, it continued the war. Deceiving the masses of soldiers with false promises of peace, it opened an offensive operation with the troops of the Southwestern Front. The operation ended in failure (the June Operation of 1917).

By the summer of 1917 the combat capability of the Rumanian Army had been restored with Russian assistance, and in the battle of Mărăşeşti (July-August) Russian and Rumanian forces repulsed the German forces, which were attempting to break through to the Ukraine. On August 19–24 (September 1–6), during the Riga defensive operation, Russian troops surrendered Riga. The revolutionary sailors of the Baltic Fleet heroically defended the Moonsund Archipelago in the Moonsund Operation of Sept. 29 (Oct. 12)-Oct. 6 (19), 1917. These were the last operations on the Russian Front.

The Great October Socialist Revolution took place on Oct. 25 (Nov. 7), 1917. The proletariat, in alliance with the poorest peasants and under the leadership of the Communist Party, overthrew the power of the bourgeoisie and the landlords and opened the era of socialism. Carrying out the will of the people, the Soviet government addressed a proposal to all the warring powers, calling for the conclusion of a just democratic peace without annexations and reparations (the decree on peace). When the Entente powers and the USA refused to accept the proposal, the Soviet government was forced to conclude an armistice with the German coalition on December 2(15) and begin peace negotiations without the participation of Russia’s former allies. On November 26 (December 9), Rumania concluded the Focşani armistice with Germany and Austria-Hungary.

In the Italian theater of operations there were 57 Italian divisions opposing 27 Austro-Hungarian divisions in April 1917. Despite the numerical superiority of the Italian forces, the Italian command was unable to attain success. Three more offensives against the Isonzo River failed. On October 24, Austro-Hungarian troops went over to the offensive in the Caporetto region, broke through the Italians’ defense, and inflicted a major defeat on them. Without the assistance of 11 British and French divisions transferred to the Italian theater of operations, it would not have been possible to stop the advance of the Austro-Hungarian forces at the Piave River in late November. In the Middle Eastern theater of operations British troops advanced successfully in Mesopotamia and Syria. They took Baghdad on March 11 and Be’er Sheva’ (Beersheba), Gaza, Jaffa, and Jerusalem in late 1917.

The Entente plan of operations in France, which was developed by General Nivelle, called for delivering the main attack on the Aisne River between Reims and Soissons, in order to break through the enemy defense and surround the German forces in the Noyon salient. Learning of the French plan, by March 17 the German command withdrew its forces 30 km to a previously prepared line known as the Siegfried Line. Subsequently, the French command decided to begin the offensive on a broad front, committing to action major forces and means: six French and three British armies (90 infantry and ten cavalry divisions), more than 11,000 guns and mortars, 200 tanks, and about 1,000 airplanes.

The Allied offensive began on April 9 in the Arras region, on April 12 near St. Quentin, and on April 16 in the Reims region and continued until April 20–28 and May 5 on some axes. The April offensive (the “Nivelle slaughter”) ended incomplete failure. Although about 200,000 men had been lost, the Allied forces had not been able to break through the front. Mutinies broke out in the French Army, but they were cruelly suppressed. A Russian brigade that had been in France since 1916 took part in the offensive on the Aisne River. In the second half of 1917, Anglo-French forces carried out a number of local operations: Messines (June 7-August 30), Ypres (July 31-November 6), Verdun (August 20–27),and Malmaison (October 23–26). At Cambrai (November 20-December 6) massed tanks were used for the first time.

The campaign of 1917 did not produce the results anticipated by either side. The revolution in Russia and the lack of coordinated action by the Allies thwarted the Entente’s strategic plan, which had been intended to crush the Austro-Hungarian bloc. Germany succeeded in repulsing the enemy attacks, but its hope of attaining victory by means of “unrestricted submarine warfare” proved vain, and the troops of the coalition of Central Powers were forced to go over to the defensive.

Campaign of 1918. By early 1918 the military and political situation had changed fundamentally. After the October Revolution Soviet Russia quit the war. Under the influence of the Russian Revolution, a revolutionary crisis was ripening in the other warring powers. The Entente countries (excluding Russia) had 274 divisions at the beginning of 1918—that is, forces approximately equal to those of the German bloc, which had 275 divisions (not counting 86 divisions in the Ukraine, Byelorussia, and the Baltic region and nine divisions in the Caucasus). The military and economic situation of the Entente was stronger than that of the German bloc. However, the Allied command believed that even more powerful human and material resources would have to be prepared, with the assistance of the USA, in order to finally crush Germany.

Strategic defensives were planned for all theaters of military operations in the campaign of 1918. The decisive offensive against Germany was postponed until 1919. Their resources running out, the Central Powers were eager to end the war as quickly as possible. Having concluded the Treaty of Brest-Litovsk with Soviet Russia on Mar. 3, 1918, the German command decided in March to go over to the offensive on the Western Front to crush the Entente armies. At the same time, German and Austro-Hungarian forces, in violation of the Treaty of Brest-Litovsk, began occupying the Ukraine, Byelorussia, and the Baltic region. Rumania was drawn into the anti-Soviet intervention after May 7, when it signed the Bucharest Peace Treaty of 1918, the terms of which were dictated by the Central Powers.

On March 21 the German command began a major offensive operation on the Western Front (the March Offensive in Picardy). Their intention was to cut off the British forces from the French forces by means of an attack on Amiens, then crush them and reach the sea. The Germans made sure that they would have superiority in forces and means (62 divisions, 6,824 guns, and about 1,000 airplanes against 32 divisions, about 3,000 guns, and about 500 airplanes for the British). The German forces broke through the Allied defense to a depth of 60 km. The Allied command eliminated the breakthrough by bringing reserves into the battle. The German forces suffered heavy losses (about 230,000 men) but did not achieve their assigned objective. Going over to the offensive again on April 9 in Flanders on the Lys River, the German forces advanced 18 km, but by April 14 the Allies stopped them.

On May 27 the German armies delivered an attack north of Reims (the battle of the Chemin des Dames). They managed to cross the Aisne River and penetrate the Allied defense to a depth of about 60 km, reaching the Marne in the Château-Thierry region by May 30. Having arrived within 70 km of Paris, the German forces were unable to overcome French resistance, and on June 4 they went over to the defensive. The attempt of German troops from June 9 to 13 to advance between Montdidier and Noyon was equally unsuccessful.

On July 15 the German command made a final attempt to defeat the Allied armies by opening a major offensive on the Marne. The battle of the Marne of 1918 (the second battle of the Marne) did not fulfill the Germans’ hopes. After crossing the Marne, they were unable to advance more than 6 km. On July 18, Allied forces delivered a counterattack; by August 4 they had driven the enemy back to the Aisne and the Vesle. In four months of offensive operations the German command had completely exhausted its reserves but had been unable to crush the Entente armies.

The Allies took firm control of the strategic initiative. On August 8–13 the Anglo-French armies inflicted a major defeat on the German forces in the Amiens Operation of 1918, making them withdraw to the line from which their March offensive had begun. Ludendorff referred to August 8 as “the black day of the German Army.” On September 12–15 the American First Army, commanded by General J. Pershing, won a victory over German forces at St. Mihiel (the St. Mihiel Operation). On September 26, Allied forces (202 divisions against 187 weakened German divisions) began a general offensive along the entire 420-km front from Verdun to the sea and broke through the German defense.

In the other theaters of military operations the campaign of 1918 ended with the defeat of Germany’s allies. The Entente had 56 divisions, including 50 Italian divisions, in the Italian theater of operations, as well as more than 7,040 guns and more than 670 airplanes. Austria-Hungary had 60 divisions, 7,500 guns, and 580 airplanes. On June 15 the Austro-Hungarian forces, going over to the offensive south of Trent, broke through the enemy defense and advanced 3–4 km, but on June 20–26 they were thrown back to the starting line by counterattack by Allied forces. On October 24 the Italian Army went over to the offensive against the Piave River, but it made only an insignificant advance. On October 28 units of the Austro-Hungarian Fifth and Sixth armies, refusing to fight, began to abandon their positions. They were soon joined by troops of other armies, and a disorderly retreat of all the Austro-Hungarian forces began on November 2. On November 3,Austria-Hungary signed an armistice with the Entente at Villa Giusti (near Padua).

In the Balkan theater of operations, the Allied forces consisted of 29 infantry divisions (eight French, four British, six Serbian, one Italian, and ten Greek divisions and one French cavalry group, a total of about 670,000 men; and 2,070 guns).Facing them along a 350-km front from the Aegean to the Adriatic were the forces of the Central Powers—the German Eleventh Army; the Bulgarian First, Second, and Fourth armies; an Austro-Hungarian corps (a total of about 400,000 men); and 1,138 guns. On September 15 the Allies began an offensive; by September 29 they had advanced to a depth of 150 km along a front of 250 km. Surrounded, the German Eleventh Army surrendered on September 30. The Bulgarian armies were smashed. On September 29, Bulgaria signed an armistice with the Entente in Salonika.

The British army of General E. H. Allenby and the Arab army commanded by Emir Faisal and the British intelligence officer Colonel T. E. Lawrence (a total of 105,000 men and 546 guns) were operating on the Syrian Front, where Turkey had three armies—the Fourth, the Seventh, and the Eighth (a total of 34,000 men and about 330 guns). The Allied offensive began on September 19. Breaking through the enemy defense and pushing forward cavalry units to the enemy rear, Allied troops forced the Turkish Eighth and Seventh armies to surrender; the Turkish Fourth Army retreated. Between September 28 and October 27 the Allies captured Akko (Acre), Damascus, Tripoli, and Aleppo. A French landing party went ashore at Beirut on October 7.

On the Mesopotamian Front the British expeditionary army of General W. Marshall (five divisions) went on the offensive against the Turkish Sixth Army (four divisions). The British captured Kirkuk on October 24 and Mosul on October 31.The Entente powers and Turkey signed the Moudhros Armistice on Oct. 30, 1918, aboard the British battleship Agamemnon in Moudhros Bay (the island of Limnos).

In early October, Germany’s position became hopeless. On October 5 the German government asked the US government for an armistice. The Allies demanded the withdrawal of German forces from all occupied territory in the west. The military defeats and economic exhaustion of Germany had accelerated the development of a revolutionary crisis. The victory and progress of the October Revolution of 1917 in Russia strongly influenced the growth of the revolutionary movement of the German people. On Oct. 30, 1918, an uprising broke out among the sailors in Wilhelmshaven. The Kiel Mutiny of sailors in the German fleet took place on Nov. 3, 1918; on November 6 the uprising spread to Hamburg, Lübeck, and other cities. On November 9 the revolutionary German workers and soldiers overthrew the monarchy. Fearing further development of the revolution in Germany, the Entente hurried to conclude the Armistice of Compiègne with Germany on Nov. 11, 1918. Germany, admitting that it had been defeated, obligated itself to remove its forces immediately from all occupied territories and turn over to the Allies a large quantity of armaments and military equipment.

Results of the war. World War I ended in the defeat of Germany and its allies. After the conclusion of the Armistice of Compiègne the victorious powers began developing plans for a postwar “settlement.” Treaties with the defeated countries were prepared at the Paris Peace Conference of 1919–20. A number of separate treaties were signed: the Peace Treaty of Versailles with Germany (June 28, 1919), the Treaty of St.-Germain with Austria (Sept. 10, 1919), the Treaty of Neuilly with Bulgaria (Nov. 27, 1919), the Treaty of Trianon with Hungary (June 4, 1920), and the Treaty of Sèvres with Turkey (Aug. 10, 1920). The Paris Peace Conference also adopted a resolution regarding the establishment of the League of Nations and approved its Covenant, which became part of the peace treaties. Germany and its former allies were deprived of considerable territories and compelled to pay heavy reparations and greatly reduce their armed forces.

The postwar peace “settlement” in the interests of the victorious imperialist powers was completed by the Washington Conference on Naval Limitations (1921–22). The treaties with Germany and its former allies and the agreements signed at the Washington Conference constituted the Versailles-Washington system of peace. The result of compromises and deals, it failed to eliminate the contradictions among the imperialist powers and in fact considerably exacerbated them. Lenin wrote: “Today, after this ‘peaceful’ period, we see a monstrous intensification of oppression, the reversion to a colonial and military oppression that is far worse than before” (ibid., 5th ed., vol. 41, p. 217). The imperialist powers began to struggle for a repartition of the world, preparing for another world war.

In its scope and consequences World War I was unprecedented in the history of the human race. It lasted four years, three months, and ten days (from Aug. 1, 1914, to Nov. 11, 1918), engulfing 38 countries with a combined population of more than 1.5 billion. The Entente countries mobilized about 45 million men, and the coalition of the Central Powers, 25 million —a total of 70 million men. The most able-bodied men on both sides were removed from material production and sent to exterminate each other, fighting for the interests of the imperialists. By the end of the war, the ground forces exceeded their peacetime counterparts by a factor of 8.5 in Russia, five in France, nine in Germany, and eight in Austria-Hungary. As much as 50 and even 59.4 percent (in France) of the able-bodied male population was mobilized. The Central Powers mobilized almost twice the percentage of the total population as the Entente (19.1 percent, as compared to 10.3 percent). About 16 million men—more than one-third of all those mobilized by the Entente and its allies— were mobilized for the Russian armed forces. In June 1917, 288 (55.3 percent) of the Entente’s 521 divisions were Russian. In Germany, 13.25 million men were mobilized, or more than half of all the soldiers mobilized by the Central Powers. In June 1918, 236 (63.4 percent) of the Central Powers’ 361 divisions were German. The large size of the armies resulted in the formation of vast fronts up to 3,000–4,000 km long.

WWIGraph5

The war demanded the mobilization of all material resources, demonstrating the decisive role of the economy in an armed struggle. World War I was characterized by the massive use of many types of matériel. “It is the first time in history that the most powerful achievements of technology have been applied on such a scale, so destructively and with such energy, for the annihilation of millions of human lives” (Lenin, ibid., vol. 36, p. 396). Industry in the warring countries supplied the fronts with millions of rifles, more than 1 million light and heavy machine guns, more than 150,000 artillery pieces, 47.7 billion cartridges, more than 1 billion shells, 9,200 tanks, and about 182,000 airplanes (see Table 4). During the war the number of heavy artillery pieces increased by a factor of eight, the number of machine guns by a factor of 20, and the number of airplanes by a factor of 24. The war created a demand for large quantities of various materials, such as lumber and cement. About 4 million tons of barbed wire were used. Armies of millions of men demanded an uninterrupted supply of food, clothing, and forage. For example, from 1914 to 1917 the Russian Army consumed (in round figures) 9.64 million tons of flour, 1.4 million tons of cereal, 8.74 million tons of meat, 510,000 tons of fats, 11.27 million tons of forage oats and barley, and 19.6 million tons of hay, with a total value of 2,473,700,000 rubles (at 1913 prices). The front was supplied with 5 million sheepskin coats and pea jackets, 38.4 million sweaters and padded vests, more than 75 million pairs of underwear, 86.1 million pairs of high boots and shoes, 6.6 million pairs of felt boots, and other clothing.

Military enterprises alone could not produce such enormous quantities of armaments and other supplies. Industry was mobilized by means of a large-scale conversion of consumer-goods plants and factories to the production of war goods. In Russia in 1917, 76 percent of the workers were engaged in meeting war needs; in France, 57 percent; in Great Britain, 46 percent; in Italy, 64 percent; in the USA, 31.6 percent; and in Germany, 58 percent. In most of the warring countries, however, industry was unable to supply the needs of the armies for armaments and equipment. Russia, for example, was forced to order armaments, ammunition, clothing, industrial equipment, steam locomotives, coal, and certain other types of strategic raw materials from the USA, Great Britain, France, Sweden, Japan, and other countries. During the war, however, these countries provided the Russian Army with only a small proportion of its total requirements for armaments and ammunition: 30 percent of the rifles, less than 1 percent of the rifle cartridges, 23 percent of the guns of different calibers, and 20 percent of the shells for these guns.

In all the major countries special state bodies were established to manage the war economies: in Germany the Department of War Raw Materials, in Great Britain the Ministry of Munitions, and in Russia the Special Conferences (for state defense, fuel, shipping, and food). These state bodies planned war production; distributed orders, equipment, and raw and processed materials; rationed food and consumer goods; and exercised control over foreign trade. The capitalists formed their own representative organizations to assist the state bodies: in Germany the Central War Industries Council and war industries committees for each sector, in Great Britain the supervisory committees, and in Russia the war industries committees and the Zemstvo and Municipal unions. As a result, an interlocking relationship developed between the state administrative apparatus and the monopolies. “The imperialist war has immensely accelerated and intensified the process of transformation of monopoly capitalism into state-monopoly capitalism” (Lenin, ibid., vol. 33, p. 3). Although the state bodies managing the war economy had strong assistance from the representative organizations of the capitalists, the very nature of the capitalist economy prevented them from achieving complete success.

The war made intensive demands on all types of transportation. Up to half of all railroad rolling stock was loaded with military shipments. Most motor vehicles were used for military needs. A large number of the merchant vessels of the warring and neutral countries were engaged in shipping cargoes for war industries and armies. During the war 6,700 vessels (excluding sailing ships) were sunk (total displacement, about 15 million tons, or 28 percent of the prewar world tonnage).

The increase in military production, which was achieved primarily at the expense of nonmilitary sectors, placed excessive strains on the national economies, resulting in the disruption of the proportion between different sectors of production and, ultimately, in economic disorder. In Russia, for example, two-thirds of all industrial output went for war needs and only one-third for consumer needs, giving rise to a scarcity of goods, as well as to high prices and speculation. As early as 1915 there were shortages of many types of industrial raw materials and fuel, and by 1916 there was a severe raw materials and fuel crisis in Russia. As a result of the war, the production of many types of industrial output declined in other countries. There was a significant decline in the smelting of pig iron, steel, and nonferrous metals; the extraction of coal and petroleum; and output from all branches of light industry. The war damaged society’s productive forces and undermined the economic life of the people of the world.

In agriculture the effects of the war were especially grave. Mobilization deprived the countryside of its most productive workers and draft animals. Sown areas were cut back, yields dropped, and the number of livestock decreased and their productivity declined. Severe shortages of food developed in the cities of Germany, Austria-Hungary, and Russia, which later experienced famine. The shortages spread to the army, resulting in cuts in food rations.

World War I demanded colossal financial expenditures, many times greater than the expenditures in all previous wars. There is no scientifically substantiated estimate of the total cost of World War I, but the one most commonly cited in the literature was calculated by the American economist E. Bogart, who set the total cost of the war at $359.9 billion in gold (699.4 billion rubles), including $208.3 billion (405 billion rubles) of direct (budgeted) expenditures and $151.6 billion (294.4 billion rubles) of indirect expenditures. Direct war expenditures included the cost of maintaining the army (40 percent) and the cost of the material and technological means for waging war (60 percent). The national income provided the economic base for covering war expenditures. Additional sources of financing the war were increases in existing (direct and indirect) taxes and the institution of new taxes, the sale of domestic and foreign bonds, and the issuing of paper money. The full weight of the financial burden of the war fell on the toiling classes of the population.

World War I was an important stage in the history of the art of war and in the building of armed forces. There were major changes in the organization and relationships of the various combat arms. The great length of the fronts and the deployment on them of vast armies of millions of soldiers led to the creation of new organizational units: fronts and army groups. The firepower of the infantry increased, but its proportionate role decreased somewhat as the result of the development of other combat arms: engineers, signal troops, and especially, the artillery. The number of artillery pieces rose sharply, technology improved, and new types of artillery were developed (antiaircraft, infantry support, and antitank artillery). The range of fire, destructive force of fire, and mobility of the artillery increased. The density of artillery reached 100 or more guns per kilometer of front. Infantry attacks were accompanied by rolling barrages.

Tanks, a powerful striking and mobile force, were used for the first time. Tank forces developed rapidly. By the war’s end there were 8,000 tanks in the Entente armies. In aviation, which also developed rapidly, several different branches emerged: fighter, reconnaissance, bombardment, and ground attack aviation. By the end of the war the belligerent powers had more than 10,000 combat aircraft. Antiaircraft defense developed in the air war. Chemical warfare troops appeared. The significance of the cavalry among the combat arms declined, and by the war’s end the number of cavalry troops had dropped sharply.

The war revealed the growing dependence of the art of war on economics and politics. The scale of operations, the extent of the front of attack, and the depth and rate of advance increased. With the establishment of continuous fronts,combat operations became static. The frontal blow, the success of which determined the outcome of an operation, became very important. During World War I the problem of the tactical breakthrough of a front was solved, but the problem of developing a breakthrough into an operational success remained unsolved. New means of fighting complicated the tactics of the combat arms. At the beginning of the war the infantry conducted offensives in skirmish lines and later, in waves of lines and combat teams (squads). Combined arms combat was based on cooperation between old and new combat arms—the infantry, the artillery, tanks, and aviation. Control of troops became more complex. The role of logistics and supplies increased significantly. Rail and motor-vehicle transport became very important.

The types and classes of naval ships were refined, and there was an increase in the proportion of light forces (cruisers, destroyers, patrol vessels and patrol boats, and submarines). Shipboard artillery, mines, torpedoes, and naval aviation were used extensively. The chief forms of military operations at sea were the blockade; cruiser, submarine, and mine warfare; landings and raids; and engagements and battles between line forces and light forces. The experience of World War I greatly influenced the development of military thinking and the organization and combat training of all combat arms (forces) until World War II (1939–45).

The war brought unprecedented deprivation and human suffering and widespread hunger and devastation. It brought mankind “to the brink of a precipice, to the brink of the destruction of civilization, of brutalization” (Lenin, ibid., vol. 31, p.182). Valuables worth 58 billion rubles were destroyed during the war. Entire regions, especially in northern France, were turned into wastelands.

Casualties amounted to 9.5 million killed and dead of wounds and 20 million wounded, of whom 3.5 million were permanently crippled. The heaviest losses (66.6 percent of the total) were suffered by Germany, Russia, France, and Austria-Hungary. The USA sustained only 1.2 percent of the total losses. Many civilians were killed by the various means of combat. (There are no overall figures for combat-related civilian casualties.) Hunger and other privations caused by the war led to a rise in the mortality rate and a drop in the birthrate. The population loss from these factors was more than 20 million in the 12 belligerent states alone, including 5 million in Russia, 4.4 million in Austria-Hungary, and 4.2 million in Germany. Unemployment, inflation, tax increases, and rising prices worsened the poverty and extreme deprivation of the large majority of the population of the capitalist countries.

Only the capitalists gained any advantages from the war. By the beginning of 1918, the war profits of the German monopolies totaled at least 10 billion gold marks. The capital of the German finance magnate Stinnes increased by a factor of ten, and the net profits of the “cannon king” Krupp, by a factor of almost six. Monopolies in France, Great Britain, Italy, and Japan made large profits, but the American monopolies made the most on the war—between 1914 and 1918, $3 billion in profits. “The American multimillionaires profited more than all the rest. They have converted all, even the richest, countries into their tributaries. And every dollar is stained with blood—from that ocean of blood that has been shed by the 10 million killed and 20 million maimed” (Lenin, ibid., vol. 37, p. 50). The profits of the monopolies continued to grow after the war.

The ruling classes placed the entire burden of the economic consequences of the war on the toiling people. World War I led to an aggravation of the class struggle and accelerated the ripening of the objective prerequisites for the Great October Socialist Revolution, which opened a new epoch in world history—the epoch of the transition from capitalism to socialism. The example of Russia’s toiling people, who threw off the oppression of the capitalists and landlords, showed other peoples the way to liberation. A wave of revolutionary actions swept over many countries, shaking the foundations of the world capitalist system. The national liberation movement became active in the colonial and dependent countries. “World War I and the October Revolution marked the beginning of the general crisis of capitalism” (Programma KPSS, 1974, p. 25). Politically, this was the chief result of the war.

SOURCES

Mezhdunarodnye otnosheniia, 1870–1918 gg.: Sb. dokumentov. Moscow, 1940.
Mirovaia voina ν tsifrakh. Moscow-Leningrad, 1934.
Brusilov, A. A. Moi vospominaniia. Moscow, 1963.
Lloyd George, D. Voennye memuary, vols. 1–6. Moscow, 1934–38. (Translated from English.)
Ludendorff, E. Moi vospominaniia o voine 1914–1918 gg, vols. 1–2. Moscow, 1923–24. (Translated from German.)
Tirpitz, A. von. Vospominaniia. Moscow, 1957. (Translated from German.)
Foch, F. Vospominaniia (Voina 1914–1918 gg). Moscow, 1939. (Translated from French.)
Die Grosse Politik der europäischen Kabinette 1871–1914: Sammlung der diplomatischen Akten des Auswärtigen Amtes, vols. 1–40. Berlin, 1922–37.
British Documents on the Origins of the War, 1898–1914, vols. 1–11. London, 1926–28.
Documents diplomatiques français [1871–1914], series 1–3, vols. 1–41. Paris, 1929–59.
Der erste Weltkrieg in Bildern und Dokumenten, 2nd ed., vols. 1–3. Munich, 1969.
Conrad von Hôtzendorf, F. Aus meiner Dientzeit, 1906–1918, vols. 1–5. Vienna, 1921–25.
Churchill, W. L. S. The World Crisis, vols. 1–6. London, 1923–31.
Joffre, J. Mémoires (1910–1917,) vols. 1–2. Paris, 1932.

REFERENCES

Lenin, V. I. Poln. sobr. soch., 5th ed. (See Reference Volume, part 1, pp. 177–87.)
Vsemirnaia istoriia, vols. 7–8. Moscow, 1960–61.
Istoriia SSSR s drevneishikh vremen do nashikh dnei, vols. 6–7. Moscow, 1967–68.
Istoriia diplomatii, 2nd ed., vols. 2–3. Moscow, 1963–65.
Istoriia KPSS, vols. 2–3 (book 1). Moscow, 1966–67.
Strategicheskii ocherk voiny 1914–1918, vols. 1–7. Moscow, 1920–23.
Strokov, A. A. Istoriia voennogo iskusstvo, vol. 3. Moscow, 1967.
Talenskii, N. A. Pervaia mirovaia voina (1914–1918): (Boevye deistviia na sushe i na more). Moscow, 1944.
Verzhkhovskii, D., and V. Liakhov. Pervaia mirovaia voina, 1914–1918. Moscow, 1964.
Zaionchkovskii, A. M. Mirovaia voina 1914–1918 gg., 3rd ed., vols. 1–3. Moscow, 1938–39.
Zaionchkovskii, A. M. Podgotovka Rossii k imperialisticheskoi voine: Ocherki voennoi podgotovki i pervonachal’nykh planov. Moscow, 1926.
Bovykin, V. I. Iz istorii vozniknoveniia pervoi mirovoi voiny: Otnosheniia Rossii i Frantsii ν 1912–1914. Moscow, 1961.
Ignat’ev, A. V. Russko-angliiskie otnosheniia nakanune pervoi mirovoi voiny. Moscow, 1962.
Ignat’ev, A. V. Russko-angliiskie otnosheniia nakanune Okliabr’skoi revoliutsii. Moscow, 1966.
Asta’ev, I. I. Russko-germanskie diplomaticheskie otnosheniia 1905–1911. Moscow, 1972.
Ganelin, R. Sh. Rossiia i SShA, 1914–1917. Leningrad, 1969.
Poletika, N. P. Vozniknovenie pervoi mirovoi voiny (iiul’skii krizis 1914). Moscow, 1964.
Fay, S. Proiskhozhdenie mirovoi voiny, vols. 1–2. Moscow, 1934. (Translated from English.)
Falkenhayn, E. von. Verkhovnoe komandovanie 1914–1916 gg. ν ego vazhneishikh resheniiakh. Moscow, 1923. (Translated from German.)
Kolenkovskii, A. K. Manevrennyi period pervoi mirovoi imperialisticheskoi voiny 1914 g. Moscow, 1940.
Arutiunian, A. O. Kavkazskii front 1914–1917 gg. Yerevan, 1971.
Korsun, N. G. Balkanskii front mirovoi voiny 1914–1918 gg. Moscow, 1939.
Korsun, N. G. Pervaia mirovaia voina na Kavkazskom fronte. Moscow, 1946.
Bazarevskii, A. Mirovaia voina 1914–1918 gg.: Kampaniia 1918 g. vo Frantsii i Bel’gii, vols. 1–2. Moscow-Leningrad, 1927.
Novitskii, V. Mirovaia voina 1914–1918 gg.: Kampaniia 1914 g. ν Bel’gii i Frantsii, vols. 1–2. Moscow, 1938.
Villari, L. Voina na ital’ianskom fronte 1915–1918 gg. Moscow, 1936. (Translated from English.)
Flot ν pervoi mirovoi voine, vols. 1–2. Moscow, 1964.
Petrov, M. Podgotovka Rossii k mirovoi voine na more. Moscow-Leningrad, 1926.
Corbett, J. S., and H. Newbolt. Operatsii angliiskogo flota ν mirovuiu voinu, 3rd ed., vols. 1–4. Moscow, 1941. (Translated from English.)
Aleksandrov, A. P., I. S. Isakov, and V. A. Belli. Operatsii podvodnykh
lodok. Leningrad, 1933.
Scheer, R. Germanskii flot ν mirovuiu voinu. Moscow-Leningrad, 1940. (Translated from German.)
Sidorov, A. L. Ekonomicheskoe polozhenie Rossii ν gody pervoi mirovoi voiny. Moscow, 1973.
Pisarev, Iu. A. Serbiia i Chernogoriia ν pervoi mirovoi voine. Moscow, 1968.
Vinogradov, V. N. Rumyniia ν gody pervoi mirovoi voiny. Moscow, 1969.
Vinogradov, K. B. Burzhuaznaia istoriografiia pervoi mirovoi voiny. Moscow, 1962.
Khmelevskii, G. Mirovaia imperialisticheskaia voina 1914–1918: Sistematicheskii ukazatel’ knizhnoi i stateinoi voenno-istoricheskoi literatury za 1914–1935. Moscow, 1936.
Rutman, R. E. Bibliografiia literatury, izdannoi ν 1953–1963 gg. po istorii Pervoi mirovoi voiny. Moscow, 1964.
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I. I. ROSTUNOV

The Great Soviet Encyclopedia, 3rd Edition (1970-1979). © 2010 The Gale Group, Inc. All rights reserved.

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Bruce Franklin’s Introduction to “The Essential Stalin”

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Please note the posting of this introduction to the book “The Essential Stalin” does not necessarily imply support of Franklin’s political line.

 — E.S.

I used to think of Joseph Stalin as a tyrant and butcher who jailed and killed millions, betrayed the Russian revolution, sold out liberation struggles around the world, and ended up a solitary madman, hated and feared by the people of the Soviet Union and the world. Even today I have trouble saying the name “Stalin” without feeling a bit sinister.

But, to about a billion people today, Stalin is the opposite of what we in the capitalist world have been programmed to believe. The people of China, Vietnam, Korea, and Albania consider Stalin one of the great heroes of modern history, a man who personally helped win their liberation.

This belief could be dismissed as the product of an equally effective brainwashing from the other side, except that the workers and peasants of the Soviet Union, who knew Stalin best, share this view. For almost two decades the Soviet rulers have systematically attempted to make the Soviet people accept the capitalist world’s view of Stalin, or at least to forget him. They expunged him from the history books, wiped out his memorials, and even removed his body from his tomb.

Yet, according to all accounts, the great majority of the Soviet people still revere the memory of Stalin, and bit by bit they have forced concessions. First it was granted that Stalin had been a great military leader and the main antifascist strategist of World War II. Then it was conceded that he had made important contributions to the material progress of the Soviet people. Now a recent Soviet film shows Stalin, several years before his death, as a calm, rational, wise leader.

But the rulers of the Soviet Union still try to keep the people actually from reading Stalin. When they took over, one of their first acts was to ban his writings. They stopped the publication of his collected works, of which thirteen volumes had already appeared, covering the period only through 1934. This has made it difficult throughout the world to obtain Stalin’s writings in the last two decades of his life. Recently the Hoover Institute of Stanford University, whose purpose, as stated by its founder, Herbert Hoover, is to demonstrate the evils of the doctrines of Karl Marx” completed the final volumes in Russian so that they would be available to Stanford’s team of émigré anti-Communists (In. preparing. this volume, I was able to use the Hoover collection of writings by and about Stalin only by risking jail, directly violating my banishment by court injunction from this Citadel of the Free World.)

The situation in the U.S. is not much different from that in the U.S.S.R. In fact the present volume represents the first time since 1955 that a major publishing house in either country has authorized the publication of Stalin’s works. U.S. capitalist publishers have printed only Stalin’s wartime diplomatic correspondence and occasional essays, usually much abridged, in anthologies. Meanwhile his enemies and critics are widely published. Since the early 1920s there have been basically two opposing lines claiming to represent Marxism-Leninism, one being Stalin’s and the other Trotsky’s. The works of Trotsky are readily available in many inexpensive editions. And hostile memoirs, such as those of Khrushchev and Svetlana Stalin, are actually serialized in popular magazines.

The suppression of Stalin’s writings spreads the notion that he did not write anything worth reading. Yet Stalin is clearly one of the three most important historical figures of our century, his thought and deeds still affecting our daily lives, considered by hundreds of millions today as one of the leading political theorists of any time, his very name a strongly emotional household word throughout the world. Anyone familiar with the development of Marxist-Leninist theory in the past half century knows that Stalin was not merely a man of action. Mao names him “the greatest genius of our time,” calls himself Stalin’s disciple, and argues that Stalin’ s theoretical works are still the core of world Communist revolutionary strategy.

Gaining access to Stalin’s works is not the hardest part of coming to terms with him. First we must recognize that there can be no “objective” or “neutral” appraisal of Stalin, any more than there can be of any major historical figure during the epochs of class struggle. From the point of view of some classes, George Washington was an arrogant scoundrel and traitor to his country, king, and God, a renegade who brought slaughter and chaos to a continent; Abraham Lincoln was responsible for the deaths of millions and the destruction of a civilized, cultured, harmonious society based on the biblically sanctioned relationship with the black descendants of Ham; Sitting Bull was a murderous savage who stood in the way of the progress of a superior civilization; Eldridge Cleaver, George and Jonathan Jackson, Ruchell Magee and Angela Davis are vicious murderers, while Harry Truman, Nelson Rockefeller, Mayor Daley, John F. Kennedy, and Richard Nixon are rational and patriotic men who use force only when necessary to protect the treasured values of the Free World.

Any historical figure must be evaluated from the interests of one class or another. Take J. Edgar Hoover, for example. Anti-Communists may disagree about his performance, but they start from the assumption that the better he did his job of preserving “law and order” as defined by our present rulers the better he was. We Communists, on the other hand, certainly would not think Hoover “better” if he had been more efficient in running the secret police and protecting capitalism. And so the opposite with Stalin, whose job was not to preserve capitalism but to destroy it, not to suppress communism but to advance it. The better he did his job, the worse he is likely to seem to all those who profit from this economic system and the more he will be appreciated by the victims of that system. The Stalin question is quite different for those who share his goals and for those, who oppose them. For the revolutionary people of the world it is literally a life and-death matter to have a scientific estimate of Stalin, because he was, after all, the principal leader of the world revolution for thirty crucial years.

I myself have seen Stalin from both sides. Deeply embedded in my consciousness and feelings was that Vision of Stalin as tyrant and butcher. This was part of my over-all view of communism as a slave system, an idea that I was taught in capitalist society. Communist society was not red but a dull-gray world. It was ruled by a secret clique of powerful men. Everybody else worked for these few and kept their mouths shut. Propaganda poured from all the media. The secret police were everywhere, tapping phones, following people on the street, making midnight raids. Anyone who spoke out would lose his job, get thrown in jail, or even get shot by the police. One of the main aims of the government was international aggression, starting wars to conquer other counties. When I began to discover that this entire vision point by point described my own society a number of questions arose in my mind.

For me, as for millions of others in the United States it was the Vietnamese who forced a change in perception. How could we fail to admire the Vietnamese people and to see Ho Chi Minh as one of the great heroes of our times? What stood out not about Ho was his vast love for the people and his dedication to serving them. (In 1965, before I became a Communist, I spoke at a rally soliciting blood for the Vietnamese victims of U.S. bombing. When I naively said that Ho was a nationalist above being a Communist and a human being above being a nationalist, I was pelted with garbage and, much to my surprise, called a “dirty Commie. But we were supposed to believe that Ho was a “tyrant and butcher.” Later, it dawned on me that Fidel Castro was also supposed to be a “tyrant and butcher” although earlier we had been portrayed as a freedom fighter against the Batista dictatorship. Still later, I began to study the Chinese revolution, and found in Mao’s theory and preaches the guide for my own thinking and action. But, again, we were Supposed to see Mao as a “tyrant and butcher” and also a “madman” the more I looked into it, the more I found that these “tyrants and butchers” – Ho, Fidel, and Mao – were all depicted servants of the people, inspired by a deep and self-sacrificing love for them. At some point, I began to wonder if perhaps even Stalin was not a “tyrant and butcher.”

With this thought came intense feelings that must resemble – what someone in a tribe experiences when violating a taboo. But if we want to understand the world we live in, we must face Stalin.

Joseph Stalin personifies a major aspect of three decades of twentieth-century history. If we seek answers to any of the crucial questions about the course of our century, at some point we find Stalin standing directly in our path. Is it possible for poor and working people to make a revolution and then wield political power? Can an undeveloped, backward nation whose people are illiterate, impoverished, diseased, starving, and lacking in all the skills and tools needed to develop their productive forces possibly achieve both material and cultural well-being? Can this be done under a condition of encirclement by hostile powers, greedy for conquest, far more advanced industrially and, militantly: and fanatical in their opposition to any people s revolutionary government? What price must be paid for the success of revolutionary development? Can national unity be achieved in a vast land inhabited by many peoples of diverse races, religions, culture, language, and levels of economic development?

Is it possible to attain international unity among the exploited and oppressed peoples of many different nations whose governments depend upon intense nationalism and the constant threat of war? Then, later, can the people of any modern highly industrialized society also have a high degree of freedom, or must the state be their enemy? Can any society flourish without some form of ruling elite?

These questions are all peculiarly modern, arising in the epoch of capitalism as it reaches its highest form, modern imperialism, and becoming critical in our own time, the era of global revolution. Each of these questions leads us inevitably to Stalin. In my opinion, it is not going too far to say that Stalin is the key figure of our era.

All the achievements and all the failures, all the strengths and all the weaknesses, of the Soviet revolution and indeed of the world revolution in the period 1922-53 are summed up in Stalin. This is not to say that he is personally responsible for all that was and was not accomplished, or that nobody else could have done what he did. We are not dealing with a “great man” theory of history. In fact, quite the opposite. If we are to understand Stalin at all, and evaluate him from the point of view of either of two major opposing classes, we must see him, like all historical figures, as a being created by his times and containing the contradictions of those times. .

Every idea of Stalin’s, as he would be the first to admit, came to him from his historical existence, which also fixed limits to the ideas available to him. He could study history in order to learn from the experience of the Paris Commune but he could not look into a crystal ball to benefit from the lessons of the Chinese Cultural Revolution. And the decisions he made also had fixed and determined limits on either side, as we shall see.

To appraise Stalin, the best way to begin is to compare the condition of the Soviet Union and the rest of the world at two times: when he came into leadership and when he died. Without such a comparison, it is impossible to measure what he may have contributed or taken away from human progress. If the condition of the Soviet people was much better when he died than when he took power, he cannot have made their lives worse. The worst that can be said is that they would have progressed more without him. The same is true for the world revolution. Was it set back during the decades of his leadership, or did it advance? Once we put the questions this way, the burden of proof falls on those who deny Stalin’s positive role as a revolutionary leader.

As World War I began, the Russian Empire consisted primarily of vast undeveloped lands inhabited by many different peoples speaking a variety of languages with a very low level of literacy, productivity, technology, and health. Feudal Social relations still prevailed throughout many of these lands. Czarist secret police, officially organized bands of military terrorists, and a vast bureaucracy were deployed to keep the hungry masses of workers and peasants in line.

The war brought these problems to a crisis. Millions went to their deaths wearing rags, with empty stomachs, often waiting for those in front of them to fall so they could have a rifle and a few rounds of ammunition. When the Bolsheviks seized power in 1917, the entire vast empire, including the great cities of Russia itself, was in chaos.

Before the new government could begin to govern, it was Immediately set upon by the landlords, capitalists, and generals of the old regime, with all the forces they could buy and muster, together with combined military forces of Britain, France, Japan, and Poland, and additional military contingents from the U.S. and other capitalist countries. A vicious civil war raged for three years, from Siberia through European Russia, from the White Sea to the Ukraine. At the end of the Civil War, in 1920, agricultural output was less than half that of the prewar poverty-stricken countryside. Even worse was the situation in industry.

Many mines and factories had been destroyed. Transport had been torn up. Stocks of raw materials and semi finished products had been exhausted. The output of large-scale industry was about one seventh of what it had been before the war. And the fighting against foreign military intervention had to go on for two more years. Japanese and U.S. troops still held a portion of Siberia, including the key port city of Vladivostok, which was not recaptured until 1922.

Lenin suffered his first stroke in 1922. From this point on, Stalin, who was the General Secretary of the Central Committee, began to emerge as the principal leader of the Party. Stalin’s policies were being implemented at least as early as 1924, the year of Lenin’s death, and by 1927 the various opposing factions had been defeated and expelled from the Party. It is the period of the early and mid-1920s that we must compare to 1953.

The Soviet Union of the early 1920s was a land of deprivation. Hunger was everywhere, and actual mass famines swept across much of the countryside. Industrial production was extremely low, and the technological Level of industry was so backward that there seemed little possibility of mechanizing agriculture. Serious rebellions in the armed forces were breaking out, most notably at the Kronstadt garrison in 1921.

By 1924 large-scale peasant revolts were erupting, particularly in Georgia. There was virtually no electricity outside the large cities. Agriculture was based on the peasant holdings and medium-sized farms seized by rural capitalists (the kulaks) who forced the peasants back into wage Labor and tenant fanning. Health care was almost non-existent in much of the country. The technical knowledge and skills needed to develop modern industry, agriculture, health, and education were concentrated in the hands of a few, mostly opposed to socialism while the vast majority of the population were illiterate and could hardly think about education while barely managing to subsist. The Soviet Union was isolated in a world controlled by powerful capitalist countries physically surrounding it, setting up economic blockades, and officially refusing to recognize its existence while outdoing each other in their pledges to wipe out this Red menace.

The counterrevolution was riding high throughout Europe Great Britain, and even in the U.S.A., where the Red threat was used as an excuse to smash labor unions. Fascism was emerging in several parts of the capitalist world, particularly in Japan and in Italy, where Mussolini took dictatorial power in 1924. Most of the world consisted of colonies and neo-colonies of the European powers.

When Stalin died in 1953, the Soviet Union was the second greatest industrial, scientific, and military power in the world and showed clear signs of moving to overtake the U.S. in all these areas. This was despite the devastating losses it suffered while defeating the fascist powers of Germany, Romania, Hungary, and Bulgaria. The various peoples of the U.S.S.R. were unified. Starvation and illiteracy were unknown throughout the country. Agriculture was completely collectivized and extremely productive. Preventive health care was the finest in the world, and medical treatment of exceptionally high quality was available free to all citizens. Education at all levels was free. More books were published in the U.S.S.R. than in any other country. There was no unemployment.

Meanwhile, in the rest of the world, not only had the main fascist powers of 1922-45 been defeated, but the forces of revolution were on the rise everywhere. The Chinese Communist Party had just led one-fourth of the world’s population to victory over foreign imperialism and domestic feudalism and capitalism. Half of Korea was socialist, and the U.S.-British imperialist army, having rushed to intervene in the civil war under the banner of the United Nations  was on the defensive and hopelessly demoralized. In Vietnam, strong socialist power, which had already defeated Japanese Imperialism, was administering the final blows to the beaten army of the French empire. The monarchies and fascist military dictatorships of Eastern Europe had been destroyed by a combination of partisan forces, led by local Communists, and the Soviet Army; everywhere except for Greece there were now governments that supported the world revolution and at least claimed to be governments of the workers and peasants. The largest political party in both France and Italy was the Communist Party. The national liberation movement among the European colonies and neo-colonies was surging forward. Between 1946 and 1949 alone, at least nominal national independence was achieved by Burma, Indonesia, India, Pakistan, Laos, Libya, Ceylon, Jordan, and the Philippines, countries comprising about one-third of the world’s population. The entire continent of Africa was stirring.

Everybody but the Trotskyites, and even some of them would have to admit that the situation for the Communist world revolution was incomparably advanced in 1953 over what it had been in the early or mid 1920s. Of course, that does not settle the Stalin question. We still have to ask whether Stalin contributed to this tremendous advance, or slowed it down or had negligible influence on it. And we must not duck the question as to whether Stalin’s theory and practice built such serious faults into revolutionary communism that its later failures, particularly in the Soviet Union, can be pinned on him.

So let us look through Stalin’s career focusing particularly on its most controversial aspects.

“Stalin” which means “steel-man,” was the code name for a Young Georgian revolutionary born as Joseph Visvarionovich Djugashvili in 1879 in the town of Gori. His class origins combine the main forces of the Russian revolution.

His father formerly a village cobbler of peasant background, became a’ worker in a shoe factory. His mother was the daughter of peasant serfs. So Stalin was no stranger to either workers or peasants, and being from Georgia, he had firsthand knowledge of how Czarist Russia oppressed the non-Russian peoples of its empire. .

While studying at the seminary for a career as a priest, he made his first contact with the Marxist underground at the age of fifteen, and at eighteen he formally joined the Russian Social-Democratic Labor Party, which was to evolve into the Communist Party. Shortly after joining the party in 1898, he became convinced that Lenin was the main theoretical leader of the revolution, particularly when Lenin’s newspaper Iskra began to appear in 1900. After being thrown out of his seminary, Stalin concentrated on organizing workers in the area of Tiflis, capital of Georgia, and the Georgian industrial City of Batumi. After one of his many arrests by the Czarist secret police, he began to correspond with Lenin from exile.

Escaping from Siberian exile in 1904, Stalin returned to organizing workers in the cities of Georgia, where mass strikes were beginning to assume a decidedly political and revolutionary character. Here he began to become one of the main spokesmen for Lenin’s theory, as we see in the first two selections in this volume. In December 1904 he led a huge strike of the Baku workers, which helped precipitate the abortive Russian revolution of 1905. During the revolution and after it was suppressed, Stalin was one of the main Bolshevik underground and military organizers, and was frequently arrested by the secret police. At the Prague Conference of 1912, in which the Bolsheviks completed the split with the Mensheviks and established themselves as a separate party, Stalin was elected in absentia to the Central Committee, a position he was to maintain for over four decades. Then, on the eve of World War I, he published what may properly be considered his first major contribution to Marxist-Leninist theory, Marxism and the National Question.

Prior to World War I, the various social-democratic parties of Europe were loosely united in the Second International.

All pledged themselves to international proletarian solidarity. But when the war broke out, the theory Stalin had developed in Marxism and the National Question proved to be crucial and correct. As Stalin had foreseen, every party that had compromised with bourgeois nationalism ended up leading the workers of its nation to support their “own” bourgeois rulers by going out to kill and be killed by the workers of the other nations. Lenin, Stalin, and the other Bolsheviks took a quite different position. They put forward the slogan “Turn the imperialist war into a civil war.” Alone of all the parties of the Second International, they came out for actual armed revolution.

In February 1917 the workers, peasants and soldiers of Russia, in alliance with the liberal bourgeoisie, overthrew the czarist autocracy, which had bled the country dry and brought it to ruin in a war fought to extend the empire. The liberal bourgeoisie established a new government. The next few months led to a key moment in history. Most of the parties that claimed to be revolutionary now took the position that the Russian proletariat was too weak and backward to assume political power. They advocated that the proletariat should support the new bourgeois government and enter a long period of capitalist development until someday in the future when they could begin to think about socialism. This view even penetrated the Bolsheviks. So when Stalin was released from his prison exile in March and the Central Committee brought him back to help lead the work in St. Petersburg, he found a heavy internal struggle. He took Lenin’s position, and, being placed in charge of the Bolshevik newspaper Pravda, was able to put it forward vigorously to the masses. When the Central Committee finally decided, in October, to lead the workers and soldiers of St. Petersburg to seize the Winter Palace and establish a proletarian government, it was over the violent objections of many of the aristocratic intellectuals who, much to their own surprise and discomfort had found themselves in an actual revolutionary situation. Two of them, Zinoviev and Kamenev, even went so far as to inform the bourgeois newspapers that the Bolsheviks had a secret plan to seize power. After the virtually bloodless seizure by the workers and soldiers took place, a third member of the Central Committee, Rykov, joined Zinoviev and Kamenev in a secret deal made with the bourgeois parties whereby the Bolsheviks would resign from power, the press would be returned to the bourgeoisie, and Lenin would be permanently barred from holding public office. (All this is described in John Reed’s Ten Days That Shook the World, which was first published in 1919. I mention this because Zinoviev, Kamenev, and Rykov were three of the central figures of the purge trials of the 1930s, and it is they who have been portrayed as stanch Bolsheviks in such works as Arthur Koestler’s Darkness at Noon.)

During the Civil War, which followed the seizure of power, Stalin began to emerge as an important military leader.

Trotsky was nominally the head of the Red Army. Behaving, as he always did, in the primacy of technique, Trotsky took as one of his main tasks winning over the high officers of the former czarist army and turning them into the general command of the revolutionary army. The result was defeat after defeat for the Red forces, either through outright betrayal by their aristocratic officers or because these officers tried to apply military theories appropriate to a conscript or mercenary army to the leadership of a people’s army made up of workers and peasants. Stalin, on the other hand, understood the military situation from the point of view of the workers and peasants, and with a knowledge of their capabilities and limitations.

In 1919 Stalin was sent as a special plenipotentiary to the key Volga city of Tsaritsyn. His mission was simply to assure the delivery of food supplies from this entire region. What he found was a disastrous military situation, with the city not only surrounded by the White Army but heavily infiltrated by counterrevolutionary forces. He saw that the food supply could not be safeguarded unless the military and political situations were dealt with. He instituted an uncompromising purge of counterrevolutionary elements within both the officer corps and the political infrastructure, took personal command of the military forces over the heads of both the local authorities and Trotsky, and then proceeded to save the city, the region, and the food supply. Trotsky, furious, demanded his recall. As for the citizens of Tsaritsyn, their opinion became known six years later, when they renamed their city Stalingrad.

After this episode, rather than being recalled, Stalin was dispatched far and wide to every major front in the Civil War. In each and every place, he was able to win the immediate respect of the revolutionary people and to lead the way to military victory, even in the most desperate circumstances.

Certain qualities emerged more and more clearly, acknowledged by both friends and enemies. These were his enormous practicality and efficiency, his worker peasant outlook, and the unswerving way he proceeded to the heart of every problem. By the end of the war, Stalin was widely recognized as a man who knew how to run things, a quality sorely lacking among most of the aristocratic intellectuals who then saw themselves as great proletarian leaders. In April 1922 he was made General Secretary of the Central Committee of the Communist Party. It was in this position that Stalin was quickly to become the de facto leader of the Party and the nation.

Stalin’s career up to this point is relatively uncontroversial in comparison with everything that follows. But nothing at all about Stalin is beyond controversy. Most of his biographers in the capitalist world minimize his revolutionary activities prior to 1922. At least two influential biographies, Boris Souvarine’s Stalin (1939) and Edward Ellis Smith’s The Young Stalin (1967), even argue that during most of this period Stalin was actually an agent for the czarist secret police. Trotsky’s mammoth biography Stalin (1940) not only belittles Stalin’s revolutionary activities but actually sees his life and “moral stature” predetermined by his racially defined genetic composition; after discussing whether or not Stalin had “an admixture of Mongolian blood,” Trotsky decides that in any case he was one perfect type of the national character of southern countries such as Georgia, where, “in addition to the so-called Southern type, which is characterized by a combination of lazy shiftlessness and explosive irascibility, one meets cold natures, in whom phlegm is combined with stubbornness and slyness.” The most influential biographer of all, Trotsky’s disciple Isaac Deutscher, is a bit more subtle, blaming Stalin’s crude and vicious character not on his race but on his low social class:

The revolutionaries from the upper classes (such as Trotsky, Zinoviev, Kamenev, Bukharin, Rakovsky, Radek, Lunacharsky, and Chicherin) came into the Socialist movement with inherited cultural traditions. They brought into the milieu of the revolution some of the values and qualities of their own milieu-not only knowledge, but also refinement of thought, speech, and manners. Indeed, their Socialist rebellion was itself the product of moral sensitiveness and intellectual refinement. These were precisely the qualities that life had not been kind enough to cultivate in Djugashvili [Stalin]. On the contrary, it had heaped enough physical and moral squalor in his path to blunt his sensitiveness and his taste. (Stalin, Political Biography, p. 26)

Although there are vastly different views of Stalin’s career up to this point, his activities are relatively less controversial, because they are relatively less important. Whatever Stalin’s contribution, there is still a good chance that even without him Lenin could have led the revolution and the Red forces would have won the Civil War. But, from this point on, there are at least two widely divergent, in fact wildly contradictory, versions of Stalin’s activities and their significance. Most readers of this book have heard only one side of this debate, the side of Trotsky and the capitalist world. I shall not pretend to make a “balanced presentation,” but instead give a summary of the unfamiliar other side of the argument.

Everyone, friend and foe alike, would agree that at the heart of the question of Stalin lies the theory and practice of “socialism in one country.” All of Stalin’s major ideological opponents in one way or another took issue with this theory.

Actually, the theory did not originate with Stalin but with Lenin. In 1915, in his article “On the Slogan for a United States of Europe,” Lenin argued that “the victory of socialism is possible first in several or even in one capitalist country alone.” He foresaw “a more or less prolonged and stubborn struggle” internationally that could begin like this in one country: “After expropriating the capitalists and organizing their own socialist production, the victorious proletariat of that country will arise against the rest of the world-the capitalist world-attracting to its cause the oppressed classes of other countries, stirring uprisings in those countries against the capitalists, and in case of need using even armed force against the exploiting classes and their states.”

Of course, at the end of World War I most Bolsheviks (and many capitalists) expected revolution to break out in many of the European capitalist countries. In fact, many of the returning soldiers did turn their guns around. A revolutionary government was established in Hungary and Slovakia.

Germany and Bulgaria for a while were covered by soviets of workers, peasants, and soldiers. But counterrevolution swept all these away.

Trotsky and his supporters continued to believe that the proletariat of Europe was ready to make socialist revolution.

They also believed that unless this happened, the proletariat would be unable to maintain power in the Soviet Union.

They belittled the role of the peasantry as an ally of the Russian proletariat and saw very little potential in the national liberation movements of the predominantly peasant countries of Asia, Africa, and Latin America. Their so-called “Left opposition” put forward the theory, of “permanent revolution,” which pinned its hopes on an imminent uprising of the industrial proletariat of Europe. They saw the world revolution then spreading outward from these “civilized” countries to the “backward” regions of Asia, Africa, and Latin America.

Meanwhile there also developed what was later to be called the “Right opposition,” spearheaded by Bukharin, Zinoviev, and Kamenev. They were realistic enough to recognize that the revolutionary tide was definitely ebbing in Europe, but they concluded from this that the Soviet Union would have to be content to remain for a long time a basically agricultural country without pretending to be a proletarian socialist state.

Stalin was not about to give up on socialism in the Soviet Union simply because history was not turning out exactly the way theorists had wanted, with revolution winning out quickly in the most advanced capitalist countries. He saw that the Soviet revolution had indeed been able to maintain itself against very powerful enemies at home and abroad. Besides, the Soviet Union was a vast country whose rich natural resources gave it an enormous potential for industrial and social development. He stood for building socialism in this one country and turning it into an inspiration and base area for the oppressed classes and nations throughout the world. He believed that, helped by both the example and material support of a socialist Soviet Union, the tide of revolution would eventually begin rising again, and that, in turn, proletarian revolution in Europe and national liberation struggles in the rest of the world would eventually break the Soviet isolation.

There are two parts to the concept of socialism in one country. Emphasis is usually placed only on the part that says “one country.” Equally important is the idea that only socialism, and not communism, can be achieved prior to the time when the victory of the world revolution has been won. A communist society would have no classes, no money, no scarcity, and no state that is, no army, police force, prisons, and courts. There is no such society in the world, and no society claims to be Communist. A socialist society, according to Marxism-Leninism, is the transitional form on the road to communism. Classes and class struggle still exist, all the material needs of the people have not as yet been met, and there is indeed a state, a government of the working class known as the dictatorship of the proletariat (as opposed to the government of capitalist nations, the dictatorship of the bourgeoisie).

Neither Lenin nor Stalin ever had any illusion that any single country, even one as vast and potentially rich as the Soviet Union, would ever be able to establish a stateless, classless society while capitalism still had power in the rest of the world. But Stalin, like Lenin, did believe that the Soviet Union could eliminate capitalism, industrialize, extend the power of the working class, and wipe out real material privation all during the period of capitalist encirclement.

To do this, Stalin held, the proletariat would have to rely on the peasantry. He rejected Trotsky’s scorn for the Russian peasants and saw them, rather than the European proletariat, as the only ally that could come to the immediate aid of the Russian workers.

When the Civil War ended, in 1921, with most of the Soviet Union in chaotic ruin, Lenin won a struggle against Trotsky within the Party to institute what was called the New Economic Policy (NEP), under which a limited amount of private enterprise based on trade was allowed to develop in both the cities and the countryside. NEP was successful in averting an immediate total catastrophe, but by 1925 it was becoming clear that this policy was also creating problems for the development of socialism. This brings us to the first great crux of the Stalin question.

We have been led to believe that in order to industrialize at any price; Stalin pursued a ruthless policy of forced collectivization, deliberately murdering several million peasants known as kulaks during the process. The truth is quite different.

When the Bolsheviks seized power, one of their first acts was to allow the poor peasants to seize the huge landed estates. The slogan was “Land to the tiller.” This, however, left most land in the form of tiny holdings, unsuited for large-scale agriculture, particularly the production of the vital grain crops. Under NEP, capitalism and a new form of landlordism began to flourish in the countryside. The class known as kulaks (literally “tight-fists”), consisting of usurers and other small capitalists including village merchants and rich peasants, were cornering the market in the available grain, grabbing more and more small holdings of land, and, through their debt holdings, forcing peasants back into tenant farming and wage labor. Somehow, the small peasant holdings had to be consolidated so that modern agriculture could begin. There were basically two ways this could take place: either through capitalist accumulation, as the kulaks were then doing, or through the development of large-scale socialist farms. If the latter, there was then a further choice: a rapid forced collectivization, or a more gradual process in which co-operative farms would emerge first, followed by collectives, and both would be on a voluntary basis, winning out by example and persuasion. What did Stalin choose?

Here, in his own words, is the policy he advocated and that was adopted at the Fifteenth Party Congress, in 1927:

What is the way out? The way out is to turn the small and scattered peasant farms into large united farms based on cultivation of the land in common, to go over to collective cultivation of the land on the basis of a new and higher technique.

The way out is to unite the small and dwarf peasant farms gradually but surely, not by pressure, but by example and persuasion, into large farms based on common, cooperative, collective cultivation of the land with the use of agricultural machines and tractors and scientific methods of intensive agriculture.

There is no other way out.

To implement this policy, the capitalist privileges allowed under NEP were revoked. This was known as the restriction of the kulaks. The kulaks, whose very existence as a class was thus menaced, struck back. They organized terrorist bands who attacked the co-operatives and collectives, burning down barns when they were filled with grain, devastating the fields, and even murdering Communist peasant leaders.

Even more serious than these raids, the kulaks held back their own large supplies of grain from the market in an effort to create hunger and chaos in the cities. The poor and middle peasants struck back. Virtual open civil war began to rage throughout the countryside. As the collective farm movement spread rapidly, pressure mounted among the poor and middle peasants to put an end to landlordism and usury in the countryside for good. In 1929 Stalin agreed that the time had come to eliminate the kulaks as a class. He led the fight to repeal the laws that allowed the renting of land and the hiring of labor, thus depriving the kulaks both of land and of hired workers. The ban on expropriation of the large private holdings was lifted, and the peasants promptly expropriated the kulak class. The expropriation of the rural capitalists in the late 1920s was just as decisive as the expropriation of the urban capitalists a decade earlier. Landlords and village usurers were eliminated as completely as private factory owners. It is undoubtedly true that in many areas there was needless violence and suffering. But this did not originate with Stalin. It was the hour of Russia’s peasant masses, who had been degraded and brutalized for centuries and who had countless blood debts to settle with their oppressors. Stalin may have unleashed their fury, but he was not the one who had caused it to build up for centuries. In fact it was Stalin who checked the excesses generated by the enthusiasm of the collective movement. In early 1930 he published in Pravda “Dizzy with Success,” reiterating that “the voluntary principle” of the collective farm movement must under no circumstances be violated and that anybody who engages in forced collectivization objectively aids the enemies of socialism. Furthermore, he argues, the correct form for the present time is the co-operative (known as the artel) , in which “the household plots (small vegetable gardens, small orchards), the dwelling houses, a part of the dairy cattle, small livestock, poultry, etc., are not socialized.”

Again, overzealous attempts to push beyond this objectively aid the enemy. The movement must be based on the needs and desires of the masses of peasants.

Stalin’s decision about the kulaks perfectly exemplifies the limits under which he operated. He could decide, as he did, to end the kulaks as a class by allowing the poor and middle peasants’ to expropriate their land. Or he could decide to let the kulaks continue withholding their grain from the starving peasants and workers, with whatever result. He might have continued bribing the kulaks. But it is highly doubtful, to say the least, that he had the option of persuading the kulaks into becoming good socialists.

There can be no question that, whatever may be said about its cost, Stalin’s policy in the countryside resulted in a vast, modern agricultural system, capable, for the first time in history, of feeding all the peoples of the Soviet lands. Gone were the famines that seemed as inevitable and were as vicious as those of China before the revolution or of India today.

Meanwhile, Stalin’s policy of massive industrialization was going full speed ahead. His great plan for a modern, highly industrialized Soviet Union has been so overwhelmingly successful that we forget that it was adopted only over the bitter opposition of most of the Party leaders, who thought it a utopian and therefore suicidal dream. Having overcome this opposition on both the right and “left,” Stalin in 1929 instituted the first five-year plan in the history of the world.

It was quickly over fulfilled. By the early 1930s the Soviet Union had clearly become both the inspiration and the main material base area for the world revolution. And it was soon will prove much more than a match for the next military onslaught from the capitalist powers, which Stalin had predicted and armed against.

This brings us to the second great crux of the Stalin question, the “left” criticism, originating with Trotsky and then widely disseminated by the theorists of what used to be called “the New Left.” This criticism holds that Stalin was just a nationalist who sold out revolution throughout the rest of the world. The debate ranges over all the key events of twentieth-century history and can be only touched on in an essay.

Stalin’s difference with Trotsky on the peasantry was not confined to the role of the peasantry within the Soviet Union.

Trotsky saw very little potential in the national liberation movements in those parts of the world that were still basically peasant societies. He argued that revolution would come first to the advanced capitalist countries of Europe and North America and would then spread to the “uncivilized” areas of the world. Stalin, on the other hand saw that the national liberation movements of Asia, Africa, and Latin America were key to the development of the world revolution because objectively they were leading the fight against imperialism.

We see this argument developed clearly as early as 1924, In “The Foundations of Leninism,” where he argues that “the struggle that the Egyptian merchants and bourgeois intellectuals are waging for the independence of Egypt is objectively a revolutionary struggle, despite the bourgeois origin and bourgeois title of the leaders of the Egyptian national movement, despite the fact that they are opposed to socialism; whereas the struggle that the British ‘Labor’ movement is waging to preserve Egypt’s dependent position is for the same reasons a reactionary struggle, despite the proletarian origins and the proletarian title of the members of hat government, despite the fact that they are ‘for’ socialism. To most European Marxists, this was some kind of barbarian heresy. But Ho Chi Minh expressed the view of many Communists from the colonies in that same year, 1924, when he recognized that Stalin was the leader of the only Party that stood with the national liberation struggles and when he agreed with Stalin that the viewpoint of most other so-called Marxists on the national question was nothing short of “counterrevolutionary” (Ho Chi Minh Report on the National and Colonial Questions at the Fifth Congress of the Communist International).

The difference between Stalin’s line and Trotsky’s line and the falsification of what Stalin’s line was, can be seen most clearly on the question of the Chinese revolution. The typical “left” view prevalent today is represented in David Horowitz’s The Free World Colossus (1965), which asserts “Stalin’s continued blindness to the character and potential of the Chinese Revolution.” Using as his main source a Yugoslav biography of Tito, Horowitz blandly declares: “Even after the war, when it was clear to most observers that Chiang was finished, Stalin did not think much of the prospects of Chinese Communism” (p. Ill).

Mao’s opinion of Stalin is a little different:

Rallied around him, we constantly received advice from him, constantly drew ideological strength from his works…. It is common knowledge that Comrade Stalin ardently loved the Chinese people and considered that the forces of the Chinese revolution were immeasurable.

He displayed the greatest wisdom in matters pertaining to the Chinese revolution. . . . Sacredly preserving the memory of our great teacher Stalin, the Communist Party of China and the Chinese people . . . will even more perseveringly study Stalin’s teaching …. (“A Great Friendship,” 1953)

It is possible that this statement can be viewed as a formal tribute made shortly after Stalin’s death and before it was safe to criticize Stalin within the international Communist movement. But years later, after the Russian attack on Stalin and after it was unsafe not to spit on Stalin’s memory, the Chinese still consistently maintained their position. In 1961, after listening to Khrushchev’s rabid denunciations of Stalin at the Twenty-second Party Congress, Chou En-lai ostentatiously laid a wreath on Stalin’s tomb. Khrushchev and his supporters then disinterred Stalin’s body, but the Chinese responded to this in 1963 by saying that Khrushchev “can never succeed in removing the great image of Stalin from the minds of the Soviet people and of the people throughout the world.” (“On the Question of Stalin”)

In fact, as his 1927 essay on China included in this collection shows, Stalin very early outlined the basic theory of the Chinese revolution. Trotsky attacks this theory, which he sneers at as “guerrilla adventure,” because it is not based on the cities as the revolutionary centers, because it relies on class allies of the proletariat, particularly the peasantry, and because it is primarily anti-feudal and anti-imperialist rather than focused primarily against Chinese capitalism.

After 1927, when the first liberated base areas were established in the countryside, Trotsky claimed that this revolution could no longer be seen as proletarian but as a mere peasant rebellion, and soon he began to refer to its guiding theory as the Stalin-Mao line. To this day, Trotskyites around the world deride the Chinese revolution as a mere “Stalinist bureaucracy.” The Chinese themselves do acknowledge that at certain points Stalin gave some incorrect tactical advice, but they are quick to add that he always recognized and corrected these errors and was self-critical about them. They are very firm in their belief that they could not have made their revolution without his general theory, his over-all leadership of the world revolutionary movement, and the firm rear area and base of material support he provided. Thus the only really valid major criticism comes from anti-Communists, because without Stalin, at least according to the Chinese, the Communists would not have won.

Stalin’s role in the Spanish Civil War likewise comes under fire from the “left.” Again taking their cue from Trotsky and such professional anti-Communist ideologues as George Orwell, many “socialists” claim that Stalin sold out the Loyalists. A similar criticism is made about Stalin’s policies in relation to the Greek partisans in the late 1940s, which we will discuss later. According to these “left” criticisms, Stalin didn’t “care” about either of these struggles, because of his preoccupation with internal development and “Great Russian power.” The simple fact of the matter is that in both cases Stalin was the only national leader anyplace in the world to support the popular forces, and he did this in the face of stubborn opposition within his own camp and the dangers of military attack from the leading aggressive powers in the world (Germany and Italy in the late 1930s, the U.S. ten years later).

Because the U.S.S.R., following Stalin’s policies, had become a modem industrial nation by the mid-1930s, it was able to ship to the Spanish Loyalists Soviet tanks and planes that were every bit as advanced as the Nazi models. Because the U.S.S.R. was the leader of the world revolutionary forces, Communists from many nations were able to organize the International Brigades, which went to resist Mussolini’s fascist divisions and the crack Nazi forces, such as the Condor Legion, that were invading the Spanish Republic. The capitalist powers, alarmed by this international support for the Loyalists, planned joint action to stop it. In March 1937, warships of Germany, Italy, France, and Great Britain began jointly policing the Spanish coast. Acting on a British initiative, these same countries formed a bloc in late 1937 to isolate the Soviet Union by implementing a policy they called “non-intervention,” which Lloyd George, as leader of the British Opposition, labeled a clear policy of support for the fascists. Mussolini supported the British plan and called for a’ campaign “to drive Bolshevism from Europe.” Stalin’s own foreign ministry, which was still dominated by aristocrats masquerading as proletarian revolutionaries, sided with the capitalist powers. The New York Times of October 29, 1937, describes how the “unyielding” Stalin, representing “Russian stubbornness,” refused to go along: “A struggle has been going on all this week between Joseph Stalin and Foreign Commissar Maxim Litvinoff,” who wished to accept the British plan. Stalin stuck to his guns, and the Soviet Union refused to grant Franco international status as a combatant, insisting that it had every right in the world to continue aiding the duly elected government of Spain, which it did until the bitter end.

The Spanish Civil War was just one part of the world-wide imperialist aims of the Axis powers. Japan was pushing ahead in its conquest of Asia. Japanese forces overran Manchuria in 1931; only nine years after the Red Army had driven them out of Siberia, and then invaded China on a full-scale.

Ethiopia fell to Italy in 1936. A few months later, Germany and Japan signed an anti-Comintern pact, which was joined by Italy in 1937. In 1938, Germany invaded Austria. Hitler, who had come to power on a promise to rid Germany and the world of the Red menace, was now almost prepared to launch his decisive strike against the Soviet Union.

The other major capitalist powers surveyed the scene with mixed feelings. On one hand, they would have liked nothing better than to see the Communist threat ended once and for all, particularly with the dirty work being done by the fascist nations. On the other hand, they had to recognize that fascism was then the ideology of the have-not imperialists, upstarts whose global aims included a challenge to the hegemony of France, Britain, and the United States. Should they move now to check these expansionists’ aims or should they let them develop unchecked, hoping that they would move against the Soviet Union rather than Western Europe and the European colonies in Asia and Africa?

In 1938 they found the answer, a better course than either of these two alternatives. They would appease Hitler by giving him the Sudetenland of Czechoslovakia. This would not only dissuade the Nazis from attacking their fellow capitalists to the west, but it would also remove the last physical barriers to the east, the mountains of the Czech Sudetenland. All logic indicated to them that they had thus gently but firmly turned the Nazis eastward, and even given them a little shove in that direction. Now all they had to do was to wait, and, after the fascist powers and the Soviet Union had devastated each other, they might even be able to pick up the pieces. So they hailed the Munich agreement of September 30, 1938, as the guarantee of “Peace in our time”-for them.

Stalin had offered to defend Czechoslovakia militarily against the Nazis if anyone of the European capitalist countries would unite with the Soviet Union in this effort. The British and the French had evaded what they considered this trap, refusing to allow the Soviet Union even to participate at Munich. They now stepped back and waited, self-satisfied, to watch the Reds destroyed. It seemed they didn’t have long to wait. Within a few months, Germany seized all of Czechoslovakia, giving some pieces of the fallen republic to its allies Poland and Hungary.

By mid-March 1939 the Nazis had occupied Bohemia and Moravia, the Hungarians had seized Carpatho-Ukraine, and Germany had formally annexed Memel. At the end of that month, Madrid fell and all of Spain surrendered to the fascists. On May 7, Germany and Italy announced a formal military and political alliance. The stage was set for the destruction of the Soviet Union.

Four days later, on May 11, 1939, the first attack came.

The crack Japanese army that had invaded Manchuria struck Into the Soviet Union. The Soviet-Japanese war of 1939 is conveniently omitted from our history books, but this war, together with the Anglo-French collaboration with the Nazis and fascists in the west, form the context for another of Stalin’s great “crimes,” the Soviet-German non-aggression pact of August 1939. Stalin recognized that the main aim of the Axis was to destroy the Soviet Union, and that the other capitalist nations were conniving with this scheme. He also knew that sooner or later the main Axis attack would come on the U.S.S.R.’s western front. Meanwhile, Soviet forces were being diverted to the east, to fend off the Japanese invaders. The non-aggression pact with Nazi Germany, which horrified and disillusioned Communist sympathizers, particularly intellectuals, in the capitalist nations, was actually one of the most brilliant strategic moves of Stalin’s life, and perhaps of diplomatic  history. From the Soviet point of view it accomplished five things:

(1) it brought needed time to prepare for the Nazi attack, which was thus delayed two years;


(2) it allowed the Red Army to concentrate on smashing the Japanese invasion, without having to fight on two fronts; they decisively defeated the Japanese within three months;


(3) it allowed the Soviet Union to retake the sections of White Russia and the Ukraine that had been invaded by Poland during the Russian Civil War and were presently occupied by the Polish military dictatorship; this meant that the forthcoming Nazi invasion would have to pass through a much larger area defended by the Red Army;


(4) it also allowed Estonia, Latvia, and Lithuania, which also had been part of Russia before the Civil War, to become part of the U.S.S.R. as Soviet Republics; this meant that the forthcoming Nazi attack could not immediately outflank Leningrad;


(5) most important of all, it destroyed the Anglo-French strategy of encouraging a war between the Axis powers and the Soviet Union while they enjoyed neutrality; World War II was to begin as a war between the Axis powers and the other capitalist nations, and the Soviet Union, if forced into it, was not going to have to fight alone against the combined fascist powers. The worldwide defeat of the fascist Axis was in part a product of Stalin’s diplomatic strategy, as well as his later military strategy.

But before we get to that, we have to go back in time to the events for which Stalin has been most damned-the purge, trials. Most readers of this book have been taught that the major defendants in these trials were innocent, and that here we see most clearly Stalin’s vicious cruelty and paranoia.

This is certainly not the place to sift through all the evidence and retry the major defendants, but we must recognize that there is a directly contradictory view of the trials and that there is plenty of evidence to support that view.

It is almost undeniable that many of the best-known defendants had indeed organized clandestine groups whose aim was to overthrow the existing government. It is also a fact that Kirov, one of the leaders of that government, was murdered by a secret group on December 1, 1934. And it is almost beyond dispute that there were systematic, very widespread, and partly successful attempts, involving party officials, to sabotage the development of Soviet industry. Anyone who doubts this should read an article entitled “Red Wreckers in Russia” in the Saturday Evening Post, January 1, 1938, in which John Littlepage, an anti-Communist American engineer, describes in detail what he saw of this sabotage while he was working in the Soviet Union. In fact, Littlepage gives this judgment:

For ten years I have worked alongside some of the many recently shot, imprisoned or exiled in Russia as wreckers. Some of my friends have asked me whether or not I believe these men and women are guilty as charged. I have not hesitated a moment in replying that I believe most of them are guilty.

To those who hold the orthodox U.S. view of the purge trials, perhaps the most startling account is the book Mission to Moscow, by Joseph E. Davies, U. S. Ambassador to the Soviet Union from 1936 to 1938. Davies is a vigorous defender of capitalism and a former head of the U. S. Chamber of Commerce. An experienced trial lawyer, he points out that, “I had myself prosecuted and defended men charged with crime in many cases.” He personally attended the purge trials on a regular basis. Most of his accounts and judgments are contained in official secret correspondence to the State Department; the sole purpose of these dispatches was to provide realistic an assessment as possible of what was actually going on. His summary judgment in his confidential report to the Secretary of State on March 17, 1938, is:

….. it is my opinion so far as the political defendants are concerned sufficient crimes under Soviet law, among those charged in the indictment, were established by the proof and beyond a reasonable doubt to justify the verdict of guilty of treason and the adjudication of the punishment provided by Soviet criminal statutes. The opinion of those diplomats who attended the trial most regularly was general that the case had established the fact that there was a formidable political opposition and an exceedingly serious plot, which explained to the diplomats man! of the hitherto unexplained developments of the last six months in the Soviet Union. The only difference of opinion that seemed to exist was the degree to which the plot had been implemented by different defendants and the degree to which the conspiracy had become centralized. (po 272 )

Davies himself admits to being puzzled and confused at the time because of the vast scope of the conspiracy and its concentration high into the Soviet government. It is only later, after the Nazi invasion of the Soviet Union, in the summer of 1941, that Davies feels he understands what he actually occurred.

Thinking over these things, there came a flash in my mind of a possible new significance to some of the things that happened in Russia when I was there.

None of us in Russia in 1937 and 1938 were thinking in terms of “Fifth Column” activities. The phrase was not current. It is comparatively recent that we have found in our language phrases descriptive of Nazi technique such as “Fifth Column” and “internal aggression.”…

As I ruminated over this situation, I suddenly saw the picture as I should have seen it at the time. The story had been told in the so-called treason or purge trials of 1937 and 1938 which I had attended and listened to. In reexamining the record of these cases and also what I had written at the time from this new angle, I found that practically every device of German Fifth Columnist activity, as we now know it, was disclosed and laid bare by the confessions and testimony elicited at these trials of self-confessed “Quislings” in Russia.

It was clear that the Soviet government believed that these activities existed, was thoroughly alarmed, and had proceeded to crush them vigorously. By 1941, when the German invasion came, they had wiped out any Fifth Column which had been organized.

All of these trials, purges, and liquidations, which seemed so violent at the time and shocked the world, are now quite clearly a part of a vigorous and determined effort of the Stalin government to protect itself from not only revolution from within but from attack from without. They went to work thoroughly to clean up and clean out all treasonable elements within the country. All doubts were resolved in favor of the government. (p. 280)

In 1956, at the Twentieth Party Congress, when Khrushchev launched his famous attack on Stalin, he dredged up all the denunciations of the purge trials circulated for two decades by the Trotskyite and capitalist press. He called Stalin a “murderer,” a “criminal,” a “bandit,” a “despot,” etc.

He asserted the innocence of many who had been imprisoned, exiled, or shot during the purge trials. But in doing so, he conveniently forgot two things: what he had said at the time about those trials, and what Stalin had said. On June 6, 1937, to the Fifth Party Conference of Moscow Province, Khrushchev had declared:

Our Party will mercilessly crush the band of traitors and betrayers, and wipe out all the Trotskyist-Right dregs. . . .We shall totally annihilate the enemies-to the last man and scatter their ashes to the winds.

On June 8, 1938, at the Fourth Party Conference of Kiev province, Khrushchev avowed:

We have annihilated a considerable number of enemies, but still not all. Therefore, it is necessary to keep our eyes open. We should bear firmly in mind the words of Comrade Stalin, that as long as capitalist encirclement exists, spies and saboteurs will be smuggled into our country.

Earlier, at a mass rally in Moscow, in January 1937, Khrushchev had condemned all those who had attacked Stalin in these words: “In lifting their hand against Comrade Stalin, They lifted it against all of us, against the working class and the working people”

As for Stalin himself, on the other hand, he had publicly admitted, not in 1956, but at least as early as 1939, that innocent people had been convicted and punished in the purge:

It cannot be said that the purge was not accompanied by grave mistakes. There were unfortunately more mistakes than might have been expected.” (Report to the Eighteenth Congress.)

That is one reason why many of those tried and convicted in the last trials were high officials from the secret police, the very people guilty of forcing false confessions.

There are certainly good grounds for criticizing both the conduct and the extent of the purge. But that criticism must begin by facing the facts that an anti-Soviet conspiracy did exist within the Party, that it had some ties with the Nazis, who were indeed preparing to invade the country, and that one result of the purge was that the ‘Soviet Union was the only country in all of Europe that, when invaded by the Nazis, did not have an active Fifth Column. It must also recognize that capitalism has since been restored in the Soviet Union, on the initiative of leading members of the Party bureaucracy, and so it is hardly fantastical or merely paranoid to think that such a thing was possible. The key question about the purges is whether there was a better way to prevent either a Nazi victory or the restoration of capitalism. And the answer to that question probably lies in the Chinese Cultural Revolution of 1966-67. Instead of relying on courts and police exiles and executions, the Chinese mobilized hundreds of ‘millions of people to exposé and defeat the emerging Party bureaucracy that was quietly restoring capitalism and actively collaborating with the great imperialist power to the north. But while doing this, they carefully studied Stalin, both for his achievements and for what he was unable to do. For Stalin himself had seen as early as 1928 the need to mobilize mass criticism from below to overcome the rapidly developing Soviet bureaucracy. It is also possible that the two goals the purges tuned to meet were mutually exclusive. That is, the emergency measures necessary to secure the country against foreign invasion may actually have helped the bureaucracy to consolidate its power.

In any event, when the Nazis and their allies did invade they met the most united and fierce resistance encountered by the fascist forces anyplace in the world. Everywhere the people were dedicated to socialism. Even in the Ukraine where the Nazis tried to foment old grievances and anti-Russian nationalism, they never dared meddle with the collective farms. In fact, Stalin’s military strategy in World War II like his strategy during the Russian Civil War was based firmly on the loyalty of the masses of workers, peasants, and soldiers.

Everybody, except for Khrushchev and his friends, who in 1956 tried to paint Stalin as a military incompetent and meddler, recognizes him as a great strategist. ‘

Nazi military strategy was based on the blitzkrieg (lightning war). Spearheaded by highly mobile armor, their way paved by massive air assaults, the Nazi army would break through any static line at a single point, and then spread out rapidly behind that line, cutting off its supplies and then encircling the troops at the front. On April 9, 1940, the Nazis, vastly outnumbered, opened their assault on the combined forces of Denmark, Norway, Belgium, the Netherlands, France, and Great Britain. By June 4, virtually the last of these fighting forces had been evacuated in panic from Dunkirk and each of the continental countries lay under a fascist power, the victim of blitzkrieg combined with internal betrayal. Having secured his entire western front, and then with air power alone having put the great maritime power Britain into a purely defensive position, Hitler could now move his crack armies and his entire air force into position to annihilate the Soviet Union.

The first step was to consolidate Axis control in Eastern Europe and the Balkans. Hungary, Bulgaria, and Romania were already fascist allies. Italy had overrun Albania. By early April 1941 Greece and Yugoslavia were occupied. Crete was seized in May. On June 22, the greatest invasion of all time was hurled at the Soviet heartland.

One hundred seventy-nine German divisions, twenty-two Romanian divisions, fourteen Finnish divisions, thirteen Hungarian divisions, ten Italian divisions, one Slovak division, and one Spanish division, a total of well over three million troops, the best armed and most experienced in the world, attacked along a 2,000-mile front, aiming their spearheads directly at Leningrad, Moscow, and Stalingrad. Instead of holding a line, the Red Army beat an orderly retreat, giving up space for time. Behind them they left nothing but scorched earth and bands of guerrilla fighters, constantly harassing the lengthening fascist supply lines. Before the invaders reached industrial centers such as Kharkov and Smolensk, the workers of these cities disassembled their machines and carried them beyond the Ural Mountains, where production of advanced Soviet tanks, planes, and artillery was to continue throughout the war.

The main blow was aimed directly at the capital, Moscow, whose outskirts were reached by late fall. Almost all the government offices had been evacuated to the east. But Stalin remained in the capital, where he assumed personal command of the war. On December 2, 1941, the Nazis were stopped in the suburbs of Moscow. On December 6, Stalin ordered the first major counterattack to occur in World War II. The following day, Japan, which had wisely decided against renewing their invasion of the Soviet Union, attacked Pearl Harbor.

From December until May the Red Army moved forward, using a strategy devised by Stalin. Instead of confronting the elite Nazi corps head on, the Red forces would divide into smaller units and then move to cut off the fascist supply lines, thus encircling and capturing the spearheads of the blitzkrieg.

This was the ideal counterstrategy, but it depended on a high level of political loyalty, consciousness, and independence on the part of these small units. No capitalist army could implement this strategy. By the end of May 1942 Moscow was safe and the fascist forces had given ground in the Ukraine.

In the early summer, the Nazi forces, heavily reinforced, moved to seize Stalingrad and the Caucasus, thus cutting the Soviet Union in two. The greatest and perhaps the most decisive battle in history was now to take place. The siege of Stalingrad lasted from August 1942 until February 1943. As early as September, the Nazi forces, which were almost as large as the entire U.S. force at its peak in Vietnam, penetrated the city and were stopped only by house-to-house fighting.

But unknown to the Germans, because Soviet security was perfect, they were actually in a vast trap, personally designed by Stalin: A gigantic pincers movement had begun as soon as the fascist forces reached the city. In late November the two Soviet forces met and the trap snapped shut. From this trap 330,000 elite Nazi troops were never to emerge. In February 1943 the remnants, about 100,000 troops, surrendered.

The back of Nazi military power had been broken. The Red Army now moved onto a vast offensive which was not to stop before it had liberated all of Eastern and Central Europe and seized Berlin, the capital of the Nazi empire, in the spring of 1945.

It was the Soviet Union that had beaten the fascist army. The second front, which Great Britain and the U.S. had promised as early as 1942, was not to materialize until June 14, after it was clear that the Nazis had already been decisively defeated. In fact, the Anglo-American invasion was aimed more at stopping communism than defeating fascism. (This invasion took place during the same period that the British Army “liberated” Greece, which had already been liberated by the Communist-led Resistance.) For under Communist leadership, underground resistance movements, based primarily on the working class, had developed throughout Europe. Because the Communists, both from the Soviet Union and within the other European nations, were the leaders of the entire anti-fascist struggle, by the end of the war they had by far the largest parties in all the nations of Eastern and Central Europe, as well as Italy and France, where the fascists’ power had been broken more by internal resistance than by the much-heralded Allied invasion. In fact, it is likely that if the Anglo-American forces had not invaded and occupied Italy and France, within a relatively short time the Communists would have been in power in both countries.

As soon as victory in Germany was assured, in May 1945, much of the Soviet Army began to make the 5,000-mile journey to face the Japanese Army. At Potsdam, July 17 to August 2, Stalin formally agreed to begin combat operations against Japan by August 8. On August 6, the U.S. dropped the first atomic bomb on Japan, in what is now widely considered the opening shot of the so-called “Cold War” against the U.S.S.R. On August 8, the Red Army engaged the main Japanese force, which was occupying Manchuria. The Soviet Army swept forward, capturing Manchuria, the southern half of Sakhalin Island, and the Kuriles, and liberating, by agreement, the northern half of Korea. Except for the Chinese Communist battles with the Japanese, these Soviet victories were probably the largest land engagements in the entire war against Japan.

The Soviet Union had also suffered tremendously while taking the brunt of the fascist onslaught. Between twenty and twenty-five million Soviet citizens gave their lives in defense of their country and socialism. The industrial heartland lay in ruins. The richest agricultural regions had been devastated.

In addition to the seizure of many cities and the destruction of much of Moscow and Stalingrad, there was the desperate condition of Leningrad, which had withstood a massive, two-year Nazi siege.

Once again, the Soviet Union was to perform economic miracles. Between 1945 and 1950 they were to rebuild not only everything destroyed in the war, but vast new industries and agricultural resources. And all this was conducted under the threat of a new attack by the capitalist powers, led by the nuclear blackmail of the U.S., which opened up a worldwide “Cold War” against communism.

Spearheaded by British and rearmed Japanese troops, the French restored their empire in Indochina. U.S. troops occupied the southern half of Korea and established military bases throughout the Pacific. Europe itself became a vast base area for the rapidly expanding U.S. empire, which, despite its very minimal role in the war (or perhaps because of it), was to gain the greatest profit from it. One European showdown against the popular forces occurred in Greece.

Here we meet another “left” criticism of Stalin, similar to that made about his role in Spain but even further removed from the facts of the matter. As in the rest of Eastern Europe and the Balkans, the Communists had led and armed the heroic Greek underground and partisan fighters. In 1944 the British sent an expeditionary force commanded by General Scobie to land in Greece, ostensibly to aid in the disarming of the defeated Nazi and Italian troops. As unsuspecting as the comrades in Vietnam and Korea who were to be likewise ‘assisted’, the Greek partisans were slaughtered by their British allies who used tanks and planes in an all-out offensive, which ended in February 1945 with the establishment of a right-wing dictatorship under a restored monarchy. The British even rearmed and used the defeated Nazi “Security Battalions.” After partially recovering from this treachery, the partisan forces rebuilt then guerrilla apparatus and prepared to resist the combined forces of Greek fascism and Anglo-American imperialism. By late 1948 full-scale civil war raged, with the right-wing forces backed up by the intervention of U.S. planes, artillery, and troops. The Greek resistance had its back broken by another betrayal not at all by Stalin but by Tito, who closed the Yugoslav borders to the Soviet military supplies that were already hard put to reach the landlocked popular forces. This was one of the two main reasons why Stalin, together with the Chinese, led the successful fight to have the Yugoslav “Communist” Party officially thrown out of the international Communist movement.

Stalin understood very early the danger to the world revolution posed by Tito’s ideology, which served as a Trojan horse for U.S. Imperialism. He also saw that Tito’s revisionist ideas, including the development of a new bureaucratic ruling elite, were making serious headway inside the Soviet Union. In 1950, the miraculous postwar reconstruction was virtually complete, and the victorious Chinese revolution had decisively broken through the global anti-Communist encirclement and suppression campaign. At this point Stalin began to turn his attention to the most serious threat to the world revolution, the bureaucratic-technocratic class that had not only emerged inside the Soviet Union but had begun to pose a serious challenge to the leadership of the working class. In the last few years of his life, Joseph Stalin, whom the present rulers of the U.S.S.R. would like to paint as a mad recluse, began to open up a vigorous cultural offensive against the power of this new elite. “Marxism and Linguistics” and “Economic Problems of Socialism in the U.S.S.R.” are milestones in this offensive, major theoretical works aimed at the new bourgeois authorities beginning to dominate various areas of Soviet thought.

In “Economic Problems of Socialism in the U.S.S.R.,” published a few months before his death and intended to serve as a basis for discussion in the Nineteenth Party Congress of 1952, Stalin seeks to measure scientifically how far the Soviet Union had come in the development of socialism and how far it had to go to achieve communism. He criticizes two extreme tendencies in Soviet political economy: mechanical determinism and voluntarism. He sets this criticism within an international context where, he explains, the sharpening of contradictions among the capitalist nations is inevitable.

Stalin points out that those who think that objective laws, whether of socialist or capitalist political economy, can be abolished by will are dreamers. But he reserves his real scorn for those who make the opposite error, the technocrats who assert that socialism is merely a mechanical achievement of a certain level of technology and productivity, forgetting both the needs and the power of the people. He shows that when these technocrats cause “the disappearance of man as the aim of socialist production,” they arrive at the triumph of bourgeois ideology. These proved to be prophetic words.

In his final public speech, made to that Nineteenth Party Congress in 1952, Stalin explains a correct revolutionary line for the parties that have not yet led their revolutions. The victories of the world revolution have constricted the capitalist world, causing the decay of the imperialist powers. Therefore the bourgeoisie of the Western democracies inherit the banners of the defeated fascist powers, with whom they establish a world-wide alliance while turning to fascism at home and the would-be bourgeoisie of the neocolonial nations become merely their puppets. Communists then become the main defenders of the freedoms and progressive principles established by the bourgeoisie when they were a revolutionary class and defended by them until the era of their decay. Communists will lead the majority of people in their respective nations only when they raise and defend the very banners thrown overboard by the bourgeoisie-national independence and democratic freedoms. It is no Surprise that these final words of Stalin have been known only to the Cold War “experts” and have been expunged throughout the Soviet Union and the nations of Eastern Europe.

A few months after this speech, Stalin died. Very abruptly, the tide of revolution was temporarily reversed. Stalin’s death came in early March 1953. By that July, the new leaders of the Soviet Union forced the Korean people to accept a division of their nation and a permanent occupation of the southern half by US forces. A year later, they forced the victorious Viet Minh liberation army, which had thoroughly defeated the French despite massive U.S. aid, to withdraw from the entire southern half of that country, while the U.S. proclaimed that its faithful puppet, Ngo Dinh Diem, was now president of the fictitious nation of South Vietnam. When the Chinese resisted their global sellouts of the revolution, these new Soviet leaders first tried to destroy the Chinese economy, then tried to overthrow the government from within and when that failed, actually began aimed incursions by Russian troops under a policy of nuclear blackmail copied from the U.S. In Indonesia, the Soviet Union poured ammunition and spare parts into the right-wing military forces while they were massacring half a million Communists, workers, and peasants.

And so on, around the world. Meanwhile, internally, they restored capitalism as rapidly as they could. By the mid-1960s, unemployment had appeared in the Soviet Union for the first time since the first Five Year Plan. By the end of the 1960s, deals had been made with German, Italian, and Japanese capitalism for the exploitation of Soviet labor and vast Soviet resources.

From an anti-Communist point of view, Stalin was certainly one of the great villains of history. While he lived, the Red forces consolidated their power in one country and then led what seemed to be an irresistible world-wide revolutionary upsurge. By the time he died, near hysteria reigned in the citadels of capitalism. In Washington, frenzied witch hunts tried to ferret out the Red menace that was supposedly about to seize control of the last great bastion of capitalism. All this changed, for the time being, after Stalin’s death, when the counterrevolutionary forces were able to seize control even within the Soviet Union.

From a Communist point of view, Stalin was certainly one of the greatest of revolutionary leaders. But still we must ask why it was that the Soviet Union could fall so quickly to a new capitalist class. For Communists, it is as vital to understand Stalin’s weaknesses and errors as it is to understand his historic achievements.

Stalin’s main theoretical and practical error lay in underestimating the bourgeois forces within the superstructure of Soviet society. It is ridiculous to pose the problem the way we customarily hear it posed: that the seeds of capitalist restoration were sown under Stalin. This assumes that the Soviet garden was a Communist paradise, totally free of weeds, which then somehow dropped in from the skies. Socialism, as Stalin saw more keenly than anybody before, is merely a transitional stage on the way to communism. It begins with the conquest of political power by the working class, but that is only a bare beginning. Next comes the much more difficult task of establishing socialist economic forms, including a high level of productivity based on collective labor. Most difficult of all is the cultural revolution, in which socialist ideas and attitudes, based on collective labor and the political power of the working people, overthrow the bourgeois world view, based on competition, ambition, and the quest for personal profit and power and portraying “human nature” as corrupt, vicious, and selfish, that is, as the mirror image of bourgeois man.

Stalin succeeded brilliantly in carrying through the political and economic revolutions. That he failed in consolidating the Cultural Revolution under the existing internal and external conditions can hardly be blamed entirely on him. He certainly saw the need for it, particularly when the time seemed most ripe to make it a primary goal, in the 1950s. But it must be admitted that he underestimated the threat posed by the new intelligentsia, as we see most strikingly in the “Report to the Eighteenth Party Congress,” where he unstintingly praises them and denies that they could constitute a new social class.

This error in theory led to an error in practice in which, despite his earlier calls for organizing mass criticism from below, he tended to rely on one section of the bureaucracy to check or defeat another. He was unwilling to unleash a real mass movement like the Chinese Cultural Revolution, and, as a result, the masses were made increasingly less capable of carrying out such a gigantic task. All this is easy to say in hindsight, now that we have the advantage of having witnessed the Chinese success, which may prove to be the most important single event in human history. But who would have had the audacity to recommend such a course in the face of the Nazi threat of the late 1930s or the U.S. threat after World War II, when the Soviet Union lay in ruins? In 1967, when the Chinese Cultural Revolution was at its height and the country was apparently in chaos, many revolutionaries around the world were dismayed. Certainly, they acknowledged, China had to have a cultural revolution. But not at that moment, when the Vietnamese absolutely needed that firm rear base area and when U.S. imperialism was apparently looking for any opening to smash China. And so it must have looked to Stalin, who postponed the Soviet Cultural Revolution until it was too late.

It is true that socialism in the Soviet Union has been reversed. But Stalin must be held primarily responsible not for its failure to achieve communism but rather for its getting as far along the road as it did. It went much further than the “left” and the right Opposition, the capitalists, and almost everybody in the world thought possible. It went far enough to pass the baton to a fresher runner, the workers and peasants of China, who, studying and emulating Stalin, have already gone even further, as we are beginning to see.

Forbidding the “G-Word”: Holocaust Denial as Judicial Doctrine in Canada by Ward Churchill

“Where scholars deny genocide, [they] contribute to the deadly psychohistorical dynamic in which unopposed genocide begets new genocides.”

—Roger W. Smith, Eric Markusen and Robert Jay Lifton, “Professional Ethics and Denial of the Armenian Genocide” (1995)

Denial of genocide has become a matter of increasing concern in recent years, primarily as a result of efforts by a relative handful of neo-Nazi “scholars” to rehabilitate their ideological heritage by advancing arguments and “evidence” that the Hitlerian Holocaust of the early 1940s never occurred. (1) So insidious has Holocaust denial been considered by many governments that they have criminalized it, and prosecutions of deniers have occurred in France, Canada and elsewhere. (2) The United States bars known deniers from entering the country, and has supported civil litigation against individuals and institutions engaging in such activities. (3)

A related but far less noticed phenomenon has been the efforts of a significant number of ostensibly more reputable scholars to indulge in a sort of reverse denial. According to this group, the Holocaust undoubtedly occurred, but it was something experienced exclusively by Jews. (4) Here, the fates of the Gypsies, Slavs, homosexuals and others at the hands of the Nazis are routinely minimized and consigned to the ambiguous category of “non-genocidal suffering.” (5)

In their more extreme formulations, proponents of Jewish exclusivism hold not only that the Holocaust was a uniquely Jewish experience, but that it is history’s sole instance of “true” genocide. Exclusivists have gone on record, explicitly and repeatedly, denying that everything from the extermination of the Pequots in 1637, to the Turkish slaughter of more than a million Armenians between 1915 and 1918, to the more recent genocides in Cambodia, East Timor, Bosnia, Rwanda and Kosovo aren’t really examples of genocide at all. (6) Hence, while neo-Nazis deny a single genocide, exclusivists deny many.

There are of course other distinctions to be drawn between Holocaust deniers and those championing the exclusivity of suffering embodied in the Nazi Judeocide. Although their influence often exceeds their actual numbers, (7) the propagandists of neo-Nazism are by any definition a tiny fringe group. Those promoting ideas of Jewish exclusivism, on the other hand, comprise substantial majorities at the very hearts of the academic and media mainstreams. Moreover, their outlook has been adopted as official or quasi-official policy by numerous governments, including most prominently those taking the strongest stands against neo-Nazi deniers. (8) In sum, the Holocaust uniqueness postulations of Jewish exclusivism have assumed the status of an orthodoxy in historical/sociological interpretation, while those of neo-Nazism have not (and hopefully never will).

The reasons for this are not especially mysterious. The magnitude of their people’s catastrophe has generated among Jews an understandable need to find spiritual meaning in the experience, a matter which had led many to an unfortunate perversion of their own tradition in which they, a “chosen people,” were uniquely selected by God to endure the Holocaust. (9) More pragmatically—or cynically—others have realized that such suffering can be translated into a kind of “moral capital” and used to political advantage, particularly in garnering support for the Israeli state. (10) There is thus a clear, and often quite overtly expressed, desire among many Jews to claim an absolute monopoly in terms of genocidal suffering. (11)

For the elites of gentile societies, meanwhile, affirming the pretensions of Jewish Holocaust exclusivism carries with it an automatic absolution: If only the Nazi Judeocide can be qualified as genocide, it follows that only Nazis have ever been perpetrators or beneficiaries of the crime. The point is not insignificant. Genocide has been all but universally decried as a not merely “incomparable,” but an “unthinkable” offense, (12) one defying any possible redemption of those committing it (which is of course why neo-Nazis seek to “prove” their ideological forebears did not engage in it). As the Germans have long since discovered, the citizenry of no nation can take pride in a history besmirched by genocidal comportment. (13) Nor can any citizenry be counted upon to conveniently acquiesce in contemporary policies of genocide carried out in their name.

Far more than mere conceptions of “national honor” are at stake. Among those wishing to see themselves as “good people”—which is virtually everyone—the very term “genocide” provokes such deep and generalized revulsion that any official admission of its descriptive applicability to the national character, even historically, might threaten the hegemony upon which systemic stability largely depends.14 Genocide must therefore be denied at all costs, most often by explaining it away as being or having been something else altogether. For this purpose, constraining perceptions of genocide to the terms set forth by Jewish exclusivism serves non-Jewish interests as readily as Jewish.

Definitional Distortions

Genocide is not an old word, having “naturally” evolved over time to hold meanings contrary to its own. Nor was it meant to serve as a synonym for mass killing. When Raphaël Lemkin coined the term in 1944, he went to considerable lengths in explaining that it was intended to describe policies and processes designed to bring about the dissolution and disappearance of targeted human groups, as such. He wrote “Genocide has two phases, one, destruction of the national pattern of the oppressed group; the other, the imposition of the national pattern of the oppressor.” (15) If these two conditions have been fulfilled, a genocide has occurred, even if every member of the targeted group has survived the process in a physical sense.

Generally speaking, genocide does not necessarily mean the immediate destruction of a nation, except when accomplished by mass killings. It is intended rather to signify a coordinated plan of different actions aimed at the destruction of the essential foundations of the life of national groups, with the aim of annihilating the groups themselves. The objectives of such a plan would be a disintegration of political and social institutions—of culture, language, national feelings, religion, and the economic existence of national groups, and the destruction of personal security, liberty, health, dignity, and even the lives of the individuals belonging to such groups. Genocide is directed at the national group as an entity, and the actions involved are directed at individuals, not in their individual capacity, but as members of the national group (emphasis added). (16)

In 1946, Lemkin was retained by the United Nations Secretariat to draft an international convention codifying the crime. Therein, genocide—that is, “policies aimed at eradicating targeted ethnical, racial, national, religious or political groups”—was defined in a twofold way: “(1) the destruction of a group,” and “(2) preventing its preservation and development.” (17) The offending policies were themselves grouped in three categories, all of equal gravity:

· Physical Genocide, meaning outright extermination as well as the imposition of “slow death measures (i.e., subjection to conditions of life which, owing to lack of proper housing, clothing, food, hygiene and medical care or excessive work or physical exertion are likely to result in the debilitation and death of individuals; mutilations and biological experiments imposed for other than curative purposes; and deprivation of livelihood by means of looting or confiscation of property).

· Biological Genocide, meaning the prevention of births among the target group (i.e., involuntary sterilization or abortion, as well as compulsory segregation of the sexes).

· Cultural Genocide, meaning destruction of the specific characteristics of the group (i.e., forced dispersal of the population; forced transfer of children to another group; suppression of religious practices or the national language; forced exile of writers, artists, religious and political leaders or other individuals representing the culture of the group; destruction of cultural/religious shrines or monuments, or their diversion to alien uses; destruction or dispersion of documents and objects of historical, artistic or religious value, and objects used in religious worship). (18)

The draft was then turned over to a committee composed of nation-state delegates to be “revised and condensed” before its submission to the U.N. General Assembly. During this process, the United States and Canada, acting in concert, were able to arrange deletion of almost the entire provision on cultural genocide, as well as all explicit references to slow death measures.19 As the matter was finally framed in international law on December 9, 1948, “genocide means any of the following acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such:”

(a) Killing members of the group;

(b) Causing serious bodily or mental harm to members of the group;

(c) Deliberately inflicting on members of the group conditions of life calculated to bring about physical destruction in whole or in part;

(d) Imposing measures intended to prevent births within the group;

(e) Forcibly transferring children of the group to another group. (20)

Strikingly, even in this greatly-truncated delineation, only one in five criteria pertain to direct killing. Eighty percent of the legal definition of genocide thus devolves upon nonlethal policies and activities. The responses of the U.S. and Canada to this are instructive. The United States simply refused for forty years to accept the result. Finally, in 1988, embarrassed at being the only country so openly rejecting the rule of law, it attempted a ratification in which it claimed a “right” to exempt itself from compliance whenever convenient. (22)

Canada also submitted an invalid ratification, but much earlier, in 1952. The subterfuge in this case was to write domestic implementing legislation in such a way as to excise from the country’s “legal understanding” those classifications of genocidal policy in which Canada was actually engaged, retaining only those involving “physical destruction… killing, or its substantial equivalents” (that is, Article II(a), (c) and (d) of the 1948 Convention).

For purposes of Canadian law, we believe that the definition of genocide should be drawn somewhat more narrowly than in the [already much narrowed] international Convention so as to include only killing and its substantial equivalents…The other components of the international definition, viz, causing serious bodily or mental harm to members of a group and forcibly transferring children of one group to another group with intent to destroy the group we deem inadvisable for Canada. (23)

In 1985, the parliament went further, removing the prohibition on involuntary sterilization (1948 Convention, Article II(d)) from Canada’s genocide statute. (24) No country, of course, whether it be Canada or the U.S. or Nazi Germany, holds a legitimate prerogative to pick and choose among elements of international law, electing to abide by some and not others. It possess even less of a right to unilaterally “revise” the Laws of Nations in conformity with its own preferences. As the Nazis were informed at Nuremberg, the requirements of customary law are binding, irrespective of whether individual sovereignties wish to accept them. (25)

Nonetheless, taking the cue from their governments, a range of “responsible” scholars shortly set themselves to the task of deforming Lemkin’s concept even further. In 1959, Dutch law professor Pieter Drost published a massive two-volume study wherein he argued that usage of the term “genocide” should be restricted to its physical and biological dimensions, and that cultural genocide should be redesignated as “ethnocide,” a term he erroneously attributed to “post-war French scholars.” (26) Thereafter, biological genocide was also quietly dropped from discussion as writer after writer defined genocide exclusively in terms of killing. (27) Forty years of this continuous “genocide equals mass murder” distortion has yielded an altogether predictable effect, not only on the popular consciousness but on that of many otherwise critical activists and intellectuals. This last is readily evident in the recent release of a book by Native Hawaiian sovereigntist and professor Haunani-Kay Trask, wherein genocide is defined as simply the “systematic killing of a people identified by ethnic/racial characteristics.” (28)

Friends of the Lubicon

Questions arise as to whether, after all this, Lemkinesque understandings of genocide still prevail at all, and if so, whether they retain the capacity to galvanize public sentiment. The answers rest, to some extent, in a handful of examples. In 1968, as part of the Russell Tribunal’s verdict condemning U.S. aggression in Vietnam, Jean-Paul Sartre concluded not only that was the policy itself genocidal, but that colonialism as a system inherently produces genocidal results.29 Considerable support was lent to the latter of Sartre’s findings in 1980, when the Tribunal published a report on conditions imposed upon the indigenous peoples of the Western Hemisphere.30

Still further expansions on the theme have accrued through publications like Cultural Survival Quarterly, and in the Native resistance movements which emerged during the 1980s in places like Wollaston Lake, James Bay and Big Mountain, Arizona.31 Perhaps the most potent example, however, concerns the experience of a tiny Cree band at Lubicon Lake, in northern Alberta, who have been confronted with sociocultural eradication as the result of maneuverings on the parts of both the federal and provincial governments to allow the Daishowa Corporation, a transnational manufacturer of paper products, to “deforest” their traditional territory (within which government-sanctioned oil and gas exploration had already wrought a noticeable degree of havoc).32

After fruitlessly attempting to negotiate a resolution with both the corporation and participating governmental entities, the band, working through a non-native Toronto-based organization calling itself Friends of the Lubicon (FOL), announced a boycott of Daishowa products in 1991. The FOL made the genocidal impacts of the corporation’s planned clearcutting of Lubicon territory the centerpiece of its effort, developing a well-conceived media campaign to put its message across. As a Canadian court later put it, the “results of the Friends’ campaign against Daishowa…were, in a word, stunning.”33 Not only did typical Canadians prove quite capable of understanding nonlethal modes of genocide, they displayed a pronounced willingness to decline to trade with businesses complicit in such processes. On this basis:

Approximately fifty companies using paper products (mostly paper bags) from Daishowa were approached by the Friends. The list of these companies reads like a Who’s Who of the retail and fast food industries in Ontario—Pizza Pizza, the Liquor Control Board of Ontario, Cultures, Country Style Donuts, Mr. Submarine, Bootlegger, A&W, Kentucky Fried Chicken, Woolworth’s, Roots, Club Monaco, Movenpeck Restaurants and Holt Renfrew, to name but a few. Every one of the companies approached by the Friends joined the boycott of Daishowa products. All but two did so…before their stores were picketed…Pizza Pizza was subjected to picketing outside its store on two occasions; Woolworth’s had a single store picketed on two occasions…Both Pizza Pizza and Woolworth’s joined the boycott.34

By 1994, the boycott was costing Daishowa millions of dollars annually in lost sales.35 Under such circumstances, it stood to lose money rather than profiting by cutting timber on Lubicon land. One result was that, although Daishowa had indicated that it would commence logging operations “as soon as the ground freezes over” in the fall of 1991, not a tree was felled.36 As FOL leader Kevin Thomas observed in 1997, the success of the boycott demonstrated clearly that there are viable alternatives for those genuinely opposed to genocide. Rather than simply bearing “moral witness” to what is happening half-a-world away in Tibet or Kosovo, it is entirely possible “to actually make a difference by focusing attention mainly on what our own government is doing right here at home and undertaking direct action to stop it.”37

“This can have a precedential effect,” Thomas suggests. “Halting genocide in one place helps lay the groundwork for halting it in all places. But, for this to happen, it’s essential that people be made aware of what genocide actually is. We’ve all been pretty systematically misled on that score, but if we’re confused, if we can’t recognize genocide for what it is when it’s happening right in front of us, there’s no way in the world we can change anything for the better. That’s why there’s been so much effort expended on keeping everybody confused about it: business as usual pretty much depends on an ability to perpetrate genocide more-or-less continuously, without its being recognized as such and, as a result, without its encountering significant opposition from average citizens.”38

Judicial Repression in Canada

The lesson was lost on neither the corporate nor the governmental sectors of Canada’s status quo. Consequently, naming Thomas and two other key organizers as principle defendants, Daishowa filed a SLAPP suit against the FOL on January 11, 1995. Citing millions in lost revenues and a steady erosion in its client base as damages, the corporation contended that the three men had conspired to employ illegal tactics such as an illegal secondary boycott, and were guilty of defamation by using the word “genocide” in their public outreach efforts.39

Even before the defendants had an opportunity to file a response to the allegations against them, a temporary injunction was issued to prevent them from engaging in boycott activities of any sort for ninety days. By then, Daishowa’s attorneys had requested an interlocutory injunction to extend the prohibition for the duration of the suit. This motion was “substantially dismissed,” but the FOL was ordered not to describe Daishowa’s planned activities as genocidal until a final ruling had been made.40 The following trial ended with one of the more brilliantly obfuscatory rulings in Canadian history.

At one level, Judge J.C. MacPherson’s lengthy verdict was a study in liberal legal scholarship, rejecting in an almost contemptuous tone each of Daishowa’s claims that the FOL’s boycott techniques had been in themselves unlawful. On the contrary, he concluded, “the manner in which the Friends have performed their picketing and boycott activities is a model of how such activities should be conducted in a democratic society.”41 All of this progressive cant, however, was simply a gloss meant to disguise the unmistakably reactionary core of what the judge had to say: that the FOL’s characterization of Daishowa’s corporate policy as genocidal constituted “an enormous injustice…bordering on the grotesque…cavalier and grossly unfair to Daishowa.”42 Having thus found that the FOL had indeed defamed the corporation, he forbade them—and everyone else in Canada—from ever again employing such accurate terminology to describe what the corporation was doing.43

It was not that MacPherson was unaware of the “plight” in which Daishowa’s activities had placed the Lubicons. Indeed, he remarked upon it at some length.

The essential subject matter of everything the Friends say and do is the plight of the Lubicon Cree…There can be little doubt that their plight, especially in recent years, is a tragic, indeed a desperate one…The loss of a traditional economy of hunting, trapping and gathering, the negative effect of industrial development on a people spiritually anchored in nature, the disintegration of a social structure grounded in families led by successful hunters and trappers, alcoholism, serious community health problems such as tuberculosis, and poor relations with governments and corporations engaged in oil and gas and forest operations on land the Lubicon regard as theirs—all of these have contributed to a current state of affairs for the Lubicon Cree which deserves the adjectives tragic, desperate and intolerable.44

Nor was he unaware that imposition of such conditions by “governments and corporations engaged in oil and gas and forest operations” conforms quite precisely with both the etymological and legal definitions of the crime of genocide, even under Canadian law. In his verdict, the judge quoted Raphaël Lemkin, the 1948 Convention and the relevant Canadian statute all three, only to disregard them, along with testimonies of a whole series of expert witnesses,45 in favor of the “plain and ordinary meaning of the word ‘genocide’” contained in Webster’s Dictionary. This, he insisted—although the dictionary actually didn’t—was “the intentional killing of a group of people.”46

MacPherson never specified the point at which he believed the content of abridged dictionaries had come to outweigh black letter legal definition in Canadian jurisprudence.47 Less did he explain how, using his “common sense” approach, anyone is supposed to distinguish between the Nazi extermination of the Jews and such relatively trivial phenomena as the St. Valentine’s Day Massacre (both involve the “intentional killing of a group of people,” and would thus seem to be equally genocidal under the judge’s “plain, ordinary” and utterly absurd interpretation).48 Nevertheless, he went on to assert that characterizations of genocide deriving from other definitions—those found in international law, for example—do not constitute “fair comment” about perpetrators and their activities.49

It follows that organizations like the FOL, devoted not only to direct action but to what even the judge described as a broader “educational” purpose, are left with an ability to confront genocidal processes only by referring to them as something else (which is to say, in effect, by implicitly denying that they are genocide).50 In the alternative, should such groups—or, presumably, the victims themselves—insist upon calling things by their right names, perpetrators have been perfectly positioned by MacPherson’s judicial prevarications to claim “damages” and/or take other legal action against them.

The Wages of Denial

As prominent exclusivist Deborah Lipstadt has noted, the “general public tends to accord victims of genocide a certain moral authority. If you devictimize a people, you strip them of their moral authority,” and thus a substantial measure of their ability to attract public support.51 Lipstadt was writing from an explicitly Jewish perspective, of course, and of her own people’s natural desire to be compensated in various ways for the horrors of the Nazi Judeocide. Her point, however, is equally valid with respect to any genocidally victimized group. Moreover, where genocide is an ongoing process—as with the Lubicons—the need for public support goes not to securing compensation, but survival itself.

This is by no means an academic consideration. Cumulatively, one result of a half-century of “scholarship” by people like Lipstadt has been the functional devictimization of literally hundreds of indigenous peoples, even as their very existence has been systematically extinguished. Refused moral authority by those better stationed to monopolize it for themselves—and thus unable to command public attention, much less support—a truly staggering number of Native societies have been pushed into oblivion since 1950.52 It is in some ways a perverse testament to the effectiveness of exclusivist propaganda that most such passings—whether physical or “merely” cultural—have gone not only unprotested but unnoticed by the general populace.

In this, the convolutions of legalism have played their role. Arcane preoccupations with the standards of proof required in establishing perpetrator intent, and exactly what scale, mode, tempo or proportionality of killing should be necessary for instances of mass murder to be considered “genuinely” genocidal, have done far more to mask than to reveal the realities of genocide. (53) Small wonder that there has never been a concerted attempt by the international community to enforce the 1948 Convention. Now J.C. MacPherson places his personal capstone on the whole sordid situation, entering a ruling which by implication transforms law from its potential as a weapon against genocide into one with which those engaged in it can shield themselves from any sort of effective exposure and intervention.

Denial of genocide, insofar as it plainly facilitates continuation of the crime, amounts to complicity in it. This is true whether the deniers are neo-Nazis, Jewish exclusivists, renowned international jurists or provincial Canadian judges. Complicity in genocide is, under Article III of the 1948 Convention, tantamount to perpetration of genocide itself. It is formally designated a Crime Against Humanity, those who engage in it criminals of the worst sort. There is no difference in this sense between a J.C. MacPherson, a Deborah Lipstadt and an Adolf Eichmann. (54)

And what of the victims? Unquestionably, any group faced with the prospect of systemically-imposed extinction holds not only the right but the obligation to defend and preserve itself by the best means available to it. Afforded the moral currency attending its circumstance, it may well be able to undertake this task both nonviolently and successfully. This, surely, is a primary lesson of the recent collaboration between the Lubicons and the FOL. Denied such currency, however, the victims can hardly be expected to simply “lie down in a ditch and die.” (30) To paraphrase Martin Luther King, Jr., those who endeavor to make the success of peaceful resistance to genocide impossible only make violent resistance inevitable. They can have no complaint, morally, ethically or otherwise, when the chickens come home to roost.

____________________________________________

Endnotes:

1. Pierre Vidal-Niquet, Assassins of Memory: Essays on the Denial of the Holocaust (New York: Columbia University Press, 1992); Deborah Lipstadt, Denying the Holocaust: The Growing Assault on Truth and Memory (New York: Free Press, 1993).

2. In France, there was the 1981 trial of Robert Faurisson, the country’s leading denier, for defaming Holocaust witnesses and scholars. In Canada, the most notable cases have been the 1985 prosecutions of James Keegstra, an Alberta school teacher who’d spent fourteen years indoctrinating his students that the Holocaust was a “hoax,” and Ernst Zundel, a Toronto-based publisher who is one of the world’s leading purveyors of such tripe. See Nadine Fresco, “Denial of the Dead: On the Faurisson Affair,” Dissent, Fall 1981; Alan T. Davies, “A Tale of Two Trials: Antisemitism in Canada,” Holocaust and Genocide Studies, Vol. 4, 1989.

3. The primary case in the U.S. was Mel Mermelstein v. Institute for Historical Review, et al., Superior Court of California, Civ. No. 356542 (Feb. 1981); British “historian” David Irving is among those barred from entering the United States because of his record as a denier.

4. See, e.g., Martin Gilbert, The Holocaust: A History of the Jews of Europe During the Second World War (New York: Henry Holt, 1985); Leni Yahil, The Holocaust: The Fate of the European Jewry, 1932-1945 (New York: Oxford University Press, 1990).

5. This happens by way both directly and by way of omission. In Deborah Lipstadt’s Denying the Holocaust, for example, there is not so much as an index entry for Gypsies, despite the fact that this smaller people was subject to exactly the same Nazi racial decrees as Jews, were exterminated in precisely the same manner and in the same places as Jews, and, proportionately, suffered equivalent or greater population losses; Ian Hancock, “Responses to the Porrajmos: The Romani Holocaust,” in Alan S. Rosenbaum, ed., Is the Holocaust Unique? Perspectives in Comparative Genocide (Boulder, CO: Westview Press, 1996). For direct assertions, see, e.g., Michael Berenbaum, ed., A Mosaic of Victims: Non-Jews Persecuted and Murdered by the Nazis (New York: New York University Press, 1990).

6. Although there are literally hundreds of iterations of the notion available from other authors, the most comprehensive assertion that the Nazi Judeocide is “phenomenologically unique” has been that advanced by Steven T. Katz in his massive The Holocaust in Historical Context, Vol. 1: The Holocaust and Mass Death Before the Modern Age (New York: Oxford University Press, 1994).

7. A poll conducted in Italy during the fall of 1992, for example, revealed that nearly 10 percent of the country’s adult population have been convinced that the Holocaust never happened; Jewish Telegraph News Agency, Nov. 11, 1992.

8. Examples of official policy include the quid pro quo entered into between the governments of Israel and Turkey by which the Israelis ban public characterizations of the Armenian genocide as genocide. In exchange, the Turks pronounce the Nazi Judeocide as the “real” genocide. Working together, the two governments were able to prevent the Armenians from being listed as victims of genocide in the U.S. Holocaust Memorial Museum in Washington, D.C.; Roger W. Smith, Eric Marusen and Robert Jay Lifton, “Professional Ethics and the Denial of the Armenian Genocide,” Holocaust and Genocide Studies, No. 9, 1995. Insofar as it has received not inconsiderable governmental support and endorsement, the Holocaust Memorial Museum itself, though nominally private, may be viewed as an example of quasi-official policy.

9. See, e.g., Arthur A. Cohen, The Tremendium: A Theological Interpretation of the Holocaust (New York: Holmes & Meier, 1981); John Roth and Michael Berenbaum, The Holocaust: Religious and Philosophical Implications (New York: Paragon House, 1989). For critique, see John Murray Cuddahy, “The Holocaust: The Latent Issue in the Uniqueness Debate,” in Philip F. Gallagher, ed., Christians, Jews and Other Worlds: Patterns of Conflict and Accommodation (Landham, MS: University Press of America, 1988); Arno J. Mayer, Why Did the Heavens Not Darken? The Final Solution in History (New York: Pantheon, [2nd ed.] 1990).

10. The term “moral capital” is taken from exclusivist writer Edward Alexander, The Holocaust and the War of Ideas (New Brunswick, NJ: Transaction, 1994) p. 195.

11. E.g., Yehuda Bauer, “Whose Holocaust?” and Edward Alexander, “Stealing the Holocaust,” both in Midstream, Vol. 26, No. 9, 1980.

12. Roger Manvell and Heinrich Fraenkel, The Incomparable Crime; Mass Extermination in the 20th Century: The Legacy of Guilt (London: Hinemann, 1967); Israel W. Charney, How Can We Commit the Unthinkable? Genocide, the Human Cancer (Boulder, CO, Westview Press, 1982).

13. See generally, Richard Evans, In Hitler’s Shadow: West German Historians and the Attempt to Escape from the Nazi Past (New York: Alfred A. Knopf, 1989).

14. As the Italian theorist Antonio Gramsci described it, hegemony functions by way of a master narrative designed to convince the great mass of people that the prevailing order is natural, right and thus inevitable. Any concession by ruling élites that there is anything fundamentally wrong with the order over which they preside would of course undermine the very belief system upon which their own ascendancy depends; Walter L. Adamson, Hegemony and Revolution: A Study of Antonio Gramsci’s Political and Cultural Theory (Berkeley: University of California Press, 1980) esp. pp. 170-9.

15. Raphaël Lemkin, Axis Rule in Occupied Europe: Laws of Occupation, Analysis of Government, Proposals for Redress (Washington, D.C.: Carnegie Endowment for International Peace, 1944) p. 79.

16. Ibid.

17. U.N. Doc. A/362, June 14, 1947.

18. Ibid. For further discussion, see Robert Davis and Mark Zannis, The Genocide Machine in Canada: The Pacification of the North (Montréal: Black Rose Books, 1973) pp. 15-21.

19. On Canada’s role, see Canada and the United Nations (Ottawa: Dept. of External Affairs, 1948) p. 191. Overall, see M. Lippman, “The Drafting of the 1948 Convention and Prevention and Punishment of the Crime of Genocide,” Boston University International Law Journal, No. 3, 1984.

20. U.S.T. _______, T.I.A.S. _______, 78 U.N.T.S. 277 (1948), Article II. The Convention’s third article makes it a crime not only to perpetrate genocide, but to conspire or attempt to commit it, to incite it, or to be otherwise complicit in its perpetration; for text, see Ian Brownlie, ed., Basic Documents on Human Rights (Oxford: Clarendon Press, [3rd ed.] 1992) pp. 31-4.

21. Lawrence LeBlanc, The United States and the Genocide Convention (Durham, NC: Duke University Press, 1991) pp. 7-12.

22. There can be no question whether parliament was aware its Native residential school policy violated Article II(e) of the Genocide Convention, the prohibition on forced transfer of children. The issue was raised repeatedly during the debates on ratification; Canadian Civil Liberties Association, “Brief to the Senate Standing Committee on Legal and Constitutional Affairs, “April 26, 1969, p. 6. Yet this is one of the provisions deleted from the Canadian genocide statute, ostensibly because it had “no essential relevance to Canada where mass transfers of children to another group are unknown”; Special Committee on Hate Propaganda in Canada (1948); quoted in Davis and Zannis, Genocide Machine, p. 23. For background, see J.R. Miller, Shingwauk’s Vision: A History of Native Residential Schools (Toronto: University of Toronto Press, 1996).

23. Special Committee on Hate Propaganda in Canada (1948); quoted in Davis and Zannis, Genocide Machine, p. 23.

24. Criminal Code, R.S.C. 1985, c. C-46.

25. As the matter was put by a principle advisor to the chief U.S. prosecutor at Nuremberg, many of the charges brought against the Nazis were based in upon their violation of “customary international law—a system [evolving] under the impact of common consent and the demands of world security. Acquiescence of all members of the Family of Nations is not necessary for this purpose. All that is needed is reasonable proof of the existence of widespread custom”; Sheldon Glueck, “The Nuremberg Trial and Aggressive War,” Harvard Law Review, No. 59, Feb. 1946, pp. 396-456. This rule was affirmed by the International Court of Justice with respect to the Genocide Convention in an Advisory Opinion issued on May 28, 1951: “The principles inherent in the Convention are acknowledged by civilized nations as binding on [any] country, even [those] without a conventional obligation.” In effect, “reservations” to the Convention like that attempted by the U.S., or attempts to limit its scope by deleting portions of it in domestic implementing statutes, as Canada has, have no legal validity at all; see generally, Robert K. Woetzel, “The Eichmann Case in International Law,” Criminal Law Review, Oct. 1962, pp. 671-82.

26. Pieter N. Drost, Genocide (Leyden: A.W. Sythoff, 1959); The Crime of State (Leyden: A.W. Sythoff, 1959). In actuality, Lemkin himself coined the term “ethnocide” in a footnote on page 79 of Axis Rule—the same page on which the neologism “genocide” itself was invented—explaining therein that the two words are synonyms. Interestingly, subsequent researchers have simply repeated without further investigation Drost’s false attribution of “ethnocide” to French scholarship, as well as his unfounded contention that it describes something other than genocide; see, e.g., Kurt Jonasohn and Frank Chalk, “A Typology of Genocide and Some Implications for the Human Rights Agenda,” in Isador Walliman and Michael Dobkowski, eds., Genocide and the Modern Age: Etiology and Case Studies of Mass Death (Westport, CT: Greenwood Press, 1987) pp. 7, 37.

27. Frank Chalk, “Definitions of Genocide and Their Implications for Prediction and Prevention,” in Yehuda Bauer, et al., eds., Remembering for the Future: Working Papers and Addenda, 2 vols. (Oxford: Pergammon Press, 1989) pp. 76-7.

28. Haunani-Kay Trask, From a Native Daughter: Colonialism and Sovereignty in Hawai’i (Honolulu: University of Hawai’i Press, [rev. ed.] 1999) p. 251.

29. Jean-Paul Sartre and Arlette El Kaim-Sartre, On Genocide and a Summary of the Evidence and Judgments of the International War Crimes Tribunal (Boston: Beacon Press, 1968). Although he was highly critical of Sartre’s “overgeneralized” formulation, Leo Kuper, one of the more astute analysts of genocide, by-and-large incorporated it into his own books: Leo Kuper, Genocide: Its Political Uses in the Twentieth Century (New Haven, CT, Yale University Press, 1981); International Action Against Genocide (London: Minority Rights Group, [rev. ed.] 1984); The Prevention of Genocide (New Haven, CT: Yale University Press, 1985).

30. Russell Tribunal, Report of the Fourth Russell Tribunal on the Rights of the Indians of the Americas (Nottingham: Bertrand Russell Foundation, 1980).

31. Cultural Survival Quarterly is the journal of Cambridge, Massachusetts-based Cultural Survival, Inc. On the resistance movements, see Miles Goldstick, Wollaston: People Resisting Genocide (Montréal: Black Rose Books, 1987); Boyce Richardson, Strangers Devour the Land: The Cree Hunters of the James Bay area versus Premier Bourassa and the James Bay Development Corporation (Post Mills, VT: Chelsea Green Publishers, [rev. ed.] 1991); Ward Churchill, “Genocide in Arizona: The ‘Navajo-Hopi Land Dispute’ in Perspective,” in my Struggle for the Land: Native North American Resistance to Genocide, Ecocide and Colonization (Winnipeg: Arbiter Ring, [rev. ed.] 1999).

32. The story of the Lubicon is quite complex; see John Goddard, Last Stand of the Lubicon Cree (Vancouver/Toronto: Douglas & McIntire, 1991).

33. Daishowa Inc. v. Friends of the Lubicon, Ontario Court of Justice (Gen. Div.), File No. 95-CQ-59707, Verdict of Judge J. MacPherson (Apr. 14, 1998) p. 21.

34. Ibid., pp. 21-2.

35. Thomas Claridge, “Judge to Rule May 19 on Lubicon boycott: Daishowa says $3-million annual sales lost,” Toronto Globe and Mail, May 1, 1995.

36. FOL briefing paper distributed by the Sierra Legal Defense Fund, beginning in 1996 (copy on file).

37. Conversation with Kevin Thomas, June 14, 1997 (notes on file).

38. Ibid.

39. Christopher Genovali, “Multinational Pulp Company SLAPPs Suit Against Activist Group,” Alternatives Journal, Vol. 22, No. 3, 1996.

40. Daishowa Inc. v. Friends of the Lubicon (1995), 30 C.R.R. (2d) 26 (Gen. Div.). The corporation immediately filed an appeal which resulted in reinstatement of the injunction against the FOL’s boycott activities more generally. This higher court ruling was later expanded to prohibit the defendants, their attorneys, and even selected expert witnesses from publicly discussing the case; Christopher Genovali, “Daishowa Tries to Gag Critics,” Alternatives Journal, Vol. 23, No. 2, 1997.

41. Verdict, p. 50.

42. Ibid., pp. 72, 68, 76.

43. Ibid., p. 76.

44. Ibid., pp. 42-3. MacPherson’s description of the situation in which the Lubicon have been placed should be compared with the explanation offered by the Saudi delegate to the drafting committee of what was/is meant by the language contained in Article II(c) of the 1948. This includes not only the “planned disintegration of the political, social or economic structure of a group or nation,” but the “systematic debasement of a group, people or nation”; quoted in Davis and Zannis, Genocide Machine, p. 19.

45. Among the expert witness submissions MacPherson ignored were an article, “Modern Genocide,” prepared by the McGill University law faculty and published in Quid Novi on November 30, 1987 (submitted in evidence as Defense Exhibit 30; Thomas Affidavit); a 1990 letter to Prime Minister Brian Mulroney prepared by the late James J.E. Smith, Curator of North American Ethnography for the Museum of the American Indian/Heye Foundation, in which it is concluded that “social and cultural genocide” is being perpetrated against the Lubicons (Defense Exhibit 4; Ominiyak Affidavit); a 1995 affidavit prepared by Dr. Joan Ryan, an anthropologist who combined 15 years experience documenting the destruction of Lubicon society with the very dictionary definitions the judge relied upon in arriving at an diametrically opposing conclusion. Both Dr. Ryan and I presented direct testimony during the trial. None of this is so much as mentioned in the Verdict.

46. Verdict, p. 71. MacPherson in fact quotes three different dictionaries, none of which posits “intentional killing” as synonymous with genocide. Webster’s refers to “the deliberate and systematic destruction of a racial, political or cultural group (emphasis added).”

47. MacPherson claims to have followed the dictum that “defamatory meaning must be one which would be understood by an ordinary and reasonable person”; Verdict, pp. 70-1. He neglects to mention, however, that the rule pertains only to instances where the terms at issue are not defined in law; R.E. Brown, The Law of Defamation in Canada (2nd ed., Vol. 1, p. 52).

48. Even MacPherson seems a bit uncomfortable with his definition. He suggests at one point that “physical destruction” rather than direct killing alone might add up to genocide. But then, apparently realizing that the sorts of conditions he’s already conceded the Lubicons are suffering would all too obviously fit this description, he simply drops the subject; Verdict, p. 71.

49. Ibid., p. 76.

50. Ibid., p. 39. This clearly goes to compelling the employment of euphemisms, the purpose of which is well-known. The Nazis, after all, referred to their Judeocide as the “Final Solution,” the transport of Jews to Auschwitz and other extermination centers as “Resettlement,” the literal killing therein as “Special Handling.” Such innocuous terminology was designed to obscure genocidal reality and thus constrain the probability of popular revulsion and unrest.

51. Lipstadt, Denying the Holocaust, pp. 7-8.

52. In the United States alone, nearly a hundred such peoples have been declared “culturally extinct” by the federal government during this period; Raymond V. Butler, “The Bureau of Indian Affairs: Activities Since 1945,” Annals of the American Academy of Political Science, No. 435, 1978, pp. 50-60.

53. The implications were brought out clearly in March 1974, when, in one of the few instances where charges of genocide were filed with the U.N. Secretariat, the International League for the Rights of Man, the Inter-American Association for Democracy and Freedom and several other organizations accused the government of Paraguay of physically exterminating the Aché Indians. Paraguay’s formal response to these allegations was that, “Although there are victims and victimizer, there is not the third element necessary to establish the crime of genocide—that is ‘intent.’ As there is no ‘intent,’ one cannot speak of ‘genocide’”; Paraguayan Minister of Defense, quoted in Norman Lewis, “The Camp at Ceclio Baez,” in Richard Arens, ed., Genocide in Paraguay (Philadelphia: Temple University Press, 1976) pp. 62-3.

54. Those who experience a visceral reaction to my “overstated” comparison should recall that Eichmann was not accused of actually killing anyone. Rather, he was convicted of having devoted his bureaucratic and technical expertise—that is, his intellect—to organizing the delivery of Jews and others to extermination centers; Hannah Arendt, Eichmann in Jerusalem: A Report on the Banality of Evil (New York: Penguin, 1964).

55. Unidentified Lubicon, quoted in Thomas Affidavit, p. 24.

Communist Party of the Workers of France (PCOF): No to nationalist outbidding, Yes to solidarity among peoples

The law against “denial of genocide recognized by law” causes great tension with the authorities in Turkey, which refer, not without relevance, Sarkozy and Co. for past massacres (Algeria) and later (in several countries of Africa) committed by the French army.

The tension that developed between our two countries and the bidding nationalists who meet, have nothing progressive. We deny to Sarkozy, and the French bourgeoisie in general, the right to speak for the victims of genocide.

The crude maneuver that would seek election to win the votes of the Armenians living in France, and does not serve the cause of the Armenian people who suffered a genocide by the Ottoman Empire.

The answer to this reactionary campaign is to develop solidarity between peoples and the common struggle against imperialism and reaction.

Paris, December 23, 2011

Communist Workers Party of France

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Socialism Still Survives in a Village in Armenia

TDKP: On the Armenian Question and Reactionary-Chauvinist Campaigns

As a response to two significant “external” events of the last couple of years -events with roots in prolonged domestic problems- the ruling classes of Turkey did everything to mobilise the people onto the streets for their own reactionary aims. The government and its institutions launched hysterically nationalist campaigns, first against Italy, based on the Kurdish question, then against France, on the question of Armenian genocide. These campaigns went on for some time and involved reactionary incitements and various forms of action such as demonstrating in front of the embassies and consulates of these countries, boycotting and burning the goods produced by them, even banning education in their languages, etc.

The main objective for these campaigns was to incite the Turkish people with reactionary-nationalist prejudices and win them over to the establishment ideology, rather than to harm those countries economically or politically. In this way, the ruling classes would not only attain social support for their reactionary theses, which lack fairness and historical correctness, but they would also draw the attention of the working people to artificially created external problems, making sure that they support or at least keep silent about domestic problems, undemocratic and repressive practices and economic plunder. And, it did not take long before the organisers of this reactionary campaign held hands with the Italian and French imperialists.

What was the cause for these campaigns and for the worsening of the relations with France?

In January 2001, France officially recognised the genocide suffered by the Armenians in 1915.

It must be noted that the recognition of the genocide by French government was to do with its short and long term political interests rather than its sympathy for the sufferings of the Armenian people. With this recognition, it would secure the votes of the Armenian population in France as well as the support of Armenia in the fight for hegemony in the Caucasus. It was an irony that French imperialism was concerned with the Armenian genocide when it has a shared responsibility for dozens of massacres and genocides all over the world such as Rwanda where one million poor and defenceless people lost their lives.

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Stalin: Long Live Soviet Armenia!

4/12/1920

Armenia, so long martyred and tormented, with its people condemned by the grace of the Entente and the Dashnaks to starvation, ruin and the lot of refugees— this Armenia, deceived by all its “friends,” has now found salvation by proclaiming itself a Soviet land.

Neither the false assurances of Britain, the “ancient protector” of Armenian interests, nor Wilson’s celebrated fourteen points, 1 nor yet the ostentatious promises of the League of Nations, with its “mandate” for the administration of Armenia, had saved (or could save!) the Armenians from massacre and physical extermination. Only the idea of Soviet power has brought Armenia peace and the possibility of national renovation.

Here are some of the factors that have led to the so-vietization of Armenia. The fatal policy of the Dashnaks, those agents of the Entente, condemned the country to anarchy and poverty. The war instigated by the Dash-naks against Turkey reduced Armenia to the last extreme of misery. In the latter part of November, the northern provinces of Armenia, tormented by hunger and tyranny, rose in revolt and set up an Armenian Revolutionary Military Committee, headed by Comrade Kasyan. On November 30, a telegram of greetings, addressed to Comrade Lenin, was received from the Chairman of the Armenian Revolutionary Military Committee, announcing the birth of Soviet Armenia and the occupation of the town of Deli-jan by the Committee. On December 1, Soviet Azerbaijan voluntarily renounced its claim to the disputed provinces and ceded Zangezur, Nakhichevan and Nagorny Karabakh to Soviet Armenia. On December 1, the Revolutionary Committee received the congratulations of the Turkish command. On December 2, information was received from Comrade Ordjonikidze that the Dashnak government in Erivan had been driven out and that the Armenian troops were placing themselves under the orders of the Revolutionary Committee.

The capital of Armenia, Erivan, is now in the hands of the Armenian Soviet Government.

The age-old enmity between Armenia and the surrounding Moslem peoples has been dispelled at one stroke by the establishment of fraternal solidarity between the working people of Armenia, Turkey and Azerbaijan.

Let it be known to all concerned that the so-called Armenian “problem,” over which the old wolves of imperialist diplomacy racked their brains in vain, only Soviet power has proved capable of solving.

Long Live Soviet Armenia!

Pravda, No. 273, December 4, 1920

Signed : J. Stalin